Collections
Code of Federal Regulations
Title 17
Chapter I
Part 31
17 C.F.R. Part 31
Leverage Transactions
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31.1-31.2
[Reserved]
31.3
Fraud in connection with certain transactions in silver or gold bullion or bulk coins, or other commodities.
31.4
Definitions.
31.5
Unlawful conduct.
31.6
Registration of leverage commodities.
31.7
Maintenance of minimum financial, cover and segregation requirements by leverage transaction merchants.
31.8
Cover of leverage contracts.
31.9
Minimum financial requirements.
31.10
Repurchase and resale of leverage contracts by leverage transaction merchants.
31.11
Disclosure.
31.12
Segregation.
31.13
Financial reports of leverage transaction merchants.
31.14
Recordkeeping.
31.15
Reporting to leverage customers.
31.16
Monthly reporting requirements.
31.17
Records of leverage transactions.
31.18
Margin calls.
31.19
Unlawful representations.
31.20
Prohibition of guarantees against loss.
31.21
Leverage contracts entered into prior to April 13, 1984; subsequent transactions.
31.22
Prohibited trading in leverage contracts.
31.23
Limited right to rescind first leverage contract.
31.24
[Reserved]
31.25
Bid and ask prices; carrying charges.
31.26
Quarterly reporting requirement.
31.27
Registered futures association membership.
31.28
Self-regulatory organization adoption and surveillance of minimum financial, cover, segregation and sales practice requirements.
31.29
Arbitration or other dispute settlement procedures.
Appendix A to Part 31
Schedule of Fees for Registration of Leverage Commodities