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Code of Federal Regulations
Title 17
Chapter I
Part 11
17 C.F.R. Part 11
Rules Relating to Investigations
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11.1
Scope and applicability of rules.
11.2
Authority to conduct investigations.
11.3
Confidentiality of investigations.
11.4
Subpoenas.
11.5
Transcripts.
11.6
Oath; false statements.
11.7
Rights of witnesses.
11.8
Sequestration.
Appendix A to Part 11
Informal Procedure Relating to the Recommendation of Enforcement Proceedings