WILKINSON, DIRECTOR, OHIO DEPARTMENT OF REHABILITATION AND CORRECTION, ET AL. v. DOTSON ET AL.
No. 03-287
Supreme Court of the United States
Argued December 6, 2004—Decided March 7, 2005
544 U.S. 74
Douglas R. Cole, State Solicitor of Ohio, argued the cause for petitioners. With him on the briefs were Jim Petro, Attorney General, Stephen P. Carney, Senior Deputy Solicitor, and Todd R. Marti, Assistant Solicitor.
John Q. Lewis argued the cause for respondent Johnson. With him on the brief were Donald B. Ayer, William K. Shirey II, and David L. Shapiro.
JUSTICE BREYER delivered the opinion of the Court.
Two state prisoners brought an action under
I
The two respondents, William Dotson and Rogerico Johnson, are currently serving lengthy terms in Ohio prisons. Dotson began to serve a life sentence in 1981. The parole board rejected his first parole request in 1995; and a parole officer, after reviewing Dotson‘s records in the year 2000, determined that he should not receive further consideration for parole for at least five more years. In reaching this conclusion about Dotson‘s parole eligibility, the officer used parole guidelines first adopted in 1998, after Dotson
Johnson began to serve a 10- to 30-year prison term in 1992. The parole board considered and rejected his first parole request in 1999, finding him unsuitable for release. In making this determination, the board applied the new 1998 guidelines. Johnson too claims that the application of these new, harsher guidelines to his preguidelines case violated the Constitution‘s Ex Post Facto Clause. He also alleges that the parole board‘s proceedings (by having too few members present and by denying him an adequate opportunity to speak) violated the Constitution‘s Due Process Clause. Johnson‘s complaint seeks a new parole hearing conducted under constitutionally proper procedures and an injunction ordering the State to comply with constitutional due process and ex post facto requirements in the future.
Both prisoners brought
II
This Court has held that a prisoner in state custody cannot use a
Ohio points out that the inmates in these cases attack their parole-eligibility proceedings (Dotson) and parole-suitability proceedings (Johnson) only because they believe that victory on their claims will lead to speedier release from prison. Consequently, Ohio argues, the prisoners’ lawsuits, in effect, collaterally attack the duration of their confinement; hence, such a claim may only be brought through a habeas corpus action, not through
The problem with Ohio‘s argument lies in its jump from a true premise (that in all likelihood the prisoners hope these actions will help bring about earlier release) to a faulty conclusion (that habeas is their sole avenue for relief). A consideration of this Court‘s case law makes clear that the connection between the constitutionality of the prisoners’ parole proceedings and release from confinement is too tenuous here to achieve Ohio‘s legal door-closing objective.
The Court initially addressed the relationship between
Defining the scope of that exception, the Court concluded that a
In Wolff v. McDonnell, supra, the Court elaborated the contours of this habeas corpus “core.” As in Preiser, state prisoners brought a
In Heck, the Court considered a different, but related, circumstance. A state prisoner brought a
Finally, in Edwards v. Balisok, supra, the Court returned to the prison disciplinary procedure context of the kind it had addressed previously in Preiser and Wolff. Balisok sought “a declaration that the procedures employed by state officials [to deprive him of good-time credits] violated due process, . . . damages for use of the unconstitutional procedures, [and] an injunction to prevent future violations.” 520 U. S., at 643. Applying Heck, the Court found that habeas was the sole vehicle for the inmate‘s constitutional challenge insofar as the prisoner sought declaratory relief and money damages, because the “principal procedural defect com-
Throughout the legal journey from Preiser to Balisok, the Court has focused on the need to ensure that state prisoners use only habeas corpus (or similar state) remedies when they seek to invalidate the duration of their confinement—either directly through an injunction compelling speedier release or indirectly through a judicial determination that necessarily implies the unlawfulness of the State‘s custody. Thus, Preiser found an implied exception to
Applying these principles to the present case, we conclude that respondents’ claims are cognizable under
III
Ohio makes two additional arguments. First, Ohio points to language in Heck indicating that a prisoner‘s
We do not find this argument persuasive. In context, Heck uses the word “sentence” to refer not to prison procedures, but to substantive determinations as to the length of confinement. See Muhammad v. Close, 540 U. S. 749, 751, n. 1 (2004) (per curiam) (“[T]he incarceration that matters under Heck is the incarceration ordered by the original judgment of conviction“). Heck uses the word “sentence” interchangeably with such other terms as “continuing confinement” and “imprisonment.” 512 U. S., at 483, 486; see also
Second, Ohio says that a decision in favor of respondents would break faith with principles of federal/state comity by opening the door to federal court without prior exhaustion of state-court remedies. Our earlier cases, however, have already placed the States’ important comity considerations in the balance, weighed them against the competing need to vindicate federal rights without exhaustion, and concluded that prisoners may bring their claims without fully exhausting state-court remedies so long as their suits, if established, would not necessarily invalidate state-imposed confinement. See Part II, supra. Thus, we see no reason for moving the line these cases draw—particularly since Congress has already strengthened the requirement that prisoners exhaust state administrative remedies as a precondition to any
It is so ordered.
JUSTICE SCALIA, with whom JUSTICE THOMAS joins, concurring.
I join the Court‘s opinion, which in my view reads Heck v. Humphrey, 512 U. S. 477 (1994), and Edwards v. Balisok, 520 U. S. 641 (1997), correctly. And I am in full agreement with the Court‘s holding that “[b]ecause neither prisoner‘s claim would necessarily spell speedier release, neither lies at ‘the core of habeas corpus’ ” and both may be brought under
Preiser v. Rodriguez, 411 U. S. 475 (1973), and the cases that follow it hold that Congress, in enacting
It is one thing to say that permissible habeas relief, as our cases interpret the statute, includes ordering a “quantum change in the level of custody,” Graham v. Broglin, 922 F. 2d 379, 381 (CA7 1991) (Posner, J.), such as release from incarceration to parole. It is quite another to say that the habeas statute authorizes federal courts to order relief that neither terminates custody, accelerates the future date of release from custody, nor reduces the level of custody. That is what is sought here: the mandating of a new parole hearing that may or may not result in release, prescription of the composition of the hearing panel, and specification of the procedures to be followed. A holding that this sort of judicial immersion in the administration of discretionary parole lies at the “core of habeas” would utterly sever the writ from its common-law roots. Cf. Bell v. Wolfish, 441 U. S. 520, 526, n. 6 (1979) (treating as open the question whether prison-conditions claims are cognizable in habeas). The dissent suggests that because a habeas court may issue a conditional writ ordering a prisoner released unless the State conducts a new sentencing proceeding, the court may also issue a conditional writ ordering release absent a new parole proceeding. See post, at 88-91 (opinion of KENNEDY, J.). But the prisoner who shows that his sentencing was unconstitutional is actually entitled to release, because the judgment pursuant to which he is confined has been invalidated; the conditional writ serves only to “delay the release . . . in order to provide the State an opportunity to correct the constitutional violation.” Hilton v. Braunskill, 481 U. S. 770, 775 (1987); see In re Bonner, 151 U. S. 242, 259, 262 (1894) (conditional writ for proper resentencing). By contrast, the val-
Petitioners counter that we need not be concerned about this expansion of habeas relief because prisoners will naturally prefer
Finally, I note that the Court‘s opinion focuses correctly on whether the claims respondents pleaded were claims that may be pursued in habeas—not on whether respondents can be successful in obtaining habeas relief on those claims. See, e. g., ante, at 80-81. Thus, for example, a prisoner who wishes to challenge the length of his confinement, but who cannot obtain federal habeas relief because of the statute
With these observations, I join the Court‘s opinion.
JUSTICE KENNEDY, dissenting.
In this case, the Court insists that an attack on parole proceedings brought under
Everyone knows that when a prisoner succeeds in a habeas action and obtains a new sentencing hearing, the sentence may or may not be reduced. The sentence can end up being just the same, or perhaps longer. The prisoner‘s early release is by no means assured simply because the first sentence was found unlawful. Yet no one would say that an attack on judicial sentencing proceedings following conviction may be raised through an action under
*
Challenges to parole proceedings are cognizable in habeas. Here respondents challenge parole determinations that not
My concerns with the Court‘s holding are increased, not diminished, by the fact that the Court does not seem to deny that respondents’ claims indeed could be cognizable in habeas corpus proceedings. JUSTICE SCALIA‘s concurring opinion suggests otherwise, because respondents seek a form of relief (new parole hearings) unavailable in habeas. Ante, at 86-87. But the common practice of granting a conditional writ—ordering that a State release the prisoner or else correct the constitutional error through a new hearing—already allows a habeas court to compel the type of relief JUSTICE SCALIA supposes to be unavailable. See Hilton v. Braunskill, 481 U. S. 770, 775 (1987) (“Federal habeas corpus practice, as reflected by the decisions of this Court, indicates that
Because habeas is available for parole challenges like respondents‘, Preiser v. Rodriguez, 411 U. S. 475 (1973), thus requires a holding that it also provides the exclusive vehicle for them. In Preiser, the Court held that challenges to “the very fact or duration of [a prisoner‘s] confinement,” as opposed to “the conditions of . . . prison life,” must be brought in habeas, not under
The majority‘s contrary holding, permitting parole determination challenges to go forward under
The first is that success on the claims will not necessarily entitle respondents to immediate release. Ibid. This, as noted at the very outset, proves far too much. If the Court‘s line of reasoning is sound, it would remove from the
The second reason, that success on the claims does not necessarily imply the invalidity of respondents’ convictions or sentences, ibid., is both misplaced and irrelevant. It is misplaced, because it takes out of context the test employed in Heck v. Humphrey, 512 U. S. 477 (1994), and in Edwards v. Balisok, 520 U. S. 641 (1997). In both those cases there was a temptation to seek only relief unavailable in habeas, such as damages (and declaratory relief serving as a predicate to damages), and thus to do an end run around Preiser. Heck, supra, at 481; Balisok, supra, at 643-644; see also Muhammad v. Close, 540 U. S. 749 (2004) (per curiam) (recognizing that damages are unavailable in habeas). Today‘s case does not present that problem. The fact that respondents’ claims do not impugn the validity of their convictions or sentences is also irrelevant. True, respondents’ contentions have nothing to do with their original state-court convictions or sentencing determinations. Stating this fact, however, gets the Court no closer to resolving whether parole determinations themselves are subject to direct challenge only in habeas. That is why we have held that administrative decisions denying good-time credits are subject to attack only in habeas. Preiser, supra, at 477, 500; Balisok, supra, at 643-644.
The Court makes it a point to cite a sentence fragment from Close, observing that “‘the incarceration that matters under Heck is the incarceration ordered by the original judgment of conviction,‘” ante, at 83 (quoting 540 U. S., at 751, n. 1). That statement, however, is inapplicable even on its own terms, because it addresses the Heck problem, not this one. Furthermore, even apart from Heck‘s inapplicability to this case, the full sentence from which the majority takes the quotation makes clear that the Court in Close was contrasting confinement per se with “special disciplinary con-
Today‘s ruling blurs the Preiser formulation. It is apparent that respondents’ challenges relate not at all to conditions of confinement but solely to its duration. Notwithstanding Preiser‘s direction that challenges to the fact or duration of confinement should be restricted to habeas, the Court‘s decision will allow numerous
It is unsurprising, then, that 18 States have filed an amicus brief joining with Ohio in urging the opposite result, see Brief for Alabama et al. as Amici Curiae. Today‘s decision allows state prisoners raising parole challenges to circumvent the state courts. Compare
For the reasons given above, I would reverse.
