UNITED STATES of America; Commonwealth of Pennsylvania, Department of Environmental Protection; State of New York; State of New Jersey v. EME HOMER CITY GENERATION, L.P.; Homer City OL1, LLC; Homer City OL2, LLC; Homer City OL3, LLC; Homer City OL4, LLC; Homer City OL5, LLC; Homer City OL6, LLC; Homer City OL7, LLC; Homer City OL8, LLC; New York State Electric and Gas Corporation; Pennsylvania Electric Company
Nos. 11-4406, 11-4407, 11-4408
United States Court of Appeals, Third Circuit
August 21, 2013
Argued May 15, 2013
727 F.3d 274
Dell also contends that it would be unfair to allow a consumer to revoke her prior express consent to be contacted on a cellular phone in the debt-collection context because the inability of a creditor to use an automated dialing system to call a borrower might make it “difficult, if not impossible, [for the creditor] to ever contact the borrower with regard to the credit it extends.” This argument overlooks the fact that creditors are permitted to attempt live, person-to-person calls in order to collect a debt. Consequently, Dell will still be able to telephone Gager about her delinquent account; the only limitation imposed by the TCPA is that Dell will not be able to use an automated dialing system to do so.
V. Conclusion
For the foregoing reasons, we will reverse the judgment of the District Court and remand this case for further proceedings consistent with this opinion.
David J. Hickton, Paul E. Skirtich, Office of United States Attorney, Pittsburgh, PA, Robert J. Lundman [Argued], John Sither, L. Katherine Vanderhook-Gomez, United States Department of Justice, Washington, DC, for Appellant United States of America.
Stephen J. Bonebrake, Andrew N. Sawula, Schiff Hardin, Brian J. Murray, Jones Day, Chicago, IL, Kevin P. Holewinski, Jones Day, Beth M. Kramer, Jeffrey Poston, Chet M. Thompson [Argued], Crowell & Moring, John P. Elwood [Argued], Kevin A. Gaynor, Benjamin S. Lippard, Jeremy C. Marwell, Vinson & Elkins, Paul D. Clement, David Z. Hudson, Bancroft, Paul E. Gutermann, Akin, Gump, Strauss, Hauer & Feld, Washington, DC, James J. Jones, Rebekah B. Kcehowski, Jones Day, Peter T. Stinson, W. Alan Torrance, Dickie, McCamey & Chilcote, Pittsburgh, PA, for Appellees.
Before: SMITH, FISHER, and CHAGARES, Circuit Judges.
OPINION
SMITH, Circuit Judge.
The owners of a coal-fired power plant failed both to obtain a preconstruction permit and to install certain pollution-control technology before making changes to the plant. The Environmental Protection Agency and several states say the owners were required to do so. But the EPA1 did not cry foul until more than a decade after the changes, well after the owners had sold the plant. Now the EPA wants to force the former owners to obtain the missing
I.
A. The Homer City Generation Power Plant goes online in 1969, and Congress enacts the Clean Air Act.
In the 1960s, the Pennsylvania Electric Company (Penelec) and the New York State Electric & Gas Corporation (NYSEG) built the Homer City Generating Station (“the Plant“), a coal-burning power plant in Indiana County, Pennsylvania. JA66. The Plant‘s first two burners went online at the end of the decade. Id. At that time, the Clean Air Act was little more than a federally funded research program on air pollution, the EPA did not exist, and the few enforceable standards in place did not affect the Plant‘s construction and operation. See Air Quality Act of 1967, Pub.L. No. 90-148, 81 Stat. 485-507 (expanding studies into air pollutants, emissions, and control techniques); Clean Air Act Amendments of 1966, Pub.L. No. 89-675, 80 Stat. 954-55; Clean Air Act of 1963, Pub.L. No. 88-206, 77 Stat. 392-401; Air Pollution Control Act of 1955, Pub.L. No. 84-159, 69 Stat. 322 (providing funds for federal research into air pollution).
B. Congress enacts the Clean Air Act, which grandfathers pre-existing pollution sources (like the Plant) out of its requirements until they are “modified.”
1. The Clean Air Act of 1970 sets up the modern federalism-based framework.
While the Plant ramped up operations over the next two decades, Congress enacted three amendments to the Clean Air Act transforming it into the comprehensive regulatory scheme it is today. It is necessary, then, to take a minor detour through those legislative changes.
These amendments reach back to 1970 when Congress converted the Act from a federal research program on air pollution into the federalist enforcement framework still in place today. Clean Air Act of 1970, Pub.L. No. 91-604. The 1970 version charged the soon-to-be2 EPA with setting national maximum permissible levels of common pollutants for any given area—called National Ambient Air Quality Standards, or NAAQS (pronounced “knacks“). See
The states then take primary responsibility (if they want it3) for choosing how to
2. The 1977 amendments create the Prevention of Significant Deterioration (PSD) pre-construction permit program.
The 1970 framework merely prevented pollution sources from exceeding the NAAQS. It did not prevent new construction or modifications that would “gray out” areas with clean air as long as the pollution did not exceed the NAAQS. See Craig N. Oren, Prevention of Significant Deterioration: Control-Compelling Versus Site-Shifting, 74 Iowa L. Rev. 1, 9 (1988). At least that was the consensus before federal courts interpreted the Clean Air Act as requiring the EPA to “prevent deterioration of [the nation‘s] air quality, no matter how presently pure that quality happens to be.” Sierra Club v. Ruckelshaus, 344 F. Supp. 253, 255 (D.D.C. 1972), aff‘d, 41 U.S.L.W. 2255 (D.C. Cir. Nov. 1, 1972) (per curiam), aff‘d by an equally divided court sub nom. Fri v. Sierra Club, 412 U.S. 541 (1973) (per curiam) (Powell, J., recused). To enforce that interpretation, Congress created a program for reviewing the effect of new pollution sources on existing air quality before they are constructed. Oren, Prevention of Significant Deterioration, 74 Iowa L. Rev. at 10.
Congress divided this aptly named New Source Review program into two permit programs. For areas with unclean air—called “nonattainment” areas because they are not attaining the NAAQS—the Nonattainment New Source Review program ensures that new emissions will not significantly hinder the area‘s progress towards meeting the NAAQS. For areas with clean air—“attainment” areas—the Prevention of Significant Deterioration (PSD) program ensures that any new emissions will not significantly degrade existing air quality.4 The PSD program stands at the center of this case.
The PSD program requires operators of pollution sources in attainment areas to obtain a permit from the state or the EPA before constructing or modifying a “major emitting facility” (which emits significant air pollution even with pollution controls installed). See
3. The 1990 amendments add an operating-permit program.
Such was the Clean Air Act until 1990. That year, Congress passed its third and latest round of major amendments. In addition to other practical problems that arose after the 1977 amendments, citizens, regulators, and even the owners and operators of pollution sources had difficulty knowing which of the Clean Air Act‘s many requirements applied to a particular pollution source. Sierra Club v. Johnson, 541 F.3d 1257, 1261 (11th Cir. 2008); Hon. Henry A. Waxman, An Overview of the Clean Air Act Amendments of 1990, 21 Envtl. L. 1721, 1747 (1991). After all, the only requirements easily discoverable were those expressly listed in the preconstruction permits issued under the New Source Review program; any other applicable requirements under the Clean Air Act were scattered among separate records, permits, and other documents, if they were recorded at all. Sierra Club, 541 F.3d at 1261; Waxman, An Overview of the Clean Air Act Amendments of 1990, 21 Envtl. L. at 1747.
Congress fixed that problem by enacting Title V. See Operating Permit Program, 57 Fed.Reg. at 32,351 (explaining that Title V‘s goals are “[i]ncreased source accountability and better enforcement“). Title V “requires all major sources of air pollution to obtain operating permits” that “consolidate into a single document (the operating permit) all of the clean air requirements applicable to a particular source of air pollution.” Sierra Club, 541 F.3d at 1260 (quoting Sierra Club v. Ga. Power Co., 443 F.3d 1346, 1348-49 (11th Cir. 2006)); see Pub.L. No. 101-549, §§ 501-507, 104 Stat. 2399, 2635-36 (codified at
C. Penelec and NYSEG modify the Plant during the 1990s but do not apply for a PSD permit, though they later apply for a Title V permit.
None of these comprehensive reforms initially affected the operation of the Homer City Generation Power Plant by Penelec and NYSEG. Congress had grandfathered pre-existing pollution sources, including the Plant, out of the PSD requirements “until those sources [we]re modified in a way that increases pollution.” Sierra Club, 541 F.3d at 1261; see also United States v. Cinergy Corp., 458 F.3d 705, 709 (7th Cir. 2006).
But the Plant‘s sidelined status came to a halt in the 1990s. In 1991, 1994, 1995, and 1996, Penelec and NYSEG allegedly made various changes to the Plant‘s boilers that increased net emissions of sulfur dioxide and particulate matter.7 Those changes were allegedly “major modifications” triggering the PSD permitting requirements and requiring the use of BACT. JA66-67, 81-82, 84-85. But at the time, Penelec and NYSEG believed their changes were “routine maintenance” exempted from the PSD program. Oral Arg. Tr. at 36:5-11; see
D. EPA announces an “unprecedented” initiative to enforce the Clean Air Act. Meanwhile, the Former Owners sell the Plant to the Current Owners, after which Pennsylvania approves the Plant‘s Title V permit.
While Penelec and NYSEG waited for Pennsylvania and the EPA to issue its Title V operating permit, the EPA rolled out a new enforcement initiative that eventually ensnared the Plant‘s operations. In 1999, the EPA “jointly announced what they called an ‘unprecedented action’ “—civil enforcement actions against seven electric utility companies and the Tennessee Valley Authority for Clean Air Act violations dating back more than twenty years at thirty-two power plants across ten states. Margaret Claiborne Campbell & Angela Jean Levin, Ten Years of New Source Review Enforcement Litigation, 24 Nat. Resources & Env‘t 16 (2010). That action was merely the first in what would become “the largest, most contentious industry-wide enforcement initiative in EPA history” to retroactively target violations of the New Source Review program:
[A]ll involve virtually identical allegations. In each case, EPA alleges that the replacement of parts, typically boiler components or portions or components, at existing electric generating units amounted to “major modifications” of those units, triggering new source per-
mitting and regulatory requirements. According to EPA, failure to obtain preconstruction permits constitutes a continuing violation, rendering ongoing operation of the units unlawful.
Id.
The same year as the EPA‘s announcement, Penelec and NYSEG sold the Plant to EME Homer City Generation, L.P. Two years later, EME Homer City needed to raise capital, so it entered a sale-leaseback transaction with Homer City Owner-Lessors 1 through 8 (“Homer City OLs“): EME Homer City sold the Plant to the Homer City OLs, who simultaneously leased it back to EME Homer City. As a result, Penelec and NYSEG became the former owners and operators (“Former Owners“), and EME Homer City and the Homer City OLs became the current owners and operators (“Current Owners“). Despite these transfers, no one sought a PSD permit or installed BACT.
In 2004, the Pennsylvania Department of Environmental Protection finally approved the Title V permit application (for which the Former Owners had applied nine years earlier) and issued the Title V permit to the Current Owners. JA80. Because there was no PSD permit, the issued Title V permit did not include any PSD requirements or BACT requirements.
E. In 2011, as part of that initiative, the EPA and the States sue the Former and Current Owners.
By 2004, the Plant had become “one of the largest air pollution sources in the nation,” annually releasing nearly 100,000 tons of sulfur dioxide, which “contribut[es] to premature mortality, asthma attacks, acid rain, and other adverse effects in downwind communities and natural areas.” JA67. With its pollution catching the EPA‘s attention, the Plant became a target of the agency‘s new enforcement initiative.
In 2008, the EPA notified the Current and Former Owners of their alleged violations (as required by the Clean Air Act) before eventually suing them in the Western District of Pennsylvania in January 2011.8 According to the EPA, the Former Owners had violated (1) the PSD program by modifying the Plant without a PSD permit and without installing BACT-based emissions controls before modifying the Plant and (2) Title V by submitting an incomplete operating-permit application that omitted the Plant‘s modifications and proposed BACT controls. The Current Owners, on the other hand, had allegedly violated (1) the PSD program by operating the Plant after it had been modified without BACT controls installed or a PSD permit and (2) Title V by operating in accordance with their facially valid but inadequate operating permit (inadequate because it failed to include any of the applicable PSD permit requirements or require the use of BACT). JA81-83, 84-86. The EPA sought injunctive relief against the Former and Current Owners as well as civil penalties against the Current Owners for their past five years of operation. JA88-89.9
That was only the beginning. New York, New Jersey, and the Pennsylvania Department of Environmental Protection filed motions to intervene as plaintiffs, which the District Court granted. See JA91-130, 195-223. These States alleged the same violations as the EPA10 and raised state-law claims that concededly rise or fall with the federal claims.
The Former and Current Owners moved to dismiss the complaint under Federal Rule of Civil Procedure 12(b)(6) for failure to state a claim. The District Court granted that motion in its entirety and dismissed the EPA‘s claims in October 2011. See JA6. In a nutshell, the District Court held that the five-year statute of limitations had expired on the civil-penalty PSD claims against the Current Owners because the PSD program imposes only prerequisites to construction and modification, not ongoing conditions of operation. And because the Current Owners were not the ones to modify the Plant, they could not be liable for violating the PSD requirements and thus injunctive relief was also unavailable against them. The District Court also declined to enjoin the Former Owners because they no longer owned or operated the Plant and thus posed no risk of violating the PSD program in the future. JA28-32.
As to the Title V operating permit claims, the Current Owners could not be liable because Title V does not transform the PSD requirements into operating duties and does not permit a collateral attack on a facially valid permit. JA32-36. Likewise, the Former Owners could not be held liable because all that Title V prohibits is operating a source out of compliance with the operating permit. The Former Owners never owned or operated the Plant after the Title V permit was issued. JA32.
The EPA and States appealed.11
II.
The EPA asks us to reverse the District Court‘s dismissal of its PSD preconstruction-permit claims and Title V operating-permit claims against the Former and Current Owners. We will affirm the District Court‘s dismissal in its entirety.
A. PSD Claims
1. Against the Current Owners
The EPA contends that the Current Owners violated the PSD program by op-
The District Court dismissed these claims, reasoning that failure to comply with the PSD program is a one-time violation that occurs only at the time of construction or modification (here, 1996 at the latest). Consequently, it concluded that the Current Owners did not violate the PSD program because they did not modify the Plant; the Former Owners did.13 But if, as the EPA urges, the PSD program imposes operating duties, then a new violation occurs each day that the Current Owners operated the Plant without BACT or a PSD permit (subject, of course, to the five-year statute of limitations). The claims against the Current Owners thus rise or fall on the answer to a single question: Does the PSD program prohibit operating a facility without BACT or a PSD permit?
We agree with the unanimous view of the other courts of appeals that have addressed this question. The PSD program‘s plain text requires the answer be “no.” Under
Section 7475‘s omission of any reference to “operation” takes on dispositive significance given that other parts of the Clean Air Act establish operational conditions by “employing plain and explicit language.” Otter Tail Power Co., 615 F.3d at 1015. Two examples suffice:
The PSD program‘s enforcement provisions confirm this. The EPA and States can “take such measures ... as necessary to prevent the construction or modification” of a source to which the PSD requirements apply.
The EPA takes the next logical step, arguing that obtaining a PSD permit—and not just the PSD requirements themselves—is itself a condition of operations, notwithstanding all the plain text to the contrary. The agency‘s argument is simple: obtaining a PSD permit is a condition of operating a source because PSD permits impose some operational conditions on the sources they govern. For example, § 7475(a)(1) requires the permit to “set[] forth emission limitations” that will govern post-construction operation. Subsection (a)(4) requires that the source be subject to BACT-based emission controls. And subsection (a)(7) sets ongoing monitoring requirements during post-construction operation.
But Ockham‘s Razor reminds us that simplicity in argument, without more, is no barometer of merit. As the Eighth Circuit explained, “[e]ven though the preconstruction permitting process may establish obligations which continue to govern a facility‘s operation after construction, that does not necessarily mean that such parameters are enforceable independent of the permitting process.” Otter Tail Power Co., 615 F.3d at 1017. In other words, just because the PSD program requires a source to obtain a permit that sets some operating conditions does not mean that the PSD program requires a source without a permit to comply with operating conditions.
Any owner or operator who constructs or operates a source or modification not in accordance with the [PSD] application ... or with the terms of any approval to construct, or any owner or operator of a source or modification ... who commences construction ... without applying for and receiving approval [under the PSD program], shall be subject to appropriate enforcement action.
Alternatively, the EPA argues that § 7475(a) is merely a rule of timing that starts the PSD permitting requirements at the time of construction or modification. Yet § 7475(a) does not say that “a violation starts when a major emitting facility is constructed or modified without” meeting the PSD requirements. Rather, § 7475(a) prohibits modifying and constructing facilities without satisfying the PSD requirements. More to the point, this timing argument is just a repackaging of its contention that § 7475(a) imposes operational conditions.
Similar reasons doom the EPA‘s argument that BACT is a freestanding requirement that applies to operating sources regardless of whether a source obtains a PSD permit before construction or modification. For this proposition, the EPA quotes § 7475(a)(4)‘s statement that a “proposed facility is subject to the best available control technology for each [regulated] pollutant” (emphasis added). That present-tense language might seem to create an ongoing obligation to use BACT regardless of a PSD permit‘s terms or existence. Except that the subsection says more than the language EPA quotes. Under
Even if we take the EPA‘s argument on its own terms and ignore the construction limitation preceding subsection (4), the argument ignores the word “proposed.”
Apart from any issue of statutory interpretation, a freestanding BACT requirement would not survive in the real world. BACT determinations are products of the permitting process, “tailored to each facility ‘on a case-by-case basis’ using cost-benefit analysis specific to each pollution source.” Otter Tail Power Co., 615 F.3d at 1017 (quoting
Without supporting statutory text, the EPA falls back on (and the States primarily rely upon) policy arguments. Given the clarity of the statute, these concerns have no place in the process of statutory interpretation. Rodriguez v. United States, 480 U.S. 522, 526 (1987) (“Where, as here, the language of a provision ... is sufficiently clear in context and not at odds with the legislative history, ... [there is no occasion] to examine the additional considerations of policy that may have influenced the lawmakers in their formulation of the statute.” (alterations in original) (internal quotation marks and citations omitted)). But lest one be concerned that the EPA‘s parade of horribles may come to pass, such fears are inflated. First, it is not true that “a company that modifies a facility without obtaining a PSD permit or installing [BACT] pollution controls would be subject to a maximum total penalty of [only] $37,500” (the maximum daily fine). U.S. Br. at 46; States Br. at 60. Like Rome, facilities are not built or modified—in a day. It is possible that the maximum daily fine accrues each day the owner or operator spends modifying or constructing the facility—from the beginning of construction to the end of construction. An owner or operator who modifies a facility every day for a year without satisfying the PSD requirements presumably commits a violation every day and is subject to one year‘s worth of daily fines—or more than $13 million.
But even assuming that the EPA is correct that only a single daily fine applies, that penalty is not “laughably inadequate to encourage PSD compliance.” Id. Congress has endowed the EPA with other tools to deter would-be violators—from injunctive remedies that include terminating new construction and requiring extensive modifications, see
Nor is the EPA unable to know which sources are modified or constructed. To be sure, sources are not required to report or obtain a PSD permit for routine maintenance that they believe falls below a “major modification.” But that does not consign the EPA to playing whack-a-polluter by guessing which sources should be the target of its enforcement efforts. The EPA is statutorily empowered to require any source owner or operator, regulated party, or any person “who the Administrator believes may have information necessary” for implementing the Clean Air Act and determining violations—that is, nearly anyone in the United States—“on a onetime, periodic, or continuous basis” to keep records, make reports, and submit to inspections, monitoring, and emissions sampling, and “provide such other information as the Administrator may reasonably require.”
At the end of the day, there may or may not be a reasonable explanation for Congress‘s choice not to impose the PSD requirements as operational conditions. On one hand, the Clean Air Act was not designed solely for the purpose of saving the environment at all costs. Like any legislation, it is a congressional compromise between competing purposes—in the Clean Air Act‘s case, “between interests seeking strict schemes to reduce pollution rapidly” and other “interests advancing the economic concern that strict schemes would retard industrial development.” Chevron U.S.A., Inc. v. Natural Res. Def. Council, Inc., 467 U.S. 837, 847 (1984). As a result, Congress designed the Clean Air Act to protect the nation‘s air quality and to protect the “reasonable expectations of facility operators” and the “significant investment of regulatory resources made by state permitting agencies.” Otter Tail Power Co., 615 F.3d at 1022. That compromise might well be reflected in the omission of PSD requirements as operational conditions: If the EPA does not object within five years of the completion of a facility‘s modification, then it loses the right to seek civil penalties under the statute of limitations, but can still obtain an injunction requiring the owner or operator to comply with the PSD requirements. But when more than five years have passed since the end of construction and the facility has been taken over by new owners and operators, the Clean Air Act protects their reasonable investment expectations.
On the other hand, perhaps the omission of PSD requirements as operational conditions was simply an oversight. Congress pieced together the Clean Air Act over decades as it reacted to the latest regulatory obstacles. And there is some evidence that whenever the topic of the PSD permitting process arose, Congress simply assumed that a PSD permit would be issued before construction or modification began. See H.R.Rep. No. 95-294, at 144-45 (1977), reprinted in 1977 U.S.C.C.A.N. 1077, 1223-24; S.Rep. No. 95-127, at 32 (1977); H.R.Rep. No. 95-564, at 153 (1977) (Conf. Rep.), reprinted in 1977 U.S.C.C.A.N. 1502, 1533; see also Julie Martin, Note, Enforcement for Construction Without PSD Permit and BACT
Aside from the federal statutes and regulations, the EPA turns to the Pennsylvania SIP as a source of freestanding PSD requirements.16 But Pennsylvania‘s SIP merely parallels the Clean Air Act‘s PSD requirements and does nothing to transform the PSD permitting requirements into operating conditions. For example, 25 Pa.Code § 127.11 prohibits a person from “caus[ing] or permit[ting] the construction or modification“—not operation—“of an air contamination source” unless the Pennsylvania Department of Environmental Protection has approved the source‘s plan for construction or modification. And like the EPA‘s own regulation at
The Pennsylvania SIP‘s omission of any language imposing an operational duty to obtain an approved plan (or PSD permit) aligns this case with the Eighth and Eleventh Circuits’ decisions, both of which refused to infer ongoing obligations from SIPs with similar language. Otter Tail Power Co., 615 F.3d at 1015; Nat‘l Parks 11th Cir., 502 F.3d at 1323-25. That same omission distinguishes this case from the Sixth Circuit‘s decision in National Parks Conservation Association v. Tennessee Valley Authority, which interpreted the Tennessee SIP‘s unique language as “establish[ing] that the duty to obtain a construction permit containing the proper emissions limits is ongoing, even post-construction.” Nat‘l Parks Conservation Ass‘n v. Tenn. Valley Auth., 480 F.3d 410, 419 (6th Cir. 2007); see also Midwest Generation, LLC, 720 F.3d at 647 (“[T]he [S]ixth [C]ircuit‘s decision rests on Tennessee statutes and implementation plans that require certain sources to use [BACT] ....“).
In short, § 7475(a) unambiguously prohibits only constructing or modifying a facility without meeting PSD require-
2. Against the Former Owners
That leaves the PSD claims against the Former Owners. Although the EPA has been less than forthcoming about what its proposed injunction would accomplish, it has offered two possibilities: (1) ordering the Former Owners to install BACT at the Plant, and (2) ordering the Former Owners to purchase emissions credits and retire them unused, effectively reducing the amount of sulfur dioxide that facilities elsewhere in the nation can emit. The District Court dismissed this request for a permanent injunction, concluding that mandatory injunctions are available only for ongoing violations and “the Former Owners’ alleged PSD violations constituted wholly[] past failures to obtain pre-construction permits that did not constitute continuing violations.” JA29. We will affirm that dismissal on a narrower ground. The text of the Clean Air Act does not authorize an injunction against former owners and operators for a wholly past PSD violation, even if that violation causes ongoing harm.19 See Tourscher v. McCullough, 184 F.3d 236, 240 (3d Cir. 1999) (“[W]e may affirm [the District Court‘s decision] on any ground supported by the record.“).
The Clean Air Act authorizes the EPA to bring a civil enforcement action when any person has violated a permit or SIP, has violated any requirement in certain subchapters of the Clean Air Act (including the PSD program), or “attempts to construct or modify a major stationary source” in any state that the EPA Administrator has found out of compliance with
The only remaining term in the statute—“any other appropriate relief“—might initially appear to give district courts broad authority to fashion injunctive relief against former owners and operators. But this general catch-all cannot be read so broadly as to authorize an injunction for completed violations. Under the canon of ejusdem generis, a “general term” (“any other appropriate relief“) following a “series of specific items” (“restrain such violation,” “require compliance,” and so on) “is confined to covering subjects comparable to the specifics it follows.” Hall Street Assocs., LLC v. Mattel, Inc., 552 U.S. 576, 586 (2008); see also Wash. State Dep‘t of Soc. & Health Servs. v. Guardianship Estate of Keffeler, 537 U.S. 371, 385 (2003) (interpreting “other legal process” as limited to “some judicial or quasi-judicial mechanism” transferring property to discharge liability to be consistent with the preceding terms “levy, attachment, [and] garnishment“); Circuit City Stores, Inc. v. Adams, 532 U.S. 105, 114-15 (2001) (interpreting “any other class of workers engaged in foreign or interstate commerce” after “seamen” and “railroad employees” as covering only transportation workers).
Of course, Congress does not intend every seemingly open-ended phrase to be read narrowly. See Ali v. Fed. Bureau of Prisons, 552 U.S. 214, 226 (2008) (“[W]e do not woodenly apply limiting principles every time Congress includes a specific example along with a general phrase.“). From time to time, a broadly worded statutory term is intended to be just that—broad. For example, Congress sometimes inserts “technically unnecessary” examples along with a general description of those examples not because it intends the general term to be narrow, but instead “out of an abundance of caution” to ensure the general term will be interpreted as capturing those examples. Fort Stewart Sch. v. Fed. Labor Relations Auth., 495 U.S. 641, 646 (1990); see also Circuit City Stores, Inc., 532 U.S. at 140 & n. 4 (Souter, J., dissenting) (declining to apply ejusdem generis where the statute indicates a “special reason for emphasizing specific examples of a statutory class” that “negate[s]” a narrow interpretation of the general term). In addition, just as we “typically use ejusdem generis to ensure that a general word will not render specific words meaningless,” CSX Transp., Inc. v. Ala. Dep‘t of Revenue, 131 S. Ct. 1101, 1113 (2011), the opposite is also true: general phrases cannot be so narrowly construed that they become meaningless, see Christopher v. SmithKline Beecham Corp., 132 S. Ct. 2156, 2171 (2012) (citing United States v. Alpers, 338 U.S. 680, 682 (1950)).21 And finally, not every general or vague phrase following an enumerated list is a catch-all. Some statutes use a general phrase not as a residual category intended to be a more general description of the preceding terms, but instead use each of the terms, including the general phrase, as independent and unrelated statutory categories. See Ali, 552 U.S. at 226 (declining to apply ejusdem generis to the “disjunctive” phrase “any officer of customs or excise or any other law enforcement officer“); Watt v. W. Nuclear, Inc., 462 U.S. 36, 44 n. 5 (1983) (declining to apply ejusdem generis to the phrase “coal and other minerals“).
But even if such an interpretive rule were a justifiable one, it would not trump the textual clues to the contrary. Not all interpretive rules are created equal. Some are descriptively justified, establishing rules about how Congress and the public use language as well as “regular-ize[ing] the courts’ approach to some recurring sources of ambiguity in English syntax.” Caleb Nelson, Statutory Interpretation 82 (2011); see also Stephen F. Ross, Where Have You Gone, Karl Llewellyn? Should Congress Turn Its Lonely Eyes to You?, 45 Vand. L.Rev. 561, 563 (1992) (proposing this distinction); Cass R. Sunstein, Interpreting Statutes in the Regulatory State, 103 Harv. L.Rev. 405, 454-60 (1989) (similar). Examples of those language-based heuristics include the presumptions that “words used in a statute are to be given their ordinary meaning,” Burns v. Alcala, 420 U.S. 575, 581 (1975), that “identical words used in different parts of the same statute” have the same meaning, IBP, Inc. v. Alvarez, 546 U.S. 21, 34 (2005), that statutory text should not be interpreted “in a way that makes part of it redundant,” unnecessary, or meaningless, Nat‘l Ass‘n of Home Builders v. Defenders of Wildlife, 551 U.S. 644, 669 (2007), that adjectives and other modifiers refer only to the last antecedent, see Jama v. Immigration & Customs Enforcement, 543 U.S. 335, 342-43 (2005), and—most relevant here—that a general catch-all should be interpreted in light of any preceding specific terms. Others are normatively justified, designed to achieve certain policy goals that courts have identified. Nelson, Statutory Interpretation 82 (“[A]t least some of the canons ... put thumbs on the scale in favor of certain substantive policies[,] ... telling courts how to proceed when their information about the enacting legislature‘s likely intent has run out.“). The most familiar example is the rule of lenity. And the remaining canons are hybrids whose scope can be fully explained only by a combination of descriptive and normative justifications. See Nelson, Statutory Interpretation, 138, 146 (cataloguing the various canons and offering the saving canon and constitutional-avoidance doctrine as two examples of hybrid canons).
Consistent with our focus on determining the meaning of the text itself, we turn to our descriptive canons first whenever we confront a statute we must interpret. See id. at 228 (“[T]here is fairly widespread agreement that so-called ‘descriptive’ canons occupy a higher place in the interpretive hierarchy than so-called ‘normative’ canons.“); id. at 229 (“To the extent that a single canon serves both ‘descriptive’ and ‘normative’ goals, moreover, courts should try to avoid letting the canon‘s normative aspirations swamp the descriptive force of other canons.“). If our descriptive tools settle the meaning, then our task is complete. In such a case, we do not even consider interpretive tools partially or purely based on normative goals. See, e.g., United States v. Wells, 519 U.S. 482, 499 (1997)
Such is the case here. Our descriptive tools of interpretation clarify any vagueness in the phrase “any other appropriate relief.” As we have explained, the canon of ejusdem generis requires us to interpret this catch-all as permitting forward-looking relief, consistent with the preceding types of relief in the list. Allowing the EPA‘s remedial-purpose canon to trump ejusdem generis would amount to little more than disguising a purpose-driven interpretation as a canon. The PSD program‘s other enforcement provision confirms the prospective nature of injunctive relief allowed. Section 7477 authorizes “injunctive relief[] as necessary to prevent the construction or modification of [certain] major emitting facilit[ies].” An injunction to remedy modifications completed in the past without a PSD permit cannot “prevent” the construction.
And even if the phrase “any other appropriate relief” can include injunctions against former owners and past violators, the requested injunctions in this case are not “appropriate.” Whatever the breadth of that phrase, it would not be “appropriate” for a district court to award relief that is impossible to fulfill. Ordering the Former Owners to install BACT on a plant they no longer own, operate, or have access to is just the sort of impossible relief that would not be “appropriate.” That is especially so given that a “mandatory injunction ... is an extraordinary remedial process.” Morrison v. Work, 266 U.S. 481, 490 (1925) (Brandeis, J.); United States v. Bigan, 274 F.2d 729, 733 (3d Cir. 1960) (same).
The EPA tries to cure this impropriety in two ways. First, it proposes that the District Court enjoin the Current Owners to cooperate with the Former Owners to install BACT. Or, the EPA suggests, the District Court can order the Former Owners to pay the Current Owners for the cost of BACT and order the Current Owners to install it.
Both of these proposals suffer from the same flaw. As we have already held, the Current Owners cannot be held liable for violating the PSD or BACT requirements. If the Current Owners cannot be held liable, then the District Court has no authority to enjoin them at all. See Ciba-Geigy Corp. v. Bolar Pharm. Co., Inc., 747 F.2d 844, 850 (3d Cir. 1984) (holding that a plaintiff must first establish a successful claim on the merits against a party before being eligible to obtain injunctive relief against that party). Without the cooperation of the Current Owners, the Former Owners “would not be able to comply with a court order directing [them] to install pollution control measures, because [they] no longer control[] the plant.” N.J. v. Reliant Energy Mid-Atlantic Power Holdings, LLC, 2009 WL 3234438, at *17 (E.D. Pa. 2009). Given these constraints on remedying the Former Owners’ past alleged violations of the PSD program and the EPA‘s failure to allege “a continuing violation or the likelihood of a future violation,” injunctive relief against the Former Owners “will not redress [the public‘s] injury.” Steel Co. v. Citizens for a Better Env‘t, 523 U.S. 83, 109 (1998).
Second, the EPA proposes that the District Court order the Former Owner to purchase and retire emissions credits to offset pollution elsewhere in the nation. This proposal fares no better. Such injunctive cap-and-trade relief is the equivalent of awarding monetary relief and
In fact, the inspiration for this suggested relief comes from Title IV of the Clean Air Act—a program regulating acid rain and deposition and an entirely different one than the Former Owners allegedly violated. Had Congress intended to authorize an emissions-credit marketplace for the PSD program (Title II) like the one established for the sulfur dioxide allowance program (Title IV), it would have done so. Since Congress deliberately omitted such an allowance program from the PSD program, we will not import it under the guise of injunctive relief.
Indeed, when Congress has wanted to authorize mandatory remedial injunctions in other environmental statutes, it has done so expressly. See
Finally, and tellingly, the EPA concedes that in the forty-plus years of the Clean Air Act, no court has ever approved such an injunction against former owners. See Oral Arg. Tr. at 16:19-21. We decline to be the first.
B. Title V Claims
In addition to its PSD claims, the EPA alleges that the Current and Former Owners violated the Title V operating-permit program. The Former Owners’ Title V application was allegedly incomplete because it did not include applicable PSD requirements or BACT controls. And the Current Owners’ facially valid permit is supposedly inadequate because it omits the same requirements—even though the EPA approved the application, issued the permit, and recently renewed the permit without objection. The District Court dismissed these claims on the merits, concluding that Title V does not make incomplete applications and permits civilly actionable. We agree with the District Court‘s dismissal, but for a more fundamental reason: the District Court lacked jurisdiction over these claims.22 See In re Flat Glass Antitrust Litig., 288 F.3d 83, 88 n. 5 (3d Cir. 2002) (explaining our “independent responsibility” to confirm our appellate jurisdiction and the District Court‘s jurisdiction (quoting In re Ford Motor Co., 110 F.3d 954, 958-59 (3d Cir. 1997))).
As the Seventh, Eighth, and Ninth Circuits have held, Title V channels challenges to applications and permits into an administrative review process that is reviewable exclusively by the courts of ap-
Section 7607(b)(1), in turn, authorizes direct review of the Administrator‘s decision in the courts of appeals. Id.
Here, the EPA claims that the Current Owners’ Title V permit, though facially valid, is missing applicable PSD requirements and BACT controls. And the EPA (but not the States) claims that the Former Owners’ Title V application was incomplete because it omitted those same requirements. But each of these
The EPA musters three cases that purportedly support such collateral challenges in enforcement proceedings. U.S. Opening Br. at 57; see Sierra Club v. EPA, 557 F.3d 401, 405-11 (6th Cir. 2009); Citizens Against Ruining the Env‘t v. EPA, 535 F.3d 670, 678 (7th Cir. 2008); Sierra Club, 541 F.3d at 1267. But those cases say no such thing. None of them addresses § 7607‘s jurisdiction-stripping provision or even whether a district court has jurisdiction over collateral challenges to Title V permits and applications in enforcement actions. They instead interpret one of the statutory triggers for the EPA Administrator‘s duty to object to a Title V application or permit during the administrative review process: whether a private petitioner has sufficiently “demonstrated” that the application or permit does not comply with the Clean Air Act such that the Administrator must object. See
The elimination of district-court jurisdiction over collateral challenges to Title V permits and applications is further confirmed by Congress‘s omission of any civil cause of action for submitting incomplete applications or operating under a validly issued but incomplete permit. The EPA has authority to bring a civil enforcement action against a person who, among other things, “has violated, or is in violation of, any other requirement or prohibition of [various subchapters, including Title V].”
What that text does not include as a violation, however, is operating in accordance with a facially valid but inadequate Title V permit. As the Seventh Circuit has explained, there is simply no “indication that Congress expressly or by implication meant to authorize the EPA” to
Nor does Title V make submitting an incomplete permit application unlawful. The plain text of
On the other hand, consider the problems that would arise if applications and permits could be challenged in an enforcement proceeding. The EPA could bring parallel suits—an enforcement proceeding in the district court to challenge the Title V permit and direct review by the court of appeals to challenge the Administrator‘s failure to object during the administrative process. Such “simultaneous suits by multiple parties raising the same or similar issues” would “not only waste judicial resources, but could also result in inconsistent decisions.” Otter Tail Power Co., 615 F.3d at 1022; Romoland, 548 F.3d at 755. More importantly, “allow[ing] plaintiffs to raise issues resolved during the permitting process long after that process is complete would upset the reasonable expectations of facility operators and undermine the significant investment of regulatory resources made by state permitting agencies.” Otter Tail Power Co., 615 F.3d at 1022. Nor does this exclusive review process prevent the EPA from correcting deficiencies in a permit application or from fixing an inadequate Title V permit. If the application or proposed permit is deficient, the EPA must deny it or require supplemental in-
Consequently, the District Court lacked jurisdiction over the EPA‘s Title V claims.24
C. State-Law Claims
The Pennsylvania Department of Environmental Protection and New York also appeal the dismissal of various state-law claims under the Pennsylvania Air Pollution and Control Act, Pennsylvania SIP, and common-law public nuisance. They concede that these claims track the federal claims. See Dist. Ct. Op., JA36; States Br. at 67. And to the extent the state-law claims differ from the federal ones, the District Court found that “[t]hese claims were not thoroughly developed.” Id. We will affirm their dismissal. See Steagald v. United States, 451 U.S. 204, 209 (1981) (holding that arguments not developed in district court are forfeited on appeal); In re Ins. Brokerage Antitrust Litig., 579 F.3d 241, 262 (3d Cir. 2009) (“A fleeting reference or vague allusion to an issue will not suffice to preserve it for appeal [.]“).
III.
In an age when coal-burning power plants mingle with electric cars and when our scientific understanding of the planet grows at the same exponential rate that our natural resources deteriorate, protecting the environment is an almost-fearsome responsibility. But when Congress‘s statutory directives are at issue, that responsibility must yield to our duty to follow our coordinate branch‘s commands. Those commands could not be plainer here. We will affirm the District Court‘s order dismissing the EPA‘s and States’ claims.
Notes
The EPA considers this statement proof that Congress deliberately omitted “operation” from the EPA‘s § 7477 enforcement authority because it believed the EPA “already ha[d] that authority,” not to eliminate such authority. Oral Arg. Tr. at 12:15-20. But proof it is not. As is always the case with Congress‘s rejection of an amendment, its meaning is elusive. Perhaps Congress rejected the amendment because it disagreed with the amendment‘s legal directive and did not want to adopt that directive as law. See Doe v. Chao, 540 U.S. 614, 622 (2004) (“This [interpretation] is underscored by drafting history showing that Congress cut out the very language in the bill that would have authorized any presumed damages.“). Equally as likely, however, is that Congress rejected the amendment agreeing with the legal principle in the amendment but believing that the amendment was unnecessary because the statute already expressed that principle. Here, the situation is even murkier because Congress enacted the 1990 amendments under the assumption that all sources would receive a required PSD permit before construction or modification began. See infra discussion at pp. 285-86. Therefore, Congress‘s otherwise-absolute statement might reflect a narrower belief that the EPA could enforce the PSD requirements against sources operating in violation of their PSD permit—an uncontroversial proposition. Given the statute‘s clarity, we need not try to recreate what the Conference Report meant by this statement. See Marx v. Gen. Revenue Corp., 133 S. Ct. 1166, 1172 (2013) (“[W]e assum[e] that the ordinary meaning of [the statutory] language accurately expresses the legislative purpose.” (internal quotation marks and citations omitted)).
