466 Mass. 676 | Mass. | 2013
This case is before us on a reservation and report from a single justice. We must determine the effect of the United States Supreme Court’s recent decision in Miller v. Alabama, 132 S. Ct. 2455 (2012), on the sentencing of juvenile defendants
1. Background. In August, 2012, Marquise Brown was tried and convicted in the Superior Court of murder in the first degree for the killing of Tyriffe Lewis along with three related weapons charges. The murder took place on June 20, 2009, when Brown was seventeen years old. While Brown was awaiting trial, the United States Supreme Court decided Miller v. Alabama, 132 S. Ct. 2455. In Miller, the Court held that mandatory sentences of life without parole for juvenile homicide offenders violate the cruel and unusual punishment clause of the Eighth Amendment. Id. at 2460. Under Miller, juvenile defendants convicted of homicide crimes may not be sentenced to life without parole unless the sentencing judge or jury is afforded an opportunity to consider the defendant’s “youth and attendant characteristics” before determining that the defendant is the “rare juvenile offender whose crime reflects irreparable corruption.” Id. at 2469, 2471.
Under the statutory sentencing scheme in Massachusetts, however, all defendants over the age of fourteen who are convicted of murder in the first degree must be sentenced to life without the possibility of parole.
In response to the judge’s order, the Commonwealth requested that sentencing again be stayed while it sought relief under G. L. c. 211, § 3. The judge granted the Commonwealth’s request without opposition. The single justice reserved and reported this entire matter without questions to the full court, and Brown has yet to be sentenced.
2. Application of Miller and Diatchenko. The United States Supreme Court has held that new decisional law must be applied to criminal prosecutions that are not yet final when the decision is issued. See Griffith v. Kentucky, 479 U.S. 314, 328 (1987). See also Commonwealth v. Bray, 407 Mass. 296, 299 (1990). Brown’s criminal conviction is not final and appealable under Massachusetts law because he has not yet been sentenced. See Doe, Sex Offender Registry Bd. No. 10800 v. Sex Offender Registry Bd., 459 Mass. 603, 621 (2011) (“In criminal cases, the final judgment is the sentence”); Commonwealth v. Das
3. Sentencing. Following Brown’s trial and conviction, the judge determined that Miller precluded applying to Brown the mandatory sentence of life without parole for murder in the first degree provided by G. L. c. 265, § 2. She further ruled that it would be improper for her to conduct a Miller hearing without guidance from the Legislature as to the specific contours of that proceeding.
We agree with this approach. The Legislature expressly has adopted the principle of severability of statutory provisions. G. L. c. 4, § 6, Eleventh, inserted by St. 1983, c. 210 (“The
Here, one application of one portion of the sentencing scheme
We acknowledge that severing the unconstitutional applications of G. L. c. 265, § 2, results in the functional equivalent of sentencing a defendant convicted of murder in the first degree to the punishment commonly imposed for murder in the second degree. However, we conclude that this result is preferable to either of the approaches suggested by the Commonwealth and Brown because the principles of severability help to ensure that
The Commonwealth argues that sentencing judges have the inherent authority both to conduct Miller hearings and to identify a “distinct disposition” for cases in which juvenile defendants are convicted of murder in the first degree. The Commonwealth would have judges draw on existing sentencing procedures under Mass. R. Crim. P. 28 (b), 378 Mass. 898 (1979), commonly utilized in sentencing for crimes in which the sentence is not mandatory,
Taken as a whole, however, the Commonwealth’s approach would have sentencing judges creating an entirely new penalty scheme ad hoc. The Commonwealth would require sentencing judges to define the substantive parameters of a Miller hearing by drawing from existing criminal procedures that are not directly applicable to crimes with mandatory sentences along with dictum in Miller that identifies the factors that may be relevant to a hearing intended to determine only whether a juvenile may be sentenced to life without parole. See Miller, 132 S. Ct. at 2468. Further, the Commonwealth would permit sentencing judges to set parole eligibility for juvenile offenders at a date determined not by the Legislature but by the judge’s own sense of what accords with the nature of the crime, using only as a starting point the limits set forth in a revised parole eligibility statute that does not apply to Brown at all.
It is the province of the Legislature to define crimes and set penalties in the first instance. See Commonwealth v. Pyles, 423 Mass. 717, 721 (1996), quoting Weems v. United States, 217
Our concern for judicial law-making in this area also informs our rejection of Brown’s proposed sentencing approach. Brown agrees that it is the role of the Legislature, not the courts, to establish the procedures required for a Miller hearing. Brown goes further, however, to argue that despite Miller’s narrow holding, which prohibits only the automatic imposition of sentences of life without parole on juvenile homicide offenders, when taken as a whole, Miller calls for multiple discretionary sentencing options in all cases in which a juvenile is sentenced to a prison term. Brown also argues that art. 26 of the Massachusetts Declaration of Rights and its bar against cruel or unusual punishment prohibits mandatory sentencing in all cases for juveniles. Thus Brown contends that the only appropriate sentence to which he may be subjected is the sentence for the
We disagree with Brown’s proposed sentencing approach, however, because neither Miller nor Diatchenko precludes mandatory sentencing for juveniles in all circumstances. The holding of Miller was cabined specifically to the need for discretion in imposing the “particular penalty” of life without parole. Miller, 132 S. Ct. at 2471 (“Our decision . . . mandates only that a sentencer follow a certain process . . . before imposing a particular penalty” [emphasis added]); id. at 2475 (“[A] judge or jury must have the opportunity to consider mitigating circumstances before imposing the harshest possible penalty for juveniles” [emphasis added]). Indeed, the Court’s application of its individualized sentencing line of precedents to a nondeathpenalty sentence was based on the reasoning that life without parole is uniquely akin to the death penalty in that both punishments condemn the defendant to die in prison. Id. at 2466, 2467. Thus, the reasoning of Miller does not necessarily extend to mandatory sentences that afford the possibility of release. Id. at 2466, quoting Graham v. Florida, 560 U.S. 48, 69 (2010) (“Life-without-parole terms . . . ‘share some characteristics with death sentences that are shared by no other sentences’ ”). Furthermore, the State sentencing statutes at issue in Miller both set forth mandatory minimum life sentences. See id. at 2461, 2463, citing Ark. Code Ann. § 5-4-104(b) (1997) and Ala. Code §§ 13A-5-40(9), 13A-6-2(c) (1982). If the Court in Miller had intended to invalidate all mandatory life sentences for juveniles, it could have reached that issue. Instead, Milleds holding was decidedly narrow, requiring discretionary sentencing of juveniles under the Eighth Amendment only when considering imposition of the State’s “harshest possible penalty” for juveniles: life without parole. Miller, supra at 2469, 2475. Indeed, if the Supreme Court had in fact held that all mandatory life sentences for juveniles, or all mandatory sentences of any
Additionally, to interpret Miller as broadly as Brown advocates would upset a host of statutory punishment schemes in the Commonwealth that incorporate mandatory minimum sentences that may be applied to defendants who were juveniles at the time of their crimes.
Although Miller certainly emphasizes that juveniles are “constitutionally different” for the purposes of sentencing, it does so not to set forth the rule that juvenile sentencing must always be discretionary but to support its rationale for holding that a mandatory penalty of life without parole, when imposed on a juvenile, can be disproportionate in a sense that contravenes
Therefore, we conclude that the sentencing judge’s proposed application of severability principles to G. L. c. 265, § 2, in order to sentence Brown within the confines of Miller was correct, and we emphasize the importance of “avoid[ing] judicial legislation in the guise of new constructions to meet real or supposed new popular viewpoints, preserving always to the Legislature alone its proper prerogative of adjusting the statutes to changed conditions.” Commonwealth v. A Juvenile, 368 Mass. 580, 595 (1975), quoting Commonwealth v. Isenstadt, 318 Mass. 543, 548 (1945). Thus, Brown, who has been convicted of murder in the first degree, must be sentenced under G. L. c. 265, § 2. However, the first half of the fourth sentence of this statutory provision, which excepts convictions of murder in the first degree from parole eligibility, may not be applied to Brown under Miller and Diatchenko. What remains of G. L. c. 265, § 2, for Brown, then, is a mandatory sentence of life in prison with the possibility of parole. This punishment is equivalent to the sentence provided for murder in the second degree under
4. Remaining issues. We acknowledge that applying G. L. c. 265, § 2, and G. L. c. 127, § 133A, in the manner we have described is an imperfect solution to our invalidation of the sentencing scheme for murder in the first degree as applied to juvenile defendants. Indeed, we are cognizant of the potential inequalities in sentencing that may arise as a result of our holding today, particularly as our decision may be applied in the context of the Legislature’s amendment to the parole eligibility statute. See G. L. c. 127, § 133A, as amended through St. 2012, c. 192, §§ 37-39. Under G. L. c. 127, § 133A, as amended by St. 2012, c. 192 (Crime Bill), sentencing judges
5. Conclusion. We remand this case to the county court for entry of a judgment denying the Commonwealth’s petition for relief and remanding this case to the Superior Court for sentencing proceedings consistent with this opinion.
So ordered.
We use the term “juvenile defendants” here to refer to defendants who were under the age of eighteen on the date of their crimes.
We acknowledge the amicus brief filed in support of Brown by American Civil Liberties Union of Massachusetts, Charles Hamilton Houston Institute for Racial Justice at Harvard Law School, Children’s Law Center of Massachusetts, Citizens for Juvenile Justice, Juvenile Rights Advocacy Project at Boston College Law School, the Child Advocate for the Commonwealth of Massachusetts, Lawyers’ Committee for Civil Rights and Economic Justice, Massachusetts Association of Court Appointed Attorneys, Massachusetts Bar Association, and seventeen law school professors from Massachusetts law schools; by Citizens for Juvenile Justice, Children’s Law Center of Massachusetts, Children’s League of Massachusetts, Home for Little Wanderers, and the Child Advocate for the Commonwealth of Massachusetts; by Juvenile Law Center, Campaign for the Fair Sentencing of Youth, Citizens for Juvenile Justice, Defender Association of Philadelphia, Massachusetts Alliance for Families, Massachusetts Society for the Prevention of Cruelty to Children, National Association of Criminal Defense Lawyers, National Legal Aid and Defenders Association, Public Defender Service for the District of Columbia, Youth Law Center, and the Child Advocate for the Commonwealth of Massachusetts; and by Herby J. Caillot. We also acknowledge the amicus brief filed in support of the Commonwealth by the district attorney for the Plymouth district.
See G. L. c. 119, § 72B (“If a person is found guilty of murder in the first degree committed on or after his fourteenth birthday and before his eighteenth birthday under the provisions of [G. L. c. 265, § 1,] the superior court shall commit the person to such punishment as is provided by law for the offense”); G. L. c. 265, § 2 (“No person shall be eligible for parole under [G. L. c. 127, § 133A,] while he is serving a life sentence for murder in the first degree . . .”).
The applicable version of G. L. c. 127, § 133A, as amended through St. 2000, c. 159, § 230, states in relevant part: “Every prisoner who is serving a sentence for life in a correctional institution of the commonwealth . . . except prisoners serving a life sentence for murder in the first degree, shall be eligible for parole, and the parole board shall, within sixty days before the expiration of fifteen years of such sentence, conduct a public hearing . . . .”
We do not today decide whether sentencing judges have inherent authority to institute new sentencing procedures in response to new decisional law. Our holding today in Diatchenko v. District Attorney for the Suffolk Dist., ante 655, 658-659 (2013), eliminates the need for us to determine whether sentencing judges may, in the absence of a statute, conduct a hearing pursuant to Miller v. Alabama, 132 S. Ct. 2455 (2012), prior to imposing a sentence of life without parole on a juvenile because all sentences of life without parole for juveniles are now unconstitutional in Massachusetts.
Rule 28 (b) of the Massachusetts Rules of Criminal Procedure, 378 Mass. 898 (1979), provides in relevant part: “Before imposing sentence the court shall afford the defendant or his counsel an opportunity to speak on behalf of the defendant and to present any information in mitigation of punishment.” It is not clear from the record, however, that such hearings are required or commonly conducted for sentencing for crimes in which the sentence is mandated by statute. Indeed, we have held that defense counsel’s failure to seek a hearing under rule 28 (b) is not a substantial miscarriage of justice where the sentence is automatic. See Commonwealth v. Wilson, 443 Mass. 122, 139-140 (2004).
Miller identifies several factors that a sentencing court necessarily does not consider in a mandatory sentencing scheme for juvenile offenders, including the defendant’s chronological age, family and home environment, circumstances of the homicide offense, and potential for rehabilitation. Miller, 132 S. Ct. at 2468.
“The principle behind today’s decision seems to be only that because juveniles are different from adults, they must be sentenced differently. . . . There is no clear reason that principle would not bar all mandatory sentences for juveniles, or any juvenile sentence as harsh as what a similarly situated adult would receive.” Miller, 132 S. Ct. at 2482 (Roberts, C.J., dissenting).
Under G. L. c. 119, § 72A, defendants who commit a crime prior to their eighteenth birthday but are not apprehended until after their nineteenth birthday may be prosecuted in the Superior or District Court if a Juvenile Court judge determines that the interests of the public require that the delinquency complaint be dismissed from the Juvenile Court and a criminal complaint be issued instead. G. L. c. 119, § 72A, as amended through St. 2013, c. 84, § 23. Such a determination by a Juvenile Court judge could subject defendants who were juveniles at the time of their crimes to a host of punishments involving mandatory minimum sentences. See id.
Brown must be sentenced according the version of the parole eligibility statute in effect on the date of his crime, G. L. c. 127, § 133A, as amended through St. 2000, c. 159, § 230, which will result in a mandatory sentence of life in prison with the possibility of parole in fifteen years. This statute was amended by St. 2012, c. 192, §§ 37-39, to provide discretion in sentencing defendants convicted of murder in the second degree to life in prison with the possibility of parole between fifteen and twenty-five years. See G. L. c. 279, § 24, as amended through St. 2012, c. 192, § 46. This discretionary range will not apply to Brown, however. As a general rule, a statute that enhances the possible penalty for a crime committed when an earlier version of the statute was in effect may never apply retroactively to a criminal defendant. See art. I, § 9, of the United States Constitution; art. 24 of the Massachusetts Declaration of Rights; Commonwealth v. Bargeron, 402 Mass. 589, 590 591 (1988), citing Colder v. Bull, 3 U.S. (3 Dali.) 386, 390 (1798) (listing four types of ex post facto laws, including “[e]very law that changes the punishment, and inflicts a greater punishment, than the law annexed to the crime, when committed” [emphasis omitted]). Because the 2012 amendment to G. L. c. 127, § 133A, permits sentencing a defendant to life with the possibility of parole in up to twenty-five years, it enhances the potential penalty annexed to Brown’s crime. Thus, any imposition of the current version of the statute on Brown, whose crime was committed in June, 2009, would be barred as an ex post facto law.
We leave to the sound discretion of the Legislature the specific contours of a new sentencing scheme for juveniles convicted of homicide crimes, including the length of any mandatory prison term or the minimum and maximum term of any discretionary sentencing or parole-eligibility ranges. We emphasize, however, that a constitutional sentencing scheme for juvenile homicide defendants must take account of the spirit of our holdings today here and in Diatchenko, and avoid imposing on juvenile defendants any term so lengthy that it could be seen as the functional equivalent of a sentence of life without parole. See, e.g., People v. Caballero, 282 P.3d 291, 295 (Cal. 2012) (sentence to minimum prison term that exceeds juvenile defendant’s natural life expectancy violates Eighth Amendment’s bar against cruel and unusual punishment); State v. Ragland, 836 N.W.2d 107, 111, 121-122 (Iowa 2013) (Miller applies to juvenile sentences that are “functional equivalent” of life without parole, and sentence of life with parole eligibility only after sixty years was functional equivalent of life without parole); State v. Null, 836 N.W.2d 41, 45, 71 (Iowa 2013) (mandatory seventy-five-year sentence resulting from aggregation of two mandatory sentences that permitted parole eligibility only after fifty-two and one-half years for juvenile was “such a lengthy sentence” that it was “sufficient to trigger Miller-type protections”).