1. Collections
  2. Code of Federal Regulations
  3. Title 17
  4. Chapter I
  5. Part 37

Subpart C

Compliance With Rules

37.200Core Principle 2—Compliance with rules.37.201Operation of swap execution facility and compliance with rules.37.202Access requirements.37.203Rule enforcement program.37.204Regulatory services provided by a third party.37.205Audit trail.37.206Disciplinary procedures and sanctions.
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