Stephen ROSSETTI, Petitioner, Appellant, v. UNITED STATES of America, Respondent, Appellee.
No. 12-1451
United States Court of Appeals, First Circuit.
Dec. 9, 2014.
773 F.3d 322
Taking into account Cogswell‘s age, level of education, physical ailments, family situation, criminal history, his increasing role in the conspiracy and involvement with a firearm, his threats to murder a testifying co-conspirator, and his “utter lack of remorse,” the district court imposed a sentence of 180 months. This sentence is still almost 7 years below the advisory guideline range of 262 to 327 months. Such an articulated consideration of all relevant factors, coupled with a downward variance from the advisory guidelines sentencing range, clearly indicates that the sentencing term is sufficient but no greater than necessary to achieve the purposes of the law. We find no abuse of discretion by the district court and, thus, affirm Cogswell‘s sentence.
V. Conclusion
The record reflects that both Trinidad and Cogswell were afforded a fair and impartial trial, that the evidence of their guilt was more than sufficient to support the jury‘s verdicts, that their convictions were not tainted by prejudicial error either in the judge‘s charge or in the government‘s closing argument, and that their sentences were reasonable. Thus, their convictions and sentences are affirmed.
Affirmed.
Derege B. Demissie, with whom Demissie & Church, was on brief, for Appellant.
Aditya Bamzai, Attorney, United States Department of Justice, with whom Carmen M. Ortiz, United States Attorney, and Joseph F. Palmer, Attorney, were on brief, for Appellee.
Before TORRUELLA, DYK,* and KAYATTA, Circuit Judges.
KAYATTA, Circuit Judge.
Stephen Rossetti was convicted on federal criminal charges arising from a plot to rob an armored car depot in Eaton, Massachusetts. Having exhausted his direct appeals, Rossetti now seeks collateral review on a petition for a writ of habeas corpus, arguing that he was denied his Sixth Amendment right to counsel and that the district court wrongly refused to modify his sentence after a state court vacated a prior state conviction that had been relied upon to increase his federal sentence. We affirm the district court‘s denial of Rossetti‘s petition.
I. Background
In late 1998, Carmello Merlino and Anthony Romano formed a plan to rob an armored car depot in Eaton, Massachusetts.1 Shortly thereafter, Merlino re
On February 6, 1999, the conspirators met at a garage to finalize details for the robbery, which was planned for the next day. Romano showed the others a stolen minivan to be used in the robbery, and Rossetti confirmed that he would bring weapons and other equipment for the heist. The conspirators planned to meet again at the garage the next morning. The FBI, in turn, planned to arrest them when they arrived.
At the appointed hour the next morning, Rossetti drove with Turner in Rossetti‘s car toward the garage. FBI agents testified that Rossetti circled the meeting point in a “counter-surveillance manner.” In
Rossetti was eventually convicted on conspiracy and attempt to affect commerce by robbery in violation of
After his conviction, Rossetti was sentenced in December 2002 to 622 months in prison. In August 2006, we vacated that sentence in light of United States v. Booker, 543 U.S. 220, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005). On remand, the district court, in August 2007, resentenced Rossetti to 622 months. We affirmed that sentence in October 2008. Rossetti‘s petition for certiorari was denied in January 2009. Rossetti v. United States, 555 U.S. 1158, 129 S.Ct. 1051, 173 L.Ed.2d 478 (2009). Meanwhile, in August 2008, Rossetti filed a motion in Massachusetts state court for a new trial on a prior state conviction. In January 2010, Rossetti filed a petition for a writ of habeas corpus pursuant to
II. Analysis
A. Sixth Amendment Claims
Rossetti challenges his counsel‘s conduct at his trial on three main grounds, arguing that counsel: (1) wrongly deterred him from testifying by incorrectly advising him that, if he testified in his own defense, his testimony would undercut counsel‘s ability to suggest to the jury that Rossetti did not go all the way to the garage as planned because he was withdrawing from the conspiracy; (2) failed to impeach one of his own witnesses and to procure expert testimony concerning a cell phone call relevant to a government theory for why he may not have stopped at the garage the morning of the arrest; and (3) had a conflict of interest that denied Rossetti his Sixth Amendment rights. The district court rejected these arguments, each of which Rossetti prоperly preserved,2 and so “we review the district court‘s legal determinations de novo and the court‘s findings
1. Counsel‘s advice not to testify
Rossetti‘s claim that he suffered prejudice as a result of erroneous advice by counsel centers on his defense that he withdrew from the conspiracy at the last moment before the aborted robbery. Rossetti claims that his counsel told him that his testimony would undercut counsel‘s ability to argue withdrawal, and for that reason Rossetti opted not to testify. He argues now that that advice was wrong, and that because he refrained from testifying, he lost a chance to support his withdrawal defense, and otherwise to enhanсe his case.
To prove such a claim based on the failings of defense counsel, Rossetti must demonstrate both: “(1) that ‘counsel‘s performance was deficient,’ meaning that ‘counsel made errors so serious that counsel was not functioning as the “counsel” guaranteed the defendant by the Sixth Amendment‘; and (2) ‘that the deficient performance prejudiced the defense.‘” United States v. Valerio, 676 F.3d 237, 246 (1st Cir.2012) (quoting Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984)). In assessing the adequacy of appointed counsel, we “indulge a strong presumption that counsel‘s conduct falls within the wide range of reasonable professional assistance,” see Strickland, 466 U.S. at 689, finding deficiency only “where, given the facts known [to counsel] аt the time, counsel‘s choice was so patently unreasonable that no competent attorney would have made it.” Knight v. Spencer, 447 F.3d 6, 15 (1st Cir.2006) (internal quotation marks omitted). And, to establish prejudice, a defendant must demonstrate “a reasonable probability that, but for counsel‘s unprofessional errors, the result of the proceeding would have been different.” Strickland, 466 U.S. at 694. This review presents “mixed questions of law and fact” in which factual questions predominate and we therefore review largely for clear error. See Turner v. United States, 699 F.3d 578, 584 (1st Cir.2012).3 We begin our review by summarizing the testimony that Rossetti says he would have given.
First, Rossetti says that he only participated in the conspiracy out of fear that Merlino would kill him if he did not participate, and that his detailed advice to the other participants in the conspiracy about how to conduct the robbery was really an unsuccessful ploy to dissuade them from conducting it by demonstrating its difficulties.
Second, Rossetti states that after the meeting of the conspirators on the eve of the planned robbery he learned that two of them were heroin addicts, and that he then decided to withdraw from the conspiracy because of his “strong aversion to heroin addicts” who “can‘t be trusted.” He claims that he communicated this decision to Turner, who passеd along the news to Merlino, who, despite Rossetti‘s professed fears, eventually took the news well, and, instead of killing Rossetti, agreed to Rossetti‘s request for a face-to-face meeting the next day.
Third, Rossetti claims he visited his mother‘s house to deal with an electrical problem after telling Turner of his withdrawal. While he was there he says he told her that he had backed out of a business deal.
Being familiar with the entire record, the district court concluded that this withdrawal claim was “chimerical.” Rossetti v. United States, CIV.A. 10–10151-RGS, 2012 WL 37177, at *4 (D.Mass. Jan. 9, 2012). We agree. The notion that this enthusiastic and seasoned conspirator who claims to have been fearful of his colleagues withdrew the night before the robbery and then nevertheless showed up at the appointed site and time carrying (as promised) weapons, masks, gloves and other tools for the heist makes no sense at all. Rossetti‘s argument that he was simply on his way (at that precise time) to dispose of the minivan is itself a hard sell. More importantly, as Rossetti‘s trial counsel recognized, to dispose of the stolen minivan was to help the conspirators, not to abandon them to their own devices. Indeed, Rossetti‘s affidavit acknowledges that because the minivan‘s ignition switch was missing and “the steering wheel column housing was broken with many pieces missing” the minivan might have hindered successful execution of the robbery because “if it was seen by an outsider there was a high risk that they would think the minivan was stolen.”
Because Rossetti does not dispute on appeal that he joined the conspiracy, “the lаw presumes that the conspiracy continued, and that he continued to participate, unless he makes ‘an affirmative showing’ that ... he withdrew from it.” United States v. Mangual-Santiago, 562 F.3d 411, 422 (1st Cir.2009) (quoting United States v. Piper, 298 F.3d 47, 53 (1st Cir.2002)). To succeed at a withdrawal defense Rossetti would have had to demonstrate that he “act[ed] affirmatively either to defeat or disavow the purposes of the conspiracy” which he could have done either by making “a full confession to authorities,” which he does not contend he did, or “communicati[ng] ... to his co-conspirators that he ha[d] abandoned the enterprise and its goals.” United States v. Ciresi, 697 F.3d 19, 27 (1st Cir.2012) (internal quotation marks and citations omitted). It seems quite reasonable to think thаt testimony that he was helping his fellow conspirators dispose of a stolen vehicle, the presence of which might cause suspicion, would have foreclosed any attempt by counsel to argue that the failure to pull into the garage evidenced withdrawal from the conspiracy. Nor would evidence from his mother that he said he was backing out of a business deal have established the relevant disavowal, even if believed, in view of Rossetti‘s actual conduct.4
In short, taking the stand to spin such a fanciful yarn would not in our view have created a reasonable probability that the jury would buy it. Indeed (and perhaps this is whаt defense counsel had in mind), such testimony could have harmed Rossetti‘s standing before the jury. Moreover, by testifying, Rossetti would have opened himself up to cross-examination about his criminal history and every detail of his participation in the robbery.
Rossetti alternatively argues that his testimony would have supported his
Both arguments fail to fit the evidence in a way that would have made a different result reasonably probable. The recordings of Merlino consistently belied any such approach, much less one known to the government. As we said in connection with Turner‘s appeal, “Merlino made it clear that he was making an offer to participate which Turner could readily decline. There was no hint of threats or any other undue pressure—simply the opportunity for a big score.” Turner, 501 F.3d at 71. Rossetti‘s attempt to sell a story that Merlino—“off tape only“—dealt differently with him faced the further problem that the numerous tapes that did exist evidence that the gang had an enthusiastic participant in Rossetti. His claim that he was acting in an effort to eventually convince everyone that the robbery was too hard simply does not fit either the script he was writing or the fact that he was supplying important resources for accomplishing the robbery. As for the matter of predisposition, the prior record of a robbery conviction, even though dated, combined with the tape recordings and the acts on the morning of the planned robbery made a long shot out of any effort to convince a jury that he had no predisposition to commit the crime. The withdrawal story Rossetti now says he wanted to tell, moreover, directly undercuts his claim that he was so fearful of Merlino that he felt compelled to commit the crime.
Lastly, Rossetti seems to argue that because counsel‘s allegedly erroneous advice caused him to surrender his right to testify, he might still prevail even if he cannot satisfy Strickland‘s requirement that any error have been reasonably likely to account for the verdict. None of our authority supports this claim. See Palmer v. Hendricks, 592 F.3d 386, 397 (3d Cir.2010) (“[E]very authority we are aware of that has addressed the matter of counsel‘s failure to advise a client of the right to testify has done so under Strickland‘s two-prong framework.“); Owens v. United States, 483 F.3d 48, 57-59 (1st Cir.2007) (applying Strickland where counsel allegedly failed to inform the defendant of his right to testify); Cannon v. Mullin, 383 F.3d 1152, 1170 (10th Cir.2004) (“Other courts also treat [right to testify] claims as ineffective assistance claims.... We agree that Mr. Cannon‘s claim is best treated as an ineffective-assistance-of-counsel claim and anаlyze it as such.“) (citing United States v. Teague, 953 F.2d 1525, 1534 (11th Cir.1992) (en banc)).
2. The cell phone evidence
Rossetti next argues that his counsel wrongly failed to impeach Rossetti‘s own witness when she gave erroneous testimony that was actually favorable to Rossetti‘s theory about his motivation on the day of his arrest. When arrested, Rossetti was carrying a cellphone that the government suggested at trial he could have used to call his co-conspirators. Such a call could explain why he did not go to the garage where he had agreed to meet them but instead surveilled and continued past it. At trial, Rossetti called a witness who testified that the company that employed Rossetti, and that paid for the phone, was charged for no calls on Rossetti‘s phone that morning, thereby counteracting the government‘s theory.
The witness also testified, erroneously according to Rossetti, that the company would have been billed for a call even if Rossetti had called someone else but the call had not been answered. The jury, Rossetti claims, “knew from their collective common sense that Rossetti was conveying erroneous information regarding cellular billing practices аnd, hence, found Rossetti‘s defense less credible.” If cellular phone billing practices were such common knowledge, however, it seems unlikely that the government attorney, Rossetti, his counsel, and the witness would all have failed to notice the witness‘s mistake. Moreover, what Rossetti claims was a mistake actually benefitted Rossetti by negating any suggestion that he even tried to call his co-conspirators. This mistake was unchallenged on cross or in closing by the prosecutor, and one can only imagine what Rossetti would have said had his counsel flagged it. In short, Rossetti has not come close to demonstrating that his counsel was ineffective by failing to impeach his own witness.
Alternatively, Rossetti argues that his trial counsel should have retained an expert who might have been able to ascertain that the phone was never used the morning of the arrest, and that the FBI may have tampered with it. And Rossetti complains that the district court should have allowed him to do discovery to explore this theory. The simple answer is that whether Rossetti (who often advised his fellows on the need to be careful) learned by a phone call on the morning of the planned robbery that something was amiss, or instead suspected there was a problem for other reasоns, was not important to the government‘s case. And, as we have explained, Rossetti‘s actual undisputed conduct rendered his withdrawal defense too far-fetched to serve as the basis for showing a causal connection between counsel‘s alleged failures and prejudice to Rossetti.
3. Counsel‘s purported conflict of interest
Rossetti‘s next argument is even more convoluted. He speculates that the FBI wanted to entrap him in order to gain
The simple answer to this argument is that, as we observed in deciding the appeal from Turner‘s conviction, the FBI‘s possible motive to entrap a person is of no moment in a case such as this one where there is predisposition and no evidence of improper inducement. United States v. Turner, 501 F.3d 59, 74 (1st Cir.2007). Therefore, even if trial counsel had a conflict that caused him not to pursue the Gardner Museum motive for entrapment theory, the “failure” to pursue a defense that could not have succeeded could have caused no prejudice. Adding belt-to-suspenders, the district court found that “there was no likelihood that Chicofsky would have testified” because, among other reasons, when called in proceedings related to Turner‘s conviction, he invoked his Fifth Amendment right not to testify. See Rossetti, 2012 WL 37177, at *6.
In sum, we cannot say that there is a reasonable probability that the perceived shortcomings of Rossetti‘s counsel—eithеr individually or cumulatively—affected the result in this case.6 As already discussed, Rossetti‘s withdrawal theory is implausible, and so too is the notion that any of the tactics Rossetti now says his counsel should have adopted would have strengthened his defense.
B. Rossetti‘s Challenge to his Sentence
Rossetti seeks to modify his sentence based on his successful vacatur of a prior state conviction for breaking and entering. That state conviction was one of three prior convictions the district court considered when calculating Rossetti‘s sentence. See Rossetti, 2012 WL 37177, at *6. “[A] defendant given a sentence enhanced for a prior conviction is entitled to a reduction if the earliеr conviction is vacated,” so long as he seeks re-sentencing in a timely manner. Johnson v. United States, 544 U.S. 295, 303, 125 S.Ct. 1571, 161 L.Ed.2d 542 (2005); see also Daniels v. United States, 532 U.S. 374, 382, 121 S.Ct. 1578, 149 L.Ed.2d 590 (2001) (“If [a] challenge to [an] underlying conviction is successful, the defendant may then apply for reopening of his federal sentence.“). At all times relevant to this opinion, the timeliness of Rossetti‘s petition was governed by
(f) A 1-year period of limitation shall apply to a motion under this section. The limitation period shall run from the latest of—
(1) the date on which the judgment of conviction becomes final; (2) the date on which the impediment to making a motion created by governmental actiоn in violation of the Constitution or laws of the United States is removed, if the movant was prevented from making a motion by such governmental action;
(3) the date on which the right asserted was initially recognized by the Supreme Court, if that right has been newly recognized by the Supreme Court and made retroactively applicable to cases on collateral review; or
(4) the date on which the facts supporting the claim or claims presented could have been discovered through the exercise of due diligence.
Rossetti‘s judgment of conviction in his federal case became final on January 26, 2009, the day on which his petitiоn for certiorari was denied. In re Smith, 436 F.3d 9, 10 (1st Cir.2006). Because Rossetti‘s state court conviction was vacated in February 2011, he did not seek to amend his habeas petition to add an argument that his sentence should therefore be modified until April 2011, so he cannot rely on
To satisfy subsection (f)(4)‘s requirement that he could not “have discovered the facts through reasonable diligence” until less than a year before the petition was filed a petitioner must show that he actеd with “due diligence” to set a prior conviction aside once he was “in a position to realize that he has an interest in challenging the prior conviction.” Johnson, 544 U.S. at 308-09. In Johnson, the Supreme Court ruled that such a realization triggering the duty to act with diligence occurs upon the entry of a judgment in the federal criminal proceeding. Id. The Court reasoned that when judgment is entered a defendant surely knows that the prior state court conviction may be used to justify a sentence longer than the sentence that might be imposed but for the prior conviction. Id.
Rossetti‘s original judgment of conviction in federal court was entered on the docket on November 27, 2002.7 He did not make a filing in state court seeking to set aside his conviction until August 2008. Under Johnson, his effort to rely on
First, Rossetti argues that the relevant “judgment” is not his original sentence, but instead the new judgment entered by the district court after we vacated his original sentence pursuant to Booker. This argument, however, is again precluded by Johnson, which considered and rejected, as delay-inducing, the argument that due diligence should not be required until a defendant‘s final appeal is concluded. Id. at 309. Here, Rossetti is arguing, in essence, that, whether one need diligently seеk vacatur of a conviction as soon as one‘s federal judgment is entered remains unknown until the appeal is eventually decided, retroactively triggering such a duty only if the decision is to affirm. Such a rule cannot be squared with Johnson‘s desire to identify a “particular time” when the diligence requirement begins. Id. at 308.8
Second, Rossetti argues that, even if the diligence requirement normally would have begun at the time of his first judgment, he was not then in “a position to realize that he ha[d] an interest in challenging the prior conviction,” id., because, prior to Johnson, this circuit‘s rule was that vacatur of a conviction was not a “fact” under (f)(4), see Brackett v. United States, 270 F.3d 60, 68 (1st Cir.2001). While we doubt that the logic of this argument is correct,9 the simple answer is that even if the diligence requirement did not begin until Johnson was decided in April 2005, Rossetti still waited three and a half years (until August 2008) to challenge his conviction, longer than the delay the Court found to be non-diligent in Johnson.
Moreover, even if Rossetti reasonably believed that (f)(4) was not open to him at the time of judgment, at that time, and for eight years thereafter, he still had an “interest in challenging the prior conviction” because, if he had done so successfully within one year of his final cert petition being denied in January 2009, he would have been able to timely file a motion to vacate his sentence under
For these reasons we conclude that the district court correctly determined that Rossetti‘s petition for resеntencing was untimely.
III. Conclusion
For the foregoing reasons, the judgment of the district court is affirmed.
So ordered.