17 C.F.R. Chapter I – Commodity Futures Trading Commission | Midpage

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Code of Federal Regulations

Chapter I

17 C.F.R. Chapter I

Commodity Futures Trading Commission

1General Regulations Under the Commodity Exchange Act 2Official Seal 3Registration 4Commodity Pool Operators and Commodity Trading Advisors 5Off-Exchange Foreign Currency Transactions 7Registered Entity Rules Altered or Supplemented by the Commission 8[Reserved]9Rules Relating to Review of Exchange Disciplinary, Access Denial or Other Adverse Actions 10Rules of Practice 11Rules Relating to Investigations 12Rules Relating to Reparations 13Procedures for Petitions for Rulemaking 14Rules Relating to Suspension or Disbarment from Appearance and Practice 15Reports—General Provisions 16Reports by Contract Markets and Swap Execution Facilities 17Reports by Reporting Markets, Futures Commission Merchants, Clearing Members, and Foreign Brokers 18Reports by Traders 19Reports by Persons Holding Reportable Positions in Excess of Position Limits, and by Merchants and Dealers in Cotton 20Large Trader Reporting for Physical Commodity Swaps 21Special Calls 22Cleared Swaps 23Swap Dealers and Major Swap Participants 30Foreign Futures and Foreign Options Transactions 31Leverage Transactions 32Regulation of Commodity Option Transactions 33Regulation of Commodity Option Transactions That Are Options on Contracts of Sale of a Commodity for Future Delivery 34Regulation of Hybrid Instruments 35Swaps in an Agricultural Commodity (Agricultural Swaps)36Trade Execution Requirement 37Swap Execution Facilities 38Designated Contract Markets 39Derivatives Clearing Organizations 40Provisions Common to Registered Entities 41Security Futures Products 42Anti-Money Laundering, Terrorist Financing 43Real-Time Public Reporting 44Interim Final Rule for Pre-Enactment Swap Transactions 45Swap Data Recordkeeping and Reporting Requirements 46Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps 48Registration of Foreign Boards of Trade 49Swap Data Repositories 50Clearing Requirement and Related Rules 75Proprietary Trading and Certain Interests in and Relationships with Covered Funds 100Delivery Period Required 140Organization, Functions, and Procedures of the Commission 141Salary Offset 142Indemnification of CFTC Employees 143Collection of Claims Owed the United States Arising from Activities Under the Commission's Jurisdiction 144Procedures Regarding the Disclosure of Information and the Testimony of Present or Former Officers and Employees in Response to Subpoenas or Other Demands of a Court 145Commission Records and Information 146Records Maintained on Individuals 147Open Commission Meetings 148Implementation of the Equal Access to Justice Act in Covered Adjudicatory Proceedings Before the Commission 149Enforcement of Nondiscrimination on the Basis of Handicap in Programs or Activities Conducted by the Commodity Futures Trading Commission 150Limits on Positions 151[Reserved]155Trading Standards 156Broker Associations 160Privacy of Consumer Financial Information Under Title V of the Gramm-Leach-Bliley Act 162Protection of Consumer Information Under the Fair Credit Reporting Act 165Whistleblower Rules 166Customer Protection Rules 170Registered Futures Associations 171Rules Relating to Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration and Member Responsibility Actions 180Prohibition Against Manipulation 190Bankruptcy Rules 191-199[Reserved]