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17 C.F.R. Part 38 – Designated Contract Markets | Midpage
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Code of Federal Regulations
Title 17
Chapter I
Part 38
17 C.F.R. Part 38
Designated Contract Markets
A
General Provisions
B
Designation as Contract Market
C
Compliance With Rules
D
Contracts Not Readily Subject to Manipulation
E
Prevention of Market Disruption
F
Position Limitations or Accountability
G
Emergency Authority
H
Availability of General Information
I
Daily Publication of Trading Information
J
Execution of Transactions
K
Trade Information
L
Financial Integrity of Transactions
M
Protection of Markets and Market Participants
N
Disciplinary Procedures
O
Dispute Resolution
P
Governance Fitness Standards
Q
Conflicts of Interest
R
Composition of Governing Boards of Contract Markets
S
Recordkeeping
T
Antitrust Considerations
U
System Safeguards
V
Financial Resources
W
Diversity of Board of Directors
X
Securities and Exchange Commission
Appendix A to Part 38
Form DCM
Appendix B to Part 38
Guidance on, and Acceptable Practices in, Compliance With Core Principles
Appendix C to Part 38
Demonstration of Compliance That a Contract Is Not Readily Susceptible to Manipulation