17 C.F.R. Chapter II – Securities and Exchange Commission | Midpage

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Code of Federal Regulations

Chapter II

17 C.F.R. Chapter II

Securities and Exchange Commission

200Organization; Conduct and Ethics; and Information and Requests 201Rules of Practice 202Informal and Other Procedures 203Rules Relating to Investigations 204Rules Relating to Debt Collection 205Standards of Professional Conduct for Attorneys Appearing and Practicing Before the Commission in the Representation of an Issuer 209Forms Prescribed Under the Commission's Rules of Practice 210Form and Content of and Requirements for Financial Statements, Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, and Energy Policy and Conservation Act of 1975 211Interpretations Relating to Financial Reporting Matters 227Regulation Crowdfunding, General Rules and Regulations 228[Reserved]229Standard Instructions for Filing Forms Under Securities Act of 1933, Securities Exchange Act of 1934 and Energy Policy and Conservation Act of 1975—Regulation S-K 230General Rules and Regulations, Securities Act of 1933 231Interpretative Releases Relating to the Securities Act of 1933 and General Rules and Regulations Thereunder 232Regulation S-T—General Rules and Regulations for Electronic Filings 239Forms Prescribed Under the Securities Act of 1933 240General Rules and Regulations, Securities Exchange Act of 1934 241Interpretative Releases Relating to the Securities Exchange Act of 1934 and General Rules and Regulations Thereunder 242Regulations M, Sho, ATS, AC, NMS, SE, and SBSR, and Customer Margin Requirements for Security Futures 243Regulation FD 244Regulation G 245Regulation Blackout Trading Restriction 246Credit Risk Retention 247Regulation R—Exemptions and Definitions Related to the Exceptions for Banks from the Definition of Broker 248Regulations S-P, S-AM, and S-ID 249Forms, Securities Exchange Act of 1934 249aForms, Securities Investor Protection Act of 1970 [Reserved]249bFurther Forms, Securities Exchange Act of 1934 250Cross-Border Antifraud Law-Enforcement Authority 251-254[Reserved]255Proprietary Trading and Certain Interests in and Relationships with Covered Funds 256XXX 256-259[Reserved]257-259[Reserved]260General Rules and Regulations, Trust Indenture Act of 1939 261Interpretative Releases Relating to the Trust Indenture Act of 1939 and General Rules and Regulations Thereunder 269Forms Prescribed Under the Trust Indenture Act of 1939 270Rules and Regulations, Investment Company Act of 1940 271Interpretative Releases Relating to the Investment Company Act of 1940 and General Rules and Regulations Thereunder 274Forms Prescribed Under the Investment Company Act of 1940 275Rules and Regulations, Investment Advisers Act of 1940 276Interpretative Releases Relating to the Investment Advisers Act of 1940 and General Rules and Regulations Thereunder 279Forms Prescribed Under the Investment Advisers Act of 1940 281Interpretative Releases Relating to Corporate Reorganizations Under Chapter X of the Bankruptcy Act 285Rules and Regulations Pursuant to Section 15(a) of the Bretton Woods Agreements Act 286General Rules and Regulations Pursuant to Section 11(a) of the Inter-American Development Bank Act 287General Rules and Regulations Pursuant to Section 11(a) of the Asian Development Bank Act 288General Rules and Regulations Pursuant to Section 9(a) of the African Development Bank Act 289General Rules and Regulations Pursuant to Section 13(a) of the International Finance Corporation Act 290General Rules and Regulations Pursuant to Section 9(a) of the European Bank for Reconstruction and Development Act 300Rules of the Securities Investor Protection Corporation 301Forms, Securities Investor Protection Corporation 302Orderly Liquidation of Covered Brokers or Dealers 303-399[Reserved]