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17 C.F.R. Part 40 – Provisions Common to Registered Entities | Midpage
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Code of Federal Regulations
Title 17
Chapter I
Part 40
17 C.F.R. Part 40
Provisions Common to Registered Entities
40.1
Definitions.
40.2
Listing products for trading by certification.
40.3
Voluntary submission of new products for Commission review and approval.
40.4
Amendments to terms or conditions of enumerated agricultural products.
40.5
Voluntary submission of rules for Commission review and approval.
40.6
Self-certification of rules.
40.7
Delegations.
40.8
Availability of public information.
40.9
[Reserved]
40.10
Special certification procedures for submission of rules by systemically important derivatives clearing organizations.
40.11
Review of event contracts based upon certain excluded commodities.
40.12
Staying of certification and tolling of review period pending jurisdictional determination.
Appendix A to Part 40
Schedule of Fees
Appendixes B-C to Part 40
[Reserved]
Appendix D to Part 40
Submission Instructions for Rules and Products
Appendix E to Part 40
Guidance on Compliance With the Materiality Assessment in § 40.4