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17 C.F.R. Part 30 – Foreign Futures and Foreign Options Transactions | Midpage
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Code of Federal Regulations
Title 17
Chapter I
Part 30
17 C.F.R. Part 30
Foreign Futures and Foreign Options Transactions
30.1
Definitions.
30.2
Applicability of the Act and rules.
30.3
Prohibited transactions.
30.4
Registration required.
30.5
Alternative procedures for non-domestic persons.
30.6
Disclosure.
30.7
Treatment of foreign futures or foreign options secured amount.
30.8
[Reserved]
30.9
Fraudulent transactions prohibited.
30.10
Petitions for exemption.
30.11
Applicability of state law.
30.12
Direct foreign order transmittal.
30.13
Commission certification.
Appendix A to Part 30
Interpretative Statement With Respect to the Commission's Exemptive Authority Under § 30.10 of Its Rules
Appendix B to Part 30
Interpretative Statement With Respect to the Secured Amount Requirement Set Forth in § 30.7
Appendix C to Part 30
Foreign Petitioners Granted Relief From the Application of Certain of the Part 30 Rules Pursuant to § 30.10
Appendix D to Part 30
Commission Certification With Respect to Foreign Futures and Options Contracts on a Non-Narrow-Based Security Index
Appendix E to Part 30
Acknowledgment Letter for CFTC Regulation 30.7 Customer Secured Account
Appendix F to Part 30
Acknowledgment Letter for CFTC Regulation 30.7 Customer Secured Government Money Market Fund Account