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Bantam Books, Inc. v. Sullivan
372 U.S. 58
SCOTUS
1963
Check Treatment

*1 INC., SULLIVAN BOOKS, BANTAM et al. et al. February 18, 1963. 3-4, Argued December 1962. Decided No. 118. *2 Manges argued Horace 8. the cause for appellants. himWith on the briefs were Jacob F. Raskin and Milton Stanzler. Nugent,

J. Joseph Attorney General of Island, Rhode argued the cause for him appellees. With on the brief Joseph L. Breen.

Irwin Karp filed a brief for League the Authors curiae, Inc., America, urging as amicus reversal. Me. Justice opinion delivered the Brennan Court. Legislature

The Rhode Island created the “Rhode Island Encourage Morality Commission to in Youth,” whose Secretary appel- members and Executive are the gave lees herein, the Commission inter alia . . duty ... to educate the public concerning any book, picture, pamphlet, ballad, printed paper or thing other containing indecent or obscene, impure or language, manifestly tending to the corruption youth .of the as de- 13, 47, chapter

fined in sections 48 and 49 of 610 of and to general laws, amended, investigate all prosecution violations of said .recommend appellants brought sections . ...” action in January 1000, Resolves, Resolution No. 73 H I. Acts and R. Ses 1956, sion 1102-1103. The resolution created a “commission to morality encourage composed ap youth,” to be of nine members pointed by the Governor of the State. The members were to serve five-year They compensation, staggered, for terms. were to receive no expenses, expenses operation but their as well as the in the incurred defrayed generally, appro of the Commission were out of annual priations. original superseded mandate of the Commission was part by 444, January Resolves, Resolution No. 95 S R. I. Acts and 880, Session which reads follows: duty public “It shall be the of said commission to educate the con- cerning any book, picture, pamphlet, printed paper ballad, or other *3 thing containing obscene, impure language, indecent or as defined in chapter general objectionable laws, 11-31 of the entitled ‘Obsceneand investigate prose- and and to and recommend the shows/ sections, cution of all violations of said and it shall be the further duty juvenile delinquency encourage of said commissionto combat and morality youth by (a) investigating may cause, in situations which responsible give juveniles, for or rise to undesirable behavior of (b) public (c) legis- educate the these and as to causes recommend prosecution lation, which treatment would ameliorate or and/or eliminate said causes.” The Commission’s activities not limited the are circulation of objectionable publications. lists report example, For the annual January part: 1960, Commission issued recites in September, “In many complaints because of the from out- raged parents type being at the of films shown at Rhode Island teen-age supervision Drive-Ins and also the lack of parked, while this completed survey Commission initiated and a on the Drive-In High points survey Theatres in the State. note that there are (2) II operate Drive-in theatres in through Rhode Island which open summer months and remain until November and then for week- during winter, providing ends car-heaters.

“Acting power investigate on its delinquency, causes of the Com- mission has met with juvenile several state for a officials discussion of Court Superior of Rhode Island (1) to declare the law creating Commission violation of the and First Fourteenth Amendments, (2) and to declare unconstitu- tional enjoin and the acts and practices appellees thereunder. The Superior Court declined to declare the law creating the Commission unconstitutional on its face granted but appellants an injunction against the acts practices and of the appellees in performance of their duties. The Supreme Court of Rhode Island affirmed the Superior Court with respect to appellants’ first prayer but the grant reversed of injunctive relief. -R. I.-, A. 2d 393 (1961).2 Appellants brought appeal and we noted probable jurisdiction, 370 U. S. 933.3

Appellants are four New York publishers of paperback books which have for sometime been widely distributed in Rhode Island. Max Silverstein & Sons is the exclusive wholesale distributor of appellants’ publications through- out most of the State. The practice Commission’s has been to notify distributor on official Commission sta- tionery that certain designated books or magazines dis- by tributed him had been reviewed the Commission and had been declared a majority of its members to be objectionable for sale, distribution or display youths under years of age. Silverstein had received at least 35 such at notices the time this suit was brought. Among drinking, myriad complex causes of delinquency, legal aspects of the operations. Commission’s It special also held a meet- *4 ing with Rhode police Island legal and officials in September, 1959, for a discussion on the extent of delinquency in Rhode Island and possible formation of organization state-wide to combat it.” 2 The brought action pursuant was 30, Title c. Gen. I., Laws R. ed., 1956 as (Uniform amended Declaratory Judgments Act). 3 appellate Our jurisdiction properly invoked, since the state judgment court sought to be upheld reviewed against state statute the contention that, on its face and as applied, the statute violated the Federal Constitution. 28 U. (2). S. C. 1257 § Dahnke-Walker Milling Co. v. Bondurant, 257 U. S. 282.

62 “objec- as by the Commission listed books paperback Publishing Dell by appellant published one were

tionable” Bantam by appellant published another Inc., and Co., Inc.4 Books, or solicited either notice to Silverstein typical

The “cooperation” his advance, for Silverstein, thanked of reminding Silverstein usually Commission, Attorney Gen- to the duty to recommend Commission’s Copies of obscenity.5 of purveyors of prosecution eral (in edi paperback Metalious, published by Peyton Grace Place, Inc.; by Bush, Bramble Publishing Co., The tion) by appellant Dell edition) by appellant (in paperback published Mergendahl, Charles which, other 106 Books, Most of the Inc. Bantam objectionable the Commission January been listed 1960, had “Frolic,” and “Rogue,” “Playboy,” magazines as issues of such were some Island described Attorney of Rhode General so forth. not he said were which “horror” comics publications as the term. has defined as this Court obscene reads, part, as follows: Silverstein received first notice by legislative in 1956 with order agency established “This display of inde- sale, or charge prevent the distribution immediate years age. eighteen youths under publications to and obscene cent following publications have reviewed Commissions [sic] “The objectionable completely they are by majority have declared vote years eighteen youths display or for sale, [sic] for distribution age. the aforemen- given names of have been Chiefs Police “The sold, they not are magazines with the order tioned years age. eighteen youths under displayed to or distributed non-compliance. us in case Attorney act for will “The General agency you cooperate with will trust “The Commissioners . . . work. in their shortly. will follow list “Another cooperation, am, your anticipated “Thanking you for

“Sincerely yours J. McAloon “Albert Secretary” “Executive *5 lists of “objectionable” publications were circulated to police local departments, and Silverstein was so informed in the notices.

Silverstein’s reaction receipt on of a notice was to take steps to stop further circulation of copies of the listed publications. He would not fill pending orders for such publications and would refuse new orders. He instructed his field men to visit his retailers and to pick up all unsold copies, and would then promptly return them to pub- lishers. A local police officer usually visited Silverstein shortly after receipt Silverstein’s aof notice learn what action had he taken. Silverstein was usually able to inform the officer specified that a number of the total of copies received a publisher from had been returned. Ac- cording to the testimony, Silverstein acted he did on receipt of the notice “rather than face the possibility of some sort of a court against action ourselves, well as the people that supply.” we His “cooperation” given to avoid becoming involved in a “court proceeding” with a “duly organization.” authorized

The Superior Court made findings fact and the follow- ing two, supported by the evidence and not rejected by the Supreme Court of Rhode Island, are particularly relevant:

“8. The effect of the said notices received [those by Silverstein, including the two listing publications Another notice received part: Silverstein reads in “This list should guide be used'as a in judging publica- other similar tions not named. cooperation “Your in removing the objectionable listed and other your from newstands appreciated. will be [sic] Cooper- ative action will eliminate necessity of our recommending prosecution Attorney to the department.” General’s An undated “News Letter” sent to Silverstein by the Commission part: reads in “The objectionable lists publications] [of have been sent police distributors departments. present To the coopera- tion has been gratifying.” *6 intimidate to clearly were [sic] appellants]

of distributors wholesale magazine and book various such of by reason them, cause to and retailers and refuse (a) to prosecution, of threat and intimidation publications, proscribed for orders new take to to (c) hand, copies on any of selling to cease (b) (d) and copies, all unsold from retailers withdraw publishers. copies unsold all return [appellees Respondents of the The activities “9. and of the sale suppression in the resulted have here] notices in said listed the books . . . circulation noted that be it should findings these In addition argu- oral on conceded Island Rhode Attorney General notices in the listed books that in Court this ment this Court’s within not obscene were that several included the term. definition under activities the Commission’s argue that

Appellants of govern- a scheme amount amended, Resolution constitutionally required devoid censorship mental thus and obscenity, regulation for state safeguards by the liberties, protected Amendment abridge First States. by the infringement from Amendment Fourteenth are uncon- of the Commission the activities that agree We court’s Island the Rhode reverse and therefore stitutional proceedings further case for remand judgment opinion.6 not inconsistent successfully be, it been, could not nor standing has Appellants’ injury palpable a fact suffered appellants have questioned.. same law, and at alleged to violate federal the acts result of as a injury. Anti-Fascist Joint legal See injury has been time their (concurring 123, 151-152 McGrath, 341 U. v. S. Refugee Committee impaired sales notices finding the Commission’s opinion). appel published two books which include publications, the listed legal injury. It awas appellants suffered lants, establishes Com- this. The demonstrate said to although more needs injury, not, so far only to distributors were circulated notices misson’s We held Alberts California, v. decided with Roth States, United 354 U. S. 476, 485, that “obscenity is not within the area of constitutionally protected speech or press” and may regulated therefore be by the States. But this principle cannot be stated an without important qualification:

“. . . Roth itself [I]n we expressly recognized the complexity of the test of obscenity fashioned in that case, and the vital necessity in application its of safe- guards to prevent protection denial ‘the of freedom of speech and press for material which does not treat *7 appears, publishers. to purports Commission only regulate distribution; it has having jurisdiction made no claim to of out-of-state publishers. However, private if this were a action, present it would claim, a plainly justiciable, of unlawful in advantageous interference business relations. American Mercury, Inc., Chase, v. 13 F. 2d 224 (D. C. D. 1926). Mass. Harper 1Cf. James, (1956), Torts 6.11-6.12. See Books, §§ also Inc., Pocket Walsh, v. Supp. 204 F. 297 (D. 1962). C. D. Conn. It makes no difference, so appellants’ far as standing is concerned, allegedly that unlawful interference here product is the of state action. Society See Pierce v. Sisters, 268 of 510; S.U. Truax Raich, v. 33; 239 U. S. Terrace Thompson, v. 197, S. 214-216; U. Broadcasting Columbia System v. States, United 407, 316 U. S. 422-423. appellants Furthermore, posi are not in the tion of proxies mere arguing another’s rights. constitutional The con guarantee stitutional of press freedom of the embraces the circulation of books as well as their publication, Lovell v. Griffin, 303 U. S. 444, 452, and the obviously direct and intended result of the Com mission’s activities was to curtail the circulation in Rhode Island published of books by appellants. pragmatic Finally, considerations argue strongly for standing publishers of in cases such as the present one. The prevented distributor who is selling from a few likely titles is not to sustain injury sufficient economic to induce him to judicial seek rights. vindication of his publisher greater has the economic stake, suppression because particular of a prevents book him from recouping his publishing investment in it. per Unless he is sue, mitted to infringements of press may freedom the too often go unremedied. Cf. NAACP v. Alabama ex rel. Patterson, 357 U. S. 449, 459. prurient interest.’ appealing [354 a manner

sex in that, It follows under .... S., at U. 488] adopt is not free to Amendment, a State Fourteenth dealing for with pleases it procedures whatever con- regard possible to the without obscenity . . . speech.” constitutionally protected for sequences Warrant, 730-731. 367 U. S. v. Search Marcus regula requires that Amendment Fourteenth Thus, the that procedures conform obscenity by the States of tion constitutionally pro curtailment against the ensure will obscenity from separated is often which expression, tected It is characteristic line. uncertain dim and only by a they are vul that general expression the freedoms barely visible encroach yet damaging gravely nerable obscenity scru regulations insistence ments. Our safeguards, procedural rigorous most embody the pulously Search 147; Marcus v. S. 361 U. California, v. Smith instance special but therefore Warrant, supra, is must be expression freedoms larger principle g., Thorn e. See, bulwarks. adequate ringed about York, 333 Newv. Winters 88; Alabama, U. S. hill v. 415. Button, 371 S. “[T]he U. NAACP 507; U. S. *8 guaranteed unconditionally speech line between finely is regulated ... legitimately may which speech illegiti from legitimate separation . . . drawn. Speiser . . .” . tools . . sensitive . calls for speech mate 525. Randall, 513, S. 357 U. v. no have salutary principles contended, these is

But, it Com Island of the Rhode the activities application obscenity suppress or regulate not it does because mission of their them and advises booksellers simply exhorts but on the Commis premised contention, This rights. legal is sanctions, legal formal apply power want sion’s not have books appellants’ that It true untenable.

67 been seized or banned by the State, and no one has prosecuted been for their possession or sale. though But the Commission is limited to informal sanctions —the threat of invoking legal sanctions and other means of coercion, persuasion, and intimidation —the record amply demonstrates the Commission deliberately set about to achieve suppression of publications “objec deemed tionable” and succeeded its aim.7 We are not the first court to through look forms to the recog substance and nize that informal may censorship inhibit sufficiently circulation of to warrant injunctive relief.8 7 problem For discussions of the censorship,” of “informal see Lock- McClure, Censorship hart and Obscenity: Developing Consti tutional Standards, 45 5, Minn. (1960); L. Rev. 6-9 and 7-22 n. Note, Extralegal Censorship Literature, 33 N. Y. U. L. Rev. 989 (1958); Note, Entertainment: Public Law, Pressures and 71 Harv. 326, L. Rev. (1957); Regulation Note, 344-347 Books, of Comic 68 489, Harv. L. Rev. 494-499 (1955); Comment, Censorship of Obscene Literature Informal Action, Governmental 22 Univ. of Chi. L. (1954); Rev. 216 McClure, Lockhart and Literature, the Law of Obscenity, Constitution, and the 295, 38 Minn. L. Rev. 309-316 (1954). 8 prosecution Threats of revocation, listings or of license or or supposedly objectionable notifications of obscene or publications or pictures, part motion police on the of chiefs of prosecutors, or have enjoined Kingsley been in a number of International Pic See cases. Corp. Blanc, tures v. 396 Bunis v. 448, (1959); Pa. 153 2dA. 243 Conway, 17 App. 207, Div. 2d (1962) (dictum); 234 N. Y. 2dS. 435 McCaffrey, Sunshine Book Co. App. v. 4 643, Div. 2d 168 N. Y. S. House, Inc., Random 2d Detroit, (1957); 268 v. No. 555684 Chan Wayne cery, Ct., Cir. HMH Pub County, 1957; Mich., 29, March lishing Garrett, Co. Supp. (D. v. 151 F. 1957); 903 N.C. D. Ind. Library New American World Allen, Literature v. Supp. 114 F. (D. Books, Bantam 1953); 823 Inc., Melko, C. D. Ohio N. v. Super. N. 292, (Chancery J. 2d 47 1953), A. modified on other grounds, 14 (1954); J. 2d Dearborn Pub N. 103 A. lishing Fitzgerald, Co. (D. 1921); 271 F. 479 C. N. D. Ohio *9 68 the State regulation were if this not as

It not members of the practices acts and Island. Rhode on disclosed Commission Secretary Executive law and of state color performed under were record this meaning of within the State acts constituted so S. Young, 209 U. Ex parte Amendment. the Fourteenth acts 461. These Adams, S. 345 U. Terry v. 123. Cf. the circulation stopped designedly directly and practices true, It is Island. of Rhode many parts in of publications Island, that of Rhode Supreme Court noted as notices, the Commission’s ignore was “free” Silverstein have would “cooperate” refusal his in the sense fact —and found as was law. But it no violated us— record, binds by the amply supported being finding, direc- with the compliance Commission’s that Silverstein’s disregard lightly not People do voluntary. not was tives criminal institute threats to thinly veiled officers’ public around, do not come they them if against proceedings to uncontroverted according reaction, and Silverstein’s general rule. exception no testimony, reason- orders, virtually phrased notices, Commission’s invariably distributor, by the such to be ably understood the cir- stopped in fact visitations, by police up followed It vigore. ex proprio the listed culation of these State’s assertion credit the naive would be when legal advice, mere nature of are blacklists (C. S.) P. (N. 465 Davis, P. 19 Ohio N. Producing Corp. v. Epoch (D. C. Supp. Co., 241 187 F. News In re Louisiana 1917). Cf. (Tex. Civ. 355, 357 2d Winner, 244 S. W. Roper 1960); v. La. E. D. (D. C. D. Chase, F. 2d 224 Mercury, Inc., 13 v. 1951); American App. following Pocket cases: been denied 1926). has Relief Mass. 1962); Dell (D. D. Conn. Supp. 297 C. Walsh, Inc., F. Books, v. 204 (Chancery Eq. 72, 158 A. 110 N. J. Publishing Beggans, v. Co. Supp. Howard, F. Corp. Publishing Magtab 1932). also See presents foregoing cases 1959). None (D. D. La. C. W.. way or one no view bar, and we intimate at situation precise factual to their correctness. other *10 they plainly serve as instruments of regulation inde- pendent of the laws against obscenity.9 Cf. Joint Anti- Fascist Refugee Committee McGrath, S.U. 123.

Herein lies the vice of system. the The Commission’s operation is a form of effective regulation state super- imposed upon the State’s criminal regulation of obscenity making and regulation such largely unnecessary. In thus obviating the need to employ criminal sanctions, the State 9We note that the Commission appears itself to have understood its function as the proscribing objectionable of publications, and not merely giving the legal of advice to distributors. See the first notice received Silverstein, quoted in 5, supra. note The minutes of one meetings Commission’s part: read in "... Flannery Father member of [a the noted that Commission] he had been called magazines about proscribed by the Commission remaining on sale after lists had been scent to distributors [sic] and police, to which Mr. McAloon suggested that it could be that the magazines same seen, were but probably it was not the same proscribed edition by the Commission. “Father Flannery questioned the compliance state-wide by the police, anyone or else, get proscribed the magazines off the stands. Mr. McAloon showed the questionnaires Commissioners the sent police the chiefs of from this office and returned us.” The minutes of meeting another part: read “. . . Mr. Sullivan of [member the suggested calling Commission] the Cranston Chief of inquire Police the Peyton reason Place was being still sold, distributed displayed since the departments Police had been advised the of Commission’s vote.” course, Of it is immaterial whether in carrying on the function of censor, Commissiqn may have been exceeding statutory its author- ity. Its acts still would constitute state parte action. Ex Young, 209 U. S. 123. The issue of statutory authority was not raised or argued litigation. in this holding Our that the scheme of censorship informal here constitutes

state action way is in no inconsistent with Standard Computing Scale Farrell, Co. v. 249 U. S. 571. In that ease it was held that a bulletin specifications issued Superintendent State Weights Measures could not be deemed state action for Fourteenth Amendment purposes because the bulletin purely advisory; the decision turned on the fact that the bulletin was not coercive purport. safeguards eliminated same time has at only may applied sanctions Criminal process. criminal in a made has been obscenity a determination after safe- procedural about hedged trial criminal prac- The Commission’s process. criminal guards . no safe- provides it in that contrast, striking is in tice nonobscene, suppression against whatever guards *11 a It is matter. constitutionally protected, therefore free- protected to hazards creates regulation form of reliance attend those than markedly greater doms law. criminal upon to sub fact, been done, in has has Island Rhode

What prior of system ato publications distribution ject the a not is Commission since the restraints, administrative publi particular list its decisions body and judicial determina judicial do not follow objectionable cations banned. lawfully be may publications that such tions to this comes expression prior restraints system of Any its constitu against heavy presumption a bearing Court Minnesota, 697; S.U. validity. See Near v. tional State, Schneider v. 444, S. Griffin, 451; 303 U. Lovell v. Connecticut, S. 310 U. v. Cantwell 164; 147, 308 U. S. 273; Maryland, 340 U. S. 268, Niemotko v. 296, 306; Bax 293; Staub v. York, 290, S. Kunz New 340 U. v. such have tolerated 321. We ley, 355 U. 313, S. superin judicial operated under only where it system deter judicial immediate an almost and assured tendence Kingsley of the restraint.10 validity mination of the Chicago, Corp. Film opinion in Times Nothing in the Court’s attitude with the traditional Court’s is inconsistent 365 U. S. only ques expression. The prior restraints toward of disfavor prior whether a restraint in that case to the Court was tendered tion declining necessarily under all circumstances. In was unconstitutional not per se, did the Court prior unconstitutional to hold restraints any specific Further constitutionality such restraint. uphold the pictures. motion holding expressly confined more, y. Books, Inc., Brown, 354 S. 436. system U. at bar no includes such saving features. On the contrary, its capacity for suppression of constitutionally protected pub- lications is far in excess of that of the typical licensing scheme held constitutionally invalid this Court. There provision no whatever for judicial superintendence before notices issue or even judicial for review the Com- mission’s determinations of objectionableness. pub- lisher or distributor is not even entitled to notice and hearing before his are listed by the Commis- sion objectionable. Moreover, the Commission’s stat- utory mandate is vague and uninformative, and the Commission has done nothing to make it more precise. Publications are listed as “objectionable” without further elucidation. The distributor is left speculate whether the Commission considers publication his obscene or sim- ply harmful to juvenile morality. For the Commission’s domain is the whole youthful morals. Finally, we note that although the Commission’s supposed concern is lim- ited youthful readers, “cooperation” it seeks from *12 distributors invariably entails the complete suppression of the listed publications; adult are equally readers deprived of the opportunity purchase to publications the in the State. Cf. Butler v. Michigan, 352 U. S. 380. procedures of the Commission are radically defi- cient. They fall far short of the constitutional require- ments of governmental regulation of obscenity. holdWe that system the of informal censorship by disclosed record violates the Fourteenth Amendment.

In holding that the activities disclosed on this record are constitutionally proscribed, we do not mean to suggest that private consultation between law enforcement offi- cers and prior distributors to the institution of a judicial proceeding can never be constitutionally permissible. We do not hold that law enforcement officers must renounce all informal contacts with persons suspected of violating consulta- such obscenity. Where prohibiting laws valid aiding purpose with undertaken genuinely tion is prose- and avoid laws such comply to distributor enjoyment the full not retard need them, it cution under case. is not this that But Amendment freedoms. of First do they officers; law enforcement not are appellees they or that give are qualified they pretend not Their legal fair advice. only give distributors attempt plainly shows this record disclosed conduct as of their distributors advising the beyond far they went in fact operation Their and liabilities. legal rights extralegal effectuated censorship of state a scheme but to not to advise agency as an they sanctions; acted suppress. and remanded.

Reversed in the result. Black concurs Mr. Justice Douglas, concurring. Mr. Justice to the I adhere Court, of the I join opinion While States, S.U. v. United expressed in Roth views govern- scope narrow very respecting 508-514, grounds on the authority suppress mental clear, makes Brother Brennan my obscenity. Yet as apparent whatever system Rhode Island’s vice litera- of “obscene” status one’s constitutional view my and view raw; censorship ture. This is If incompatible. rights are Amendment First censor and violated, publishers authors law has been a valid then they But would account. can be made vendors Bill safeguards procedural all the on their side have viewpoint of From the including by jury. trial Rights, *13 on procedure, cumbersome action a more State that is the being far easier. But the of censors vote majority in the designed to fence Government Rights Bill of and make its on liberty intrusions difficult and its inter- ference freedom expression well-nigh impossible.

All nations have tried censorship only a few have rejected it. Its high. abuses mount Today Iran censors news stories in such a way as to make false or misleading some reports reputable agencies. news For the Iranian who writes stories and lives in goes Teheran if jail he tells the truth. Thus censorship in Teheran pow- has extralegal erful sanctions as censorship in Providence. regime Providence productive is of capricious action. A vote a five-to-four book makes “obscene.” The wrong is compounded when issue, though closely in the minds of sophisticated balanced men, resolved against freedom of expression on the side of cen- sorship. Judges, sure, disagree often as to the definition But an obscenity. established administra- system tive that bans book after book, though even they muster four votes out nine, makes freedom of expression much precarious more than it if would be unanimity required. were This my underlines Brother observation regime Providence Brennan’s “pro- vides safeguards against no whatever the suppression of nonobscene, and therefore constitutionally protected, matter.” Doubts are resolved against, rather than for, freedom expression.

The evils of unreviewable administrative action of this character are ancient as George dictators. Kennan, Siberia and the System (U. Exile of Chi. 1958) p. 60, gives insight into it: Borodin,

“Mr. another Russian author and well- known contributor to the magazine Russian Annals Fatherland, was banished to the territory of Yakútsk on account of alleged 'dangerous’ and ‘pernicious’ character of a certain manuscript found in his house police during a search. This *14 copy upon of an article the manuscript spare was a Viátka, of which province economic condition of the and sent above- Mr. Borodin had written the up time, to that had which, named but magazine, The author went to Eastern published. not been gray yellow in a overcoat with a ace Siberia convict’s back, of on his and three or four months diamonds in of pleasure after his arrival he had the Yakútsk reading very in Annals the Fatherland the for had same article which he been exiled. him Minister of the Interior had sent to Siberia merely having police for in his possession what the a 'dangerous’ 'pernicious’ manuscript, called and Petersburg then the of censorship St. committee had copy certified that another of that same manuscript perfectly harmless, and had pub- allowed it to be change lished, without of a in line, one popular widely magazines most in circulated empire.” all-powerful

Thus under the Czars an elite condemned day the Siberia of that minority an author whom a applauded. fiat dangerous today Administrative is as as it was then. Clark,

Mr. in concurring Justice the result. opinion As read the it does much fine Court, talking expression about freedom of and much condemn- ing of the implement Commission’s overzealous efforts to obscenity protection the State’s laws for the of Rhode youth shearing Island’s if a but, hog, up comes wool. In short, proverbial tempest little it creates the teapot over a number notices sent out the Com- asking cooperation magazine mission distributors preventing sale obscene literature to juveniles. The storm was brewed from certain inept phrases in the notices wherein the Commission prerogative assumed issuing an “order” to police that certain publica- tions which it deemed obscene are “not to sold, dis- displayed tributed or youths eighteen under years of *15 age” and stated that Attorney General will act for “[t]he us in case of non-compliance.” But after all expostu- this lation the Court, being unable to strike down Rhode Island’s statute, see Alberts California, v. 354 U. 476 S. (1957), drops a demolition bomb on “the Commission’s practice” without clearly indicating what might be sal- vaged from wreckage. The Court in condemning the Commission’s owes practice duty Rhode Island the articulating the standards which must met, lest the Rhode Supreme Island Court be left at sea as to the appropriate disposition on remand. my

In simply view Court should direct the Com- mission to abandon grandeur its delusions of and leave the issuance of “orders” to enforcement officials and “the regulation State’s criminal of obscenity” to the prose- who can cutors, prosecution substitute for “thinly veiled threats” in appropriate cases. See California, Alberts v. supra. As I read opinion this is the limi- extent of the contemplated tations by Court, leaving the Commis- sion free, my Brother indicates, publicize its Harlan findings toas the obscene of any character publication; to solicit support public in preventing obscene publications from reaching juveniles; furnish its find- ings to publishers, distributors and retailers of such pub- lications and to law enforcement officials; and, finally, to seek the aid of such in officials prosecuting offenders the State’s obscenity laws. This long Court has recog- nized that “the primary requirements of decency may be against enforced publications.” obscene Near Minne- v. sota, 283 S. 697, (1931); Books, Inc., U. see Kingsley Brown, (1957). Certainly S. 436 in the face U. rising youth crime and juvenile lowering morality the empowered State is consistent with the Constitution procedures use the in attempting dispel above youth defilement of publications. its obscene With understanding holding the Court’s join its judgment, believing that the limitations as outlined would bearing have little on the efficacy of Rhode Island’s law. Mr. Justice Harlan, dissenting. opinion give Court’s fails to due consideration to I regard

what the central issue this case—the accom- modation that must be made between Rhode Island’s problem concern with the of juvenile delinquency and the right of freedom of expression assured the Fourteenth Amendment.

Three reasons, as I understand the Court’s opinion, are *16 given for holding the particular procedures adopted by the Rhode Island Commission under this though statute, not the statute itself, (1) unconstitutional: the Commission’s activities, carried on under law, color state amount to a governmental scheme of censorship; (2) its procedures lack adequate safeguards to protect nonobscene material against suppression; (3) the group’s operations in the youth field morality may entail depriving the adult public of access to constitutionally protected material.

In my opinion, none of these reasons is of overriding weight the context of what obviously not an effort by the State to obstruct expression free but an attempt to cope with a most baffling social problem.

I. This Rhode Island Commission was formed for the laud- purpose able of combatting juvenile delinquency. While yet there is as no consensus of scientific opinion on the causal relationship between youthful reading or viewing of “the obscene” and delinquent behavior, see Green, Ob- scenity, Censorship, and Juvenile Delinquency, ofU. L. Toronto J. 229 (1962), Rhode Island’s approach to the problem is not without respectable support, see S. Rep. No. 2381, 84th Cong., 2d Sess. (1956); Kefauver, Obscene and Pornographic Literature Juvenile Delinquency, 24 Fed. Prob. 4,No. (Dec. 3p. 1960). The States should have a wide range of choice in dealing with such problems, Alberts California, decided with v.. Both v. States, United 354 U. S. 476 (separate opinion of the writer, at 500-502), and this Court should not interfere with state legislative judgments on them except upon the clearest showing unconstitutionality.

I can find nothing in this record that justifies the view that Rhode Island has attempted to deal with prob- lem in an irresponsible way. I agree with the Court that the tenor of some the Commission’s letters and reports is subject to serious criticism, carrying as they do an air of authority which that body does not possess and con- veying an impression of consequences which no means may follow from noncooperation with the Commission. But these are things which could surely cured a word to the wise. They furnish no occasion for today’s opaque pronouncements which leave the Commission in the dark as to the permissible constitutional scope of its future activities.

Given the validity of state obscenity laws, Alberts v. California, supra, think the Commission is constitution- *17 ally entitled (1) express to its on views the character of any published reading or other material; (2) to endeavor to enlist the support of law enforcement or authorities, cooperation publishers and distributors, with respect to any material the Commission deems obscene; (3) notify publishers, distributors, and public members 78 regards; in but these its activities respect overbearing kind of from the take care to refrain

it must might to and others that already referred utterances as to impression an erroneous give any person tend to authority or the of the Commission’s the extent either Since the warnings. to heed its of a failure consequences reinstatement require does not of the Court decision and since court,1 issued the trial injunction the broad invalidity par- on the majority’s opinion rests I find pursued, has procedures ticular the Commission right opinion denying in the Commission the nothing just enumerated, which believe activities, to conduct the constitutionally carry on. it is entitled

II. lack procedures It is said that the Rhode Island ade- quate safeguards against of the non- suppression in obscene, may pronounce publica- that the Commission any tions obscene or prior judicial without determination any But pronouncement review. Commission’s given self-executing. Any instance is not affected dis- publisher tributor or wishing ground to stand his on particular publication may test the Commission’s views by way declaratory judgment of a in- action or suit for junctive by simply refusing relief or accept Com- appellees enjoined directly indirectly notifying were “from or magazine book and wholesale distributors and retailers that objectionable any specific magazine found Commission has book or sale, display; injunction apply for distribution or said . . . [to] directly given magazine whether such notification to said book and retailers, any them, orally wholesale distributors and or either or writing, through publication bulletins, or of lists or irre spective of the manner of dissemination of such lists or bulletins.” (Supp. (Uniform 1961), Rhode Island Gen. Laws Tit. c. 30 Declaratory Judgments Act).

79 opinion mission’s and awaiting prosecution criminal respect of the questioned work.

That the requires Constitution no more is shown by this Court’s decision in Times Film Corp. v. Chicago, S.U. 43. There the petitioner refused to comply with a Chicago ordinance requiring all pictures motion be examined and by licensed a official city prior to exhibi- tion. It was regardless contended that of the obscenity vel non of any particular picture and licensing stand- ards employed, this requirement in itself amounted to an prior unconstitutional restraint on expression. free Stat- ing that there nois “absolute freedom to at least exhibit, once, any and every kind of motion picture,” S., 365 U. at 46, this rejected Court that contention and remitted petitioner to a challenge of an application of the city ordinance to specific films. The Court thus refused to countenance a “broadside attack” on system regula- tion designed prevent the dissemination of obscene matter.

Certainly with respect to a sophisticated publisher or distributor,3 and shorn of embellishing mandatory lan- guage, this Commission’s advisory condemnation of par- ticular publications does not create as great a danger restraint on expression as that Film, involved Times where exhibition of a film without a license was made a crime.4 Nor can danger such regarded greater than that involved in the preadjudication impact of the sequestration procedures sustained this Court in Kingsley Books, Inc., Brown, 354 U. S. 436. For publishers and distributors involved in this all, case are so far as this record shows, substantial business concerns, presumably- represented by competent counsel, appellants as were the here. 4 It seems obvious that in a nonlicensing context the force of Times Film is not lessened the circumstance that in this case books rather pictures than motion are involved. legal sanc- by no action is attended the Commission’s here *19 material questioned distribution leaves tions and undisturbed. entirely the Court to what resemblance bears no

This case Prop- Warrant in v. Search Marcus to sanction refused officers, pursuant police There 717. erty, 367 U. S. foray under one-day in a seized procedures, Missouri publications copies of 280 11,000 some warrants search of business places various appellants’ at the found state court obscene. officers to be by the believed publications of the 280 100 out only that later found pro- holding “that In Missouri’s obscene. actually were due safeguards which lacked the . . . applied cedures as the con- nonobscene material assure process demands S., entitled,” it U. to which is protection stitutional be- connection the historical emphasized the Court 731, at stifling of and the power seizure the search and tween the gave warrants The Missouri expression. liberty of left to executing officer and to each discretion broadest oppor- little or no spot, judgment on hoc his ad which deliberation, discriminating tunity for step no “there was obscene. Since as be seized should search- designed focus seizure before procedure in the at it S., 367 U. obscenity,” question ingly on the the material seized much of expected towas be obscene, not to out turn would procedures these under very in court by state found was later indeed case. pro- in exist expression free hazards to such

No Of present in case. regard permissible cedures challenged pub- of a dissemination importance, cardinal any way. in legally impeded or physically not lication complained advisory condemnations Furthermore, of a action but police of hit-or-miss not product are the by limited stand- are judgments body whose deliberative general ards embraced in the State’s obscenity statute, the constitutionality of which questioned is not in case. validity foregoing not, considerations is my opinion, findings affected the state court that one appellants’ was led to withdraw publications, distributors thought obscene of fear of Commission, because prosecution. criminal For this record lacks an element without which findings those are not of controlling con- significance stitutional in the context of competing state and individual interests at here stake: there is no showing that Rhode Island put any has roadblocks the way any distributor’s or publisher’s recourse to the courts to test the validity of the Commission’s determina- *20 tion respecting any or that the publication, purpose of these procedures was to stifle freedom of expression.

It could not well be Ias think the Court suggested, a concedes, prosecutor’s that announcement that he in- tended to strictly enforce the obscenity laws or that he proceed against would particular a publication unless withdrawn from circulation an amounted to unconstitu- tional upon restraint freedom of expression, still less that such a restraint would occur from the mere existence of a criminal obscenity Conceding statute. that the restric- tive effect of the procedures Commission’s on publishers, independent on distributors, may greater be fortiori in than either of those I situations, do not believe that the differences are of constitutional in import, the ab- sence of either of the two factors in pre- indicated the ceding paragraph. The places circumstance that the permissible procedures Commission’s on the same consti- tutional level as the just given illustrations is the fact that in each instance the courts are open to person affected, and that any material, however questionable, may freely be sponsored, circulated, or read, viewed until judicially condemned. publishers that these holds is the Court what

In essence any to material respect not, need their distributors or to its right their vindicate Commission, challenged by aid. to their bring the Constitution in order to protection effort this cut into holding of this is The effect problem, delinquency get juvenile at State concretely having any other ever Court or without this material called any specific on whether focused protec- is or is not entitled by the Commission question our established standards tion constitutional under decisions.5 which weight the accommodation me to seems to

This interests competing made between should interests legitimate entirely against presents case to re- course is the correct the State. believe state attack” on these “broadside countenance this fuse to as to the appropriate an and, with caveat procedures utterances, past of the Commission’s character some respecting particu- their remedies appellants to remit the Commission, challenged lar publishers these Putting Film case. the Times done in vindicating chal- pain to the and their distributors hard- under unusual them place is lenged materials not to “Bear- context, has said another this Court ship, for for “a prosecution and cost” even ing discomfiture one of the person innocent by an [though] . . crime . *21 Cobbledick United citizenship.” v. obligations of painful 325. S. States, 309 U.

III. activ- the Commission’s final point The Court’s —that public protected from adult keeping may result ities con- youth far as though suppressible so material, even acknowledge: 4) appellants have (p. “We Reply Brief 5 In their obscenity question or non- attempted to deal never Appellants’ obscenity books.” requires little enough additional comment. It is

cerned — say that such a determination should not be made at large, as has been done here. It should await a case when circumspect judgment brought can be to bear upon particular judicially suppressed publications.

Believing that Commission, once advised permissible constitutional scope of its can be activities, counted on to conduct itself accordingly, would affirm judgment Supreme Rhode Island Court. Cf. Haley, United States 371 U. S. 18.

Case Details

Case Name: Bantam Books, Inc. v. Sullivan
Court Name: Supreme Court of the United States
Date Published: Feb 18, 1963
Citation: 372 U.S. 58
Docket Number: 118
Court Abbreviation: SCOTUS
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