MUSCARELLO v. UNITED STATES
No. 96-1654
Supreme Court of the United States
June 8, 1998
524 U.S. 125
*Tоgether with No. 96-8837, Cleveland et al. v. United States, on certiorari to the United States Court of Appeals for the First Circuit.
No. 96-1654. Argued March 23, 1998—Decided June 8, 1998*
Robert H. Klonoff argued the cause for petitioner in No. 96-1654. With him on the briefs were Gregory A. Castanias, Paul R. Reichert, and Ron S. Macaluso. Norman S. Zalkind, by appointment of the Court, 522 U. S. 1074, argued the cause for petitioners in No. 96-8837. With him on the briefs were Elizabeth A. Lunt, David Duncan, and John H. Cunha, Jr., by appointment of the Court, 522 U. S. 1074.
James A. Feldman argued the cause for the United States in both cases. With him on the brief were Solicitor General Waxman, Acting Assistant Attorney General Keeney, and Deputy Solicitor General Dreeben.†
JUSTICE BREYER delivered the opinion of the Court.
A provision in the firearms chapter of the federal criminal code imposes a 5-year mandatory prison term upon a person who “uses or carries a firearm” “during and in relation to” a “drug trafficking crime.”
I
The question arises in two cases, which we have consolidated for argument. Petitioner in the first case, Frank J. Muscarello, unlawfully sold marijuana, which he carried in his truck to the place of sale. Police officers found a handgun locked in the truck‘s glove compartment. During plea proceedings, Muscarello admitted that he had “carried” the gun “for protection in relation” to the drug offense, App. in No. 96-1654, p. 12, though he later claimed to the contrary, and added that, in any event, his “carr[ying]” of the gun in the glove compartment did not fall within the scope of the statutory word “carries.” App. to Pet. for Cert. in No. 96-1654, p. 10a.
Petitioners in the second case, Donald Cleveland and Enrique Gray-Santana, placed several guns in a bag, put the bag in the trunk of a car, and then traveled by car to a proposed drug-sale point, where they intended to steal drugs from the sellers. Federal agents at the scene stopped them, searched the cars, found the guns and drugs, and arrested them.
In both cases the Courts of Appeals found that petitioners had “carrie[d]” the guns during and in relation to a drug trafficking offense. 106 F. 3d 636, 639 (CA5 1997); 106 F. 3d 1056, 1068 (CA1 1997). We granted certiorari to determine whether the fact that the guns were found in the locked glove compartment, or the trunk, of a car precludes application of
II
A
We begin with the statute‘s language. The parties vigorously contest the ordinary English meaning of the phrase
Consider first the word‘s primary meaning. The Oxford English Dictionary gives as its first definition “convey, originally by cart or wagon, hence in any vehicle, by ship, on horseback, etc.” 2 Oxford English Dictionary 919 (2d ed. 1989); see also Webster‘s Third New International Dictionary 343 (1986) (first definition: “move while supporting (as in a vehicle or in one‘s hands or arms)“); Random House Dictionary of the English Language Unabridged 319 (2d ed. 1987) (first definition: “to take or support from one place to another; convey; transport“).
The origin of the word “carries” explains why the first, or basic, meaning of the word “carry” includes conveyance in a vehicle. See Barnhart Dictionary of Etymology 146 (1988) (tracing the word from Latin “carum,” which means “car” or “cart“); 2 Oxford English Dictionary, supra, at 919 (tracing the word from Old French “carier” and the late Latin “carricare,” which meant to “convey in a car“); Oxford Dictionary of English Etymology 148 (C. Onions ed. 1966) (same); Barnhart Dictionary of Etymology, supra, at 143 (explaining that the term “car” has been used to refer to the automobile since 1896).
These examples do not speak directly about carrying guns. But there is nothing linguistically special about the fact that weapons, rather than drugs, are being carried. Robinson Crusoe might have carried a gun in his boat; Queequeg might have borrowed a wheelbarrow in which to carry not a chest but a harpoon. And, to make certain that there is no special ordinary English restriction (unmentioned in dictionaries) upon the use of “cаrry” in respect to guns, we have surveyed modern press usage, albeit crudely, by searching computerized newspaper data bases—both the New York Times data base in Lexis/Nexis, and the “US News” data base in Westlaw. We looked for sentences in which the words “carry,” “vehicle,” and “weapon” (or variations thereof) all appear. We found thousands of such sentences, and random sampling suggests that many, perhaps more than one-third, are sentences used to convey the meaning at issue here, i. e., the carrying of guns in a car.
The New York Times, for example, writes about “an ex-con” who “arrives home driving a stolen car and carrying a load of handguns,” Mar. 21, 1992, section 1, p. 18, col. 1, and an “official peace officer who carries a shotgun in his boat,” June 19, 1988, section 12WC, p. 2, col. 1; cf. The New York
Now consider a different, somewhat special meaning of the word “carry“—a meaning upon which the linguistic arguments of petitioners and the dissent must rest. The Oxford English Dictionary‘s twenty-sixth definition of “carry” is “bear, wear, hold up, or sustain, as one moves about; habitually to bear about with one.” 2 Oxford English Dictionary, at 921. Webster‘s defines “carry” as “to move while supporting,” not just in a vehicle, but also “in one‘s hands or arms.” Webster‘s Third New International Dictionary, supra, at 343. And Black‘s Law Dictionary defines the entire phrase “carry arms or weapons” as
“To wear, bear or carry them upon the person or in the clothing or in a pocket, for the purpose of use, or for the purpose of being armed and ready for offensive or defensive action in case of a conflict with another person.” Black‘s Law Dictionary 214 (6th ed. 1990).
These special definitions, however, do not purport to limit the “carrying of arms” to the circumstances they describe. No one doubts that one who bears arms on his person “carries a weapon.” But to say that is not to deny that one may also “carry a weapon” tied to the saddle of a horse or placed in a bag in a car.
We recognize, as the dissent emphasizes, that the word “carry” has other meanings as well. But those other meanings (e. g., “carry all he knew,” “carries no colours“), see post, at 143-144, are not relevant here. And the fact that speakers often do not add to the phrase “carry a gun” the words “in a car” is of no greater relevance here than the fact that millions of Americans did not see Muscarello carry a gun in his truck. The relevant linguistic facts are that the word “carry” in its ordinary sense includes carrying in a car and that the word, used in its ordinary sense, keeps the same meaning whether one carries a gun, a suitcase, or a banana.
Given the ordinary meaning of the word “carry,” it is not surprising to find that the Federal Courts of Appeals have unanimously concluded that “carry” is not limited to the carrying of weapons directly on the person but can include their carriage in a car. United States v. Toms, 136 F. 3d 176, 181 (CADC 1998); United States v. Foster, 133 F. 3d 704, 708 (CA9 1998); United States v. Eyer, 113 F. 3d 470, 476 (CA3 1997); 106 F. 3d, at 1066 (case below); 106 F. 3d, at 639 (case below); United States v. Malcuit, 104 F. 3d 880, 885, rehearing en banc granted, 116 F. 3d 163 (CA6 1997); United States v. Mitchell, 104 F. 3d 649, 653-654 (CA4 1997); United States v. Molina, 102 F. 3d 928, 932 (CA7 1996); United States v. Willis, 89 F. 3d 1371, 1379 (CA8 1996); United States v. Miller, 84 F. 3d 1244, 1259-1260 (1996), overruled on other grounds, United States v. Holland, 116 F. 3d 1353 (CA10 1997); United States v. Giraldo, 80 F. 3d 667, 676-677 (CA2 1996); United States v. Farris, 77 F. 3d 391, 395-396 (CA11 1996).
B
We now explore more deeply the purely legal question of whether Congress intended to use the word “carry” in its ordinary sense, or whether it intended to limit the scope of the phrase to instances in which a gun is carried “on the person.” We conclude that neither the statute‘s basic purpose nor its legislative history support circumscribing the scope of the word “carry” by applying an “on the person” limitation.
This Court has described the statute‘s basic purpose broadly, as an effort to combat the “dangerous combination” of “drugs and guns.” Smith v. United States, 508 U. S. 223, 240 (1993). And the provision‘s chief legislative sponsor has said that the provision seeks “to persuade the man who is tempted to commit a Federal felony to leave his gun at home.” 114 Cong. Rec. 22231 (1968) (Rep. Poff); see Busic v. United States, 446 U. S. 398, 405 (1980) (describing Poff‘s comments as “crucial material” in interpreting the purpose of
From the perspective of any such purpose (persuading a criminal “to leave his gun at home“), what sense would it
We have found no significant indication elsewhere in the legislative history of any more narrowly focused relevant purpose. We have found an instance in which a legislator referred to the statute as applicable when an individual “has a firearm on his person,” ibid. (Rep. Meskill); an instance in which a legislator speaks of “a criminal who takes a gun in his hand,” id., at 22239 (Rep. Pucinski); and a reference in the Senate Report to a “gun carried in a pocket,” S. Rep. No. 98-225, p. 314, n. 10 (1983); see also 114 Cong. Rec. 21788, 21789 (1968) (references to gun “carrying” without more). But in these instances no one purports to define the scope of the term “carries“; and the examples of guns carried on the person are not used to illustrate the reach of the term “carries” but to illustrate, or to criticize, a different aspect of the statute.
Regardless, in other instances, legislators suggest that the word “carries” has a broader scope. One legislator indicates that the statute responds in part to the concerns of law enforcement personnel, who had urged that “carrying short firearms in motor vehicles be classified as carrying such weapons concealed.” Id., at 22242 (Rep. May). Another criticizes a version of the proposed statute by suggesting it might apply to drunken driving, and gives as an example a
C
We are not convinced by petitioners’ remaining arguments to the contrary. First, they say that our definition of “carry” makes it the equivalent of “transport.” Yet, Congress elsewhere in related statutes used the word “transport” deliberately to signify a different, and broader, statutory coverage. The immediately preceding statutory subsеction, for example, imposes a different set of penalties on one who, with an intent to commit a crime, “ships, transports, or receives a firearm” in interstate commerce.
The short answer is that our definition does not equate “carry” and “transport.” “Carry” implies personal agency and some degree of possession, whereas “transport” does not have such a limited connotation and, in addition, implies the movement of goods in bulk over great distances. See Webster‘s Third New International Dictionary, at 343 (noting that “carry” means “moving to a location some distance away while supporting or maintaining off the ground” and “is a natural word to use in ref. to cargoes and loads on trucks, wagons, planes, ships, or even beasts of burden,” while “transport refers to carriage in bulk or number over an ap-
The dissent refers to
And, if Congress intended “carry” to have the limited definition the dissent contends, it would have been quite unnecessary to add the proviso in
As we interpret the statutory scheme, it makes sense. Congress has imposed a variable penalty with no mandatory minimum sentence upon a person who “transports” (or
Second, petitioners point out that, in Bailey v. United States, 516 U. S. 137 (1995), we considered the related phrase “uses... a firearm” found in the same statutory provision now before us. See
In Bailey, however, we limited “use” of a firearm to “active employment” in part because we assumed “that Congress... intended each term to have a particular, nonsuperfluous meaning.” Id., at 146. A broader interpretation of “use,” we said, would have swallowed up the term “carry.” Ibid. But “carry” as we interpret that word does not swallow up the term “use.” “Use” retains the same indеpendent meaning we found for it in Bailey, where we provided examples involving the displaying or the bartering of a gun. Ibid. “Carry” also retains an independent meaning, for, under Bailey, carrying a gun in a car does not necessarily involve the gun‘s “active employment.” More importantly, having construed “use” narrowly in Bailey, we cannot also construe “carry” narrowly without undercutting the statute‘s basic objective. For the narrow interpretation would remove the act of carrying a gun in a car entirely from the statute‘s
Third, petitioners say that our reading of the statute would extend its coverage to passengers on buses, trains, or ships, who have placed a firearm, say, in checked luggage. To extend this statute so far, they argue, is unfair, going well beyond what Congress likely would have thought possible. They add that some lower courts, thinking approximately the same, have limited the scope of “carries” to instances where a gun in a car is immediately accessible, thereby most likely excluding from coverage a gun carried in a car‘s trunk or locked glove compartment. See, e. g., Foster, 133 F. 3d, at 708 (concluding that person “carries” a firearm in a car only if the firearm is immediately accessible); Giraldo, 80 F. 3d, at 676 (same).
In our view, this argument does not take adequate account of other limiting words in the statute—words that make the statute applicable only where a defendant “carries” a gun both “during and in relation to” a drug crime.
Once one takes account of the words “during” and “in relation to,” it no longer seems beyond Congress’ likely intent, or otherwise unfair, to interpret the statute as we have done. If one carries a gun in a car “during” and “in relation to” a drug sale, for example, the fact that the gun is carried in the car‘s trunk or locked glove compartment seems not only logically difficult to distinguish from the immediately accessible gun, but also beside the point.
Fourth, petitioners argue that we should construe the word “carry” to mean “immediately accessible.” And, as we have said, they point out that several Courts of Appeals have limited the statute‘s scope in this way. See, e. g., Foster, supra, at 708; Giraldo, supra, at 676. That interpretation, however, is difficult to square with the statute‘s language, for one “carries” a gun in the glove compartment whether or not that glove compartment is locked. Nothing in the statute‘s history suggests that Congress intended that limitation. And, for reasons pointed out above, see supra, at 137, we believe that the words “during” and “in relation to” will limit the statute‘s application to the harms that Congress foresaw.
Finally, petitioners and the dissent invoke the “rule of lenity.” The simple existence of some statutory ambiguity, however, is not sufficient to warrant application of that rule, for most statutes are ambiguous to some degree. Cf. Smith, 508 U. S., at 239 (“The mere possibility of articulating a narrower construction... does not by itself make the rule of lenity applicable“). “‘The rule of lenity applies only if, “after seizing everything from which aid can be derived,“... we can make “no more than a guess as to what Congress intended.“‘” United States v. Wells, 519 U. S. 482, 499 (1997) (quoting Reno v. Koray, 515 U. S. 50, 65 (1995), in turn quoting Smith, supra, at 239, and Ladner v. United States, 358 U. S. 169, 178 (1958)). To invoke the rule, we must con-
In sum, the “generally accepted contemporary meaning” of the word “cаrry” includes the carrying of a firearm in a vehicle. The purpose of this statute warrants its application in such circumstances. The limiting phrase “during and in relation to” should prevent misuse of the statute to penalize those whose conduct does not create the risks of harm at which the statute aims.
For these reasons, we conclude that petitioners’ conduct falls within the scope of the phrase “carries a firearm.” The judgments of the Courts of Appeals are affirmed.
It is so ordered.
JUSTICE GINSBURG, with whom THE CHIEF JUSTICE, JUSTICE SCALIA, and JUSTICE SOUTER join, dissenting.
It is uncontested that
Without doubt, “carries” is a word of many meanings, definable to mean or include carting about in a vehicle. But that encompassing definition is not a ubiquitously necessary one. Nor, in my judgment, is it a proper construction of “carries” as the term appears in
I
A
I note first what is at stake for petitioners. The question before the Court “is not whether possession of a gun [on the drug offender‘s premises or in his car, during and in relation to commission of the offense,] means a longer sentence for a convicted drug dealer. It most certainly does. Rather, the question concerns which sentencing statute governs the precise length of the extra term of punishment,”
Accordingly, there would be no “gap,” see ante, at 137, no relevant conduct “ignore[d],” see ante, at 133, were the Court to reject the Government‘s broad reading of
“The special ‘mandatory minimum’ sentencing statute says that anyone who ‘uses or carries’ a gun ‘during and in relation to any... drug trafficking crime’ must receive a mandatory five-year prison term added on to his drug crime sentence.
18 U. S. C. § 924(c) . At the same time, the Sentencing Guidelines, promulgated under the authority of a different statute,28 U. S. C. § 994 , provide for a two-level (i. e., a 30% to 40%) sentence enhancement where a ‘firearm... was possessed’ by a drug offender,U. S. S. G. § 2D1.1(b)(1) , unless the possession clearly was not ‘connected with the [drug] offense.‘” McFadden, 13 F. 3d, at 467 (Breyer, C. J., dissenting).
In Muscarello‘s case, for example, the underlying drug crimes involved the distribution of 3.6 kilograms of marijuana, and therefore carried a base offense level of 12. See United States Sentencing Commission, Guidelines Manual
B
Unlike the Court, I do not think dictionaries,2 surveys of press reports,3 or the Bible4 tell us, dispositively, what “carries” means embedded in
On lessons from literature, a scan of Bartlett‘s and other quotation collections shows how highly selective the Court‘s choices are. See ante, at 129. If “[t]he greatest of writers” have used “carry” to mean convey or transport in a vehicle, so have they used the hydra-headed word to mean, inter alia, carry in one‘s hand, arms, head, heart, or soul, sans vehicle. Consider, among countless examples:
“[H]e shall gather the lambs with his arm, and carry them in his bosom.” The King James Bible, Isaiah 40:11.
“And still they gaz‘d, and still the wonder grew,
That one small head could carry all he knew.” O. Goldsmith, The Deserted Village, ll. 215-216, in The Poetical Works of Oliver Goldsmith 30 (A. Dobson ed. 1949). “Thеre‘s a Legion that never was ‘listed, That carries no colours or crest.” R. Kipling, The Lost Legion, st. 1, in Rudyard Kipling‘s Verse, 1885-1918, p. 222 (1920).
“There is a homely adage which runs, ‘Speak softly and carry a big stick; you will go far.‘” T. Roosevelt, Speech at Minnesota State Fair, Sept. 2, 1901, in J. Bartlett, Familiar Quotations 575:16 (J. Kaplan ed. 1992).6
These and the Court‘s lexicological sources demonstrate vividly that “carry” is a word commonly used to convey various messages. Such references, given their variety, are not reliable indicators of what Congress meant, in
C
Noting the paradoxical statement, “I use a gun to protect my house, but I‘ve never had to use it,” the Court in Bailey, 516 U. S., at 143, emphasized the importance of context—the statutory context. Just as “uses” was read to mean not simply “possession,” but “active employment,” so “carries,” correspondingly, is properly read to signal the most danger-
For indicators from Congress itself, it is appropriate to consider word usage in other provisions of Title 18‘s chapter on “Firearms.” See Bailey, 516 U. S., at 143, 146 (interpreting
“Notwithstanding any other provision of any law or any rule or regulation of a State or any political subdivision thereof, any person who is not otherwise prohibited by this chapter from transporting, shipping, or receiving a firearm shall be entitled to transport a firearm for any lawful purpose from any place where he may lawfully possess and carry such firearm to any other place where he may lawfully possess and carry such firearm if, during such transportation the firearm is unloaded, and neither the firearm nor any ammunition being transported is readily accessible or is directly accessible from the passenger compartment of such transporting vehicle: Provided, That in the case of a vehicle without a compartment separate from the driver‘s compartment the firearm or ammunition shall be contained in a locked container other than the glove compartment or console.”
In describing when and how a person may travel in a vehicle that contains his firearm without violating the law,
Reading “carries” in
II
Overlooking that there will be an enhanced sentence for the gun-possessing drug dealer in any event, see supra, at 140-142, the Court asks rhetorically: “How persuasive is a punishment that is without effect until a drug dealer who has brought his gun to a sale (indeed has it available for use) actually takes it from the trunk (or unlocks the glove compartment) of his car?” Ante, at 133. Correspondingly, the Court defines “carries a firearm” to cover “a person who knowingly possesses and conveys firearms [anyplace] in a vehicle... which the person accompanies.” Ante, at 126-127. Congress, however, hardly lacks competence to select the words “possesses” or “conveys” when that is what the Legislature means.14 Notably in view of the Legislature‘s capacity to speak plainly, and of overriding concern, the Court‘s inquiry
*
The narrower “on or about [one‘s] person” construction of “carries a firearm” is consistent with the Court‘s construction of “uses” in Bailey to entail an immediacy element. It respects the Guidelines system by resisting overbroad readings of statutes that deviate from that system. See McFadden, 13 F. 3d, at 468 (Breyer, C. J., dissenting). It fits plausibly with other provisions of the “Firearms” chapter, and it adheres to the principle that, given two readings of a penal provision, both consistent with the statutory text, we do not choose the harsher construction. The Court, in my view, should leave it to Congress to speak “in language that is clear and definite” if the Legislature wishes to impose the sterner penalty. Bass, 404 U. S., at 347 (quoting United States v. Universal C. I. T. Credit Corp., 344 U. S. 218, 222 (1952)). Accordingly, I would reverse the judgments of the First and Fifth Circuits.
