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Code of Federal Regulations
Title 17
Chapter I
Part 37
17 C.F.R. Part 37
Swap Execution Facilities
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A
General Provisions
B
Compliance With Core Principles
C
Compliance With Rules
D
Swaps Not Readily Susceptible to Manipulation
E
Monitoring of Trading and Trade Processing
F
Ability to Obtain Information
G
Position Limits or Accountability
H
Financial Integrity of Transactions
I
Emergency Authority
J
Timely Publication of Trading Information
K
Recordkeeping and Reporting
L
Antitrust Considerations
M
Conflicts of Interest
N
Financial Resources
O
System Safeguards
P
Designation of Chief Compliance Officer
Appendix A to Part 37
Form SEF
Appendix B to Part 37
Guidance on, and Acceptable Practices in, Compliance with Core Principles