Donovan v. Massachusetts Parole BoardDonovan v. Massachusetts Parole Board
Paul K. Donovan, with whom Donovan Legal PLLC was on brief, for appellant.
Gabriel T. Thornton, Assistant Attorney General, with whom Andrea Joy Campbell, Attorney General of Massachusetts, was on brief, for appellee.
MONTECALVO, Circuit Judge. Petitioner Joseph Donovan seeks to file a second-in-time application for habeas relief. The question presented on appeal is whether he must contend with
According to the Court, the phrase “second or successive . . . application” in
Here, Donovan received a mandatory sentence of life imprisonment without the possibility of parole for an offense committed when he was a juvenile. Years later, however, the Supreme Judicial Court of Massachusetts (“SJC“) held that such life-without-parole sentences were unconstitutional for juveniles. Diatchenko v. Dist. Att‘y for the Suffolk Dist., 1 N.E.3d 270, 281–82 (Mass. 2013). Donovan‘s sentence was consequently modified from one of life without parole to one of life with the possibility of parole. The more discrete question we must answer, then, is whether that modification constitutes a new judgment. See Magwood, 561 U.S. at 332-35. If so, Donovan‘s proposed second-in-time petition challenges a new, intervening judgment and does not trigger
I. Factual and Procedural History
In 1992, when Joseph Donovan was 17 years old, he and two acquaintances, one of whom was only 15, decided to attempt to steal money from lockers on the campus of the Massachusetts Institute of Technology (“MIT“) in Cambridge, Massachusetts. Commonwealth v. Donovan, 662 N.E.2d 692, 694 (Mass. 1996). On their way to the lockers, the trio encountered two Norwegian nationals who were enrolled as students at MIT. Id. at 694-95. Following a brief exchange, Donovan punched one of the students, Yngve Raustein, who fell to the ground. Id. at 695. While Raustein was on the ground, the 15-year-old acquaintance fatally stabbed him. Id. Donovan and both acquaintances fled the scene but were later apprehended by the police. Id.
After a jury trial, Donovan was convicted of robbery and first-degree murder pursuant to the applicable felony-murder doctrine under Massachusetts law. Id. The trial court consequently imposed on Donovan the then-mandatory sentence for first-degree murder: life imprisonment without the possibility of parole. After exhausting his direct appeals, Donovan filed his first petition for a writ of habeas corpus in the U.S. District Court for the District of Massachusetts in 1997, which was denied in 2002. Donovan did not appeal that denial.
Then, in 2012, the United States Supreme Court held “that mandatory life without parole for those under the age of 18 at the time of their crimes violates the Eighth Amendment‘s prohibition on ‘cruel and unusual punishments.‘” Miller v. Alabama, 567 U.S. 460, 465 (2012). In a follow-on decision in 2013, Diatchenko, the SJC held that the Supreme Court‘s decision in Miller had retroactive effect for juveniles sentenced under the Commonwealth‘s extant mandatory scheme, which provided life-without-parole sentences for all people convicted of first-degree murder, including juveniles. 1 N.E.3d at 281–82. In Diatchenko, the SJC also held that “the discretionary imposition of a sentence of life in prison without the possibility of parole on juveniles who are under the age of eighteen when they commit murder in the first degree violates the prohibition against ‘cruel or unusual punishment[ ]’ in art. 26 [of the Massachusetts Constitution].” Id. at 284–85 (emphasis added). In light of these twin holdings, the SJC found that the language of chapter 265, section 2 of the General Laws of Massachusetts, which sets forth the mandatory life-without-parole sentencing scheme, “[wa]s invalid as applied to juvenile homicide offenders.” Id. at 286. As a result, Donovan‘s life-without-parole sentence was modified such that he became parole eligible. Indeed, following a 2014 parole hearing, Donovan was granted parole, and subsequently released.
In 2020, Donovan initiated the instant suit by requesting pre-authorization from this court to file a second or successive habeas corpus petition pursuant to
Following transfer to the district court, the parties briefed and argued the question of the necessity of pre-authorization. Then, on September 15, 2023, the district court ruled that adding parole eligibility to Donovan‘s life sentence did not constitute a new judgment for purposes of Magwood and that Donovan therefore must receive pre-authorization from this court prior to filing his second-in-time petition.
This timely appeal followed.
II. Standard of Review
Whether Donovan‘s second-in-time petition constitutes a “second or successive . . . application” under
III. Discussion
As a preliminary matter, we note that the arguments advanced by the parties are limited in scope. Both Donovan and Respondent, the Massachusetts Parole Board (“MPB“), address only whether the addition of parole eligibility to Donovan‘s life sentence, precipitated by the Supreme Court‘s decision in Miller and, more directly, the SJC‘s follow-on decision in Diatchenko, had the effect of imposing a new sentence on Donovan such that his proposed second-in-time habeas petition challenges a new judgment. If so, Donovan‘s second-in-time petition does not qualify as a “second or successive . . . application” as that “term of art” is used in
With that, we turn to precedent governing whether second-in-time petitions are “second or successive” under
What,
This leads us to the question we must decide: whether Donovan received a new sentence when his sentence was changed from one of life without parole to life with the possibility of parole and whether that new sentence qualifies as a new judgment for purposes of
In Miller, the Court considered whether mandatory sentences of life imprisonment without the possibility of parole -- which the Court termed “life-without-parole sentences” -- could be constitutionally imposed on juveniles who have been convicted of criminal offenses consistent with the Eighth Amendment‘s prohibition on “cruel and unusual punishments.” See 567 U.S. at 465, 469;
Relevant here, in the opinion‘s opening paragraph the Court stated that “life with the possibility of parole” is a “lesser sentence” than “life imprisonment without the possibility of parole.” Id. at 465. And the Court‘s analysis in Miller reflects that understanding. For example, in explaining the importance of discretion at the sentencing stage, the Court highlighted that discretion would allow “a judge or jury [to] choose, rather than a life-without-parole sentence” an alternative sentence such as “a lifetime prison term with the possibility of parole or a lengthy term of years.”3 Id. at 489.
And in Graham v. Florida, 560 U.S. 48, 52–53 (2010), the Supreme Court considered whether life without parole can ever be constitutionally imposed on a juvenile who was convicted of an offense other than homicide. There, as in Miller, the Court treated life without parole and life with the possibility of parole as distinct, alternative sentences. Id. at 69-70. That view is most
visible in its conclusion that life-without-parole sentences for juveniles who have been convicted of nonhomicide offenses violate the Eighth Amendment, whereas sentences of life with the possibility of parole for juveniles who have been convicted of nonhomicide offenses do not. See id. at 74–75. As the Court explained, “[a] State is not required to guarantee eventual freedom to a juvenile offender convicted of a nonhomicide crime,” but it “must . . . give [such offenders] some meaningful opportunity to obtain release,” i.e., the opportunity to be granted parole. Id. at 75. Implicit in the conclusion that a life-without-parole sentence for juveniles who have been convicted of nonhomicide offenses violates the Constitution, but one with the possibility of parole does not, is the Court‘s view that there is a material difference between the sentences. Indeed, a difference that is so consequential as to be determinative of a sentence‘s constitutionality.
In both Miller and Graham, then, the Court treated the sentence of life without parole as meaningfully different from a sentence of life with the possibility of parole. As discussed, that is seen in the Court‘s clear statement in Miller that life with the possibility of parole is a “lesser sentence” than life without parole, 567 U.S. at 465, and in Graham where it deemed life without parole cruel and unusual, but not life with parole eligibility, 560 U.S. at 74–75. Applying those precedents here, when the SJC issued its decision in Diatchenko, which changed Donovan‘s sentence from one of “life without parole” to life with the possibility of parole, he received the benefit of a materially different, new sentence. Because Donovan received a new sentence of life with the possibility of parole, which is a constitutional sentence, he is properly considered to have received a new judgment for purposes of
MPB‘s arguments to the contrary are unavailing. To begin, MPB contends that Donovan was not resentenced because he was originally sentenced to life in prison and Diatchenko did nothing to change that. For reasons already explained, however, that argument cannot be squared with Miller‘s clear statement -- that life with the possibility of parole is a “lesser sentence” than life without parole -- and Graham‘s holding -- that the inclusion of parole eligibility converts a sentence from unconstitutional to constitutional. Moreover, MPB‘s argument seeks to improperly elevate form over substance, as arguing that Donovan‘s
MPB also suggests that the SJC‘s method for remedying the unconstitutional sentencing scheme in Diatchenko -- severing the clause providing for parole ineligibility -- demonstrates that Donovan did not receive a new sentence. See 1 N.E.3d at 285–86. We are not so convinced.
In Diatchenko, upon concluding that the sentencing scheme was unconstitutional as applied to juveniles, the SJC declared that the language in chapter 265, section 2 of the General Laws of Massachusetts, that “sets forth the exception to parole eligibility, [wa]s invalid as applied to juvenile homicide offenders.” Id. at 286. Noting the provision‘s severability clause, however, the SJC concluded that the remaining provisions “ha[d] independent force” and could be given effect without the severed clause, and further stated that “Diatchenko‘s life sentence remains in full force and effect, but the statutory exception to parole eligibility no longer applies to him.” Id.
All of this, which MPB recites in its brief, is an accurate summary of the SJC‘s decision in Diatchenko. That the SJC severed the parole exception provision for juveniles, however, in no way undermines our assessment of whether the effect of the decision was the imposition of a new sentence and a new judgment on Donovan. Crucially, it does nothing to counteract the Supreme Court‘s statement in Miller that a term of life with parole eligibility is a “lesser sentence” than one of life without parole or Graham‘s implicit conclusion that whether a juvenile‘s sentence has as a component parole eligibility is determinative of the sentence‘s constitutionality. And while the SJC‘s statement -- that “Diatchenko‘s life sentence remains in full force and effect,” Diatchenko, 1 N.E.3d at 286 -- affirms that his term of imprisonment remained unchanged, it does not contradict the fact that “the opportunity to seek parole is . . . a component of the sentence that the offender receives from a judge,” Diatchenko v. Dist. Att‘y. for Suffolk Dist. (”Diatchenko II“), 27 N.E.3d 349, 357 n.12 (Mass. 2015).
Finally, as purported conclusive evidence that Donovan did not receive a new sentence, MPB and the dissent cite the SJC‘s statement in Diatchenko that the petitioner was “not entitled to be resentenced given that he was not improperly sentenced in the first instance, but only was denied the chance to be considered for parole.” 1 N.E.3d at 286; see Dissent at 27-28. We do not agree that this language demands MPB‘s preferred conclusion. Whether Donovan was entitled to a full resentencing hearing before the trial court is distinct from whether the sentence he received was a new judgment for purposes of
In our view, the statement is at least ambiguous as to whether parole could form part of a person‘s sentence. And in
light of that ambiguity, it is notable that the SJC stated clearly in Commonwealth v. Mattis, which extended Diatchenko‘s holding to “emerging adults” between 18 and 20 years old at the time of their offense, that emerging adults impacted by its decision would “receiv[e] the benefit of resentencing under [this] holding.” 224 N.E.3d 410, 430 (Mass. 2024). Like Donovan after Diatchenko, the “emerging adults” affected by the Mattis decision had their life-without-parole sentence modified to parole-eligible life terms, and the SJC expressly stated that the emerging adults had received a new sentence. Id. Such a clear statement in a case that granted the same relief (to a different category of defendants) is strong evidence that the SJC understood, and would understand, people benefitted by Diatchenko‘s holding, including Donovan, to have received a new sentence.
Thus, even were we inclined to accept MPB‘s invitation to focus on SJC, rather than Supreme Court, precedent, that precedent weighs in favor of finding that Donovan received a new sentence as a result of Diatchenko‘s holding, which in turn is a new judgment for purposes of applying
The dissent contends that the panel decision improperly ignores the SJC‘s severability decision in Diatchenko and diverges from the analyses of several other circuit courts of appeals. Dissent at 26-30, 32-34, 43-46. Neither is the case, for intertwining reasons.
First, we recognize that we are bound by the SJC‘s severability decision. See Am. Trucking Ass‘ns, Inc. v. R.I. Tpk. & Bridge Auth., 123 F.4th 27, 51 (1st Cir. 2024) (“Severability is a matter of state law.“). Our conclusion as to Donovan‘s new judgment derives from the Diatchenko court‘s finding that life-without-parole sentences for juvenile homicide offenders are unconstitutional and does not disturb that court‘s finding as to severability. The former invalidated as unconstitutional Donovan‘s original sentence, whereas the latter merely prescribed the remedy for that constitutional violation. Indeed, the SJC‘s severability analysis supports our conclusion that Donovan‘s modified sentence constitutes a new judgment. The doctrine of severability only comes into play where one part of a law has been held invalid, and the question is whether the remainder may nonetheless be enforced. See Leavitt v. Jane L., 518 U.S. 137, 139 (1996) (describing a severable provision as “enforceable despite the invalidation of the other provision“). The SJC‘s decision to sever the unconstitutional portion of the Massachusetts sentencing scheme, then,
Second, we agree with the dissent and the Eleventh Circuit that “the judgment to which AEDPA refers is the underlying conviction and most recent sentence that authorizes the petitioner‘s current detention.” Dissent at 43-44 (emphasis omitted) (quoting Cassidy v. Sec‘y, Fla. Dep‘t of Corr., 119 F.4th 1336, 1344 (11th Cir. 2024)). For purposes of this analysis, the most recent sentence that authorized Donovan‘s detention was life in prison with the possibility of parole. It cannot be Donovan‘s original, life-without-parole sentence because that sentence has been declared unconstitutional and therefore cannot “authorize[] the petitioner‘s current detention.”
Third, in holding as we do, we need not now dispute that “not every alteration to a sentence or conviction constitutes a new judgment.” Dissent at 44 (quoting Cassidy, 119 F.4th at 1343). Thus, for example, our decision today creates no conflict with the proposition that, “[t]o create a new [federal] judgment, a change to a sentence must be accompanied by a legal invalidation of the prior judgment.” Dissent at 44-45 (alterations in original) (quoting United States v. Buenrostro, 895 F.3d 1160, 1165 (9th Cir. 2018)). Here, as noted, the Diatchenko court held life-without-parole an unconstitutional sentence for juveniles convicted of homicide, and, as a result, rendered Donovan‘s original sentence legally invalid. Our conclusion that Donovan received a new judgment thus comports comfortably with the Third and Ninth Circuit caselaw cited by the dissent, which treats “legal invalidation of the prior judgment” as “[t]he essential criterion” in finding a new judgment under AEDPA. Buenrostro, 895 F.3d at 1165 (holding presidential commutation did not create a new judgment because “[a] presidential commutation does not invalidate the prior court-imposed judgment“); see also In re Edwards, 98 F.4th 425, 434–35 (3d Cir. 2024) (finding sentence reduction under First Step Act did not result in new judgment because it did not “have any impact on the validity of the judgment being amended“). We need not now adopt this rule ourselves or otherwise determine what is necessary for a modified sentence to constitute a new judgment because the change to Donovan‘s sentence clearly suffices either way.
Finally, we note that “a state court‘s characterization of a habeas petitioner‘s amended sentence as nunc pro tunc,” Dissent at 45 (citing Osbourne v. Sec‘y, Fla. Dep‘t Corr., 968 F.4th 1261 (11th Cir. 2020)), is not at issue in this case. No state court has specifically declared that Donovan‘s modified sentence applied nunc pro tunc or otherwise did not constitute a new judgment. Nor did the Diatchenko court anywhere expressly state that no new judgment had been entered. See 1 N.E.3d at 286 (stating only that “Diatchenko‘s life sentence remains in full force and effect” and that “he is not entitled to be resentenced“).
The only relevant issue left unresolved by the foregoing stems from the fact that Donovan‘s actual challenge is to his unchanged conviction rather than to his changed sentence. Magwood itself reserved the question whether to treat such a challenge as not second or successive. See 561 U.S. at 342 (explaining that “[t]his case gives us no occasion to address” whether a petitioner who has received a new sentence may “file a subsequent application challenging not only his resulting, new sentence, but also his original, undisturbed conviction“).
conviction without triggering the ‘second or successive’ requirements.“); Wentzell v. Neven, 674 F.3d 1124, 1127–28 (9th Cir. 2012) (holding similarly in the context of AEDPA‘s statute of limitations because “we treat the judgment of conviction as one unit, rather than separately considering the judgment‘s components, i.e., treating the conviction and sentence for each count separately“); Insignares v. Sec‘y, Fla. Dep‘t of Corr., 755 F.3d 1273, 1281 (11th Cir. 2014) (“[W]hen a habeas petition is the first to challenge a new judgment, it is not ‘second or successive,’ regardless of whether its claims challenge the sentence or the underlying conviction.“).
Two other circuits reached a contrary result but only by deferring to pre-Magwood circuit precedent. Suggs v. United States, 705 F.3d 279, 283–85 (7th Cir. 2013); Burks v. Raemisch, 680 F. App‘x 686, 691 (10th Cir. 2017) (unpublished decision). And one other, although initially seeming to doubt Magwood‘s applicability in such situations, has recently changed course in an unpublished opinion. Contrast In re Lampton, 667 F.3d 585, 587-88, 589 (5th Cir. 2012) (finding “no new, intervening judgment to trigger the operation of Magwood,” where second-in-time petition sought to challenge conviction and life sentence untouched by prior, successful habeas petition that invalidated separate count of conviction underlying concurrent life sentence), with In re Greenwood, No. 19-60884, 2022 WL 501393, at *2–3 (5th Cir. Feb. 18, 2022) (unpublished decision) (determining that new sentence constituted new judgment under Lampton and rejecting argument that petition was successive “because the petition challenges the original conviction rather than the new sentence“).
Consistent with this weight of authority, Donovan argues that it matters not that he challenges his conviction rather than his new sentence. MPB, in turn, offers no argument at all to the contrary. Nor, for that matter, did the district court. Accordingly, any such argument is waived. See United States v. Reyes-Correa, 971 F.3d 6, 16 (1st Cir. 2020) (“The appellee waives, as a practical matter anyway, any objections not obvious to the court to specific points urged by the appellant.” (cleaned up) (quoting Beazer E., Inc. v. Mead Corp., 412 F.3d 429, 437 n.11 (3d Cir. 2005))). That Donovan‘s petition challenges only his original, undisturbed conviction thus does not change our conclusion that the petition is not second or successive under AEDPA.
IV. Summary
In summary, this appeal turns on a narrow, technical question of habeas procedure
That leaves the question whether Donovan‘s change in sentence constitutes a change in (i.e., a new) judgment. The law is quite clear that the sentence is part of the judgment. See
Finally, the fact the SJC, the Massachusetts high court, effected the new, lesser sentence by ruling across the board in 2013 that the “no parole” law no longer applies to people who were previously convicted as juveniles does not call for a different conclusion. Under Magwood, the issue is whether the original judgment changed, not how it changed. There being no other relevant arguments advanced by MPB, we rule in Donovan‘s favor on the limited, procedural question before us.
V. Conclusion
The judgment of the district court is therefore reversed. The case is remanded for further proceedings consistent with this opinion.
-Dissenting Opinion Follows-
LYNCH, Circuit Judge. With respect, I dissent because Donovan‘s second/successive habeas challenge is barred and he may not challenge yet again his judgment and life sentence resulting from his 1993 first-degree murder conviction. The Massachusetts Supreme Judicial Court (SJC) left that judgment of conviction and life sentence in place after the Supreme Court‘s decision in Miller v. Alabama, 567 U.S. 460 (2012). See Diatchenko v. Dist. Att‘y for Suffolk Dist., 1 N.E.3d 270, 282, 286 (Mass. 2013). And Miller‘s progeny, Montgomery v. Louisiana, 577 U.S. 190, 212 (2016), held that it was the choice of each state as to whether in these circumstances it would enter a new sentence and whether it would enter a new judgment. Massachusetts chose to do neither. The majority wrongly concludes, based on its misapprehension of federal law, that Massachusetts is forbidden to make the choices it has made. In doing so, the majority flatly violates Montgomery and numerous restrictions on federal habeas contained in the
Given the majority‘s multiple legal errors, this case warrants further review.
I.
In Miller, the Supreme Court held that “mandatory life without parole for those under the age of 18 at the time of their crimes violates the Eighth Amendment‘s prohibition on ‘cruel and unusual punishments.‘” 567 U.S. at 465. The SJC, in response to Miller and relying on
As a matter of state law, Donovan‘s efforts at post-conviction relief in state court have failed and have not changed his judgment and life sentence resulting from his 1993 conviction. In 2013, before Diatchenko, Donovan filed a motion under
The state superior court denied the motion on the merits in 2017, and a single justice of the SJC affirmed the denial in 2019 and later rejected Donovan‘s motion for reconsideration. See Commonwealth v. Donovan, No. 9281-CR-01666 (Mass. Super. Ct. Oct. 2, 2017), Dkt. No. 130; Commonwealth v. Donovan, No. SJ-2017-0445 (Mass. July 3 & Dec. 2, 2019) (Gaziano, J.), Dkt. Nos. 12, 17.
II.
Each step in the majority‘s analysis is wrong both as a matter of AEDPA‘s text and congressional intent and separately as a matter of Supreme Court and circuit habeas caselaw.
That Donovan‘s second federal habeas petition attempts to raise two new claims that were not included in his first petition and to assert another claim of ineffective assistance of counsel does not make his judgment of conviction a “new” judgment or his sentence a “new” sentence. “[T]he Supreme Court has declined to interpret ‘second or successive’ to turn on whether the petitioner ‘had a full and fair opportunity to raise [the later-asserted claims] in a prior application’ because such an interpretation would ‘undermine’
The text of AEDPA states that a state prisoner‘s federal habeas petition (a) must
Where the severability of a state statute is at issue, federal courts are bound by how the state‘s courts construct that statute, including whether its provisions are severable. See Virginia v. Hicks, 539 U.S. 113, 121 (2003) (holding that whether the provisions of a local housing authority‘s trespass policy “are severable is of course a matter of state law“); see also Am. Trucking Ass‘ns, Inc. v. R.I. Tpk. & Bridge Auth., 123 F.4th 27, 51 (1st Cir. 2024) (“Severability is a matter of state law.” (citing Leavitt v. Jane L., 518 U.S. 137, 139 (1996))). “The task of determining the intention of the state legislature in this respect, like the usual function of interpreting a state statute, rests primarily upon the state court. Its decision as to the severability of a provision is conclusive upon [the federal courts].” Ballester-Ripoll v. Ct. of Tax Appeals of P.R., 142 F.2d 11, 19 (1st Cir. 1944) (quoting Dorchy v. Kansas, 264 U.S. 286, 290-91 (1924)); see also Hooper v. Bernalillo Cnty. Assessor, 472 U.S. 612, 624 (1985) (“It is for the New Mexico courts to decide, as a matter of state law, whether the state legislature would have enacted the statute without the invalid portion.“); United States v. R.I. Insurers’ Insolvency Fund, 80 F.3d 616, 623 n.6 (1st Cir. 1996) (holding that the decision as to whether preempted provisions of a Rhode Island statute are not severable rests with the state courts (citing Hooper, 472 U.S. at 624)). The majority now acknowledges these principles but refuses to accept the SJC‘s own severability determination in Diatchenko.
The majority is just wrong when it says that Donovan has received a “new” sentence and that that necessarily creates a “new” state court judgment under AEDPA.10 AEDPA provides that “[a] claim presented in a second or successive habeas corpus application under
Congress‘s use in
The
The majority‘s errors are also demonstrated by comparing the text of AEDPA as to state habeas petitions set forth at
III.
The majority‘s reasoning and conclusion directly conflict with Montgomery v. Louisiana, 577 U.S. 190 (2016), which held that a state could choose to address Miller by extending parole eligibility to juvenile homicide offenders, without resentencing and without creating a new judgment. See id. at 212. The Court explained that states need not “relitigate sentences, let alone convictions, in every case where a juvenile offender received mandatory life without parole,” but may instead “permit[] [such] offenders to be considered for parole.” Id. Massachusetts adopted that very remedy in Diatchenko. The majority turns Montgomery on its head.
The majority also not only misreads dicta in Miller but violates other Supreme Court precedent in doing so. The majority acknowledges that the Court‘s fleeting reference to life imprisonment with the possibility of parole as a “lesser sentence” than life without the possibility of parole was dicta. See Miller, 567 U.S. at 465 (“State law mandated that each juvenile die in prison even if a judge or jury would have thought . . . a lesser sentence (for example, life with the possibility of parole) more appropriate.“). Yet the majority elevates Miller‘s descriptive phrase “lesser sentence” into a federal rule under which parole eligibility alone, without a resentencing or a vacated conviction, creates a “new” sentence and then a “new” judgment under AEDPA. Not so. As the Supreme Court cautioned in Brown v. Davenport, 596 U.S. 118 (2022), “stray comments” in Supreme Court opinions may not be “stretch[ed] . . . beyond their context.” Id. at 141. The majority stretches the word “lesser,” which in context means no more than that life imprisonment without the possibility of parole is a more severe punishment than life with the possibility of parole.
Burton v. Stewart, 549 U.S. 147 (2007), does not support the majority‘s faulty conclusion that the supposed “new” sentence created a “new” judgment under AEDPA. The Burton Court addressed only when a judgment becomes final for purposes of AEDPA‘s statute of limitations. See id. at 156. It held that the defendant‘s limitations period did not begin until both his conviction and his sentence became final. See id. That holding does not address or resolve the distinct question of when a new judgment is created.
The actual holding of Burton is in fact contrary to the majority‘s reasoning. It held that the petition there was a “second or successive” petition. See id. at 152. Burton involved a petitioner who had been convicted in 1994, resentenced twice by a state court, and held in custody under a 1998 amended judgment. See id. at 149-52. He filed one federal habeas petition in 1998 while state review of his sentence was still pending, which was denied, and another in 2002 after the state courts had completed review of and rejected his sentencing claims. See id. at 151-52. The Court held that both petitions attacked the same 1998 amended judgment, rendering the second an unauthorized successive petition. See id. at 153. Burton argued to the Court that waiting to file his first petition until state review of his sentencing claims was complete would have cost him the chance to later challenge his conviction under AEDPA‘s one year statute of limitations. See id. at 156. The Court rejected this argument.
IV.
The majority has undercut the limitations on second or successive federal habeas petitions seeking review of state court murder convictions. In such challenges, “the road gets rockier.” Rivers, 605 U.S. at 450 (quoting Banister v. Davis, 590 U.S. 504, 509 (2020)). “Before a federal court can address a petitioner‘s second or successive federal habeas filing on the merits, the incarcerated filer must clear strict procedural hurdles that [AEDPA] erects.” Id. at 446. Through AEDPA, Congress divested federal district courts of jurisdiction to entertain second or successive collateral attacks by state prisoners. See
The point of
These restrictions reflect “the principles of comity, finality, and federalism” that AEDPA seeks to advance. Shoop v. Twyford, 596 U.S. 811, 818 (2022) (quoting Williams v. Taylor, 529 U.S. 420, 436 (2000)); see also Banister, 590 U.S. at 512 (consulting “AEDPA‘s own purposes” in determining what qualifies as a “second or successive” petition under
The well-settled federal habeas principle that makes a state court‘s interpretation of state law binding on the federal courts serves the interests of finality, comity, and judicial efficiency. See Bradshaw v. Richey, 546 U.S. 74, 76 (2005) (“[A] state court‘s interpretation of state law, including one announced on direct appeal of the challenged conviction, binds a federal court sitting in habeas corpus.“); see also Hardy v. Maloney, 909 F.3d 494, 500 (1st Cir. 2018).
In enacting AEDPA, “Congress demanded [federal courts] give great deference to state court decisions such that [they] are ‘bound by AEDPA‘s tight (to say the least) parameters’ to grant habeas relief only in rare circumstances.” Strickland v. Goguen, 3 F.4th 45, 52 (1st Cir. 2021) (quoting Dorisca v. Marchilli, 941 F.3d 12, 14 (1st Cir. 2019)). Congress‘s evident concern in AEDPA with comity and finality requires us to accept a state court‘s characterizations of its decisions. See Hardy, 909 F.3d at 500.
V.
The majority‘s ruling also creates a number of circuit splits. First, the majority misapplies the Eleventh Circuit‘s holding that “the judgment to which AEDPA refers is the underlying conviction and most recent sentence that authorizes the petitioner‘s current detention.” Cassidy v. Sec‘y, Fla. Dep‘t of Corr., 119 F.4th 1336, 1344 (11th Cir. 2024) (additional emphasis added) (quoting Ferreira v. Sec‘y, Dep‘t of Corr., 494 F.3d 1286, 1292 (11th Cir. 2007)). In Cassidy, a state court vacated part of the prisoner‘s original judgment and entered an amended judgment. See id. Nothing comparable occurred in Donovan‘s case.
Second, the majority‘s conclusion conflicts with other Eleventh Circuit holdings that “not every alteration to a sentence or conviction constitutes a new judgment.” E.g., id. at 1343. In Patterson v. Secretary, Florida Department of Corrections, 849 F.3d 1321 (11th Cir. 2017) (en banc), the Eleventh Circuit held that an order excusing the petitioner from the chemical castration punishment incorporated into his original sentence did not constitute a new judgment. See id. at 1325-26. The court reasoned that “the Florida trial court never issued a new prison sentence” and that the order prohibiting castration “impos[ed] no sentence and g[ave] the [Florida] Department [of Corrections] no authority” to confine. Id. at 1326. So too with Donovan‘s grant of parole.
Third, the majority‘s reasoning contradicts the Ninth Circuit‘s holding, cited approvingly by the Third Circuit, that even “[t]o create a new [federal] judgment, a change to a sentence must be accompanied by a legal invalidation of the prior judgment.” United States v. Buenrostro, 895 F.3d 1160, 1165 (9th Cir. 2018); see also In re Edwards, 98 F.4th 425, 433 (3d Cir. 2024). “Legal invalidation” is the “essential criterion,” not “the imposition of a new sentence.” Buenrostro, 895 F.3d at 1165-66.
Fourth, the majority‘s refusal to honor Diatchenko‘s resolution of state law issues again places it squarely at odds with the Eleventh Circuit, as well as the law cited earlier in Part II. In Osbourne v. Secretary, Florida Department of Corrections, 968 F.3d 1261 (11th Cir. 2020), the Eleventh Circuit correctly determined that it must defer to a state court‘s characterization of a habeas petitioner‘s amended sentence as nunc pro tunc and that such a designation was “the determining factor as to whether the state court judgment is a ‘new judgment’ for purposes of
Fifth, the majority enters a circuit split over what constitutes a “judgment” under AEDPA. The Supreme Court‘s decision in Magwood expressly left open whether “a petitioner who obtains a conditional writ as to his sentence [may] file a subsequent application challenging not only his resulting, new sentence, but also his original, undisturbed conviction.” 561 U.S. at 342. The courts of appeal have divided over that question. Three circuits treat each conviction and each sentence as its own judgment, such that a resentencing creates a new judgment only for the amended count and does not permit renewed challenges to an undisturbed conviction.
VI.
Simply put, this is Donovan‘s fourth attempt at post-conviction relief: his direct appeal became final in 1996, in 1997 he filed his first habeas petition, in 2013 he filed his
I would affirm the judgment of the district court. I respectfully dissent.
Notes
Mattis also does not support the majority for another reason. Diatchenko held that juvenile offenders serving life sentences for first-degree murder were immediately eligible for parole consideration under the State‘s parole statute, which at the time provided parole eligibility after 15 years for all life sentences other than for first-degree murder. See 1 N.E.3d at 286 (citing
The majority thus misinterprets Mattis‘s isolated use of the word “resentencing” in the SJC‘s statement that Mattis “‘should not be construed’ to suggest that emerging adults receiving the benefit of resentencing under [Mattis‘s] holding ‘should be paroled once they have served a statutorily designated portion of their sentences.‘” Id. at 430 (quoting Diatchenko, 1 N.E.3d at 286). The majority treats that phrasing as confirmation that the emerging adults covered by Mattis -- and, by extension, the juveniles covered by Diatchenko -- received a new sentence that necessarily created a new judgment under AEDPA. Not so. The SJC‘s reference to “resentencing” merely reflected the need to determine initial parole eligibility dates for 18- to 20-year-old homicide offenders under the appropriate sentencing scheme. That step was, as noted, unnecessary for the juvenile homicide offenders covered by Diatchenko. Mattis did not vacate any convictions or impose new sentences, and it certainly did not create new judgments.
Donovan also raised each of the federal habeas claims in his second habeas petition in his state court