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Code of Federal Regulations
Title 17
Chapter I
Part 14
17 C.F.R. Part 14
Rules Relating to Suspension or Disbarment from Appearance and Practice
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14.1
Scope.
14.2
Definitions of appearance and practice.
14.3
Hearings.
14.4
Violation of Commodity Exchange Act.
14.5
Criminal conviction.
14.6
Disbarment or suspension by licensing authority.
14.7
Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding.
14.8
Lack of requisite qualifications, character and integrity.
14.9
Duty to file information concerning adverse judicial or administrative action.
14.10
Reinstatement.