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17 C.F.R. Part 17 – Reports by Reporting Markets, Futures Commission Merchants, Clearing Members, and Foreign Brokers | Midpage
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Code of Federal Regulations
Title 17
Chapter I
Part 17
17 C.F.R. Part 17
Reports by Reporting Markets, Futures Commission Merchants, Clearing Members, and Foreign Brokers
17.00
Information to be furnished by futures commission merchants, clearing members and foreign brokers.
17.01
Identification of special accounts, volume threshold accounts, and omnibus accounts.
17.02
Form, manner and time of filing reports.
17.03
Delegation of authority to the Director of the Division of Data or the Director of the Division of Market Oversight.
17.04
Reporting omnibus accounts to reporting firms.
Appendix A to Part 17
Form 102
Appendix B to Part 17
Form 71
Appendix C to Part 17
Data Elements