GEORGE K. YOUNG, JR., Plaintiff-Appellant, v. STATE OF HAWAII; NEIL ABERCROMBIE, in his capacity as Governor of the State of Hawaii; DAVID MARK LOUIE I, Esquire, in his capacity as State Attorney General; COUNTY OF HAWAII, as a sub-agency of the State of Hawaii; WILLIAM P. KENOI, in his capacity as Mayor of the County of Hawaii; HILO COUNTY POLICE DEPARTMENT, as a sub-agency of the County of Hawaii; HARRY S. KUBOJIRI, in his capacity as Chief of Police; JOHN DOES, 1–25; JANE DOES, 1–25; DOE CORPORATIONS, 1–5; DOE ENTITIES, 1–5, Defendants-Appellees.
No. 12-17808
UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
March 24, 2021
D.C. No. 1:12-cv-00336-HG-BMK
Before: Sidney R. Thomas, Chief Judge, and Diarmuid F. O’Scannlain, M. Margaret McKeown, Kim McLane Wardlaw, William A. Fletcher, Richard R. Clifton, Jay S. Bybee, Consuelo M. Callahan, Sandra S. Ikuta, Michelle T. Friedland and Ryan D. Nelson, Circuit Judges.
OPINION
Argued and Submitted En Banc September 24, 2020 San Francisco, California
Filed March 24, 2021
Opinion by Judge Bybee; Dissent by Judge O’Scannlain; Dissent by Judge R. Nelson
SUMMARY*
Civil Rights
The en banc court affirmed the district court’s dismissal of an action challenging Hawai‘i’s firearm licensing law,
Appellant George Young applied for a firearm-carry license twice in 2011, but failed to identify “the urgency or the need” to openly carry a firearm in public. Instead, Young relied upon his general desire to carry a firearm for self-defense. Both of Young’s applications were denied. Young brought a challenge to Hawai‘i’s firearm-licensing law under the
The en banc court first held that the scope of its review would be limited to Young’s facial challenge to
The en banc court noted that this Court has previously held that individuals do not have a Second Amendment right
After careful review of the history of early English and American regulation of carrying arms openly in the public square, the en banc court concluded that Hawai‘i’s restrictions on the open carrying of firearms reflect longstanding prohibitions, and therefore, the conduct they regulate is outside the historical scope of the
The en banc court rejected Young’s argument that
The en banc court also rejected, as premature, Young’s due process argument that
Dissenting, Judge O’Scannlain, joined by Judges Callahan, Ikuta, and R. Nelson, would hold that both
Dissenting, Judge R. Nelson, joined by Judges Callahan and Ikuta, concurred with Judge O’Scannlain’s dissent concluding that
COUNSEL
Alan Alexander Beck (argued), San Diego, California; Stephen D. Stamboulieh, Stamboulieh Law PLLC, Madison, Mississippi; for Plaintiff-Appellant.
Neal Kumar Katyal (argued), Colleen E. Roh Sinzdak, Mitchell P. Reich, and Sundeer Iyer, Hogan Lovells US LLP, Washington, D.C.; Clare E. Connors, Attorney General; Kimberly T. Guidry, Solicitor General; Robert T. Nakatsuji and Kaliko‘Onalani D. Fernandes, Deputy Solicitors General; Department of the Attorney General, Honolulu, Hawaii; Joseph K. Kamelamela, Corporation Counsel; Laureen L. Martin, Litigation Section Supervisor; D. Kaena Horowitz, Melody Parker, Christopher P. Schlueter, Michael J. Udovic, and Kimberly K. Angay, Deputies Corporation Counsel; Office of the Corporation Counsel, Hilo Hawaii; for Defendants-Appellees.
Kimberly T. Guidry, Solicitor General; Robert T. Nakatsuji, Deputy Solicitor General; Department of the Attorney General, Honolulu, Hawaii; for Amicus Curiae State of Hawaii.
Deepak Gupta and Jonathan E. Taylor, Gupta Wessler PLLC, Washington, D.C.; Eric Tirschwell and Mark Anthony Frassetto, Everytown for Gun Safety Support Fund, New York, New York; Janet Carter, William J. Taylor Jr., and Lisa M. Ebersole, Everytown Law, New York, New York; for Amicus Curiae Everytown for Gun Safety.
Simon J. Frankel, Covington & Burling LLP, San Francisco, California; Paulina K. Slagter, Covington & Burling LLP, Los Angeles, California; J. Adam Skaggs and David Pucino,
Gurbir S. Grewal, Attorney General; Andrew J. Bruck, Executive Assistant Attorney General; Jeremy M. Feigenbaum, Assistant Attorney General; Claudia Joy Demitro, Adam D. Klein and Tim Sheehan, Deputy Attorneys General; Attorney General’s Office, Trenton, New Jersey; Xavier Becerra, Attorney General, Sacramento, California; William Tong, Attorney General, Hartford, Connecticut; Matthew P. Denn, Attorney General, Wilmington, Delaware; Kwame Raoul, Attorney General, Chicago, Illinois; Tom Miller, Attorney General, Des Moines, Iowa; Maura Healey, Attorney General, Boston, Massachusetts; Brian E. Frosh, Attorney General, Baltimore, Maryland; Letitia James, Attorney General, New York, New York; Ellen F. Rosenblum, Attorney General, Salem, Oregon; Peter F. Neronha, Attorney General, Providence, Rhode Island; Mark R. Herring, Attorney General, Richmond, Virginia; Karl A. Racine, Attorney General, Washington, D.C.; for Amici Curiae New Jersey, California, Connecticut, Delaware, Illinois, Iowa, Massachusetts, Maryland, New York, Oregon, Rhode Island, Virginia, and the District of Columbia.
Xavier Becerra, Attorney General; Michael J. Mongan, Solicitor General; Thomas S. Patterson, Senior Assistant Attorney General; Samuel P. Siegel and Helen H. Hong, Deputy Solicitors General; Jonathan M. Eisenberg and P. Patty Li, Deputy Attorneys General; Department of Justice, Sacramento, California; for Amicus Curiae State of California.
Richard L. Holcomb, Holcomb Law LLLC, Honolulu, Hawaii, for Amicus Curiae Hawai‘i Rifle Association.
Donald L. Wilkerson, Laupahoehoe, Hawaii, for Amicus Curiae Hawaii Firearms Coalition.
Herbert W. Titus, Robert J. Olson, William J. Olson, and Jeremiah L. Morgan, William J. Olson P.C., Vienna, Virginia; Joseph W. Miller, Restoring Liberty Action Committee, Fairbanks, Alaska; for Amici Curiae Gun Owners of America, Gun Owners Foundation, Heller Foundation, Virginia Citizens Defense League, Conservative Legal Defense and Education Fund, and Restoring Liberty Action Committee.
David G. Sigale, Law Firm of David G. Sigale P.C., Glen Ellyn, Illinois, for Amicus Curiae Second Amendment Foundation.
Donald E. J. Kilmer Jr., Law Offices of Donald Kilmer APC, San Jose, California, for Amici Curiae Madison Society Inc. Calguns Foundation, Firearms Policy Coalition Inc., and Firearms Policy Foundation.
John Cutonilli, Garrett Park, Maryland, pro se Amicus Curiae.
Neal Goldfarb, Washington, D.C., pro se Amicus Curiae.
Jeff Landry, Attorney General; Elizabeth Baker Murrill, Solicitor General; Josiah M. Kollmeyer, Assistant Solicitor General; Department of Justice, Baton Rouge, Louisiana; Steven T. Marshall, Attorney General, Alabama; Mark Brnovich, Attorney General, Arizona; Leslie Rutledge, Attorney General, Arkansas; Christopher M. Carr, Attorney General, Georgia; Lawrence G. Wasden, Attorney General, Idaho; Aaron Negangard, Chief Deputy Attorney General, Indiana; Derek Schmidt, Attorney General, Kansas; Daniel Cameron, Attorney General, Kentucky; Lynn Fitch, Attorney General, Mississippi; Timothy C. Fox, Attorney General, Montana; Douglas J. Peterson, Attorney General, Nebraska; Wayne Stenehjem, Attorney General, North Dakota; Dave Yost, Attorney General, Ohio; Mike Hunter, Attorney General, Oklahoma; Alan Wilson, Attorney General, South Carolina; Jason Ravnsborg, Attorney General, South Dakota; Ken Paxton, Attorney General, Texas; Sean D. Reyes, Attorney General, Utah; Patrick Morrisey, Attorney General, West Virginia; for Amici Curiae States of Louisiana, Alabama, Arizona, Arkansas, Georgia, Idaho, Indiana, Kansas, Kentucky, Mississippi, Montana, Nebraska, North Dakota, Ohio, Oklahoma, South Carolina, South Dakota, Texas, Utah, and West Virginia.
Dan Jackson, Special Deputy Corporation Counsel, Keker Van Nest & Peters LLP, San Francisco, California, for Amici Curiae City and County of Honolulu, County of Kaua‘i, and County of Maui.
Michael T. Jean, National Rifle Association of America—Institute for Legislative Action, Fairfax, Virginia, for Amicus Curiae National Rifle Association of America.
Matthew J. Silveira, Jones Day, San Francisco, California, for Amici Curiae Social Scientists and Public Health Researchers.
Mark D. Selwyn, Wilmer Cutler Pickering Hale and Dorr LLP, Palo Alto, California; Nicholas G. Purcell, Wilmer Cutler Pickering Hale and Dorr LLP, Los Angeles, California; for Amici Curiae Professors of History and Law.
Antonio J. Perez-Marques, Sushila Rao Pentapati, Victor Obasaju, Korey Boehm, and Thomas Dec, Davis Polk & Wardwell LLP, New York, New York, for Amicus Curiae Prosecutors Against Gun Violence.
Joseph G.S. Greenlee, Firearms Policy Coalition, Sacramento, California; David B. Kopel, Independence Institute, Denver, Colorado; for Amici Curiae Professors of Second Amendment Law, Firearms Policy Coalition, Firearms Policy Foundation, Cato Institute, Madison Society Foundation, California Gun Rights Foundation, Second Amendment Foundation, and Independence Institute.
C.D. Michel, Sean A. Brady, and Matthew D. Cubeiro, Michel & Associates P.C., Long Beach, California; James
Mark M. Murakami, Damon Key Leong Kupchak Hastert, Honolulu, Hawaii; Jonathan Lowy, Kelly Sampson, and Christa Nichols, Brady, Washington, D.C.; for Amicus Curiae Brady.
OPINION
TABLE OF CONTENTS
- BACKGROUND AND PROCEEDINGS . . . . . . . . . 15
- Hawai‘i’s Licensing Scheme. . . . . . . . . . . . . . . . . 15
- History of Firearm Regulation in Hawai‘i . . . 15
- Hawai‘i’s Current Scheme . . . . . . . . . . . . . . . 18
- The statute. . . . . . . . . . . . . . . . . . . . . . . . . 18
- The County of Hawai‘i’s regulations . . . . 19
- Hawai‘i Attorney General Opinion Letter. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
- Facts and Proceedings . . . . . . . . . . . . . . . . . . . . . 22
- Hawai‘i’s Licensing Scheme. . . . . . . . . . . . . . . . . 15
- THE STANDARDS FOR OUR REVIEW . . . . . . . . . 25
- Standards of Review of Law and Fact . . . . . . . . . 25
- Scope of Our Review. . . . . . . . . . . . . . . . . . . . . . . 25
- Substantive Standards for the Second Amendment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
- Heller . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
- Our Post-Heller Framework . . . . . . . . . . . . . . 34
- PUBLIC CARRY OF FIREARMS AND THE SCOPE OF THE SECOND AMENDMENT . . . . . . . 36
- The English Right to Bear Arms in Public . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40
- The Royal Decrees . . . . . . . . . . . . . . . . . . . . . 40
- The Statute of Northampton . . . . . . . . . . . . . . 43
- The statute. . . . . . . . . . . . . . . . . . . . . . . . . 43
- Enforcement . . . . . . . . . . . . . . . . . . . . . . . 47
- Cases. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49
- Treatises . . . . . . . . . . . . . . . . . . . . . . . . . . 52
- The English Bill of Rights . . . . . . . . . . . . . . 55
- Colonial Restrictions on the Right to Bear Arms in Public . . . . . . . . . . . . . . . . . . . . . . . . . . . 56
- The English Right to Bear Arms in Public . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40
- Post Second Amendment Restrictions on the Right to Bear Arms . . . . . . . . . . . . . . . . . . . . . . . . 62
- Post-Ratification Restrictions. . . . . . . . . . . . . 64
- Nineteenth-Century Restrictions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65
- The statutes. . . . . . . . . . . . . . . . . . . . . . . . 65
- The cases. . . . . . . . . . . . . . . . . . . . . . . . . . 73
- Treatises . . . . . . . . . . . . . . . . . . . . . . . . . . 87
- Twentieth-Century Restrictions . . . . . . . . . . . 92
- The Power to Regulate Arms in the Public Square . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 96
- The Basic Rule . . . . . . . . . . . . . . . . . . . . . . . . 96
- The Exceptions . . . . . . . . . . . . . . . . . . . . . . . 107
- Classes of persons. . . . . . . . . . . . . . . . . . 107
- Places . . . . . . . . . . . . . . . . . . . . . . . . . . . 108
- Licensing and good-cause requirements 108
- Surety . . . . . . . . . . . . . . . . . . . . . . . . . . . 109
- Response to the Dissent . . . . . . . . . . . . . . . . . . . 113
- Application to
HRS § 134-9 . . . . . . . . . . . . . . . . . 122
- Post Second Amendment Restrictions on the Right to Bear Arms . . . . . . . . . . . . . . . . . . . . . . . . 62
- OTHER CLAIMS. . . . . . . . . . . . . . . . . . . . . . . . . . . 123
- Prior Restraint . . . . . . . . . . . . . . . . . . . . . . . . . . 124
- Procedural Challenge. . . . . . . . . . . . . . . . . . . . . 126
- CONCLUSION. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 127
The State of Hawai‘i requires its residents to obtain a license to carry a firearm in public. To satisfy the statutory requirements for an open-carry license, residents must demonstrate “the urgency or the need” to carry a firearm, must be of good moral character, and must be “engaged in the protection of life and property.” Appellant George Young applied for a firearm-carry license twice in 2011, but failed to identify “the urgency or the need” to openly carry a firearm in public. Instead, Young relied upon his general desire to carry a firearm for self-defense. Both of Young’s applications were denied. Young brought a facial challenge to Hawai‘i’s firearm-licensing law under the
We have previously held that individuals do not have a Second Amendment right to carry concealed weapons in public. Peruta v. County of San Diego, 824 F.3d 919 (9th Cir. 2016) (en banc). The question presented in this case is whether individuals have a right to carry weapons openly in public. In order to answer that question, and consistent with the Supreme Court’s decisions in District of Columbia v. Heller, 554 U.S. 570 (2008), and McDonald v. City of Chicago, 561 U.S. 742 (2010), we ask, first, whether Hawai‘i’s law affects conduct protected by the
I. BACKGROUND AND PROCEEDINGS
A. Hawai‘i’s Licensing Scheme
1. History of Firearm Regulation in Hawai‘i
Hawai‘i law began limiting public carriage of dangerous weapons, including firearms, more than 150 years ago—nearly fifty years before it became a U.S. territory and more than a century before it became a state. Hawai‘i enacted its first statutory regulation of public carry in 1852. The aptly named “Act To Prevent the Carrying of Deadly Weapons” recognized that “the habit of carrying deadly weapons is dangerous to life and the public peace.” Act of May 25, 1852, 1852 Haw. Sess. Laws 19. To combat those risks, Hawai‘i’s pre-territorial legislative council prescribed fines and imprisonment for “[a]ny person not authorized by law, who shall carry, or be found armed with, any bowie-knife, sword-cane, pistol, air-gun, slung-shot or other deadly weapon.” Id. § 1. The Act of May 25, 1852 categorically exempted certain professionals “authorized to bear arms,” such as those “holding official, military, or naval rank . . . when [the firearm was] worn for legitimate purposes.” Id. § 2.
Hawai‘i’s regulation of dangerous weapons remained in effect after Hawai‘i consented to annexation as a U.S. territory in 1898. Under the Newlands Resolution, “[t]he municipal legislation of the Hawaiian Islands . . . not inconsistent with this joint resolution nor contrary to the Constitution of the United States nor to any existing treaty of
In 1927, Hawai‘i implemented its first restriction on firearms specifically, as opposed to restrictions on the broader class of “deadly weapons.” In a section entitled “Carrying or keeping small arms by unlicensed person,” the law provided:
Except as otherwise provided in Sections 7 and 11 hereof in respect of certain licensees, no person shall carry, keep, possess or have under his control a pistol or revolver; provided, however, that any person who shall have lawfully acquired the ownership or possession of a pistol or revolver may, for purposes of protection and with or without a license, keep the same in the dwelling house or business office personally occupied by him, and, in the case of an unlawful attack upon any person or property in said house or office, said pistol or revolver may be carried in any lawful, hot pursuit of the assailant.
In 1933, the Hawai‘i legislature further refined its concealed-carry licensing scheme. Act 26, § 8, 1933–1934 Haw. Sess. Laws Spec. Sess. 35, 39. To carry a concealed weapon, the applicant had to demonstrate an “exceptional case” and a “good reason to fear injury to his person or property.” Id.
The “exceptional case” and “good reason to fear injury” requirements included in the 1933 Act became staples of Hawai‘i’s future firearm regulations. The Hawai‘i legislature included those requirements in its 1961 Act “Relating to Permits to Carry Firearms.” Act 163, 1961 Haw. Sess. Laws 215. The 1961 regulations mirrored those in the 1933 statute and required an applicant to demonstrate an “exceptional case” and a “good reason [for the applicant] to fear injury to his person or property” before publicly carrying a firearm. Id. § 1. Whereas the 1933 Act only applied to concealed carry, however, the 1961 Act announced a new regulatory scheme for open carry. An individual seeking to carry a firearm openly in public was required to demonstrate “the urgency of the need” to carry and must be “engaged in the protection of life and property.” Id. If the applicant made such a showing
2. Hawai‘i’s Current Scheme
a. The statute. Hawai‘i’s current scheme allows individuals to possess firearms under a variety of circumstances. First, individuals who are not members of law enforcement, the armed forces, or certain federal agencies and wish to carry firearms in places outside of their homes, places of business or sojourns must obtain a license from the county chief of police.
Hawai‘i’s public carry licensing scheme is substantially the same today as it was in 1961. Hawai‘i continues to distinguish between concealed carry and open carry, although it is not clear that the difference is particularly significant. To obtain a concealed carry license from a county chief of police, a person must first show “an exceptional case” and a “reason to fear injury to [his or her] person or property.”
Where the urgency or the need has been sufficiently indicated, the respective chief of police may grant to an applicant of good moral character who is a citizen of the United States of the age of twenty-one years or more, is engaged in the protection of life and property, and is not prohibited under section 134-7 from the ownership or possession of a firearm, a license to carry a pistol or revolver and ammunition therefor unconcealed on the person within the county where the license is granted.
b. The County of Hawai‘i’s regulations. In October 1997, the County of Hawai‘i—where Young lives and where he applied for several carry permits—promulgated county-wide rules to evaluate permit applications under
The county regulation imposed different rules for concealed arms and for unconcealed arms consistent with
The county regulation also applies to a broader class of weapons than does
c. Hawai‘i Attorney General Opinion Letter.
After this litigation began, the Hawai‘i Attorney General issued a formal opinion interpreting
According to the Attorney General’s Opinion Letter, an applicant’s need is “sufficient” if it is urgent and is related to “engage[ment] in the protection of life and property.”
The Attorney General’s Opinion Letter did not repeal Hawai‘i County’s regulations, but its interpretation of state law is considered “highly instructive.” See Kepo‘o v. Watson, 952 P.2d 379, 387 n.9 (Haw. 1998). And even without the Attorney General’s clarification, the statute—not the county’s regulation—would control. See Ruggles v. Yagong, 353 P.3d 953, 964 (Haw. 2015) (citing
B. Facts and Proceedings
George Young wishes to carry a firearm in public—concealed or unconcealed—but does not fall into one of Hawai‘i’s categorical exceptions for law enforcement and military personnel. In 2011, Young applied twice for a license in the County of Hawai‘i. In both applications, Young cited a general need for “personal security, self-preservation and defense, and protection of personal family
In 2012 Young filed a pro se complaint under
The district court dismissed all of Young’s claims in a published order. Young v. Hawai‘i, 911 F. Supp. 2d 972 (D. Haw. 2012). Although the district court dismissed Young’s claims on various grounds, the only grounds relevant here relate to his Second Amendment and Due Process claims; his other claims have been abandoned on appeal. With respect to the Second Amendment, the district court first determined that Hawai‘i’s firearm licensing scheme did not implicate conduct that is protected by the Second Amendment. Young, 911 F. Supp. 2d at 987–91. Looking to “[t]he weight of authority in the Ninth Circuit, other Circuits, and state courts,” the district court concluded
Alternatively, the district court found that even if Hawai‘i’s statute implicated conduct protected by the Second Amendment, the statute would survive intermediate constitutional scrutiny. Id. at 991–92. The district court determined that Hawai‘i’s law “protects an important and substantial interest in safeguarding the public from the inherent dangers of firearms.” Id. at 991. And because Hawai‘i’s law did not burden in-home possession of firearms and was not an outright ban on the firearms, the district court concluded that Hawai‘i’s restrictions reasonably fit its substantial interest in protecting the public from gun violence. Id. The court rejected Young’s related argument that Hawai‘i’s statute vested in the chief of police unbridled discretion as to whether to grant a carry permit, reasoning that the “prior restraint doctrine is applicable only in the First Amendment context.” Id.
The district court also dismissed Young’s due process claim on the ground that he had no liberty or property interest in carrying a firearm in public. Id. at 993. The district court dismissed Young’s complaint, id. at 995–96, and issued a final judgment.
Young timely appealed, and a divided panel of our court reversed in part and dismissed in part the district court’s judgment. Young v. Hawai‘i, 896 F.3d 1044 (9th Cir. 2018). We granted rehearing en banc to determine whether
II. THE STANDARDS FOR OUR REVIEW
A. Standards of Review of Law and Fact
The district court had jurisdiction under
B. Scope of Our Review
Having identified the applicable standard of review, we must now consider the scope of our review. During the supplemental briefing that we allowed after granting en banc review, the parties disputed what claims Young actually raised before the district court.3 Young argued that his claims
The difference between the two claims is potentially important for Young. It is no secret that a facial challenge to a statute is more difficult to prove than an as-applied challenge. See United States v. Salerno, 481 U.S. 739, 745 (1987). A facial challenge is a claim that the legislature has violated the Constitution, while an as-applied challenge is a claim directed at the execution of the law. See Nicholas Quinn Rosenkranz, The Subjects of the Constitution, 62 Stan. L. Rev. 1209, 1235–42 (2010); see also Henry Paul Monaghan, Overbreadth, 1981 Sup. Ct. Rev. 1, 5, 32 n.134 (“[I]f a federal statute is found facially defective it ‘is void in
We need not determine whether Hawai‘i County properly applied
We will not consider the claim. At best, Young’s putative as-applied challenge was buried in his complaint and not well pleaded. At worst, even assuming he pleaded it, Young has long forfeited the challenge.6 The relaxed pleading standard
If, as our dissenting colleagues claim, Young raised an as-applied challenge that the district court mischaracterized or ignored, see O’Scannlain Dissent at 188; R. Nelson Dissent at 196, the point appears nowhere in his panel-stage briefing. Young’s opening brief mentions the application of
We think it is more likely that Young brought no as-applied challenge at all, and thus he may pursue whatever remedies remain to him. In either case, we are under no obligation to consider arguments unless they are “specifically and distinctly argued.” Miller v. Fairchild Indus., Inc., 797 F.2d 727, 738 (9th Cir. 1986); Hayes, 849 F.3d at 1213. Young did not meet that standard. Even affording Young’s arguments the deference we typically give to pro se pleadings, Resnick v. Hayes, 213 F.3d 443, 447 (9th Cir. 2000), a party’s “bare assertion[s],” without more, will not preserve an argument for review, especially where “a host of other issues are presented for review,” Greenwood v. F.A.A., 28 F.3d 971, 977 (9th Cir. 1994) (citation omitted).
We are cognizant of our dissenting colleagues’ reservations about our holding that Young did not raise an as-applied challenge and what that might mean for future pro se litigants. R. Nelson Dissent at 197–98; see also O’Scannlain Dissent at 188. Today’s opinion, however, does not alter in any way the relaxed pleading standard we regularly afford pro se litigants. We merely hold that in this case, Young has not met that standard.
The scope of our review will be limited to Young’s facial challenge to
C. Substantive Standards for the Second Amendment
The Second Amendment reads: “A well regulated Militia, being necessary to the security of a free State, the right of the people to keep and bear Arms, shall not be infringed.”
1. Heller
The Court in Heller considered a District of Columbia statute prohibiting the possession of loaded firearms inside the home. The statute required residents to keep their firearms unloaded and secured with a trigger lock unless
Heller’s challenge to the D.C. statute presented the Court with its “first in-depth examination of the Second Amendment.” Id. at 635. In an extensive opinion, the Court determined that the right to keep and bear arms is an individual right held by the people, and not limited by the prefatory clause—“a well regulated Militia”—only to “the right to possess and carry a firearm in connection with militia service.” Id. at 596, 577, 599. The Court also concluded that the “right to keep and bear Arms” was not a new right created by the Second Amendment but “codified a right ‘inherited from our English ancestors.’” Id. at 599 (quoting Robertson v. Baldwin, 165 U.S. 275, 281 (1897)). The right to keep and bear arms was thus recognized, but not granted, in the Constitution, “for it had always existed.” Id. at 619 (citing John Ordronaux, Constitutional Legislation in the United States 241–42 (1891)). Since the right to keep and bear arms is an ancient one, the Court evaluated the history of the Second Amendment starting with English history, and continuing with American legal materials through the ratification of the Fourteenth Amendment. Id. at 581–92, 606–19.
Although it was clear to the Court that the history of the Second Amendment supported an individual right to bear
Heller held that an outright ban of firearms in the home violates the Second Amendment. Id. at 628–29 (“The handgun ban amounts to a prohibition of an entire class of ‘arms’ that is overwhelmingly chosen by American society for that lawful purpose. . . . Under any of the standards of scrutiny that we have applied to enumerated constitutional rights, banning from the home ‘the most preferred firearm in the nation to keep and use for protection of one’s home and family,’ would fail constitutional muster.” (citation and footnote omitted)). The extent to which the Second Amendment protects the right to keep and bear arms outside the home is less clear. To that issue, Heller posed more questions than it answered. By tying the Second Amendment
Two years after Heller, the Supreme Court reaffirmed that “[s]elf-defense is a basic right [and] . . . ‘the central component’ of the Second Amendment right,” whose exercise was “‘most acute’ in the home.” McDonald, 561 U.S. at 767 (quoting Heller, 554 U.S. at 599, 628). McDonald answered a different question than Heller, namely, whether the Second Amendment applies to the states. The Court held that the Second Amendment was incorporated through the Due Process Clause of the Fourteenth Amendment and, thus, applies to the states. Id. In reaching that conclusion, the Court once again looked to history, but this time to the post-ratification history of the Second Amendment and the place of the Second Amendment in the debates over the Fourteenth Amendment. Id. at 767–80.
2. Our Post-Heller Framework
Following Heller and McDonald, we have created a two-step framework to review Second Amendment challenges. See Silvester v. Harris, 843 F.3d 816, 820–21 (9th Cir. 2016); Peruta, 824 F.3d at 939; Jackson v. City and County of San Francisco, 746 F.3d 953, 960–61 (9th Cir. 2014); United States v. Chovan, 735 F.3d 1127, 1136 (9th Cir. 2013). Our two-step test is similar to tests adopted by other circuits. Chovan, 735 F.3d at 1134–37; Drake, 724 F.3d at 429; Woollard v. Gallagher, 712 F.3d 865, 874–75 (4th Cir. 2013);
whether there is persuasive historical evidence showing that the regulation does not impinge on the Second Amendment right as it was historically understood. Laws restricting conduct that can be traced to the founding era and are historically understood to fall outside of the Second Amendment’s scope may be upheld without further analysis.
Id. (internal citations omitted); see also Jackson, 746 F.3d at 960. Accordingly, a regulation “does not burden conduct protected by the Second Amendment if the record contain[s] evidence that [the subjects of the regulations] have been the subject of longstanding, accepted regulation.” Fyock v. Sunnyvale, 779 F.3d 991, 997 (9th Cir. 2015). We are looking for “historical prevalence.” Id. Similarly, we may uphold a law without further analysis if it falls within the “presumptively lawful regulatory measures” that Heller identified. Silvester, 843 F.3d at 821; see Heller, 554 U.S. at 626–27, 627 n.26.
III. PUBLIC CARRY OF FIREARMS AND THE SCOPE OF THE SECOND AMENDMENT
Consistent with this scheme, our first task is to determine whether the right to carry a firearm openly in public is protected by the Second Amendment. We have been down a similar road before. In Peruta, we addressed the question of whether the Second Amendment protected the right of individuals to carry concealed arms. After canvassing the historical record, we concluded that “the Second Amendment does not protect the right of a member of the general public to carry concealed firearms in public.” Peruta, 824 F.3d at 939. The question we address here is a variation on that theme: whether the Second Amendment guarantees individuals the right to carry arms openly in public. It is a question we specifically reserved in Peruta. Id. (“There may or may not be a Second Amendment right for a member of the general public to carry a firearm openly in public. The Supreme Court has not answered that question, and we do not
Our sister circuits have, in large part, avoided extensive historical analysis. The Second Circuit skimmed a handful of American statutes and cases and decided against looking solely “to this highly ambiguous history and tradition.” Kachalsky, 701 F.3d at 91. The Third Circuit likewise was “not inclined to . . . engag[e] in a round of full-blown historical analysis.” Drake, 724 F.3d at 431; see Gould, 907 F.3d at 670 (concluding, without citation to historical sources, that “the national historical inquiry does not dictate an answer”); Woollard, 712 F.3d at 876. Each of these circuits instead assumed that there was some Second Amendment right to carry firearms in public and applied intermediate scrutiny to the regulations at issue. Gould, 907 F.3d at 670–72; Drake, 724 F.3d at 435; Woollard, 712 F.3d at 876; Kachalsky, 701 F.3d at 93. The two circuits that struck down state or D.C. licensing rules also largely avoided the historical record. The D.C. Circuit thought that Heller resolved the question so it could “sidestep the historical debate.” Wrenn, 864 F.3d at 660. With little review of historical materials, the Seventh Circuit announced that “one doesn’t have to be a historian to realize that a right
We do not think we can avoid the historical record. Heller relied heavily on history, and we do not think that it exhausted all subsequent need to confront our history in resolving challenges to other firearm regulations. See Peruta, 824 F.3d at 929–39 (reviewing the historical materials related to concealed-carry restrictions). Indeed, the Court was explicit on this point:
Justice Breyer chides us for leaving so many applications of the right to keep and bear arms in doubt, and for not providing extensive historical justification for those regulations of the right that we describe as permissible. But since this case represents this Court’s first in-depth examination of the Second Amendment, one should not expect it to clarify the entire field, any more than Reynolds v. United States, 98 U.S. 145 (1879), our first in-depth Free Exercise Clause case, left that area in a state of utter certainty. And there will be time enough to expound upon the historical justifications for the exceptions we have
mentioned if and when those exceptions come before us.
Heller, 554 U.S. at 635 (internal citation omitted) (emphasis added).
We begin with a review of the historical record, starting with the English tradition, and then review the Colonial era and the post-Second Amendment era. Our focus on the American sources will be on state laws and cases. As the Court explained in Heller, “[f]or most of our history, the Bill of Rights was not thought applicable to the States, and the Federal Government did not significantly regulate the possession of firearms by law-abiding citizens.” 554 U.S. at 625. As we review these records, we are well aware that we are jurists and not historians. That creates the risk that we are engaged in Professor Kelly’s “law office history.”7 That is not only a risk we must assume; after Heller, it is our duty to confront such history. In an effort to get the history right, we have also honored the history of common law advocacy: We have looked to the parties to shape the arguments and call to the court’s attention the appropriate precedents. We have also relied on the parties and amici to direct our focus to the principal historical sources and any important secondary sources they would like us to consider. We have tried to be as complete as possible in recounting this history, but this is a legal opinion, not a dissertation, so we are likely to fall short in some way.
A. The English Right to Bear Arms in Public
We start, as did the Court in Heller, with the English concept of the right to bear arms. Our purpose in exploring the English tradition is not to import its law wholesale to our modern jurisprudence. Indeed, the evolution of the right to keep and bear arms is a valuable tool for discerning the Second Amendment’s meaning. But as Heller made clear, the Second Amendment did not create a new right; it codified a pre-existing one that we “inherited from our English ancestors.” 554 U.S. at 599 (quoting Robertson v. Baldwin, 165 U.S. 275, 281 (1897)).
1. The Royal Decrees
As we recognized in Peruta, English law restricted public firearm possession as early as the thirteenth century. 824 F.3d at 929. King Edward I and his successor, King Edward II, issued a series of orders to local sheriffs that prohibited “going armed” without the king’s permission. In 1299, Edward I ordered the sheriffs of Salop and Stafford to prohibit any one “from tourneying, tilting . . . or jousting, or making assemblies, or otherwise going armed within the realm without the king’s special licen[s]e.” 4 Calendar Of The Close Rolls, Edward I, 1296–1302, at 318 (Sept. 15, 1299, Canterbury) (H.C. Maxwell-Lyte ed., 1906) (emphasis added). The punishment for violating the order included
Three years later, Edward I similarly instructed the sheriff of York to prohibit “any knight, esquire or any other person from . . . going armed without the king’s special licen[s]e.” Id. at 588 (July 16, 1302, Westminster). Any person “found thus going with arms after the proclamation” should have his “horses and armour” arrested. Id. In 1304, Edward I ordered the sheriffs of Leicester and York to issue a proclamation prohibiting any person from “going armed in any way without the king’s licen[s]e.” 5 Calendar Of The Close Rolls, Edward I, 1302–1307, at 210 (June 10, 1304, Stirling) (H.C. Maxwell-Lyte ed., 1908).
Edward II issued several similar orders. In the months leading up to Edward II’s coronation in 1308, he issued an order prohibiting any “knight, esquire, or other” from going “armed at Croydon or elsewhere before the king’s coronation.” 1 Calendar Of The Close Rolls, Edward II, 1307–1313, at 52 (Feb. 9, 1308, Dover) (H.C. Maxwell-Lyte ed., 1892). Two years later Edward II issued an order to the sheriff of York, and to all the sheriffs of England, prohibiting any “earl, baron, knight, or other” from “go[ing] armed, under pain of forfeiture.” Id. at 257 (Apr. 9, 1310, Windsor). Two years after that, the king ordered the sheriffs in Warwick and Leicester to proclaim that “no one shall, under pain of forfeiture, . . . go armed . . . without the king’s special licen[s]e.” Id. at 553 (Oct. 12, 1312, Windsor). He also ordered “[t]he like to all the sheriffs of England.” Id.
In 1326 Edward II again ordered the sheriff of Huntington to arrest anyone going armed without the king’s license. The king commanded:
Whereas the king lately caused proclamation to be made throughout his realm prohibiting any one going armed without his licence, except the keepers of his peace, sheriffs, and other ministers, willing that any one doing the contrary should be taken by the sheriff or bailiffs or the keepers of his peace and delivered to the nearest gaols, to remain therein until the king ordered his will concerning them.
4 Calendar Of The Close Rolls, Edward II, 1323–1327, at 560 (April 28, 1326, Kenilworth) (H.C. Maxwell-Lyte ed., 1898). The 1326 edict reinforced that no person could carry arms publicly unless he fell within a certain group of peace keepers (“sheriffs, and other ministers”) or unless he obtained the king’s permission. Id.
Other orders from 1326 enforced a ban on publicly carrying arms unless engaged in law enforcement or with
2. The Statute of Northampton
a. The statute. Any doubt as to the scope of government’s authority to disarm the people in public was dispelled with Parliament’s 1328 enactment of the Statute of Northampton, which effectively codified the firearms restrictions that preceded it. The statute provided:
That no Man great nor small, of what Condition soever he be, except the King’s
Servants in his presence, and his Ministers in executing of the King’s Precepts, or of their Office, and such as be in their Company assisting them, and also [upon a Cry made for Arms to keep the Peace, and the same in such places where such Acts happen,] be so hardy to come before the King’s Justices, or other of the King’s Ministers doing their office, with force and arms, nor bring no force in affray of the peace, nor to go nor ride armed by night nor by day, in Fairs, Markets, nor in the presence of the Justices or other Ministers, nor in no part elsewhere, upon pain to forfeit their Armour to the King, and their Bodies to Prison at the King’s pleasure.
To the majority of fourteenth-century Englishmen, the Statute of Northampton was generally understood to be “a complete prohibition on carrying weapons in public, at least in populated areas.” Mark Anthony Frassetto, To the Terror of the People: Public Disorder Crimes and the Original Public Understanding of the Second Amendment, 43 S. Ill. U.
The Statute of Northampton was amended in 1396. The amended statute retained all the prohibitions on public carriage of arms found in the original version and also expanded the types of armor that could not be carried in public. As amended, the statute provided “[t]hat no Man shall ride armed within the Realm, against the Form of the Statute of Northampton” and that “no Lord, Knight nor other, little nor great, shall go nor ride by Night nor by Day armed, nor bear [Sallet] nor Skull of Iron, nor [of] other Armour, upon the pain aforesaid; save and except the King’s Officers and Ministers in doing their Office.”
matters arose.”). “Slowly the idea of a ‘general peace’ embracing the ‘peace’ of the various customary jurisdictions was evolved.” Id.; see Feldman, 47 Cambridge L.J. at 107 (“It was the Norman kings who used the idea of the king’s peace as a means of extending their jurisdiction at the expense of local courts.”).
When the king’s justices of the peace tried criminal matters, those matters were tried as an offense against the king. “In modern pleading [in the United States], the phrase ‘against the peace of the commonwealth’ or ‘of the people’ is used.” Contra pacem, Black’s Law Dictionary (rev. 4th ed., 1968). Hence, our cases are charged as an offense against the “United States” or the “State.”
The Statute of Northampton’s restrictions on carrying also permeated public life. For example, in preparation for the Feast of St. Thomas in 1343, Edward III ordered London hostelries to warn their guests “against going armed in the City.” 1 Calendar of Plea & Memoranda Rolls of the City of London, 1323–1364, at 156 (December 19, 1343) (A.H. Thomas ed., 1898). The guests’ violation of the arms prohibition would have subjected them to arrest and forfeiture of their arms. Id.
The Statute of Northampton continued in force after Edward III was succeeded by King Richard II in 1377. Like his predecessor, Richard II issued orders to county sheriffs to enforce the Statute of Northampton and keep the king’s peace. Months after Richard II’s coronation, he reminded the mayor and bailiffs of Newcastle upon Tyne that the Statute of Northampton provided the vehicle to keep the peace by prohibiting the public carry of arms. The king’s order stated that the “statute published at Norhampton [sic] in 2 Edward III . . . contained that . . . no man of whatsoever estate or condition shall go with armed force, lead any force to the disturbance of the peace, ride or go armed by day or night in fairs, markets or in presence of justices or other the king’s ministers” without risking arrest and forfeiture of their arms.
c. Cases. We have been pointed to two cases that may shed light on the restrictions in the Statute of Northampton. The first is Chune v. Piott (1615), 80 Eng. Rep. 1161 (K.B.), in which the Statute of Northampton is not mentioned. Chune was a false-arrest case that challenged the sheriff’s authority to arrest people who had not actually breached the peace. The King’s Bench concluded that sheriffs had authority “without all question” to arrest anyone carrying a weapon “in the high-way, in terrorem populi Regis.” Id. The phrase in terrorem populi Regis—“to the terror of the king’s people”—might suggest one of two things: First, that there must be some proof of the carrier’s intent to terrorize the people or, second, that there must be some proof of the effect (whether intended or not) on the people. But the court ultimately concluded that neither was an element of the crime of unlawful carrying. The sheriff could arrest a person carrying arms in public “notwithstanding he doth not break the peace.” Id.
The second is Sir John Knight’s Case, which is important because it was one of the few prosecutions under the Statute of Northampton for which we have some record, even if there are some disputes about what that record signifies. Sir John Knight was accused of “going armed, to the terror of the public” and charged under the Statute of Northampton and the common law crime of “affray.” Sir John Knight’s Case (1686), 87 Eng. Rep. 75–76 (K.B.).10 According to one
Whatever Knight was doing, the sources agree that Knight was acquitted, but they disagree on what grounds. According to one report, the Statute of Northampton was “almost gone in [desuetude],” but Knight could still be punished if he carried arms with mal-intent to terrify the people. Presumably, his acquittal was due to this lack of such intent. Knight’s Case, 90 Eng. Rep. at 330. Similarly, the unofficial report claimed that Knight was “tried by a jury of his own citty [sic], that knew him well, [and] he was acquitted, not thinking he did it with any ill design, to the great disappointment of some persons.” Luttrell, A Brief Historical Relation at 389. According to another reporter, the Chief Justice of the King’s Bench opined that the meaning of the Statute of Northampton was to punish those who go armed. Knight’s Case, 87 Eng. Rep. at 76. The Chief Justice explained that publicly carrying arms was not just an act that could terrify the people but was also an affront to the king’s peace because the act of carrying arms in public suggested that “the King [was] not able or willing to protect his subjects,” id.—indicating perhaps that Knight was acquitted because he had not intended criticism of the king’s authority or ability to keep the peace. See Frassetto, 43 S. Ill. U. L.J.
that no one, of whatever condition he be, go armed in the said city or in the suburbs, or carry arms, by day or by night, except the vadlets of the great lords of the land, carrying the swords of their masters in their presence, and the serjeants-at-arms of his lordship the King, of my lady the Queen, the Prince, and the other children of his lordship the King,
malefactors,” similar to posting bail as a condition of probation. Id. at 103. So, for a surety of good behavior, there had to be some sort of charge of wrongdoing that preceded the surety. The surety for good behavior essentially allowed those accused of crimes—who could afford it—to avoid punishment while allowing the crown to “rehabilitate and make use of military men who were urgently needed . . . .” Id. at 121.
The surety of the peace was administered by the Keepers (Justices) of the Peace and was employed to keep the king’s peace in areas where a centralized police force did not exist. The surety of the peace followed an accusation by someone that an individual would likely violate the law in the future. It was either a money payment or pledge by others “in support of his future good conduct.” Id. at 104. See Kopel, 14 Geo. J. L. & Pub. Pol’y at 131 n.14 (citing Y.B. Trin. 14 Hen. 7 (1499), reported in Y.B. 21 Henry 7, fol. 39, Mich., pl. 50 (1506) (“Anonymous.” No case name) (“[A] man’s house is his castle and defense,” but “if one were threatened that if he should come to such a market . . . he should there be beaten, in that case he could not assemble persons to help him go there in personal safety, for he need not go there, and he may have a remedy by surety of the peace.”)). The money payment (or the pledge by others) was released after a period of time in which the person did not violate the law.
and the officers of the City, and such persons as shall come in their company in aid of them, at their command, for saving and maintaining the said peace; under the penalty aforesaid, and the loss of their arms and armour.
John Carpenter, Liber Albus: The White Book of the City of London 335 (Henry Thomas Riley ed., 1862) (footnote omitted) (emphasis added).
Other English treatises weigh in on whether prosecution under the Statute of Northampton required proof that carrying arms caused terror. William Hawkins, a seventeenth century barrister and jurist, stated that a person may commit an “affray where there is no actual violence; as where a man arms himself with dangerous and unusual weapons, in such a manner as will naturally cause a terror to the people.” 1 William Hawkins, A Treatise of the Pleas of the Crown 488 (John Curwood ed., 1824). On the other hand, Hawkins also stated that wearing arms—perhaps those that were not “dangerous and unusual”—alone was not enough to warrant prosecution. “[N]o wearing of arms is within the meaning of this statute [of Northampton], unless it be accompanied with such circumstances as are apt to terrify the people . . . .” Id. at 489. Hawkins continued that “persons of quality” did not risk violating the statute by wearing “common weapons . . . for their ornament or defence.” Id. Some have interpreted Hawkins’s reference to “persons of quality” as an indication that certain classes of people could carry arms consistent with their status because that would be neither uncommon nor overtly terrifying to the people. See Frassetto, 43 S. Ill. U. L.J. at 67–69 (describing Hawkins’s statement that public carry was not threatening when it was done by the wealthy whose carrying of arms would not be out of the ordinary).
Joseph Keble, another seventeenth-century English barrister, recognized that public terror resulted from witnessing arms unexpectedly. While examining the crime of affray in a 1683 treatise, Keble noted “if a man shall shew himself furnished with Armour or Weapon which is not usually worn, it will strike a fear upon others that be not armed.” Joseph Keble, An Assistance to the Justices of the Peace, for the Easier Performance of their Duty 147 (1689). Keble’s reference to weapons “not usually worn” could refer either to “unusual weapons” or to common weapons worn when one would not expect it.
Sir William Blackstone and Lord Edward Coke strongly suggested that carrying arms openly was a status offense and that the law did not require proof of intent or effect. Blackstone clarified the principle, stating that the mere act of going armed in and of itself terrified the people. He stated that “[t]he offence of riding or going armed with dangerous or unusual weapons, is a crime against the public peace, by terrifying the good people of the land, and is particularly prohibited by the Statute of Northampton.” 4 William Blackstone, Commentaries *148–49 (1769). According to Blackstone, going armed with dangerous or unusual weapons was all that was required to terrify the people of the land, and thus the law required neither proof of intent to terrify nor
3. The English Bill of Rights
Following the Glorious Revolution, the English right to bear arms changed with the enactment of the English Bill of Rights in 1689.14 The English Bill of Rights created, for the first time, a right for certain people to possess arms, but it was a conditional right. It provided “[t]hat the [s]ubjects which are Protestants may have [a]rms for their [d]efence suitable to their [c]onditions and as allowed by [l]aw.” 1 W. & M., ch. 2, § 7, in 3 Eng. Stat. at Large 441 (1689). The new provision was important, for several reasons. First, for the first time, English law explicitly tied the carrying of arms
Blackstone characterized the new right as one to bear arms in the interest of self-defense, but he acknowledged that the right was not absolute. The right to carry arms was subject to government regulation, and thus the right of the people to “hav[e] arms for their defense” only extended as far as the right was “allowed by law.” 1 William Blackstone, Commentaries *130 (emphasis added). Blackstone continued that “these rights and liberties [are] our birthright to enjoy . . . unless where the laws of our country have laid them under necessary restraints.” Id. at *131 (language modernized). Indeed, the right to carry arms was a “public allowance under due restrictions.” Id. at *130. Blackstone’s example of such a “due restriction[],” was the prohibition on publicly carrying weapons, codified in the Statute of Northampton. See 4 William Blackstone, Commentaries *148–49.
B. Colonial Restrictions on the Right to Bear Arms in Public
Early American colonists brought to the New World the English sensibilities over the carrying of arms in public. A number of colonies implemented restrictions on the carrying of arms similar to those found in the Statute of Northampton. Indeed, some colonies adopted the Statute of Northampton almost verbatim. The colonists shared the English concern
New Jersey acted first. In 1686 (three years prior to the English Bill of Rights), the colony passed “An Act against wearing Swords, &c.” in response to the “great complaint by the inhabitants of [the] Province, that several persons [were] wearing swords, daggers, pistols, dirks, stilladoes, skeines, or any other unusual or unlawful weapons.”
New Hampshire enacted a similar restriction in 1699, which punished any person who went “armed offensively” or “put his Majesty’s subjects in fear” and outlawed affray, rioting, and disturbing the peace. 1699 N.H. Laws. 1. Punishment ranged from imprisonment to payment of a surety.
To the examples of prohibitions on public carry, we must add examples of colonial laws that not only permitted public carry, but mandated it. Some colonies required men to carry arms while attending church or other public gatherings. They also protected travelers passing through the several colonies and those assembled as a militia. For example, Virginia required colonists to carry arms to church. In a 1619 statute, it instructed “[a]ll persons whatsoever upon the Sabaoth daye [who] frequente divine service and sermons . . . [to] beare armes [and] bring their pieces swordes, poulder and shotte.” Proceedings of the Virginia Assembly, 1619, in Narratives of
Virginia’s mandate was a model for several other colonies. Connecticut, Maryland, South Carolina, and Georgia all required men to carry arms at church. See 1 The Public Records of the Colony of Connecticut 95 (1850) (“[O]ne person in every several house wherein is any soldier or soldiers, shall bring a musket, pistol or some piece, with powder and shot, to each meeting . . . .” (spelling modernized)); Proceedings of the Council of Maryland, 1636–1667, reprinted in 3 Archives of Maryland 103 (1885) (“No man able to bear arms to go to church or Chappell . . . without fixed gun and 1 Charge at least of powder and shot.” (spelling modernized)); 7 The Statutes at Large of South Carolina 418 (1840) (requiring any person able to do so to bear arms to “places of public worship” to secure against slave insurrections); 19 The Colonial Records of the State of Georgia (pt. 1) 137–38 (1911) (requiring every male, white militiaman to carry firearms “on any Sunday or other times, to any church, or other place of divine worship”). Plymouth Colony, prior to its merger with Massachusetts Bay, had also enacted a church-based firearm requirement in 1636, but its mandate was seasonal. See The Compact with the Charter and Laws of the Colony of New Plymouth 102 (1836) (requiring arms at churches between April and November annually).
At least two colonies required carrying arms to other public gatherings. See 1 Records of the Governor and Company of the Massachusetts Bay in New England 190 (1853) (All eligible persons “shall come to the public assemblies with their muskets, or other pieces fit for service.”
Several colonies also required persons traveling outside of the public square to arm themselves. Virginia, Massachusetts, Rhode Island, and Maryland all enacted some requirements for travelers to carry arms. See 1 The Statutes at Large; Being a Collection of all the Laws of Virginia 127 (1823) (“That no man go or send abroad without sufficient partie will armed.”); 1 Records of the Governor and Company of the Massachusetts Bay in New England 85 (1853) (“[I]t is ordered, that no person shall travel single betwixt [Massachusetts] and Plymouth, nor without some arms . . . .” (spelling modernized)); 1 Records of the Colony of Rhode Island and Providence Plantations in New England 94 (1856) (“It is ordered, that no man shall go two miles from the Town unarmed.” (spelling modernized)); Proceedings of the Council of Maryland, 1636–1667, reprinted in 3 Archives of Maryland 103 (1885) (“No man able to bear arms to go . . . any considerable distance from home without fixed gun and 1 Charge at least of powder and Shot.” (spelling modernized)).16
The Statute of Northampton continued to influence state law in the interregnum between the Revolutionary War and the adoption of the Constitution. Three years after the Treaty of Paris, Virginia enacted prohibitions on public carriage of firearms that tracked the Statute of Northampton. Virginia‘s statute provided that “no man, great nor small, . . . [shall] go nor ride armed by night nor by day, in fairs or markets, or in other places, in terror of the Country.” 1786 Va. Laws 33, ch. 21.
Early American history thus strongly suggests that colonists brought with them the English acquiescence to firearm limitations outlined in the Statute of Northampton. The colonies and early American states enacted facsimiles of the Statute of Northampton‘s broad prohibitions on the public carriage of firearms. And where the colonies did allow public carry—or even mandated it—those laws were tied to the overarching duty to bear arms in defense of the community, and it was the role of local government, not individuals, to
C. Post Second Amendment Restrictions on the Right to Bear Arms
The Constitution was ratified in 1789. Almost immediately, Congress began work on a bill of rights, a promise the Federalists had made as a condition for ratification. As the Court observed in Heller, “[d]uring the 1788 ratification debates, the fear that the Federal Government would disarm the people in order to impose rule through a standing army or select militia was pervasive in Antifederalist rhetoric.” 554 U.S. at 598. The amendments that became our Bill of Rights were proposed in 1789 and ratified by 1791.
At the time of its adoption, the Bill of Rights did not apply to the states. Barron v. Mayor & City Council of Baltimore, 32 U.S. (7 Pet.) 243 (1833); see United States v. Cruikshank, 92 U.S. 542, 553 (1875) (“The
1. Post-Ratification Restrictions
After ratification of the
It is enacted, that no man great nor small, or what condition soever he be, except the King‘s servants in his presence . . . go nor ride armed by night nor by day, in fairs, markets,
nor in the presence of the King‘s Justices, or other ministers, nor in no part elsewhere.
Id. at 60-61.19 As we have noted, Massachusetts had first enacted a law based on the Statute of Northampton in 1692. In 1795, it repealed a portion of the 1692 Act but kept the firearms restrictions. 1795 Mass. Acts 436, ch. 2. The 1795 version had strong echoes of the Statute of Northampton and authorized its justices of the peace to arrest “all affrayers, rioters, disturbers, or breakers of the peace, and such as shall ride or go armed offensively, to the fear or terror of the good citizens of this Commonwealth.” Id.20
2. Nineteenth-Century Restrictions
a. The statutes. Early American versions of the Statute of Northampton continued into the nineteenth century. In
The early nineteenth century saw new restrictions on firearms that incorporated broader prohibitions than the one found in the Statute of Northampton. These restrictions more forcefully prohibited the mere act of carrying a firearm instead of coupling going armed with affray, rioting, or
Massachusetts adopted a more generous change and became a template for other states. As we have observed, in 1795 Massachusetts renewed its colonial firearms restrictions, enacting a firearms regulation that resembled the Statute of Northampton. See 1795 Mass. Acts 436, ch. 2 (allowing every justice of the peace to arrest all that “ride or go armed offensively, to the fear or terror of the good citizens of [the] Commonwealth“). In 1836 Massachusetts broadly revamped its criminal law; in the process it abandoned the Northampton framework in favor of a good-cause restriction. In Chapter 134, entitled “Of Proceedings to Prevent the Commission of Crimes,” Massachusetts added eighteen sections dealing with complaints, arrests, trials, appeals, penalties and sureties.23 Section 16 provided:
If any person shall go armed with a dirk, dagger, sword, pistol, or other offensive and
dangerous weapon, without reasonable cause to fear an assualt [sic] or other injury, or violence to his person, or to his family or property, he may, on complaint of any person having reasonable cause to fear an injury, or breach of the peace, be required to find sureties for keeping the peace, for a term not exceeding six months, with the right of appealing as before provided.
1836 Mass. Acts 750, ch. 134, § 16. The 1836 Massachusetts statute permitted public carry, but limited it to persons who could demonstrate their need to carry for the protection of themselves, their families, or their property. In effect, the Massachusetts law provided that such weapons could not be carried in public unless the person so armed could show “reasonable cause.”
A number of states followed Massachusetts and adopted some version of Chapter 134, including Section 16. Many of those states adopted Section 16 verbatim. For example, in 1839 Wisconsin adopted “An Act to prevent the commission of crimes.” Section 16 was a word-for-word (with minor changes in punctuation) replication of Section 16 of the 1836 Massachusetts statute. 1838 Wis. Sess. Laws 381, § 16. Other states and territories followed. If they did not adopt Section 16 verbatim, the changes were minor, but the references to the 1836 Massachusetts law were unmistakable. See 1841 Me. Laws 709, ch. 169, § 16; 1846 Mich. Laws 692, ch. 162, § 16;24 1847 Va. Laws 129, ch. XIV, § 16; 1851
Other states followed Massachusetts’ formulation but qualified the right in some other way. Pennsylvania, for example, provided an introductory exemption: ”If any person, not being an officer on duty in the military or naval service of the state or of the United States, shall go armed with dirk, dagger, sword or pistol . . . .” 1862 Pa. Laws 250, § 6 (emphasis added).25 Texas expanded the list of prohibited items. In a statute entitled “An Act to Regulate the Keeping and Bearing of Deadly Weapons,” Texas regulated the carrying of “any pistol, dirk, dagger, slung-shot, sword-cane, spear, brass-knuckles, bowie-knife, or any other kind of knife.” 1874 Tex. Gen. Laws 1322, art. 6512; see also id. art. 6511 (entitled “An Act Regulating the Right to Keep and Bear Arms;” prohibiting anyone carrying “a bowie-knife, dirk, or butcher-knife, or firearms, whether known as a six-shooter, gun, or pistol of any kind” from entering “any church or religious assembly, any school-room or other place where persons are assembled for educational, literary, or scientific purposes, or into a ballroom, social party, or other social gathering . . . or to any election precinct . . . or to any other place where people may be assembled . . . , or any other
A number of other states regulated the carrying of arms, even though they did not follow the Massachusetts model. Delaware, for example, continued to follow the outline of the Statute of Northampton. 1852 Del. Stat. 333, ch. 97, § 13 (making subject to arrest “all affrayers, rioters, breakers and disturbers of the peace, and all who go armed offensively to the terror of the people“). Kansas and the Territory of Wyoming also prohibited both the concealed and open carrying of weapons, although with more modern language. 1881 Kan. Sess. Laws 80, ch. XXXVII, § 23 (“The [city] council shall prohibit and punish the carrying of firearms, or other dangerous or deadly weapons, concealed or otherwise . . . .“);28 1876 Wyo. Sess. Laws 352, ch. 52, § 1 (prohibiting the “bear[ing] upon his person, concealed or openly, any fire arm or other deadly weapon, within the limits of any city, town or village“).
On the other hand, two territories had nominal concealed weapons prohibitions that also applied to open carry. New Mexico made it “unlawful for any person to carry concealed weapons on their persons, of any class of pistols whatever, bowie knife . . . Arkansas toothpick, Spanish dagger, slung-shot, or any other deadly weapon.” 1860 N.M. Laws 94, § 1 (emphasis added). However, in the following section, it prescribed the punishment for any person who “carr[ies] about his person, either concealed or otherwise, any deadly weapon of the class and description mentioned in the preceding section . . . .” Id. § 2 (emphasis added). The Territory of Oklahoma had a complex series of prohibitions in an article entitled “Concealed Weapons,” but some of the prohibitions applied to open carry. For instance, one provision made it “unlawful for any person in the Territory of
Before we discuss the state cases, we have several observations on the statutes. First, the states broadly agreed that small, concealable weapons, including firearms, could be banned from the public square. Although the record is not uniform, the vast majority of the states did not distinguish between regulation of concealed carry and regulation of open carry of weapons that were capable of being concealed. None of the statutes we have discussed in this section makes any mention of long-barreled guns, such as muskets, rifles, or shotguns. Second, although many of the states had constitutional provisions that guaranteed some kind of right to keep and bear arms, state legislatures evidently did not
The Territory of Hawai‘i‘s enumerated restrictions on carrying weapons were well within this tradition. Hawai‘i‘s 1852 law punished “[a]ny person not authorized by law, who shall carry, or be found armed with, any bowie-knife, sword-cane, pistol, air-gun, slung-shot or other deadly weapon.” 1852 Haw. Sess. Laws 19, § 1. Like many states, Hawai‘i exempted persons “authorized to bear arms,” including persons “holding official, military, or naval rank” so long as the weapon was “worn for legitimate purposes.” Id. § 2.
b. The cases. The parties have directed our attention to a number of reported state cases that address the right to keep and bear firearms. They are largely from Southern states; even then, they are far from uniform in their reasoning and conclusions. We will start with the cases in which the state courts adopted the most generous protections for those bearing arms. Our first such case is Bliss v. Commonwealth, 12 Ky. (2 Litt.) 90 (1822). Like many statutes we have seen, Kentucky law banned the carrying of concealed weapons, including pocket pistols, dirks, large knives and sword-canes. Id. at 90. Bliss was charged with carrying a sword in a cane and contended that the Kentucky Constitution prohibited such restrictions.30 Id. A divided Kentucky Court of Appeals, Kentucky‘s highest court, held the statute unconstitutional.
Bliss‘s expansive view of the right to carry firearms was short lived. Following the Kentucky Court of Appeals’ opinion, the legislature amended the constitution to allow the type of restriction the court had struck down. Ky. Const. of 1850, art. XIII, § 25 (“That the rights of the citizens to bear arms in defence of themselves and the State shall not be questioned; but the general assembly may pass laws to prevent persons from carrying concealed arms.“). See Peruta, 824 F.3d at 935-36 (citing Robert M. Ireland, The Problem of Concealed Weapons in Nineteenth-Century Kentucky, 91 Reg. Ky. Hist. Soc‘y 370, 373 (1993) (discussing the aftermath of the decision; noting that the Governor criticized the court for reading the state constitution so literally)). Bliss appears to be an isolated decision. The decision was not followed by any other court, and it was considered and rejected by state courts in Alabama, Arkansas, Georgia, and Tennessee. See Peruta, 824 F.3d at 936; Strickland v. State, 72 S.E. 260, 261 (Ga. 1911) (“[Bliss] has
No other court went as far as the Kentucky court in Bliss; indeed, courts in Georgia, Alabama, and Louisiana deviated from Bliss by holding that restrictions on concealed weapons were permissible. Georgia drew its line between open and concealed carry in reversing a conviction for carrying firearms. In Nunn v. State, 1 Ga. 243 (1846), Nunn was charged with carrying pistols, but the indictment failed to state whether he carried them in secret. Discussing Bliss, the Georgia Supreme Court relied largely on the
so far as the [challenged state] act . . . seeks to suppress the practice of carrying certain weapons secretly, that it is valid, inasmuch as it does not deprive the citizen of his natural right of self-defence, or of his constitutional right to keep and bear arms. But that so much of it, as contains a prohibition against bearing arms openly, is in conflict with the Constitution, and void.
Id. at 251. Because Nunn had not been charged with carrying
An early twentieth-century case from Alabama, although outside our current historical discussion, shows that this limiting principle first articulated in Reid had teeth. In Isaiah v. State, 176 Ala. 27 (1911), the Alabama Supreme Court upheld, under the same provision of the Alabama Constitution, a statute prohibiting the carrying of a pistol “about his person on premises not his own or under his
The Louisiana Supreme Court also marked the difference between concealed carry and open carry, albeit in dicta. An 1813 statute prohibited concealed carriage of enumerated dangerous weapons. Chandler was charged with murder using a Bowie knife; he claimed it was in self defense. In the course of describing the statute, the Louisiana Supreme Court observed that the prohibition on concealed weapons was “absolutely necessary to counteract a vicious state of society . . . and to prevent bloodshed and assassinations committed upon unsuspecting persons. It interfered with no man‘s right to carry arms . . . ‘in full open view,’ which places men upon an equality.” State v. Chandler, 5 La. Ann. 489, 489-90 (1850). In State v. Smith, 11 La. Ann. 633 (1856), Smith was charged with carrying a concealed weapon. The statute
In contrast to these states, other states—also from the South—upheld good-cause restrictions on the open carry of certain dangerous firearms. The Texas Supreme Court did so in a pair of cases. In English v. State, 35 Tex. 473 (1871), English had been charged under the Act of April 12, 1871, which prohibited the carrying of deadly weapons, including “pistols, dirks, daggers, slungshots, swordcanes, spears, brass-knuckles and bowie knives,” unless the carrier could show an “exceptional case[]” of self-defense. Id. at 474, 477.
Other, more extensive firearms regulations were held constitutional, including restrictions on open carry that were tailored to small and concealable weapons. In Andrews v. State, 50 Tenn. 165 (1871), Andrews was charged with carrying a pistol in violation of state law. The Tennessee statute in question made it unlawful “for any person to publicly or privately carry a dirk, swordcane, Spanish stiletto, belt or pocket pistol or revolver.” Id. at 171 (quoting Act of June 11, 1870, § 1).35 Andrews argued that the weapon he was charged with carrying was not one encompassed by the statute. The Tennessee Supreme Court agreed and overturned his conviction. The court reasoned that the right to bear arms was “the right to use such arms for all the ordinary purposes, and in all the ordinary modes usual in the country.” Id. at 178. Keeping in mind “a knowledge of the habits of our people, and of the arms in the use of which a soldier should
[t]he law allows ample means of self-defense, without the use of the weapons which we have held may be rightfully prescribed by this statute. The object being to banish these weapons from the community by an absolute prohibition for the prevention of crime, no man‘s particular safety, if such case could exist, ought to be allowed to defeat this end.
Id. at 189; see also Aymette v. State, 21 Tenn. 154, 160-61 (1840) (suggesting, in dicta, that “swords, muskets, rifles, etc., must necessarily be borne openly . . . to bear arms in defence of themselves [and the state]“). For the court in Andrews, the right of individual self-defense did not trump the legislature‘s ability to regulate—or even “banish“—certain types of firearms from the public square. In a companion case, Page v. State, 50 Tenn. 198 (1871), the
Like Tennessee, Arkansas upheld a ban on open carry of certain dangerous weapons. In Fife v. State, 31 Ark. 455 (1876), the Arkansas Supreme Court upheld Fife‘s conviction for carrying a pistol in hand. The court looked at “the prohibited list of weapons,” under the relevant state law—including the pistol, dirk, Bowie knife, swordcane and brass knuckles—and found that the state legislature intended to prevent “known public mischief,” the pistol being “usually carried in the pocket, or of a size to be concealed about the person, and used in private quarrels and brawls.” Id. at 461. It upheld the law under Arkansas‘s Constitution, which guaranteed that “[t]he citizens of this State shall have the right to keep and bear arms for their common defense.”
The cases, much more so than the statutes, are divided. As the Supreme Court of Georgia so eloquently put it “‘tot homines, quot sententiae‘—so many men, so many opinions!” Nunn, 1 Ga. at 248. Cf. Isaiah, 176 Ala. at 35 (McClellan, J., concurring) (“There is wide and fundamental divergence of opinion upon the scope and effect of constitutional provisions [concerning the right to bear arms].“); City of Salina v. Blaksley, 83 P. 619, 620 (Kan. 1905) (“[T]he carrying of deadly weapons has been the subject of much dispute in the courts. The views expressed in the decisions are not uniform, and the reasonings of the different courts vary.“). In a trenchant decision summarizing
two general lines of reasoning [that] have been employed in upholding [statutes regulating the carrying of certain weapons]: First, that such provisions are to be construed in the light of the origin of the constitutional declarations . . . ; and[] second, that the right to bear arms, like other rights of person and property, is to be construed in connection with the general police power of the state, and as subject to legitimate regulation thereunder.
Strickland, 72 S.E. at 262. The court noted that some states expressly reserved to the legislature the power to regulate arms, but the court thought that “even where such expressions do not occur,” the state retains some general police power “unless the language of the instrument itself should exclude such a construction.” Id. Critically, the court observed that “if the right to bear arms includes deadly weapons of every character, . . . [then] the citizen [is] guaranteed the right to carry weapons or arms, in the broadest meaning of that term, whenever, wherever, and however he please[s]“—a possibility that the court dismissed by holding that the licensing regulation at issue was “legitimate and reasonably within the police power.” Id. at 262-63. The court also rejected the contention that the right to bear arms was uniquely immune from reasonable regulation. See id. at 264 (“Many persons are required to obtain a license before engaging in certain businesses or performing certain acts; where a legitimate exercise of the police power of the state, it has never been thought that this was a violation of any constitutional right as to person or property.“).
c. Treatises
Nineteenth-century American legal treatises provide some insight into the scope of the right to carry arms in public. Like the English commentators, American commentators drew a distinction between the carrying of concealable arms and military arms suitable for militia service. St. George Tucker discussed the English concept of treason, which was levying war against the king. Quoting Matthew Hale, Tucker observed that an assembly, armed with weapons suitable for military service and “‘without the king‘s licen[s]e, unless in some lawful and special cases, carries a terror with it, and a presumption of warlike force[.]’ The bare circumstance of having arms, therefore, of itself, creates a presumption of warlike force.” 5 St. George Tucker, Blackstone‘s Commentaries app‘x 19 (William Young Birch & Abraham Small eds. 1803) (quoting 1 Matthew Hale, The History of the Pleas of the Crown 150 (1736)) (emphasis added). Tucker then commented,
But ought that circumstance of itself, to create any such presumption in America, where the right to bear arms is recognized and secured in the constitution itself? In many parts of the United States, a man no more thinks, of going out of his house on any occasion, without his rifle or musket in his hand, than an European fine gentleman without his sword by his side.
Id. Where St. George Tucker addressed the Second Amendment specifically, and stated that “[t]he right of self defence is the first law of nature,” it is clear from context that he is principally concerned with the regulation of military arms, such as muskets, rifles, or shotguns, which were prohibited for a time in England “under the specious pretext of preserving the game.” 1 St. George Tucker, Blackstone‘s
Most nineteenth-century American authors assumed that the state had the right to regulate arms in the public square. William Rawle, for example, agreed with Blackstone‘s criticism of governmental attempts to disarm the people in the guise of forest and game regulations. But he then drew a line between the use of firearms for hunting and their possession in other public places:
This right ought not, however, in any government, to be abused to the disturbance of the public peace. . . . [E]ven the carrying of arms abroad by a single individual, attended with circumstances giving just reason to fear that he purposes to make an unlawful use of them, would be sufficient cause to require him to give surety of the peace. If he refused he would be liable to imprisonment.
Id. at 126. Francis Wharton in his criminal law treatise quotes the Statute of Northampton and then comments:
A man cannot excuse wearing such armour in public, by alleging that such a one threatened
him, and that he wears it for the safety of his person against his assault; but it is clear that no one incurs the penalty of the statute for assembling his neighbours and friends in his own house, against those who threaten to do him any violence therein, because a man‘s house is his castle.
Francis Wharton, A Treatise on the Criminal Law of the United States 932, § 2497 (1857) (citing 1 Hawkins, A Treatise of the Pleas of the Crown at 489). He adds “that the public and open exhibition of dangerous weapons by an armed man, to the terror of good citizens, is a misdemeanor at common law.” Id. at 933 (footnote omitted). In his discussion of the Second Amendment, Dean Pomeroy observed that
a militia would be useless unless the citizens were enabled to exercise themselves in the use of warlike weapons. . . . But all such provisions, all such guaranties, must be construed with reference to their intent and design. This constitutional inhibition is certainly not violated by laws forbidding persons to carry dangerous or concealed weapons . . . .
John Norton Pomeroy, An Introduction to the Constitutional Law of the United States 152-53 (1868). One of the most influential commentators of the nineteenth century, Thomas Cooley opined that “[t]he meaning of the provision undoubtedly is, that the people, from whom the militia must be taken, shall have the right to keep and bear arms; and they need no permission or regulation of law for the purpose.”
The Constitution secures the right of the people to keep and bear arms. No doubt, a citizen who keeps a gun or pistol under judicious precautions, practises in safe places the use of it . . . exercises his individual right. No doubt, a person whose residence or duties involve peculiar peril may keep a pistol for prudent self-defence. But . . . carrying them carelessly in the pocket; toying with them at picnics, on board steamers, and in saloons . . . . These are practices upon which every good citizen will frown, and which the law of the land is every year more explicitly discouraging.
Benjamin Vaughan Abbott, Judge and Jury 333 (1880). Abbott concludes: “Carrying [pistols] for defence, in the more settled parts of the land, savors of cowardice rather than of prudence; a well-behaved man has less to fear from violence than from the blunders of himself and friends in managing the pistol he might carry as a protection.” Id. at 333-34.
[I]t was not necessary that the right to bear arms should be granted in the Constitution, for it had always existed. It is not in consequence dependent upon that instrument, and is only mentioned therein as a restriction upon the power of the national government against any attempt to infringe it. In other words, it is a right secured and not created. But this prohibition is not upon the States, whose citizens are left free in respect to the extent of their enjoyment or limitation of the right. The word “arms” being used in its military sense alone, and as part of the equipment of a citizen in the public service, the provision does not prevent a State from enacting laws regulating the manner in which arms may be carried. Thus, the carrying of concealed weapons may be absolutely prohibited without the infringement of any constitutional right, while a statute forbidding the bearing of arms openly would be such an infringement. In order to prevent breaches of the peace . . . a state may, as part of its police regulations require that . . . a private citizen shall obtain a
license in order to be permitted to carry a concealed weapon.
John Ordronaux, Constitutional Legislation in the United States 242-43 (1891) (footnotes omitted). Ordronaux did not explain his reasoning, other than to drop a footnote with citations to five cases we have discussed: a Georgia case, Nunn; three Louisiana cases, Chandler, Smith, and Jumel; and a Tennessee case, Andrews. At least Andrews is contrary to Ordronaux‘s statement, because the Tennessee Supreme Court upheld Andrew‘s conviction for openly carrying. See Andrews, 50 Tenn. at 171, 186-87.
None of these commentaries, with the possible exception of Ordronaux, seriously questions the power of the government to regulate the open carrying of arms in public. And several of them reinforce the Court‘s holding in Heller, that there is a general right of self-defense in the home. No one suggested that those two conclusions are inconsistent with each other.
3. Twentieth-Century Restrictions
We are not inclined to review twentieth-century developments in detail, in part because they may be less reliable as evidence of the original meaning of the American right to keep and bear arms. We will review some early developments to place Hawai‘i‘s statutes in context.
The first part of the twentieth century saw a change in approach in some states, as they adopted more detailed regulations, including licensing requirements. In 1906 Massachusetts adopted “An Act to Regulate by License the Carrying of Concealed Weapons.” Although the title referred
Most of the laws we have examined lumped firearms into the same category as knives, brass knuckles and similar weapons that could be concealed. In the early to mid-twentieth century, however, a number of states began to distinguish between firearms and other dangerous weapons that could be concealed. In 1911, New York adopted the Sullivan Law, which made it unlawful to possess without a license any pistol, revolver, or other firearm capable of being concealed. See Kachalsky, 701 F.3d at 84-85 (providing background). In 1913, New York amended the Sullivan Law “in relation to the carrying, use and sale of dangerous weapons.” 1913 N.Y. Laws 1627-30, vol. III, ch. 608, § 1. The legislature made it a felony to carry or possess “any instrument or weapon of the kind commonly known as a blackjack, slungshot, billy, sandclub, sandbag, metal knuckles, bludgeon, bomb or bombshell” and to carry or possess “with intent to use the same unlawfully against
A number of other states followed New York‘s model. In 1923 California adopted “An act to control and regulate the possession, sale and use of pistols, revolvers and other firearms capable of being concealed upon the person . . . .” 1923 Cal. Stat. 695, ch. 339. Like New York, and states before it, California banned possession of dangerous weapons, including “the kind commonly known as a blackjack, slungshot, billy, sandclub, sandbag, or metal knuckles” and concealed dirks and daggers. Id. at 696, § 1. Separately, it banned felons and aliens from possessing “any pistol, revolver or other firearm capable of being concealed upon the person.” Id. at 696, § 2. Other persons were
Other states followed New York and California, although a number of them banned only concealed firearms. A standard provision would prohibit any person from carrying “a pistol or revolver concealed in any vehicle or upon his person, except in his dwelling house or place of business, without a permit.” 1925 Ind. Acts 496, ch. 207, § 5. See 1923 N.D. Laws 380 ch. 266, § 6. In 1926 the National Conference of Commissioners on Uniform State Laws issued the Uniform Firearms Act, and a number of states adopted the UFA. See Note, The Uniform Firearms Act, 18 Va. L. Rev. 887, 904 (1932). The UFA proposed licensing concealed firearms. See, e.g., 1931 Pa. Laws 498, No. 158, § 5; 1935 S.D. Sess. Laws 355, ch. 208, § 5; 1935 Wash. Sess. Laws 599-60, ch. 172, § 5. The note in the Virginia Law Review praised the UFA, while noting that “[t]he provisions of the Act contain little that is startling in the way of new legislation. . . . [The Act] jealously guards the right of the honest citizen to bear arms.” 18 Va. L. Rev. at 906.
Hawai‘i‘s 1927 revisions tracked the UFA and became the basis for its current licensing scheme. In the 1927 Act, Hawai‘i provided that
no person shall carry, keep, possess or have under his control a pistol or revolver; provided, however, that any person who shall lawfully acquire the ownership or possession of a pistol or revolver may, for purposes of protection and with or without a license, keep the same in the dwelling house or business office personally occupied by him, and in case of an unlawful attack upon any person or property in said house or office, said pistol or revolver may be carried in any lawful, hot pursuit of the assailant.
Act 206, 1927 Haw. Sess. Laws 209-10, § 5. A license “to carry a pistol or revolver concealed upon his person or to carry one elsewhere than in his home or office” could be issued if “the applicant has good reason to fear an injury to his person or property . . . and . . . is a suitable person to be so licensed.” Id. at 210, § 7.
D. The Power to Regulate Arms in the Public Square
1. The Basic Rule
Our review of more than 700 years of English and American legal history reveals a strong theme: government has the power to regulate arms in the public square. History is messy and, as we anticipated, the record is not uniform, but the overwhelming evidence from the states’ constitutions and statutes, the cases, and the commentaries confirms that we have never assumed that individuals have an unfettered right to carry weapons in public spaces. Indeed, we can find no general right to carry arms into the public square for self-defense. See Kachalsky, 701 F.3d at 96 (“[O]ur tradition . . .
The contours of the government‘s power to regulate arms in the public square is at least this: the government may regulate, and even prohibit, in public places—including government buildings, churches, schools, and markets—the open carrying of small arms capable of being concealed, whether they are carried concealed or openly. We need go no further than this, because the Hawai‘i firearms licensing scheme Young challenges only applies to “a pistol or revolver and ammunition therefor.”
The power of the government to regulate carrying arms in the public square does not infringe in any way on the right of an individual to defend his home or business. In the English legal tradition, “every man‘s house is looked upon by the law to be his castle.” 3 William Blackstone, Commentaries *288; see Semayne‘s Case (1604), 77 Eng. Rep. 194, 194 (K.B.). See also Carpenter v. United States, 138 S. Ct. 2206, 2239 (2018) (Thomas, J., dissenting). The principle was colorfully expressed by William Pitt in Parliament:
The poorest man may in his cottage bid defiance to all the forces of the Crown. It may be frail, its roof may shake; the wind may blow through it; the storm may enter; the rain may enter; but the King of England cannot enter—all his force dares not cross the threshold of the ruined tenement!
See Miller v. United States, 357 U.S. 301, 307 (1958) (quoting William Pitt) (citation omitted). The principle was further reinforced in the Bill of Rights, particularly by the Third and Fourth Amendments. See
The distinction between hearth and home and the public square is reinforced in the U.S. Constitution in another way: it is peculiarly the duty of the states to defend the public square. We should observe at this juncture that the American legal experience differed from the English tradition in two very important respects—written constitutions and federalism. Americans departed from their English forebears by creating written constitutions. “English colonists in
That brings us to the other American innovation: American federalism contemplated distinct roles for the federal government and the states, and it was the states that had responsibility for maintaining the public peace. The U.S. Constitution declared at the outset that the federal government would bear responsibility to “provide for the common defence.”
The states, in place of the king, assumed primary responsibility for maintaining the “king‘s peace,”38 consistent
The Supreme Court has further explained:
[W]hen the Constitution was written the term “breach of the peace” did not mean, as it came to mean later, a misdemeanor such as disorderly conduct but had a different 18th century usage, since it derived from breaching the King‘s peace and thus embraced the whole range of crimes at common law.
United States v. Brewster, 408 U.S. 501, 521 (1972). See
Even as the colonists broadly adopted the Statute of Northampton, they also adapted it, by enumerating the kinds of weapons that were banned. The lists vary from jurisdiction to jurisdiction, but what commonly appears on the lists are small, hand-held weapons, capable of being concealed, including pistols, revolvers, dirks, daggers, brass knuckles, and slung shots—which were, at the time of the colonies and early statehood, considered deadly and dangerous weapons. Throughout the nineteenth century, American courts continued to question the usefulness of such weapons, see Andrews, 50 Tenn. at 178; Page, 50 Tenn. at 201; Hill, 53 Ga. at 474–75; English, 35 Tex. at 476–77; Duke, 42 Tex. at 458–59; Haile, 38 Ark. at 565–66, characterizing them as given to “known public mischief,” Fife, 31 Ark. at 461. Although some states only prohibited concealed carry, many more states banned the carrying of concealable weapons whether actually concealed or not.
The states broadly adopted restrictions on possessing arms in the public square, and they did so even in the face of the states’ own constitutional provisions protecting the right to keep and bear arms. Four states had constitutional protections for arms-bearing that pre-date the U.S. Constitution.
Although “the [Second] Amendment did not originally apply to the States, . . . that does not make state practice
It would be anomalous in the extreme if, having gone to the trouble of spelling out the respective responsibilities of the new federal government and the states in 1789, the framers of the Bill of Rights undid that relationship with the Second Amendment (adopted in 1791) by overruling existing state constitutions and statutes. And the Court has assured us that the Second Amendment did no such thing, but merely codified a pre-existing right to keep and bear arms. Heller, 554 U.S. at 599. For us, this powerfully suggests that the Second Amendment should be read in light of state constitutions and laws roughly contemporaneous with the adoption of the Constitution; it should be seen as consistent with pre-existing laws regarding the king‘s peace, and not as
2. The Exceptions
The American record is clear enough, but as we have said, it is not uniform. States adapted the Statute of Northampton to fit their own needs. Although they did not agree on all the particulars, they did agree that the state legislatures had power to regulate the carrying of arms in public. In this section, we consider some of the general exceptions the states made to the no public carry rule to understand how it might affect any right to bear arms in the public square.
a. Classes of persons. The statutes exempted certain classes of persons from the restrictions. For example, the statutes are nearly unanimous in stating, so that there would be no misunderstanding, that the restrictions on public carry did not apply to law enforcement officials. As a nod to our federalism, the states generously made clear that their statutes also did not regulate federal law enforcement officials from carrying. And the statutes exempt military personnel when on duty and required by the military to be armed. Many of the statutes also took into account people who were travelling through the locale and, of necessity, were carrying their belongings, including firearms. More recent statutes make clear that hunters and target shooters may carry their weapons
b. Places. The statutes generally regulate carrying arms in public places such as fairs, markets, churches, and in places where the king‘s ministers or agents might be found, which we accept as a primitive reference to government buildings. We do have a couple of colonial examples where, by statute, persons were required to carry their weapons to such public places, most notably churches. We have explained that these early statutes were for the perceived need for protection from outside groups, such as slaves and Native Americans. Although it might be argued that this demonstrates that early Americans had a right to carry their firearms, the statutes impose a duty to carry, which is quite different. When the government imposes such a duty it assumes that it has the power to regulate the public carrying of weapons; whether it forbids them or commands them, the government is regulating the practice of public carrying.
So far as we can tell from the historical record, none of the early statutes forbade the possession of such weapons in the home. And more modern statutes sometimes allow individuals to keep weapons in a place of business as well.
c. Licensing and good-cause requirements. Some of the first English provisions forbade the carrying of arms unless licensed by the king. We do not have much information on what criteria were used or how frequently such licenses were issued. By the nineteenth century, some states authorized a form of licensure as an alternative to a ban on public carriage, although it was not a formal process such as we think of today. The 1836 Massachusetts statute, which served as a model for many states, provided that any person who went
The modern practice of formal licensing of firearms appears to be a twentieth-century innovation. A number of the twentieth-century statutes granted a license to carry in public if the applicant had good cause, such as fear of injury to himself or his property. Some states generally authorized the carrying of firearms in the home or at a place of employment but forbade persons to carry elsewhere unless they could demonstrate good cause. The influential 1913 New York law allowed persons to carry a pistol, revolver, or other firearm to protect their home or business, but it required advance application to a magistrate. 1913 N.Y. Laws 1629, vol. III, ch. 608, § 1.
d. Surety. Both English and American law allowed the practice of surety as an alternative to a broad ban on open carry. Massachusetts provides a typical example. The surety was a form of “security to keep the peace, or . . . good behavior, or both.” 1836 Mass. Acts 750, ch. 134, § 1. It was a form of prior restraint where “there [was] just cause to fear that any such offence may be committed.” Id. § 3. If a person was found with one of the enumerated weapons, or any other “offensive and dangerous weapon,” then “any
The surety provision allowed people against whom a complaint had been made to carry in public, but only if they could demonstrate good cause. The penalties for failing to show good cause were severe—including fines and imprisonment. Moreover, the law allowed “any person” who feared “injury, or breach of the peace” to file a complaint. Id. § 16 (emphasis added). Filing a complaint did not require proof that the person carrying was a threat to the complainant; it was sufficient for the complainant to show that there was a
We thus vigorously disagree with the D.C. Circuit‘s conclusion that “[u]nder surety laws, put simply, everyone started out with robust carrying rights.” Wrenn, 864 F.3d at 661. This conclusion simply ignores the plainest of readings of English and American laws. The English practice of surety of the peace, which carried over to the states, was a substantive restraint on anyone who was the subject of a complaint for openly carrying arms or other dangerous weapons. The surety laws permitted courts to impose a bond requirement on people who had not actually violated any laws, but might do so in the future. Surety was a means of keeping the peace in areas lacking a centralized police force. See supra note 12. No one would describe such regulations as “‘akin to modern penalties for minor public-safety infractions like speeding or jaywalking,’ which makes them . . . poor evidence of limits on the [Second] Amendment‘s scope.” Id. (quoting Heller, 554 U.S. at 633).41 The history of sureties shows that carrying arms in public was not treated as a fundamental right.
* * *
None of the longstanding exceptions for certain types of public carry diminishes in any significant way the
We recognize that, although there have been few technological advances in the last centuries in dirks, daggers, slung shots, and brass knuckles, there clearly have been advances in the manufacture of pistols and revolvers. Heller observed that today the handgun is “an entire class of ‘arms’ that is overwhelmingly chosen by American society for . . . [a] lawful purpose.” Heller, 554 U.S. at 628. Notwithstanding the advances in handgun technology, and their increasing popularity, pistols and revolvers remain among the class of deadly weapons that are easily transported and concealed. That they may be used for defense does not change their threat to the “king‘s peace.” It remains as true today as it was centuries ago, that the mere presence of such weapons presents a terror to the public and that widespread
We may, of course, change our conception of what we need to do to protect ourselves. The Constitution does not impose the Statute of Northampton on the states. But the Second Amendment did not contradict the fundamental principle that the government assumes primary responsibility for defending persons who enter our public spaces. The states do not violate the Second Amendment by asserting their longstanding English and American rights to prohibit certain weapons from entering those public spaces as means of providing “domestic Tranquility” and forestalling “domestic Violence.”
E. Response to the Dissent
Before we apply our conclusion to the Hawai‘i statute, we have several general observations to make on the views of our dissenting colleagues. We have tried to address all relevant materials—statutes, cases, and treatises—and we have labored to make sense of the whole record. We have
We are thus content, in the main, to rest on our review of the historical record. There are a couple of points we should address. We will start with the relevance of legislation as evidence of the scope of a constitutional right. The dissent simply elides the substantial history of colonial, state, and territorial restrictions on the possession of firearms in the public square, most of it derived from the Statute of
The scholarly commentary offers additional explanation. Military historian Patrick Charles points out that prior to the
Even accepting the relatively small number of reported cases, we have an additional concern with the dissent‘s rejection of roughly half of the state cases that did address the constitutionality of firearms regulations. Compare O‘Scannlain Dissent at 138–43 (citing with approval cases from Kentucky, Tennessee, Alabama, Georgia, and Louisiana), with id. at 144–49 (rejecting cases from Arkansas, Georgia, Texas, West Virginia, and Oklahoma).44 Once the
There is nothing in the state cases that the dissent rejects and, therefore, ignores that is inconsistent with Heller‘s conclusion that the Second Amendment protects an individual right. None of those state decisions took the position disapproved by the Supreme Court in Heller. What they did
Finally, the dissent‘s treatment of the state cases that do not agree with its conclusion reinforces the dissent‘s Heller problem. If the
F. Application to HRS § 134-9
Hawai‘i‘s licensing scheme stands well within our traditions. Section 134-9 requires a license to carry a pistol or revolver, concealed or unconcealed. Consistent with English and American legal history, Hawai‘i exempts from its firearms regulation scheme police officers, certain persons employed by the state, and members of the armed forces “while in the performance of their respective duties.”
Hawai‘i‘s restrictions have deep roots in the Statute of Northampton and subsequent English and American
IV. OTHER CLAIMS
In addition to Young‘s primary
A. Prior Restraint
We start with Young‘s prior restraint claim. A “prior restraint” is any law or judicial order that preemptively forbids certain speech before the speech occurs. Alexander v. United States, 509 U.S. 544, 550 (1993); In re Nat‘l Sec. Letter, 863 F.3d 1110, 1127 (9th Cir. 2017). These restrictions generally break down into two classes: “censorship schemes and licensing schemes.” In re Nat‘l Sec. Letter, 863 F.3d at 1127. In the
On the surface, it is easy to see why
But when we look beneath the surface, the analogy to the prior restraint doctrine quickly falls apart. See Pena v. Lindley, 898 F.3d 969, 1008-09 (9th Cir. 2018) (Bybee, J., concurring in part and dissenting in part) (“The analogy to the
We are not alone in concluding that the prior restraint doctrine does not apply in the
B. Procedural Challenge
Young‘s due process argument fares no better. He claims that
Young‘s procedural challenge is premature. Young claims that he was deprived of due process because
A claim that “rests upon contingent future events that may not occur as anticipated, or indeed may not occur at all” is not ripe for review. Texas v. United States, 523 U.S. 296, 300 (1998) (internal quotation marks omitted); Wolfson v. Brammer, 614 F.3d 1045, 1064 (9th Cir. 2010). Young did not seek review under
V. CONCLUSION
The judgment of the district court is AFFIRMED.
The
This holding is as unprecedented as it is extreme. While our sister circuits have grappled with—and disagreed over—the question of whether public firearms carry falls within the inner “core” of the
In so holding, the majority reduces the right to “bear Arms” to a mere inkblot. The majority‘s decision undermines not only the Constitution‘s text, but also half a millennium of Anglo-American legal history, the Supreme Court‘s decisions in District of Columbia v. Heller, 554 U.S. 570 (2008), and McDonald v. City of Chicago, 561 U.S. 742 (2010), and the foundational principles of American popular sovereignty itself.
I respectfully dissent.
I
A
George Young wishes to carry a handgun publicly for self-defense in the State of Hawaii. Twice in 2011, he applied for a license to carry a handgun, either openly or concealed. His application was denied each time by the County of Hawaii‘s Chief of Police because Young failed to satisfy the requirements set forth in section 134-9 of the Hawaii Revised Statutes (“H.R.S.“).
Section 134-9 acts as a limited exception to the State of Hawaii‘s “Place[s] to Keep” statutes, which generally require that gun owners keep their firearms at their “place of business, residence, or sojourn.”
These baseline requirements limit who “may” be eligible to obtain a public-carry license but leave each county with discretion to impose even tighter restrictions. The County of Hawaii, where Young lives, has done just that. When it promulgated regulations implementing section 134-9, Hawaii County created an open-carry licensing regime that is
Absent a license under section 134-9, a person may only transport an unloaded firearm, in an enclosed container, to and from a place of repair, a target range, a licensed dealer, a firearms exhibit, a hunting ground, or a police station,
B
On June 12, 2012, Young filed this pro se civil-rights action against the State of Hawaii, its Governor, and its Attorney General (collectively, “the State“), as well as the County of Hawaii and its Mayor, Chief of Police, and Police Department (collectively, “the County“), under
In 2018, a three-judge panel of our court reversed the district court‘s dismissal of Young‘s
We then granted rehearing en banc, thus vacating the three-judge panel‘s decision. Young v. Hawaii, 915 F.3d 681 (9th Cir. 2019).
II
At the heart of this case is a straightforward question: Does the
The majority holds that it does not—and that a total ban on carrying a handgun outside the home does not implicate the
Respectfully, the majority‘s opinion—and in particular, its extreme and bizarre reliance on the mere fact of some historical regulation of firearms—represents a gross misapplication of the textual and historical inquiries that Heller demands. Under appropriate inspection, the critical sources on the meaning of the
A
To begin, as we must, with the text: The
It is hornbook constitutional law that “to bear arms implies something more than mere keeping.” Thomas M. Cooley, The General Principles of Constitutional Law in the United States of America 271 (1880). Indeed, the Supreme Court in Heller was clear about what it means to “bear” arms: “At the time of the founding, as now, to ‘bear’ meant to ‘carry.‘” 554 U.S. at 584. That the Constitution delineates a specific right to carry a firearm—as distinguished from the right simply to keep a firearm—strongly implies the right to take one‘s firearm outside the home in which it is kept.
The Founding-era dictionaries relied upon by the Court in Heller confirm this intuition, making clear that one would typically “bear” a firearm when carrying it in garments worn outside the home. See 1 Samuel Johnson, Dictionary of the English Language 161 (4th ed. 1773) (reprinted 1978) (defining “Bear” as “To carry as a mark of distinction. . . . So we say, to bear arms in a coat” (first emphasis added)), cited in Heller, 554 U.S. at 584; Noah Webster, American Dictionary of the English Language (1828) (unpaginated) (defining “Bear” as “To wear; to bear as a mark of authority or distinction; as, to bear a sword, a badge, a name; to bear arms in a coat“), cited in Heller, 554 U.S. at 584. Wearing one‘s firearm in a coat or carrying it in one‘s pocket are strong indicia of activity that would be expected to take place outside the home.
Moreover, to deny that the right to “bear Arms” protects at least some degree of public carry would render it mere
The evidence that the
In short, the
B
Next, the history of the
1
As guided by Heller, the historical inquiry begins with the writings of “important founding-era legal scholars“—the
The plain textual understanding of “bear arms” finds unequivocal support in the most prominent, widely circulated legal treatises from throughout the Founding era. In an early American edition of Blackstone‘s Commentaries on the Laws of England—indeed, the “most important” edition, as Heller points out, see 554 U.S. at 594—St. George Tucker, a law professor at the College of William & Mary and an influential Antifederalist, insisted that the right to armed self-defense is the “first law of nature” and that “the right of the people to keep and bear arms” is the “true palladium of liberty.”1 1 St. George Tucker, Blackstone‘s Commentaries: With Notes of Reference to the Constitution and Laws of the Federal Government of the United States; and of the Commonwealth of Virginia app. n.D, at 300 (Phil., William Young Birch & Abraham Small 1803); see also McDonald, 561 U.S. at 769 (treating Tucker‘s notes on Blackstone as heavily instructive in interpreting the
Blackstone himself espoused a similar view of the inviolability of an Englishman‘s right to bear arms, which was most notably codified in the 1689 English Declaration of Rights as the right of Protestants to “have Arms for their Defence suitable to their Conditions, and as allowed by Law.” Bill of Rights 1689, 1 W. & M., ch. 2, § 7 (Eng.); see also Alden v. Maine, 527 U.S. 706, 715 (1999) (noting that Blackstone‘s works “constituted the preeminent authority on English law for the founding generation“). As Blackstone explained, the 1689 Declaration enshrined “the natural right of resistance and self-preservation” and “the right of having and using arms for self-preservation and defence.” 1 William Blackstone, Commentaries *144.2 It followed from Blackstone‘s premise that such a right—the predecessor to our
2
Following Heller‘s historical imperative, the inquiry turns to nineteenth-century judicial interpretation of the right to bear arms, whether as part of the
a
The first of these is Bliss v. Commonwealth, 12 Ky. (2 Litt.) 90 (1822), cited in Heller, 554 U.S. at 585 n. 9, a decision “especially significant both because it is nearest in time to the founding era and because the state court assumed (just as [Heller] does) that the constitutional provision at issue codified a preexisting right,” Nelson Lund, The Second Amendment, Heller, and Originalist Jurisprudence, 56 UCLA L. Rev. 1343, 1360 (2009) (footnote omitted). Interpreting Kentucky‘s
Tennessee‘s highest court offered its own, similar interpretation of the right to bear arms in Simpson v. State, 13 Tenn. (5 Yer.) 356 (1833), cited in Heller, 554 U.S. at 585 n.9, 603, 614. There, after Simpson was convicted of disturbing the peace by appearing armed in public, he faulted the indictment for failing to require clear proof of actual violence. Id. at 357-58. The high court agreed. Id. at 357-60. First, the court cast doubt on the State‘s argument that English law would have allowed conviction without proof of actual “fighting of two or more persons.” Id. at 357-58 (quoting 4 William Blackstone, Commentaries *145). Second, the court explained that even assuming English law had criminalized the carrying of weapons without proof of actual violence, the Tennessee “constitution ha[d] completely abrogated it.” Id. at 360. No such prohibition could survive the state constitution‘s grant of “an express power . . . secured to all the free citizens of the state to keep and bear arms for
In 1840, the Alabama Supreme Court offered a similar interpretation of its own state‘s constitution. See State v. Reid, 1 Ala. 612 (1840), cited in Heller, 554 U.S. at 585 n.9, 629. Construing the Alabama “right to bear arms, in defence of []self and the State,” the court declared that an Alabamian must be permitted some means of carrying a weapon in public for self-defense. Id. at 616-17. The court ultimately upheld a restriction on “the evil practice of carrying weapons secretly,” citing the legislature‘s power “to enact laws in regard to the manner in which arms shall be borne. . . . as may be dictated by the safety of the people and the advancement of public morals.” Id. at 616 (emphasis added). But the court made clear where that legislative power ran dry:
We do not desire to be understood as maintaining, that in regulating the manner of bearing arms, the authority of the Legislature has no other limit than its own discretion. A statute which, under the pretence of regulating, amounts to a destruction of the right, or which requires arms to be so borne as to render them wholly useless for the purpose of defence, would be clearly unconstitutional.
[S]o far as the act of 1837 seeks to suppress the practice of carrying certain weapons secretly, that it is valid, inasmuch as it does not deprive the citizen of his natural right of self-defence, or of his constitutional right to keep and bear arms. But that so much of it, as contains a prohibition against bearing arms 1911)). Aside from relying on a concurrence rather than the majority opinion in that case, the majority fails to point out that the law specifically allowed open carry on public highways “or elsewhere other than upon the premises of another.” Isaiah, 58 So. at 54. Accordingly, the court held that such a restriction was constitutional specifically because it “merely prevents the carrying of arms for offensive purposes, and does not deprive a person of the right to bear arms in defense of himself or the state.” Id.
openly, is in conflict with the Constitution, and void . . . .
Id. We should afford Nunn‘s understanding of the
The Louisiana Supreme Court soon followed the course set by Alabama and Georgia. See State v. Chandler, 5 La. Ann. 489 (1850), cited in Heller, 554 U.S. at 585 n.9, 613, 626. The high court first rejected Chandler‘s
The majority largely rejects the lessons of these cases by first suggesting that only Bliss could support the view that open public carry was historically understood to be within the scope of the
In short, the same nineteenth-century cases found instructive by the Supreme Court in Heller underscore what nineteenth-century legal commentator John Ordronaux (also cited in Heller) aptly summarized: Though “a State [might] enact[] laws regulating the manner in which arms may be carried,” including “the carrying of concealed weapons,” any “statute forbidding the bearing of arms openly would . . . infringe[]” the
b
The majority observes that there were some judicial proponents of a more limited right to bear arms during the nineteenth century. See Maj. Op. 79–84. But their reasoning rests on the untenable militia-based view of the right, which carries no interpretive weight after Heller.
Most prominent is the Arkansas Supreme Court‘s 1842 interpretation of the right in State v. Buzzard, 4 Ark. 18 (1842). There, a divided court upheld a prohibition on the concealed carry of “any pistol, dirk, butcher or large knife, or a sword in a cane,” id. at 18, but each judge in the splintered majority appeared poised to go further. Chief Justice Ringo advocated the view that the
Several other nineteenth-century courts hewed to Buzzard‘s approach and upheld laws restricting public carry without emphasizing, as did courts in Nunn‘s camp, the limits of legislative authority. See Hill v. State, 53 Ga. 472, 474–77 (1874) (upholding prohibition on carrying weapons “to any court of justice . . . or any place of public worship, or any other public gathering . . . except militia muster grounds“); English v. State, 35 Tex. 473, 474, 480 (1871) (upholding prohibition on carrying “pistols, dirks, daggers, slungshots, swordcanes, spears, brass-knuckles and bowie knives“); State v. Workman, 14 S.E. 9, 10–12 (W. Va. 1891) (upholding presumption of criminality “when a man is found going around with a revolver, razor, billy, or brass knuckles upon his person“). Like Buzzard, each decision was explicitly premised on a militia-focused view of the right to bear arms. See Hill, 53 Ga. at 475 (“In what manner the right to keep and bear these pests of society [dirks, bowie knives, and the like], can encourage or secure the existence of a militia, and especially of a well regulated militia, I am not able to divine.“); English, 35 Tex. at 477 (“The terms dirks, daggers, slungshots, sword-canes, brass-knuckles and bowie knives, belong to no military vocabulary.“); Workman, 14 S.E. at 11 (“So, also, in regard to the kind of arms referred to in the amendment, it must be held to refer to the weapons of warfare to be used by the militia . . . .“).5
With Heller on the books, cases in Buzzard‘s flock offer little instructive value. That is because Heller made clear that the
Although ours is an historical inquiry, we are judges, not historians. And, bound as the inferior court that we are, we may not revisit questions of historical interpretation already decided in binding decisions of the Supreme Court, as the majority seems so keen to do. Rather, we may only assess whether the right to bear arms extends outside the home on the understanding—dictated by Heller—that the right is an individual one centered on self-defense. On such an understanding, cases like Buzzard only bear upon the entirely irrelevant question of whether open public carry was embraced by state constitutions’ militia-focused provisions for keeping and bearing arms (or by erroneously militia-focused views of the
c
Setting aside those cases that rest on a militia-focused view of the right to bear arms, there remain only two nineteenth-century cases that might be read to allow severe deprivations of the right to open carry. Upon closer examination, neither is instructive on the meaning of the
The first, State v. Duke, is an 1874 decision from the Supreme Court of Texas, which concluded that the legislature could confine the carry of pistols to specified places (at least if the bearer did not have reasonable grounds to fear an attack). 42 Tex. 455, 456–59 (1875). Why the departure from the Nunn line of cases? One need only peek at the Texas constitutional provision under which Duke was decided, which provided that “[e]very person shall have the right to keep and bear arms in the lawful defense of himself or the State, under such regulations as the Legislature may prescribe.” Id. at 458 (emphasis added). While the
The second case, Walburn v. Territory, is an 1899 decision from the Supreme Court of the Territory of Oklahoma, decided at the very end of the nineteenth century.
d
In sum, there are at least five nineteenth-century cases (plus another that came two years into the twentieth century) in which state supreme courts held that the individual right to bear arms for self-defense—i.e., the right guaranteed by the
3
Finally, Heller‘s historical methodology leads us to the legislative scene following the Civil War. See 554 U.S. at 614–16.
On the one side, “[t]hose who opposed these injustices frequently stated that they infringed blacks’ constitutional
As they witnessed the state governments of the former Confederacy turning a blind eye to mob violence against newly freed slaves, the Reconstruction Republicans came to recognize that “when guns were outlawed, only the Klan would have guns.” Akhil Reed Amar, The Bill of Rights: Creation and Reconstruction 266 (1998) [hereinafter Bill of Rights]. Yet such blatant injustices did not continue unnoticed by Congress, which established the Freedmen‘s Bureau to vindicate the constitutional rights of freedmen still suffering in the Reconstruction South. Working to fulfill its mandate, an 1866 report by the Bureau targeted a Kentucky law that sought to deprive freedmen of their
Indeed, even before the Civil War, those who had sought to dispossess black Americans of the right to carry arms for self-defense understood that they were really seeking to dispossess black Americans of fundamental constitutional rights. This was made all-too-painfully clear by the Supreme Court‘s infamous decision in Dred Scott v. Sandford, 60 U.S. (19 How.) 393 (1857), rendered four years before the first shots were fired at Fort Sumter. See McDonald, 561 U.S. at 807–08, 822–23, 849 (Thomas, J., concurring in part and concurring in the judgment) (looking to Dred Scott as necessary context for Reconstruction-era historical analysis). Writing for the Court, Chief Justice Taney—disgracefully—dismissed Dred Scott‘s suit for freedom after concluding that black men and women had never been a part of the sovereign “people” of the United States and therefore could find no recourse in an Article III court. See Dred Scott, 60 U.S. (19 How.) at 407. To hold otherwise, Chief Justice Taney wrote, would have “entitled [black Americans] to the privileges and immunities [i.e., fundamental rights] of citizens” and thus granted them the rights he felt only whites could enjoy: “[I]t would give them the full liberty of speech in public and in private upon all subjects upon which [white] citizens might
C
To summarize the history canvassed thus far: The important Founding-era treatises, the probative nineteenth-century case law, and the post–Civil War legislative scene all reveal a single American voice. The right to bear arms must include, at the least, the right to carry a firearm openly for self-defense. Perhaps surprisingly, the majority does not seriously dispute either the linguistic or historical evidence recounted above.
Instead—and in lieu of any apposite cases that actually upheld the constitutionality of severe restrictions on the open carry of firearms—the majority suggests that the clear lessons of this evidence are undermined by the mere fact that the public carry of firearms has historically been subject to some manner of regulation. While this is undoubtedly true, the evidence of such lesser restrictions on firearms carry does not come close to supporting the majority‘s view that any restriction upon public carry—even a complete ban—was understood to be immune to constitutional scrutiny.
1
For one, the majority argues that the English right to carry weapons openly was severely limited for centuries by the 1328 Statute of Northampton and suggests, in turn, that we should incorporate such an understanding of English rights into our Constitution‘s
a
The Statute of Northampton made it unlawful for an ordinary Englishman to “bring . . . force in affray of the peace, nor to go nor ride armed by night nor by day, in Fairs, Markets, nor in the presence of the Justices or other Ministers, nor in no part elsewhere.” Statute of Northampton 1328, 2 Edw. 3, c. 3 (Eng.).9 By its terms, the Statute appears to proscribe the mere act of riding armed, and in the immediate period after Parliament enacted the statute, it appears that some English constables indeed were ordered to enforce the statute literally. See Letter to the Mayor and Bailiffs of York (Jan. 30, 1334), in 3 Calendar of the Close Rolls, Edward III, at 294 (H.C. Maxwell-Lyte ed. 1898) [hereinafter Close Rolls]; see also John Carpenter & Richard Whitington, Liber Albus: The White Book of the City of London 335 (Henry Thomas Riley ed. & trans., 1862) (1419) (“[N]o one, of whatever condition he be, [may] go armed in the said city [of London] or in [its] suburbs . . . except the vadlets of the great lords of the land, . . . the serjeants-at-arms of his lordship the King, . . . and such persons as shall come in their company in aid of them . . . for saving and maintaining the said peace . . . .“). But not all English constables faced similar orders. Indeed, officers in Northumberland and at least twelve other counties or “ridings” (sub-counties) were ordered to arrest only “persons riding or going armed to disturb the peace.” Letter to Keepers
And in any event, looking only to Chaucer‘s fourteenth-century England provides little instructive force, particularly because “[c]ommon-law rights developed over time.” Wrenn, 864 F.3d at 660. And over the next few centuries, a narrow interpretation of the statute—like that given to Northumberland constables in 1332—began to dominate the English legal landscape. Writing almost 300 years after the statute was enacted, Serjeant William Hawkins, an English legal commentator praised by Blackstone, explained that “no wearing of Arms is within the meaning of this Statute, unless it be accompanied with such Circumstances as are apt to terrify the People; from whence it seems clearly to follow, That Persons of Quality are in no Danger of Offending against this Statute by wearing common Weapons.” 1 Hawkins, supra, at 136 § 9. Hawkins‘s narrow interpretation of the statute was in accord with that of the Court of King‘s Bench, which clarified that “the meaning of the [Statute of Northampton] was to punish people who go armed to terrify the King‘s subjects.” Sir John Knight‘s Case (K.B. 1686), 87 Eng. Rep. 75, 76; 3 Mod. 117, 118 (emphasis added).10
Consequently, there is little in the Statute of Northampton to suggest that it supports a ban on carrying common (not unusual) arms for defense (not terror).
b
More fundamentally, it would be misguided to accept Hawaii‘s invitation to import medieval English law wholesale into our
While English law is certainly relevant to our historical inquiry insofar as the
Unsurprisingly, then, not all laws that restricted Englishmen‘s right to have arms found a place across the Atlantic. For example, as St. George Tucker observed, it would have been strange to apply in the United States an English law that presumed any gathering of armed men was treasonous, because “the right to bear arms is recognized and secured in the [American] constitution itself.” 5 Tucker, supra, at app. n.B, at 19; see also Cooley, supra, at 270
To the extent that the Framers did consider the Statute of Northampton instructive of the preexisting right to bear arms, they took a narrow view of its prohibitions. See Eugene Volokh, The First and Second Amendments, 109 Colum. L. Rev. Sidebar 97, 101 (2009). For example, Justice James Wilson, a leading drafter of the Constitution, credited Serjeant Hawkins and construed the statute to prohibit arming oneself “with dangerous and unusual weapons, in such a manner, as will naturally diffuse a terrour among the people.” 2 James Wilson, Collected Works of James Wilson 1138 (Kermit L. Hall & Mark D. Hall eds. 1967); see also Volokh, supra, at 101 (“American benchbooks for justices of the peace echoed [Wilson‘s observation], citing Hawkins . . . .“). William Rawle, a prominent member of the Pennsylvania Assembly that ratified the Constitution, likewise cited Hawkins and wrote that the right to bear arms would not rule out a law prohibiting “the carrying of arms abroad by a single individual” if such carry was “attended with circumstances giving [observers] just reason to fear that he purposes to make an unlawful use of them.” Rawle, supra, at 126.
The North Carolina Supreme Court offered a definitive interpretation of that state‘s Northampton analogue in 1843, providing us with the benefit of a more thorough discussion of its elements. See State v. Huntly, 25 N.C. (3 Ired.) 418 (1843). The court clarified:
[T]he carrying of a gun per se constitutes no offence. For any lawful purpose—either of business or amusement—the citizen is at perfect liberty to carry his gun. It is the wicked purpose—and the mischievous result—which essentially constitute the crime. He shall not carry about this or any other weapon of death to terrify and alarm, and in
such manner as naturally will terrify and alarm, a peaceful people.
Id. at 422–23 (emphasis added).
2
Next, the majority refers to a smattering of nineteenth-century gun regulations, most of which appear to have gone unchallenged in the courts. See Maj. Op. 65–73.
As a threshold matter, one should be wary of divining constitutional meaning from the existence of historical regulations that largely evaded constitutional scrutiny and for which the majority offers no enforcement history. This is especially true where, as here, as “[f]or most of our history[,] the question” of their constitutionality simply “did not present itself“—not least because for more than a century, “the Bill of Rights was not thought applicable to the States, and the Federal Government did not significantly regulate the possession of firearms by law-abiding citizens.” Heller, 554 U.S. at 625–26.
In any event, the nineteenth-century statutes relied upon by the majority simply do not say what the majority claims they say—much less what it needs them to say—which is that the Constitution was generally understood to allow states to “forcefully prohibit[] the mere act of carrying a firearm.” Maj. Op. 66–67.
a
Principally, the majority refers to various “surety” laws, as pioneered by Massachusetts and then adopted in
Not so.
Many states during the nineteenth century required people who carried weapons in a disruptive fashion to post a bond (or a “surety“) to ensure their good behavior. See, e.g.,
The majority erroneously characterizes surety laws as imposing a severe restriction on the public carry of weapons absent good cause to fear injury. But the majority focuses on
Even if these laws had required all arms carriers without good cause to post sureties (and they did not), they would not add much to the relevant historical analysis. Heller saw little weight in historical penalties that imposed only “a small fine and forfeiture of the weapon (or in a few cases a very brief stay in the local jail).” 554 U.S. at 633. Certainly, an obligation to post a surety fits that mold. Like a small fine, sureties are “‘akin to modern penalties for minor public safety infractions like speeding or jaywalking,’ which makes them (in the Court‘s view) poor evidence of limits on the [Second] Amendment‘s scope.” Wrenn, 864 F.3d at 661 (quoting Heller, 554 U.S. at 633-34). In fact, sureties seem even less noteworthy than small fines, since a disruptive carrier—once he posted a surety—“could go on carrying without criminal penalty.” Id. And if he refrained from breaching the peace, of course, the money he posted as a surety would be returned in a matter of months. The majority‘s (unsupported) assertion that such sureties would “have been a severe constraint on anyone thinking of carrying a weapon in public” is therefore unconvincing. Maj. Op. 111.
b
Next, the majority observes that some states and federal territories restricted the particular places in which one could legally carry a gun. See id. at 69-70, 72. But that is hardly more helpful to the majority than the Statute of Northampton or the American surety statutes.
While these statutes (unlike surety laws) did impose some actual prohibitions on carrying firearms, they focused narrowly on restricting carry in specifically enumerated, particularly sensitive public places. See, e.g., 1870 Tex. Gen. Laws 63, ch. XLVI, § 1 (prohibiting carry in “any church or religious assembly, any school room or other place where persons are assembled for educational, literary or scientific purposes, or in[] a ball room, social party or other social gathering composed of ladies and gentlemen, or to any election precinct . . . or any other public assembly“); 1889 Ariz. Laws 30, No. 13 §§ 1, 3 (adopting a version of the Texas statute). Such statutes establish nothing beyond the anodyne proposition—acknowledged in Heller and not disputed here—that the Second Amendment might have historically tolerated “laws forbidding the carrying of firearms in sensitive places such as schools and government buildings.” 554 U.S. at 626.
The fact that such laws existed hardly shows that general prohibitions on public carry would have been understood to be constitutional at the time. On the contrary, the only reason to enact laws specifically prohibiting firearm carry in
c
Next, the majority identifies three U.S. territories—New Mexico, Oklahoma, and Wyoming—that enacted broad prohibitions against the public carrying of all manner of weapons toward the end of the nineteenth century. See Maj. Op. 70-72; 1860 N.M. Laws 94, §§ 1-2 (prohibiting the carry, “concealed or otherwise,” of “any class of pistols whatever, bowie knife . . . Arkansas toothpick, Spanish dagger, slung-shot, or any other deadly weapon“);
First, it would be exceedingly difficult to discern whether such laws were enacted with a proper understanding of the individual right to armed self-defense secured by the Second Amendment, as opposed to the militia-oriented view of the right that was common at the time. See O‘Shea, supra, at 642-53; see also, e.g., Cooley, supra, at 271 (“The arms intended by the Constitution are such as are suitable for the general defence of the community against invasion or oppression . . . .“); John Norton Pomeroy, An Introduction to the Constitutional Law of the United States 152-53 § 239 (1868) (“[A] militia would be useless unless the citizens were enabled to exercise themselves in the use of warlike weapons. . . . [But] [t]his constitutional inhibition is certainly not violated by laws forbidding persons to carry dangerous or concealed weapons . . . .“). Indeed, the Oklahoma statute included an exception that allowed the public carry of rifles or shotguns for use “in public muster or military drills,” suggesting that it might have been enacted with a mistaken understanding of the nature of the right.
Second, one should be hesitant to assume too much about the constitutional validity of laws that sought to disarm inhabitants of these Western territories, where the unique circumstances of life on the frontier might have motivated territorial legislatures to undertake more severe measures against the use of weapons than we have seen reflected in the
Third, and most fundamentally, one can learn little about the general understanding of the Second Amendment from such isolated statutes, which were enacted so distant from the Founding and for which we have no record of enforcement. Cf. Heller, 554 U.S. at 632 (“[W]e would not stake our interpretation of the Second Amendment upon a single law
d
Finally, the majority suggests the overall effect of this hodgepodge of state and territorial statutes is to show that the government may prohibit the public “carrying of small arms capable of being concealed, whether they are carried concealed or openly.” Maj. Op. 97 (emphasis added). More specifically, the majority attempts to justify this conclusion by observing that many of the statutes in question imposed their restrictions on specifically “enumerated” weapons that “were capable of being concealed.” Id. at 71. But this line of reasoning falters on three distinct levels:
First, the category of “weapons capable of being concealed” appears to be an invention of the majority‘s own creation or, at the very least, an historical anachronism. The oldest usage of that phrase the majority can conjure is from a 1923 California statute. Id. at 94 (citing 1923 Cal. Stat. 695, ch. 339). The nineteenth-century statutes themselves were certainly not written in terms of “concealability.” And as the majority concedes, “[m]ost, but not all, of the weapons enumerated in these statutes were capable of being concealed.” Id. at 71 (emphasis added). Rather—as often recognized by the very courts interpreting such statutes—the common thread seems to be that the enumerated weapons were more apt for use in person-to-person confrontation than in hunting or militia activity. See, e.g., English, 35 Tex. at 474 (distinguishing a statute regulating “pistols, dirks,
That leads right into the second flaw in the majority‘s reliance upon such enumerated lists: They again betray a view of the Second Amendment as being focused on militias or hunting—for which rifles and shotguns were most commonly used—rather than individual self-defense. For example, as discussed above, the Oklahoma statute expressly excepted from its list of prohibited weapons the public carry of rifles or shotguns for use “in public muster or military drills.”
Third, most of the statutes that included versions of the enumerated list of regulated weapons were not prohibitions on open carry at all. Most were surety statutes. See
D
In sum, the history extensively canvassed above leads to a straightforward conclusion: Beginning in England and throughout the development of the early American Republic, individuals maintained the general right to carry common firearms openly for their own self-defense in public, provided that they did not do so in a way that would “terrorize” their fellow citizens or intrude upon particularly sensitive places like churches or schools.
Of course, the majority arrives at a starkly different conclusion. Namely, the majority reads the history as showing that “the government“—above and beyond its ability to regulate which arms were legal to carry and which places they could be carried—“may . . . even prohibit, in public places[,] . . . the open carrying of small arms capable of being concealed, whether they are carried concealed or openly.” Id. at 97 (emphasis added). Indeed, the majority denies that such an extensive prohibition would implicate “conduct [within]
This must seem strange, given that we are looking at the same historical record, and that—with the exception of certain points at the margins—we appear not to disagree significantly on the substance of what the historical sources actually say. (Indeed, the majority concedes that the “history is complicated, and the record . . . far from uniform[ly]” supports its conclusion. Id. at 40.)13 Our disagreement, it seems, is not so much over what the history says, as it is over what the history would need to say in order to sustain the majority‘s atextual conclusion that the scope of the right to
In order to establish its startling conclusion that the carrying of common arms for self-defense lies completely outside the Second Amendment, the majority surely must show that complete prohibitions on open public carry were historically understood to be lawful. Perhaps, one would think, the majority might have done so through evidence that the Founding generation had regular experience with such prohibitions and understood them to pose no problem to the new Constitution they were creating. Perhaps the majority might have marshaled evidence that such prohibitions had been commonly upheld against relevant legal challenges in early America. Or perhaps, at least, the majority might have found evidence that such prohibitions, where not subjected to judicial scrutiny, were historically widespread and uncontroversial.
But the majority has found none of the above. All the majority has managed to demonstrate is that the manner of open public carry has at times been regulated (by laws criminalizing the carry of especially dangerous or unusual weapons with the intent or effect of “terrorizing the people,” surety laws, laws restricting carry in particularly sensitive public places, and the like), and that such narrow regulations have at times been upheld or otherwise left unchallenged. When all is said and done, there is a vast and undeniable chasm between these (largely uncontroverted) propositions about the historical presence of some firearms regulation and the far more troubling proposition that the majority today
The majority is left to bridge this chasm by making logical leaps and critically shifting the goalposts in ways it fails to justify. It is utterly baffling for the majority to contend that, merely because the lawful manner of open public carry has historically been regulated in certain respects, we may conclude that the practice of public carry itself is not entitled to constitutional protection. What right enshrined in our Constitution has not historically been regulated to some degree? Surely, we would never hold (for example) that the right to speak publicly on political matters lies wholly outside the First Amendment merely because such speech has been subject to “longstanding, accepted regulation,” cf. Maj. Op. 35, in the form of libel laws, defamation laws, and time-place-and-manner restrictions. Yet this is exactly how the majority appears to believe we must interpret the Second Amendment. The majority‘s invitation to interpret the right to bear arms “as a second-class right, subject to an entirely different body of rules than the other Bill of Rights guarantees,” must be rejected. McDonald, 561 U.S. at 780 (plurality op.).
E
One last line of argument to rebut: The majority, unavailed by text and history, relies on two ostensible—but in reality, untenable—principles of constitutional construction to buttress its assertion that an individual right to armed self-defense in public would somehow contradict the nature of our constitutional framework. Neither argument holds water.
1
First, the majority asserts that constitutional rights—across the board—inhere more strongly within the home than outside the home. See Maj. Op. 98-99. The majority cannot identify any case that actually establishes such a “principle.” Instead, it opines that this lurking (and heretofore unidentified) notion is “reinforced . . . by the Third and Fourth Amendments,” which guarantee, respectively, Americans’ rights to be free from the quartering of soldiers and from unreasonable searches and seizures in their homes. Id. at 98.
To the extent they are even relevant to our question here, the lessons of the Third and Fourth Amendments cut in exactly the opposite direction of the majority‘s novel approach. The text of both the Third and the Fourth Amendments explicitly announces a focus on “houses.” See
In short, it is unnecessary to reach for the Third or Fourth Amendments when the Second Amendment‘s own text supplies a clear answer.
2
Second, the majority raises the structural argument that “the Second Amendment did not contradict the fundamental principle that the government assumes primary responsibility for defending persons who enter our public spaces.” See Maj. Op. 99-107, 111-13. But this argument is foreclosed by Heller and, more fundamentally, is premised on deep misapprehensions of the first principles of American popular sovereignty.
a
At the outset, the majority‘s structural argument suggests that even if “keep[ing]” arms is an individual right, “bear[ing]” arms is a corporate right that belongs to the government alone, which has sole authority to ensure security
b
But the flaws of the majority‘s structural argument run deeper than its incompatibility with Heller.
The heart of the majority‘s argument is the proposition that “[t]he states, in place of the king, assumed primary responsibility” for “securing what was formerly known as ‘the king‘s peace.‘” Maj. Op. 101. The majority reasons that “maintaining the ‘king‘s peace’ was the king‘s duty and, in the English view, the carrying of weapons in public areas was an affront to the king‘s authority.” Id. at 102. This entire line of reasoning overlooks our Constitution‘s profound departure from English ideas about the nature and locus of sovereignty. The great and enduring conceit of our Founders’ political theory was their insistence on breaking any analogy between the king‘s sovereignty and that of the states.
What the majority overlooks is that our Constitution relocated the king‘s sovereignty not in American State or federal governments, but in “We the People of the United States.”
With a proper conception of American popular sovereignty, it should be easy to see the irrelevance of “the English view” that “the carrying of weapons in public areas was an affront to the king‘s authority” insofar as it “suggested that the king was unwilling or unable to protect the people.” Maj. Op. 102. For an English subject to “carr[y] arms publicly . . . as a vote of no confidence in the king‘s ability to maintain [the public peace]” would be an affront to his sovereign. Id. But for an American citizen to carry arms publicly could be no such thing. The American citizen, in contrast with the English subject, is a constituent part of a free and sovereign people, whom state governments serve as agents. Indeed, the “principal object” of our Constitution was not to grant “new rights” from government to the people, but
For the same reason, the majority‘s suggestion that the values of federalism somehow preclude the Second Amendment from guaranteeing an individual right to carry arms for self-defense in the public square is fundamentally misguided. The majority‘s argument is essentially this: As between the federal government and the states, the Constitution gave the states “primary responsibility” for “maintaining the public peace.” Maj. Op. 100-01. And in turn, “[i]t would be anomalous in the extreme if, having gone to the trouble of spelling out the respective responsibilities of the new federal government and the states in 1789, the framers of the Bill of Rights undid that relationship with the Second Amendment (adopted in 1791).” Id. at 106. By “that relationship,” the majority appears to refer to the ostensible principle that “it is peculiarly the duty of the states to defend the public square.” Id. at 99.
The majority‘s argument begs the very question which must be answered. To be sure, the “general police power” is “retained by the States,” to the exclusion of any federal
III
Accordingly, the majority is wrong to conclude that
Indeed, Heller made clear that the “central” purpose undergirding the Second Amendment is “the inherent right of self-defense.” 554 U.S. at 628; see also id. at 599 (describing self-defense as “the central component of the right itself“). This is why, for instance, it was particularly troubling to the Court in Heller that the District of Columbia had banned handguns—“an entire class of ‘arms’ that is overwhelmingly chosen by American society for that lawful purpose [of self-defense].” Id. at 628. To be sure, Heller addressed the application of this right to the home—and necessarily so, given that the case involved specifically a challenge to a ban
More fundamentally, a great deal of Heller‘s analysis reflects an abiding concern for the inherent right to defend one‘s person, not just one‘s home. For example, the Court cited (without reference to the home) “at least seven [state constitutional provisions that] unequivocally protected an individual citizen‘s right to self-defense,” which is “strong evidence that that is how the founding generation conceived of the right.” 554 U.S. at 603. Also without any reference to the home, Heller noted that “[a]ntislavery advocates routinely invoked the right to bear arms for self-defense.” Id. at 609. Charles Sumner‘s famous “Bleeding Kansas” speech, quoted at length in Heller, can hardly be read without sensing its vociferous declaration that the Second Amendment‘s core reaches self-defense on the wide open spaces of the American frontier: “Never was this efficient weapon [the rifle] more needed in just self-defense, than now in Kansas, and at least one article in our National Constitution must be blotted out, before the complete right to it can in any way be impeached.” Id. (quoting Charles Sumner, The Crime Against Kansas, 180 YOUNG V. STATE OF HAWAII)
Perhaps most tellingly, the Court in Heller ultimately likened the constitutional repugnance of restrictions on keeping arms inside the home with that of restrictions on bearing arms outside the home. In striking down the District of Columbia‘s ban on handgun possession in the home, Heller observed that the only restrictions that had historically “come close” to such a “severe” measure were laws that unconstitutionally restricted the open carry of firearms outside the home in some states. 554 U.S. at 629 (citing Nunn, 1 Ga. at 251; Andrews, 50 Tenn. (3 Heisk.) at 187; Reid, 1 Ala. at 616-17).
Thus, there can be no avoiding Heller‘s—and McDonald‘s—admonition that the
IV
Because the right to carry a handgun openly for self-defense lies within the “core” of the
Though it is doubtful whether Hawaii could prevail under either standard, the unavoidable reality is that Hawaii‘s severe deprivation of the core right to carry a firearm in public can only be understood as amounting to a total destruction of such right. It is thus necessarily unconstitutional.
A
Section 134-9 limits the open carry of firearms to people “engaged in the protection of life and property,”
It follows that section 134-9, by its own terms, “amounts to a destruction” of a core right and is therefore infirm “[u]nder any of the standards of scrutiny.” See Heller, 554 U.S. at 628-29. The County may not constitutionally enforce section 134-9‘s limitation on the open carry of firearms to those “engaged in the protection of life and property.”
Hawaii resists this conclusion by arguing that section 134-9 does not in fact limit open carry to security guards and those similarly employed. Rather, Hawaii insists that “a private individual may be ‘engaged in the protection of life and property,’ even when it is not part of her job“—and thus the statute is open to everyone, at least in appropriate circumstances. In a vacuum, that might be a perfectly plausible—even natural—way to read the words in the
Counsel for the County acknowledged as much at oral argument before the three-judge panel in this case, stating that, to his knowledge, no one other than a security guard—or someone similarly employed—had ever been issued an open-carry license. Hawaii‘s Attorney General, in a September 2018 Opinion Letter on this very subject, likewise failed to provide evidence that any of Hawaii‘s counties had ever issued an open-carry permit to even a single person not employed in the security profession. See generally State of Haw., Dep‘t of Att‘y Gen., Opinion Letter No. 18-1, Availability of Unconcealed-Carry Licenses (Sept. 11, 2018) [hereinafter Opinion Letter 18-1]. And the State has not shown that it has taken any action to remedy the putatively “incorrect” interpretation of section 134-9 that continues to be enforced in Hawaii County and throughout the state. Indeed, it appears that no carry licenses have been issued to private, non-security guard citizens anywhere in the State since the issuance of the State‘s 2018 Opinion Letter. See State of Haw., Dep‘t of Att‘y Gen., Firearm Registrations in Hawaii, 2019, at 9 (Mar. 2020), https://ag.hawaii.gov/cpja/files/2020/03/Firearm-Registrations-in-Hawaii-2019.pdf; State of Haw., Dep‘t of Att‘y Gen., Firearm Registrations in Hawaii, 2018, at 9 (May 2019), https://ag.hawaii.gov/cpja/files/2019/05/Firearm-Registrations-in-Hawaii-2018.pdf.
In the County of Hawaii, the historical dearth of open-carry permits for private citizens is no mere “pattern or practice.” It is a matter of official policy. Again, in its 1997 regulations implementing section 134-9‘s open-carry
B
In the face of this damning factual record, both Hawaii and the majority urge that we should simply look the other way.
No thanks!
1
For its part, Hawaii argues that its actual enforcement of the statute is irrelevant because “the meaning of a state statute is determined by its text, not by how a local government supposedly applies it.” The case Hawaii cites for that contention, however, is wholly inapposite. In the cited passage, the Hawaii Supreme Court simply recited the
2
Similarly, the majority contends that we may not consider the enforcement history of
For starters, the majority‘s premise that Young‘s complaint outlined only a “facial” challenge to the statute is dubious. Young‘s complaint challenged far more than the theoretical facial validity of section 134-9. Unlike in many facial challenges, here section 134-9 has actually been enforced against Young, and he claims that such enforcement—i.e., the denial of his applications for an open-
More fundamentally, the majority‘s contrary conclusion relies on the erroneous notion that there is a bright-line categorical distinction between facial and as-applied challenges. The Supreme Court has cautioned that “the distinction between facial and as-applied challenges is not so well defined that it has some automatic effect or that it must always control the pleadings and disposition in every case involving a constitutional challenge. The distinction . . . goes to the breadth of the remedy employed by the Court, not what must be pleaded in a complaint.” Citizens United v. Fed. Election Comm‘n, 558 U.S. 310, 331 (2010) (emphasis added); see also Bucklew v. Precythe, 139 S. Ct. 1112, 1128 (2019) (“The line between facial and as-applied challenges can sometimes prove ‘amorphous’ and ‘not so well defined.‘” (citations omitted)); Richard H. Fallon, Jr., As-Applied and Facial Challenges and Third-Party Standing, 113 Harv. L. Rev. 1321, 1324 (2000) (“[T]here is no single distinctive category of facial, as opposed to as-applied, litigation. Rather, all challenges to statutes arise when a particular litigant
Regardless of its particular phrasing, the essence of Young‘s claim is unquestioned: He contends that the State and County of Hawaii have enacted and enforced against him sweeping prohibitions on ordinary, non-security-guard citizens’ right to carry a firearm openly in public, in violation of the
C
So, at least as informed by the draconian enforcement history of section 134-9, such law unquestionably destroys ordinary Hawaiians’ freedom to carry a handgun for self-defense in public. But that understates the point. For even if we chose to ignore the enforcement history showing that the County has never issued an open-carry permit to a non-security-guard citizen, section 134-9 would still be unconstitutional on its terms.
The
Thus, for Hawaii‘s measure to be constitutional, at the very least, it must not destroy the right of the typical, law-abiding citizen to carry a gun in public for self-defense. By its very terms, section 134-9 plainly does just that—and does so even if we set aside its requirement that firearms carriers be “engaged in the protection of life and property.” The language of the statute allows only those individuals who can
In short, no matter how much one cares to look to
V
The
Despite an exhaustive historical account, the majority has unearthed nothing to disturb this conclusion. At most, and after great length, the majority arrives at the unexceptional
Most alarming is the conjunction of today‘s holding and our court‘s earlier holding that the concealed carry of firearms in public is not protected by the
Accordingly, and for the reasons expressed above, I would hold that both
To be sure, I do not reach this conclusion without appreciation for the real and serious problem of gun violence—a problem which I do not take lightly, and which the State of Hawaii “has understandably sought to fight . . . with every legal tool at its disposal.” Wrenn, 864 F.3d at 667. And nothing in my analysis would prevent the State from regulating the right to bear arms, for the
I cannot join an opinion that would flout the Constitution by holding, in effect, that “in regulating the manner of bearing arms, the authority of [the State] has no other limit than its own discretion.” Reid, 1 Ala. at 616. While many respectable scholars and activists might find virtue in a firearms-carry regime that restricts the right to a privileged few, “the enshrinement of constitutional rights necessarily takes certain policy choices off the table.” Heller, 554 U.S. at 636.
I most respectfully dissent.
I concur with Judge O‘Scannlain‘s dissent concluding that
The majority summarily dismisses Young‘s
I also write separately to highlight the brazenly unconstitutional County of Hawaii (“County“) Regulations applying
I
Young brought both a facial and an as-applied challenge to
The district court erred by dismissing Young‘s complaint with prejudice while mischaracterizing his separate as-applied claim and not allowing him to amend his complaint. And the majority errs in concluding Young failed to plead an as-applied challenge. Young‘s complaint pleaded that under
This benefit of the doubt applies with even greater force when considering whether a claim raises a facial challenge, an as-applied challenge, or both. See Real v. City of Long Beach, 852 F.3d 929, 934 (9th Cir. 2017) (considering both facial and as-applied challenges even where appellant “did not clearly state to the district court whether his challenge was as-applied or facial“);2 Read v. Haley, 650 F. App‘x 492, 494 n.1 (9th Cir. 2016) (“Mindful that we construe pro se pleadings liberally, we view [plaintiff‘s] claims as facial attacks that are not barred” even though plaintiff‘s “prolix”
This benefit of the doubt has greater force because “[t]he line between facial and as-applied challenges can sometimes prove ‘amorphous.‘” Bucklew v. Precythe, 139 S. Ct. 1112,
Rather, the “distinction . . . goes to the breadth of the remedy employed by the Court, not what must be pleaded in a complaint.” Id. (citation omitted). A court should look at the “claim and the relief that would follow” to determine the type of claim brought. See John Doe No. 1, 561 U.S. at 194. And a court should consider different types of challenges as the “exercise of its judicial responsibility” demands. See Citizens United, 558 U.S. at 333. Thus, this court must look to the substance of the complaint and the remedy to identify what type of claims are brought. See Isaacson v. Horne, 716 F.3d 1213, 1230 (9th Cir. 2013). The majority effectively overturns our precedents and ignores Supreme Court direction to establish a new vague standard for pleading an as-applied challenge. See Maj. Op. at 27, 28-30.
As just a few examples, Young alleges:
- “Plaintiff, recently, on two occasions . . . applied for a personal permit . . . . On both occasions Plaintiff was denied a permit, by the Defendant Kubojiri, pursuant to H.R.S. 134-9, citing that ‘...only in exceptional cases or a demonstrated urgency...‘, which is yet to be defined, the Chief of Police ‘...may grant...’ a permit, subject to his personal opinion.”
- “Within the jurisdiction of Hilo County and according to its police administrator, it is a matter of routine procedure that a Concealed Carry Weapons (CCW) permit is not to be issued, but only upon demonstration of an actual menace and subjected to the discretion of the local county Chief of Police.”
“Plaintiff is denied and prohibited from exercising his individual second amendment right.”
-
He suffered “irreparable emotional and physical distress” as a result of the “present enforcement of
H.R.S. 134-9 andH.R.S. 134-6 .” -
“Plaintiff has a clear and unambiguous claim of right to property in the
Second Amendment of the Constitution of the United States .”
And in his opposition to the motion to dismiss, Young explicitly challenged
-
In his 2013 Opening Brief, “Chief Kubojiri‘s failure to adopt policies which comport with constitutional guidelines has resulted in
HRS § 134-9 , as applied to Young, to be an unconstitutional deprivation of his constitutional rights.”6
“Young challenged the law and regulations both facially and as-applied ‘to the facts of’ his case,” citing Citizens United, 558 U.S. at 331.
-
“At every stage of the proceedings,” Young, proceeding pro se, raised an as-applied challenge, which has been preserved on appeal.
-
“Mr. Young‘s claim that
H.R.S. § 134-9 is unconstitutional both facially and as-applied by the County to Mr. Young.”
Young thus “brings a paradigmatic as-applied challenge, arguing that it is unconstitutional to apply the [Hawaii statute and County Regulations] to him because, given all the circumstances, his ability to” exert his
Citizens United, 558 U.S. at 333. Particularly here, since “these arguments are intertwined with the validity of the claim.” Engquist v. Or. Dep‘t of Agric., 478 F.3d 985, 996 n.5 (9th Cir. 2007), aff‘d, 553 U.S. 591 (2008).
Moreover, the majority makes much of the fact that the three-judge panel did not address Young‘s as-applied challenge. Maj. Op. at 28. But as the majority acknowledges, since the three-judge panel (rightfully) held the statute to be facially unconstitutional, the statute was “void in toto” and unconstitutional as-applied; thus, there was no need for the three-judge panel to address the as-applied challenge separately. See Maj. Op. at 26-27; Powell‘s Books, 622 F.3d at 1207 n.1.
The majority thus offhandedly establishes a new heightened pleading standard for pro se civil rights litigants that is both legally unfounded and practically concerning. Maj. Op. at 29-30. The 35-year old case it cites to support this proposition, Miller v. Fairchild Industries, Inc., involved a represented party‘s appellate brief, not a pro se litigant‘s
Consider what this holding of the en banc court means: any time a government agency hides behind an opaque policy to deny someone a constitutional right, a pro se litigant is held to some rigorous yet herein undefined pleading standard to even have his challenge considered in the first place. The majority holding thus overrules many prior panel opinions and ignores Supreme Court precedent. If Young‘s pleadings here are insufficient even to warrant consideration in deciding a motion to dismiss, then a host of pleadings in our prior cases are now no longer sufficient either. See, e.g., Real,
Indeed, the district court itself recognized that Young challenged the statute as-applied, noting “Plaintiff requests an injunction against the enforcement of
The district court erred by dismissing Young‘s claim without considering whether he pleaded sufficient facts to support his as-applied challenge. See La. Mun. Police Emps.’ Ret. Sys. v. Wynn, 829 F.3d 1048, 1063 (9th Cir. 2016) (“[C]ourts ruling on a motion to dismiss ‘must consider the complaint in its entirety, as well as other sources courts ordinarily examine when ruling on Rule 12(b)(6) motions to dismiss . . . .‘” (quoting Tellabs, Inc. v. Makor Issues & Rights, Ltd., 551 U.S. 308, 322 (2007))). “To the extent that the district court considered [Young‘s] complaint to rest on a facial, rather than an as-applied challenge, . . . it erred.” See Hoehne v. Cnty. of San Benito, 870 F.2d 529, 534 (9th Cir. 1989).
Moreover, the majority faults Young, a pro se litigant, for not pursuing reconsideration instead of appeal. Maj. Op. at 27. Yet we have never required even a represented party, let alone a pro se party, to seek reconsideration to preserve an argument for appeal. The majority acknowledges that Young was not required to seek reconsideration, but nonetheless
The majority punishes Young for asking us to review de novo the district court‘s order viewing all allegations in the light most favorable to him, instead of first attempting to convince the district court his case fell under the “highly unusual circumstances” warranting reconsideration. See Guenther v. Lockheed Martin Corp., 972 F.3d 1043, 1058 (9th Cir. 2020) (citation omitted). The majority thus suggests Young should have “relitigate[d] old matters” before appealing, or else risk forfeiting his as-applied challenge. See Exxon Shipping Co. v. Baker, 554 U.S. 471, 485 n.5 (2008) (citation omitted).
Again, consider what this holding means. A pro se plaintiff repeatedly raises an as-applied challenge in his complaint and opposition to a motion to dismiss; it is recognized by the district court, but then erroneously categorized only as a facial challenge upon final judgment. And we fault the pro se civil rights litigant for immediately appealing the final judgment instead of pursuing reconsideration. The majority‘s conclusion lacks both legal authority and equitable justification.
Additionally, it is not sensible here to affirm the dismissal of an as-applied challenge that the district court did not address in the first instance.9 This court need only decide that
But the majority apparently did reach the issue, holding that Young “never pleaded facts to support an as-applied challenge.” Maj. Op. at 27. The majority‘s holding again disregards Supreme Court precedent.
Young‘s complaint alleged “sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible on its face.‘” See Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)
. . . as a facial challenge.” See Stormans, Inc., 586 F.3d at 1140; CPR for Skid Row v. City of Los Angeles, 779 F.3d 1098, 1111 (9th Cir. 2015) (remanding where district court did not address crucial part of as-applied challenge); Foti, 146 F.3d at 635, 640-42 (recognizing plaintiffs’ as-applied challenge even though the district court considered only the facial challenge and expressly declined to consider the as-applied challenge).
-
Challenged the denial of his permit due to the “engaged in the protection of life and property” clause because “as used, [it] implies a person must currently be a member of a law enforcement agency or employed by a private security company, licensed to do business in the State of Hawaii, and engaged in the employment of protecting a paying third party‘s life and property.”
-
Stated that county police have “unbridle[d] discretionary authority to decide whether an applicant possesses an ‘exceptional case’ or ‘sufficient urgency’ to qualify for a permit to carry a concealed or unconcealed firearm, without further identifying the parameters of the additional requirement to the point where Plaintiff knows whether or not he is within the boundaries of the law.”
-
Argued “since Defendants collectively enforce
H.R.S. 134 and134-9 the irreparable injury claimed was both
threatened at time of Plaintiff‘s filing of complaint and continues to occur in the present instance.”
-
Questioned “[h]ow does the Hawaii County Chief of Police Harry Kubojiri apply and enforce
H.R.S. 134-9 ?”
Young pleaded he met the requirements of
Even under the majority‘s view, we should have—at a minimum—remanded to allow Young to amend his complaint. See
Thus, “a district court should grant leave to amend even if no request to amend the pleading was made, unless it determines that the pleading could not possibly be cured by the allegation of other facts.” Lopez v. Smith, 203 F.3d 1122, 1127 (9th Cir. 2000) (en banc) (emphasis added) (internal quotation marks and citations omitted). Indeed, a ”pro se litigant [is] entitled to procedural protections, including [the] right to amend [a] complaint unless futile.” Eldridge, 832 F.2d at 1136 (emphasis added) (citation omitted); see also Houghton v. South, 865 F.2d 264 (9th Cir. 1988) (unpublished) (holding that the “policy of liberality under
Young‘s as-applied challenge should not have been ignored by the district court or the majority to “foreclose a future as applied challenge.”11 See Nordyke v. King, 319 F.3d
The district court‘s failure to consider the as-applied challenge separately, even after dismissing the facial challenge, was error. The majority compounds this error by refusing to remand the case to allow consideration—or amendment—of an as-applied challenge. See Norse v. City of Santa Cruz, 629 F.3d 966, 970 (9th Cir. 2010) (en banc) (noting we have rejected a facial challenge but remanded the as-applied challenge); Menotti v. City of Seattle, 409 F.3d 1113, 1156 (9th Cir. 2005) (rejecting the facial challenges but reversing and remanding the as-applied challenge). In doing so, the majority errs by not “exercis[ing] . . . its judicial
II
Though consideration of the as-applied challenge is better left to the district court, the plain unconstitutionality of the County Regulations governing Young‘s application for a firearm permit warrants mention. In 1997, the County promulgated its Regulations governing its issuance of firearm licenses under
Hawaii‘s counsel at en banc oral argument argued the AG Opinion (issued six years after Young filed his complaint) controls to the extent the County Regulations are inconsistent with the AG Opinion. And Hawaii asserts that this court should defer to the County‘s interpretation of its own Regulations.
There has been no preemption under Hawaii state law here and the non-binding AG Opinion does not control, despite the majority‘s suggestion to the contrary. Contra Maj. Op. at 19-22. “[A] municipal ordinance may be preempted pursuant to
The parties do not argue such preemption exists either.12 And because the AG Opinion is legally non-binding, it cannot preempt the County Regulations as “state law.” See Cedar Shake & Shingle Bureau v. City of Los Angeles, 997 F.2d 620, 625-26 (9th Cir. 1993).
Furthermore, deferring to the County‘s interpretation of its own Regulations advanced in its amicus brief is not warranted under the “limits inherent” in administrative law doctrine. See Kisor, 139 S. Ct. at 2415. Deference is proper only when an agency‘s interpretation of its own regulations survives a gauntlet of conditions. First, the regulations must be “genuinely ambiguous.” Id. (citations omitted). Second,
An independent review of how the County Regulations have “been interpreted and applied by local officials” demonstrates the County unconstitutionally enforces
III
Even if the Hawaii statute were facially constitutional as the majority holds, Young‘s challenge should be remanded to address or develop the as-applied challenge. Therefore, I respectfully dissent.
Notes
In the district court, Young argued that
Young’s lengthy and rambling complaint focused on firearms. Nevertheless, in the relief section, Young referred to other arms, “e.g., stun gun, tasers, mace spray, switch blade etc.” He did not raise these in any briefing before the district court. In his panel briefing, Young, for the first time, referred to Hawai‘i’s prohibitions on the possession of electric guns,
The expansion of the king’s peace began in the eleventh century. At first, the king extended his peace to the three-mile radius surrounding his court. Id. That expansion continued through the fourteenth century and was especially strong in areas of special importance to the king. Id. at 106. The king could also extend his peace to any individuals who were on his errand or otherwise needed the king’s blessing, and “[a]ny assault on them in their travels would be regarded as a direct affront to the king’s own personal peace, as if it had happened in his residence.” Id.
Over time, the king’s peace expanded so significantly that it became the general peace. This “movement of absorption” has “long since practically concluded in England.” Lefroy, 26 Yale L.J. at 389. As the king’s peace extended to a larger portion of the kingdom, it increased both the king’s responsibility to protect his subjects and his jurisdiction to punish wrongdoers. Id. (“The violation of the king’s peace was the original offence from which the jurisdiction of the sovereign in criminal
Those freedmen who had fought for the Union Army during the war frequently returned home “to the States of the old Confederacy, where systematic efforts were made to disarm them and other blacks.” McDonald, 561 U.S. at 771; see also The Freedmen‘s Bureau Bill, N.Y. Evening Post, May 30, 1866, at 2 (“In South Carolina and Florida the freedmen are forbidden to wear or keep arms.“). These were part and parcel with the broader efforts of “those who sought to retain the institution of slavery . . . to eliminate more and more of the basic liberties of slaves, free blacks, and white abolitionists.” See McDonald, 561 U.S. at 843–44 (Thomas, J., concurring in part and concurring in the judgment). Emblematic of these efforts was an 1865 law in Mississippi that declared, “no freedman, free negro or mulatto . . . shall keep or carry fire-arms of any kind, or any ammunition, dirk or bowie knife.” Id. at 771 (majority opinion) (quoting Certain Offenses of Freedmen, 1865 Miss. Laws 165, § 1, in 1 Documentary History of Reconstruction 289 (W. Fleming ed. 1950)). The law was vigorously enforced. As an 1866 letter from Rodney, Mississippi, to Harper‘s Weekly lamented, “[t]he militia of this county have seized every gun and pistol found in the hands of the (so called) freedmen. . . . They claim that the statute laws of Mississippi do not recognize the negro as having any right to carry arms.” The Labor Question at the South, Harper‘s Weekly, Jan. 13, 1866, at 19. Seeking help from outside of the state, the letter emphasized that such Mississippi laws did “not protect, but insist[ed] upon infringing on their liberties.” Id. Worse still, “[w]ithout federal enforcement of the inalienable right to keep and bear arms, . . . militias and mobs were tragically successful in waging a campaign of terror against [newly free slaves].” McDonald, 561 U.S. at 856 (Thomas, J., concurring in part and concurring in the judgment). Though the majority pays lip service to the relaxed pro se pleading standard, the majority nevertheless applies Miller‘s stringent “specific[] and distinct[]” standard—dealing with a represented party‘s appellate brief—to Young‘s pro se complaint. Maj. Op. at 28-30. And the majority exacerbates its error by inappositely relying on Greenwood v. F.A.A., where the represented appellant raised an issue “for the first time on appeal.” 28 F.3d 971, 977 (9th Cir. 1994). The majority ignores the consistently detailed allegations in Young‘s complaint. Moreover, it also ignores our duty to look at “the breadth of the remedy employed by the Court” as the “exercise of its judicial responsibility” demands. Citizens United, 558 U.S. at 331, 333; see also Isaacson, 716 F.3d at 1230.For example, the majority accepts the invitation of Hawaii‘s en banc brief to read Lord Coke as advocating the proposition “that the law did not allow public carry merely ‘for doubt of danger.‘” See id. at 54-55; Edward Coke, The Third Part of the Institutes of the Laws of England 161 (London, R. Brooke 1797). But what Hawaii would pass off as a general maxim of English law is in fact a comment on the very particular and unusual case of Sir Thomas Figett. There, “doubt of danger” was held an insufficient defense for Figett‘s going armed ”in the palace,” and ”before the justice[s] of the kings bench.” Coke, supra, at 161-62 (emphasis added). Ironically enough, Figett did assert a “particularized” threat in seeking to justify his carrying of a weapon, stating that he had concrete reason to fear an attack from one “Sir John Trevet knight.” Id. The failure of Figett‘s defense, then, had nothing to do with how “generalized” or “particularized” his interests in self-defense were, and everything to do with the fact that he had gone armed in uniquely “sensitive places” where carry was categorically prohibited. Cf. Heller, 554 U.S. at 626.
Similarly, the majority reads Serjeant Hawkins as “recogniz[ing] that the . . . . desire for proactive self-defense was not a good enough reason to go armed openly.” Maj. Op. 54. Yet this contradicts what Hawkins actually wrote. In the treatise relied upon by Hawaii and the majority, he expressly clarified that “no wearing of Arms is within the meaning of th[e] Statute [of Northampton],” even if “it be accompanied with such Circumstances as are apt to terrify the People,” so long as one had “arm[ed] himself to suppress Rioters, Rebels, or Enemies” or “upon a Cry made for Arms to keep the Peace.” Hawkins, supra, at 136 §§ 9-10. That is to say, Hawkins placed “generalized” and “particularized” interests in self-defense on equal footing.
Cong. Globe, 39th Cong., 1st Sess. 2459 (1866). As equality provisions, the Privileges or Immunities Clause and the Equal Protection Clause of the Fourteenth Amendment guaranteed that all citizens would enjoy the same rights as “white citizens,” including Second Amendment rights. But those provisions do not tell us anything about the substance of the Second Amendment, any more than an equal right to enter into contracts or inherit property tells us whether the state may alter the Statute of Frauds or the Rule Against Perpetuities, so long as it does so for all citizens.whatever law punishes a white man for a crime shall punish the black man precisely in the same way and to the same degree. Whatever law protects the white man shall afford “equal” protection to the black man. Whatever means of redress is afforded to one shall be afforded to all. Whatever law allows the white man to testify in court shall allow the man of color to do the same.
