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17 C.F.R. Part 11 – Rules Relating to Investigations | Midpage
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Code of Federal Regulations
Title 17
Chapter I
Part 11
17 C.F.R. Part 11
Rules Relating to Investigations
11.1
Scope and applicability of rules.
11.2
Authority to conduct investigations.
11.3
Confidentiality of investigations.
11.4
Subpoenas.
11.5
Transcripts.
11.6
Oath; false statements.
11.7
Rights of witnesses.
11.8
Sequestration.
Appendix A to Part 11
Informal Procedure Relating to the Recommendation of Enforcement Proceedings