Lead Opinion
In Diatchenko v. District Attorney for the Suffolk Dist.,
The court’s opinion in Diatchenko I has given rise to questions concerning how the opportunity for release on parole will be protected for juvenile homicide offenders. Specifically, Gregory
1. Procedural history, a. Diatchenko. In March of 2013, Diatchenko filed the present action in the county court, seeking a declaration that, because he was convicted of murder in the first degree and was seventeen at the time he committed the offense, his mandatory sentence of life without parole was unconstitutional following the United States Supreme Cоurt’s decision in Miller,
The court issued its opinion in December, 2013. See Diatchenko I,
Pursuant to the opinion’s rescript, the case was remanded to the single justice with the direction to enter a judgment consistent with the court’s opinion in the case and to “take such further action as is necessary and appropriate.” On February 27, 2014, Diatchenko filed a motion for entry of a judgment that would include a number of orders of specific relief, and also filed a motion for funds to retain an expert in connection with his hearing before the board. The district attorney for the Suffolk District (district attorney), the chair of the board, and the Commissioner of Correction (commissioner) filed oppositions. After a hearing, the single justice reserved and reported Diatchenko’s case as well as Roberio’s case, next discussed, to the full court.
In connection with the Diatchenko case, the single justice reported the following questions:
“1. Whether, in order to ensure that the petitioner and other similarly situated juvenile homicide offenders receive the ‘meaningful opportunity to obtain release’ that is required by the court’s opinion [in Diatchenko 1], they must be afforded:
“a. the right to assistance of counsel at their parole hearings, including the right to have counsel appointed if they are indigent; and
“b. the right to public funds, if they are indigent, in order to secure reasonably necessary expert assistance at the hearings.
*16 “2. Whether, in order to ensure that the petitioner and other similarly situated juvenile homicide offenders receive the ‘meaningful opportunity to obtain release’ that is required by the court’s opinion, there must be an opportunity for the petitioner or a similarly situated individual who is denied parole to obtain judicial review of the parole board’s decision, and if so, what form the judicial review will take.”
b. Roberio. Following the Supreme Court’s decision in Miller, in June, 2013, Roberio sought relief from his mandatory sentence of life without parole by moving in the Superior Court for resentencing under Mass. R. Crim. R 30, as appearing in
On February 27, 2014, Roberio filed another motion for funds pursuant to rule 30 (c) (5) to retain the services of a second neuropsychologist because the previous neuropsychologist had died; Roberio sought to retain the expert in order to continue to seek to have his sentence reduced to a term of years or, alternatively, to assist him in connection with seeking parole. A second Superior Court judge allowed the motion after hearing, but stayed the order to permit the Commonwealth to seek relief from the single justice. On March 10, 2014, the Commonwealth filed a petition for relief under G. L. c. 211, § 3, challenging the orders allowing Roberio’s requests for funds to retain the experts. As indicated, on May 23, 2014, the single justice reserved and reported the Roberio case to the full court for decision, to be paired with the Diatchenko case. In September, 2014, Roberio filed a motion to intervene in the Diatchenko case. The single justice allowed the motion.
2. Suggestion of mootness. “Litigation ordinarily is considered moot when the party claiming to be aggrieved ceases to have a personal stake in its outcome.” Acting Supt. ofBoumewood Hosp. v. Baker,
3. Discussion, a. Right to assistance of counsel. The first reported question asks whether a juvenile homicide offender must be afforded the assistance of counsel in connection with his or her initial parole hearing.
In general, there is no constitutionally protected liberty interest in a grant of parole. See Greenholtz v. Inmates of the Neb. Penal & Correctional Complex,
Here, G. L. c. 127, § 130, does not create an expectation of release through parole, as Justice Spina’s dissent points out. See post at 39-40. Rather, what is at issue is art. 26’s requirement that a juvenile homicide offender serving a mandatory life sentence be
Thus, for example, in the case of an adult defendant convicted of armed robbery and sentenced to a term of not less than sixteen nor more than twenty years in prison, the defendant would be eligible for parole in sixteen years,
We turn, then, to the question of what is procedurally required
By statute, the board is required to determine an individual’s suitability for parole based on whether there is, in the opinion of the board, a “reasonable probability that, if [a] prisoner is released with appropriate conditions and community supervision, the prisoner will live and remain at liberty without violating the law and that release is not incompatible with the welfare of society.” G. L. c. 127, § 130. The decision is a discretionary one for the board “with which, if otherwise constitutionally exercised, the judiciary may not interfere.”
The full board conducts initial parole hearings for individuals serving life sentences. 120 Code Mass. Regs. § 301.06(1) (2001). Notice of the hearing is provided to government officials, including the Attorney General, the office of the district attorney in whose district the inmate’s sentence was imposed, the chief of police of the municipality where the crime was committed, and the Executive Office of Public Safety, as well as to the victim or the victim’s immediate family mеmbers. See G. L. c. 127, § 133A; 120 Code Mass. Regs. § 301.06(3) (2001). During the parole hearing, the inmate or his or her representative has an opportunity to make an opening statement, and then the inmate responds to questions from the board. 120 Code Mass. Regs. § 301.06(4) (2001). The board also may pose questions to any individual who appears in support of the inmate. Id. After the inmate has completed his or her presentation, the victim or victim’s family has an opportunity to speak, as do public officials, and the board is tasked with eliciting “available evidence and testimony unfavorable to the inmate upon any relevant subject.” Id. The board may permit the inmate to make a closing statement and may allow parties to submit memoranda or other documentation after the hearing. 120 Code Mass. Regs. §§ 301.06(4), (5) (2001). The board permits attorneys to represent inmates serving life sentences at their parole hearings, although currently there is no provision for providing counsel to those who are indigent.
Thus, like a proceeding to terminate parental rights, a parole hearing for a juvenile homicide offender serving a mandatory life sentence involves complex and multifaceted issues that require the potential marshalling, presentation, and rebuttal of information derived from many sources. See J.K.B.,
In sum, given the challenges involved for a juvenile homicide offender serving a mandatory life sentence to advocate effectively for parole release on his or her own, and in light of the fact that the offender’s opportunity for release is critical to the constitutionality of the sentence, we conclude that this opportunity is not likely to be “meaningful” as required by art. 26 without access to counsel.
Turning to the question of appointment of counsel for indigent juvenile homicide offenders like Diatchenko and Roberio, G. L. c. 21 ID, § 5, authorizes the Committee for Public Counsel Services (committee) to maintain a system for appointment of counsel at any stage of a criminal or noncriminal proceeding in which “the laws of the commonwealth or the rules of the supreme judicial court require that a person in such proceeding be represented by counsel. . . provided . . . that such person is unable to obtain counsel by reason of his indigency.” In light of our conclusion here that a juvenile homicide offender serving a mandatory life sentence must have access to counsel in connection with an initial application for parole, § 5 offers legislative authorization and an appropriate mechanism, through the work of the committee, for the appointment of counsel for indigent juvenile homicide offenders.
b. Access to funds for expert witnesses. The second reported
Neither G. L. c. 21 ID, § 5, nor any other statute expressly
It is also the case that G. L. c. 261, §§ 27A-27G, the statutory provisions generally authorizing the payment of public funds to cover costs and fees of indigent litigants, apply most directly to costs and fees relating to court proceedings, not proceedings before administrative or executive agencies like the board. See, e.g., Doe, Sex Offender Registry Bd. No. 89230 v. Sex Offender Registry Bd.,
Because the postconviction proceeding at issue here, a parole hearing for a juvenile homicide offender, is required in order to ensure that an offender’s life sentence conforms to the proportionality requirements of art. 26, the proceeding is not available solely at the discretion of the State. Rather, it is constitutionally mandated, and as such, it requires certain protections not guaranteed in all postconviction procedures. It is appropriate, therefore, to construe G. L. c. 261, §§ 27A-27G, to authorize a Superior Court judge, upon motion of a parole-eligible, indigent juvenile homicide offender, to allow for the payment of fees to an expert witness to assist the offender in connection with his or her initial parole proceeding in certain limited contexts — specifically, where it is shown that the juvenile offender requires an expert’s assistance in order effectively to explain the effects of the individual’s neurobiological immaturity and other personal circumstances at the time of the crime, and how this information relates to the individual’s present capacity and future risk of reoffending. The judge may exercise discretion to do so when the judge concludes that the assistance of the expert is reasonably necessary to protect the juvenile homicide offender’s meaningful
c. Availability of judicial review. The third reported question asks whether there must be an opportunity for judicial review of a decision denying parole to a juvenile homicide offender and, if so, what form judicial review will take. The board, the commissioner, and the district attorney argue that art. 30 of the Massachusetts Declaration of Rights prohibits judicial review in this context. Article 30 requires strict separation of judicial and executive powers, and the power to grant parole, being fundamentally related to the execution of a prisoner’s sentence, lies exclusively within the province of the executive branch. See Cole,
As previously stated, the parole hearing acquires a constitutional dimension for a juvenile homicide offender because the availability of a meaningful opportunity for release on parole is what makes the juvenile’s mandatory life sentence constitutionally proportionate. In this particular context, judicial review of a parole decision is available solely to ensure that the board exercises its discretionary authority to make a parole decision for a juvenile homicide offender in a constitutional manner, meaning that the art. 26 right of a juvenile homicide offender to a constitutionally proportionate sentence is not violated.
That being said, the art. 26 right of a juvenile homicide offender in relation to parole is limited. To repeat: it is not a guar
With this in mind, we consider the form of judicial review of a board decision denying initial parole to a juvеnile homicide offender. Diatchenko and Roberio suggest that judicial review in this context should be in the nature of certiorari, as described in G. L. c. 249, § 4, rather than through an action for declaratory relief under G. L. c. 231 A. We agree that certiorari is appropriate here, although we do not agree with their view of the scope or standard of that review.
“[A] complaint for declaratory relief is an appropriate way of testing the validity of regulations or the propriety of practices involving violations of rights, which are consistent and repeated in nature.... It is not, however, an appropriate remedy where the validity of an adjudication ... in an individual case is being challenged. There relief in the nature of certiorari is to be sought.” (Citation omitted.) Averett v. Commissioner of Correction,
The standard of review to be applied is a separate question, because the “standard of review for an action in the nature of certiorari depends on ‘the nature of the action sought to be reviewed.’ ” Rivas v. Chelsea Hous. Auth.,
It remains for us to address Diatchenko’s argument that juve
Finally, we summarize the scope of our opinion in this case, and clarify what the opinion does not say. First, we consider here only the initial parole hearing available to juvenile homicide offenders. For the reasons discussed supra, the procedural protections of representation by counsel and the opportunity to obtain expert assistance in connection with that initial parole hearing are necessary for such offenders in light of their mandatory life sentences and the constitutional requirement of proportionality in sentencing. See Diatchenko I,
Second, in affording juvenile homicide offenders the procedural protections at issue here, we emphasize that the determination whether to grant a parole application of an individual juvenile homicide offender is, and remains, a discretionary decision for the board to make. As previously noted, that standard is governed by G. L. c. 127, § 130, which prohibits a prisoner from receiving parole unless the board concludes that if the prisoner is released, “the prisoner will live and remain at liberty without violating the law and that release is not incompatible with the welfare of society.”
Third, and relatedly, the board remains fully authorized to deter
4. Applicability of this decision. Diatchenko and Roberio appear to confine their requests to the limited group of individuals who were convicted of murder in the first degree and sentenced to mandatory life without parole prior to the Supreme Court’s decision in Miller, and who became eligible for parole pursuant to this court’s decision in Diatchenko I. We do not share the view that the decision in this case applies only to that limited group. Rather, it applies more generally to all juvenile offenders convicted of murder.
5. Conclusion. The matter is remanded to the county court, where the single justice will enter a judgment consistent with this opinion.
So ordered.
Spina, J. (dissenting, with whom Cordy, J., joins). I respectfully
1. Meaningful opportunity. In Diatchenko I, we addressed the United States Supreme Court’s holding in Miller v. Alabama,
The court says “the meaningful opportunity for release through parole is necessary in order to conform the juvenile homicide offender’s mandatory life sentence to the requirements of art. 26 [of the Massachusetts Declaration of Rights].” Ante at 19.1 agree. After Diatchenko I, a juvenile convicted of murder in the first degree, like every juvenile who is sentenced to incarceration, is eligible for parole, whereas before such a juvenile was not. The thrust of Diatchenko I was an expectation of parole eligibility, and no more.
The court states that other sentences, except life sentences for juveniles convicted of murder in the first degree, “include parole eligibility.” Ante at 19. The opposite is true. Parole is an executive action separate and distinct from a judicial sentence. See Commonwealth v. Cole,
In constitutionally guaranteeing that juveniles convicted of murder in the first degree are eligible for parole, we have already previously respected juveniles’ constitutional distinctiveness from adults convicted of murder in the first degree by the imposition of a sentence that is not cruel and unusual. By imposing today these additional procedural protections, the court reaches beyond the judicial function of sentencing to regulate the conduct of the initial parole hearing itself, the manifestation of the executive prerogative to execute the sentence. In so doing, the court transforms the conduct of the parole hearing into part of the sentencing process, at least for juveniles convicted of murder in the first degree, and implicates the action of the board in the sentence itself.
The Legislature never intended such a relationship between sentence and parole. Moreover, it is something that we expressly said in Cole,
If the court’s decision should be considered not to have renderеd the conduct of the initial parole hearing of a juvenile convicted of murder in the first degree part of the sentencing process, then the court’s justification for “additional procedural protections” in such a hearing fails because “children are constitutionally different from adults for purposes of sentencing” (emphasis added). Diatchenko I,
The Supreme Court specifically identified traditional parole hearings as capable of providing that “meaningful opportunity to obtain release.” Graham,
This warning is in congruence with the Court’s previous statements that “no constitutional or inherent right of a convicted person to be conditionally released before the expiration of a valid sentence” exists. Greenholtz v. Inmates of the Neb. Penal & Correctional Complex,
Absent the recognition of a new liberty interest in the outcome of parole, the court does not explain the constitutional necessity of these additional protections but simply inserts a new “constitutional dimension.” This “constitutional dimension” identified by the court is the foundation for the new constitutional rule that juveniles convicted of murder in the first degree require different procedural protections from those given to other offenders. The court provides juveniles under a mandatory life sentences with enhanced procedures that no others receive, yet there has been no suggestion that the parole hearing others receive falls short of a meaningful opportunity. We have never previously stated or hinted at such a difference in procedural safeguards. In Diatchenko I, we determined that the appropriate remedy to the defendant’s challenge under Miller was to leave intact as much of the statutory scheme designed by the Legislature as possible, so far as
In Brown, this court held that the rules of severability require trial judges to apply the parole statute as written with the exclusion of the one unconstitutional provision. Brown,
More recently, in Ray, we expressed a view that the normal procedures governing consideration of parole release would apply to juveniles convicted of murder in the first degree. Ray, A61 Mass. at 139-140. “Pursuant to our holding in Diatchenko,... the defendant’s life sentence remains in force, but the exception in G. L. c. 265, § 2, rendering him ineligible for parole, no longer applies. The defendant is eligible for parole in accordance with the terms of G. L. c. 127, § 133A.” Id. See Commonwealth v. Keo,
Undoubtedly, Diatchenko and Roberio have a right to a “hearing that shall afford [them] a meaningful opportunity to obtain release,” Diatchenko I,
Moreover, in Diatchenko I, we outlined the process necessary to afford a juvenile convicted of murder in the first degree such a “meaningful opportunity,” saying only that
“it is the purview of the Massachusetts parole board to evaluate the circumstances surrounding the commission of the crime, including the age of the offender, together with all relevant information pertaining to the offender’s character and actions during the intervening years since conviction. By this process, a juvenile homicide offender will be afforded a meaningful opportunity to be considered for parole suitability.”
This understanding is in line with decisions of Massachusetts and Federal courts that have long held that the possible release arising under the parole statute does not create a liberty interest in parole. See Greenman,
2. Right to counsel. The court concludes that juveniles convicted of murder in the first degree who seek parole constitutionally are entitled to representation by counsel because a parole hearing is a contested, complex proceeding similar to that involving the termination of parental rights. Therefore, because juveniles convicted of murder in the first degree — imprisoned at a young age — are unlikely to advocate as fully as possible for themselves and a parole hearing is similar to a proceeding terminating parental rights, the court concludes that constitutionally guaranteed access to counsel best ensures that the parole hearing is a “meaningful opportunity.” I disagree.
The court’s analogy between parental right termination proceedings and parole hearings does not withstand closer scrutiny. The proceedings we examined in Department of Pub. Welfare v. J.K.B.,
Our decision in Diatchenko I did not suggest that the current parole process did not adequately provide a “meaningful opportunity to obtain release.” We most certainly did not suggest that publicly funded counsel is necessary to protect one’s interest in a fair hearing. The right to counsel based in the Sixth Amendment to the United States Constitution and art. 12 of the Massachusetts Declaration of Rights does not traditionally have an application to parole hearings. The United States Supreme Court explicitly noted that the right to counsel does not extend to postconviction collateral proceedings, see Douglas v. California,
We consistently have rejected claims that an inmate is entitled to counsel at parole hearings. See Cole,
Further, at this juncture, Diatchenko and Roberio have not made a sufficient showing that the parole hearing process available to them is inadequate or that the unique skills of a lawyer are necessary in order to have a “meaningful opportunity to obtain release.” This is particularly so given that the current parole process requires the board to consider the circumstances of the crime, including whether Diatchenko and Roberio were juveniles at its commission, and whether they have been rehabilitated. Additionally, numerous inmates convicted of murder in the second degree as juveniles have been paroled after release hearings conducted without the aid of appointed counsel. While “lifer hearings” certainly require сonsiderable preparation, the board is not called upon to resolve disputed issues of fact, strict rules of evidence do not apply, and witnesses need not be subjected to cross-examination.
The court maintains that an attorney is needed to collect materials pertaining to a juvenile homicide offender’s criminal history and personal development after conviction. However, at the time of a parole hearing, the factual record in these cases already has been well established either in a trial transcript or in a decision of this court. Additionally, the Department of Correction (department) keeps a historical record containing detailed medical, psychiatric, and disciplinary records in each inmate’s six-part folder. 103 Code Mass. Regs. § 155.07 (2014). These records are available to Diatchenko and Roberio before their hearings and to the board for review.
3. Expert witness funds. The court also concludes that a parole-eligible juvenile convicted of murder in the first degree may petition a Superior Court judge to authorize the payment of fees
The power to allocate and direct public funding among competing public purposes is traditionally within the purview of the Legislature. See Opinion of the Justices,
General Laws c. 261, § 27C (4), echoes the legislative acknowledgment that “meaningful access” does not necessarily require the blanket authorization of public funds in support of a defendant’s efforts following his direct appeal. This section authorizes provision of public funds needed by an indigent applicant for an “effective . . . prosecution, defense or appeal.” Yet funds under the statute are generally not available to support a defendant’s effort to obtain postconviction relief, because those proceedings are not a part of the prosecution, defense, or apрeal. See Commonwealth v. Arriaga,
4. Certiorari. The court today establishes judicial review of the denial of parole to a juvenile convicted of murder in the first degree through an action for certiorari. Certiorari is available when there are “(1) a judicial or quasi-judicial proceeding, (2) from which there is no other reasonably adequate remedy, and (3) a substantial injury or injustice arising from the proceeding under review.” Indeck v. Clients’ Sec. Bd.,
As detailed above, Diatchenko I did not create аny additional rights for a juvenile convicted of murder in the first degree more expansive than those possessed by any other class of inmate. The use of certiorari to ensure that a parole hearing provides a “mean
Certiorari is limited to correcting substantial errors of law that affect material rights and are apparent on the record. Gloucester v. Civil Serv. Comm’n,
The court notes that judicial review by an action for certiorari would not encompass whether a particular juvenile convicted of murder in the first degree is entitled to release on parole but rather would be limited to the question whether the board has “consti
The court — and Diatchenko and Roberio —■ do not contend that the board has failed in this respect such that a request for declaratory relief is warranted at this time. Importantly, the review process for granting parole is currently based on comprehensive, individualized assessments. In determining whether a particular inmate is suitable for parole, the board is charged by statute with ascertaining the extent to which the inmate has been rehabilitated, and the extent to which, if released, he or she would pose a risk to the community.
Further, in January, 2014, in response to Miller, the Legislature passed “An Act relative to juvenile life sentences for first degree murder” (act). St. 2014, c. 189. The act imposed a series of statutory changes affecting juveniles convicted of murder in the first degree including new sentencing and parole eligibility standards; mandating that at least one member of the board have experience in forensic psychology; authorizing the department to provide treatment and programming for youthful offenders irrespective of their crimes or duration of incarceration; and allowing the placement of qualified youthful offenders in a minimum security correctional facility, irrespective of their life sentence. The act further established a commission to
“study and determine the usefulness and practicality of creating a developmental evaluation process for all cases of first degree murder committed by a juvenile [between the ages of fourteen and eighteen]. The evaluation process shаll determine the developmental progress and abilities of the juvenile offender at the time of sentencing and parole eligibility and the parole board shall utilize the evaluation process for future parole decisions regarding the juvenile offender.”
In addition, the board, on its own initiative, amended its “Guidelines for Life Sentence Decisions” (guidelines) in light of Diatchenko I, requiring consideration of age-related factors in all parole cases involving juveniles convicted of murder in the first degree and incorporating the specific factors that the concurring
Had this court intended to directly oversee the board’s consideration of parole, we would have specifically provided guidance concerning the proper balance of the necessary factors or when to find that parole is warranted. Yet, we declined to do so, specifically holding that it was in the board’s “purview” to evaluate the unique circumstances and conditions of the defendant. Diatchenko I,
For the foregoing reasons, I respectfully dissent.
Notes
The term “juvenile homicide offender” refers in this opinion to a person who has been convicted of murder in the first degree and was under the age of eighteen at the time that he or she committed the murder.
This court also concluded in Diatchenko v. District Attorney for the Suffolk Dist.,
As discussed infra, in September of 2014, Roberio moved to intervene as a petitioner in Gregory Diatchenko’s case, and the motion was allowed.
For further discussion of the crimes for which Diatchenko and Roberio were convicted, see Commonwealth v. Diatchenko,
We acknowledge the two amicus briefs submitted in support of Diatchenko and Roberio by Citizens for Juvenile Justice, the Children’s League of Massachusetts, Prisoners’ Legal Services of Massachusetts, the Campaign for the Fair Sentencing of Youth, the Justice Resource Institute, the Coalition for Effective Public Safety, the Lawyers’ Committee for Civil Rights and Economic Justice, Professor Daniel Medwed, and Gail Garinger; as well as the amicus brief submitted in support of Diatchenko by the Massachusetts Association of Criminal Defense Lawyers.
In Commonwealth v. Brown,
The reported questions do not specify the initial parole hearing, but we understand that to be the intended focus, and consider it as such. We therefore do not consider here whether the procedural rights that we discuss in this opinion only apply with respect to a juvenile homicide offender’s initial parole hearing.
In Miller v. Alabama,
Justice Spina’s dissent states that because Miller refers specifically to the requirement of proportionality in “sentencing,” unless a parole hearing is viewed as part of the sentencing process, there can be no constitutional basis for the procedural protections in parole hearings that the petitioners seek. See post at 36. However, in concluding that all juvenile homicide offenders must have access to a “meaningful opportunity to obtain release,” Diatchenko I identified under art. 26 a substantive requirement concerning the nature of the sentences that juvenile homicide offenders must receive. See Diatchenko I,
The fact that the opportunity for release through parole is essential in order to guarantee the constitutionality of a juvenile homicide offender’s mandatory sentence of life in prison does not “transform! ] the conduct of the parole hearing into part of the sentencing process” in this context, as Justice Spina’s dissent suggests. See post at 36. Rather, for a juvenile homicide offender — as for virtually any offender except an adult convicted of murder in the first degree — the offender’s sentence is fixed at the time of sentencing, and the opportunity to seek parole is merely a component of the sentence that the offender receives from a judge. See Commonwealth v. Cole,
See G. L. c. 127, § 133; G. L. c. 279, § 24.
Justice Spina’s dissent emphasizes, post at 37-39, that our decisions in Diatchenko I, Brown, Commonwealth v. Ray,
Similarly, today’s decision in no way conflicts with the Supreme Court’s holdings in Miller and Graham. Each of those cases addressed a specific context in which the Eighth Amendment prohibits the imposition of a sentence of life without parole on a juvenile offender. See Miller,
We emphasize that the offender does not have a protectable expectation that he or she necessarily will be released at a particular time, or even at all. See Diatchenko I,
We return to this point infra. Nothing in this opinion is intended to suggest that a judge or a court has the authority to decide whether a particular juvenile homicide offender is entitled to release on parole; judicial review is limited to the question whether the board has “constitutionally exercised” its discretion. Cole,
The board and the commissioner recognize in their brief that “certain benefits flow from access to counsel and experts,” and therefore have taken no position on the first two questions reported by the single justice in the Diatchenko case. The district attorney for the Suffolk District, however, argues that Diatchenko and Roberio are not entitled to counsel, funds tо retain counsel, or funds to retain experts.
A juvenile homicide offender — who will have spent his or her entire adult life and presumably some of his or her teenage years in prison — also will likely need to overcome a host of personal challenges in order to be able to present a persuasive case for parole on his or her own. The challenges could include a lack of formal education, as well as undeveloped critical thinking and organizational skills; a history of trauma, drug use, or mental illness; a limited ability to access his or her own psychiatric or other record information regarding the impact or context of this history; and balancing the need to take responsibility and express remorse for the crime, while at the same time pointing out all the factors that may have made him or her, as a juvenile, less morally culpable. See Russell, Review for Release: Juvenile Offenders, State Parole Practices, and the Eighth Amendment, 89 Ind. L.J. 373, 419-421 (2014). An especially significant challenge is likely to be the juvenile offender’s isolation from the outside community, making it difficult to present a solid release plan. See id. at 421.
Additionally, as noted in the context of parental rights termination cases, the availability of counsel in a case may help to clarify for the decision maker some of the more complicated issues involved. See Department of Pub. Welfare v. J.K.B.,
We acknowledge that Quegan v. Massachusetts Parole Bd.,
The second reported question, in substance, raises many if not all of the issues of concern to the Commonwealth in its G. L. c. 211, § 3, petition in the Roberio case.
See also Miller,
Roberio’s case offers a good example of how a juvenile homicide offender’s mental health and cognitive development history could become a central issue in a parole hearing. At Roberio’s second murder trial, he presented a defense that, at the time of his crime, he lacked the substantial capacity to conform his conduct to the requirements of the law due to an attention deficit hyperactivity disorder, an oppositional defiant disorder, and a learning disability, all of which were exacerbated by alcohol use. See Commonwealth v. Roberio,
The motions specifically described in Mass. R. Grim. R 30, as appearing in
General Laws c. 261, § 27A, defines “extra fees and costs” as including fees for expert assistance.
See Commonwealth v. Davis,
Justice Spina’s dissent notes that the result in Commonwealth v. Conceicao,
We request this court’s standing advisory committee on the rules of criminal procedure to propose a procedure that will permit an indigent juvenile homicide offender to seek funds for an expert witness or witnesses to support the offender’s requests for parole, consistent with this opinion.
We agree with Justice Cordy’s dissent that there is no “hint” in this record that the board is exercising its authority in an unconstitutional manner. See post at 48.
It bears noting that courts frequently rule on certiorari petitions by prisoners claiming that the Department of Correction (department) has violated their constitutional rights. See, e.g., Ciampi v. Commissioner of Correction,
The chair of the board and the commissioner point out that a judge may not “revise or revoke sentences when the parole board does not act in accordance with a judge’s expectations.” See Commonwealth v. Amirault,
In light of Diatchenko I, the board has adopted guidelines for parole determinations for juvenile homicide offenders serving life sentences, and these guidelines take into account the unique characteristics of youth. See Massachusetts Parole Board, Guidelines for Life Sentence Decisions (updated Mar. 3, 2014), available at http://www.mass.gov/eopss/agencies/parole-board/guidelinesfor-life-sentence-decisions.html [http://perma.cc/K33Z-YSEA]. The board is to be commended for doing so, but its adoption of guidelines does not preclude or render unnecessary the need for judicial review. The guidelines are not binding and are subject to change. More importantly, the board is not in a position to make a determination that the art. 26 right of a juvenile homicide offender to a proportionate sentence has been protected.
Nor does the existence of appeal procedures before the board adequately protect this right. The board’s regulations permit inmates denied parole to request an appeal before the same hearing panel that rendered the initial denial, or to request reconsideration by a staff member of the board. See 120 Code Mass. Regs. §§ 100.00, 304.1 (2001). Neither of these processes provides the same opportunity for review by a neutral decision maker that judicial review affords.
Justice Spina, in his dissent, expresses concern that without the affirmative power to grant parole after a denial by the board, this limited form of judicial review has the potential to result in an endless cycle of board hearings and
See, e.g., G. L. c. 127, §§ 130, 133A.
As we have noted, see note 17, supra, the chair of the board and the commissioner recognize “certain benefits flowfing]” from these procedures, and do not view them as interfering with the board’s authority.
’The parole board (board) updated its “Guidelines for Life Sentence Decisions,” available at http://www.mass.gov/eopss/agencies/pаrole-board/guidelinesfor-life-sentence-decisions.html [http://perma.cc/K33ZYSEA], most recently on March 3, 2014. These guidelines reflect the mandates of our decision in Diatchenko v. District Attorney for the Suffolk Dist.,
The court’s acknowledgment that Quegan v. Massachusetts Parole Bd.,
We also consistently have held in our cases dealing with postconviction rights in other contexts that a defendant is not entitled to a full array of due process. See Commonwealth v. Arriaga,
Courts in other jurisdictions similarly have rejected claims that an inmate is entitled to counsel at parole release hearings. See Warren v. United States Parole Comm’n,
The court highlights that an inmate’s access to this information may be restricted. Ante at 22. The issue of what may or may not be restricted in these circumstances is best left to another day, but I note that the Department of Correction must “make every effort to disclose all evaluative information which is reasonably segregable from” certain enumerated categories to an inmate. 103 Code Mass. Regs. § 157.08(4) (2005).
As noted previously, the board has updated its guidelines to reflect our decision in Diatchenko I. See note 1, supra.
“Decisions of the Executive Branch, however serious their impact, do not automatically invoke due process protection; there simply is no constitutional guarantee that all executive decisionmaking must comply with standards that assure error-free determinations.” Greenholtz v. Inmates of the Neb. Penal & Correctional Complex,
Dissenting Opinion
(dissenting, with whom Spina, J., joins). I join and agree completely with Justice Spina’s dissent. I write separately only to underscore my strongly held view that the judicial branch should not intrude on what is plainly an executive branch function in the absence of a showing that that branch has failed to fulfil its legal or constitutional obligations. There is not a hint of such a showing in this case. To the contrary, all indicators of executive branch intentions support the conclusion that “meaningful opportunities] to obtain release” on parole have been and will continue to be provided to individuals serving life sentences for murders they committed when they were juveniles. There is no demonstrated need for the court to construct and order funded
While the directives in the court’s ruling regarding counsel, appeals, and the funding of experts may seem relatively benign to some, in unnecessarily intruding on the functions of another branch the court steps over the line that separates the powers accorded to each in our constitutional structure — a separation we have proudly proclaimed as a necessary element of a constitutional democracy that ensures our government shall be one of laws and not of men.
Indeed, as the court’s opinion has noted, Gregory Diatchenko already has been granted parole.
See art. 30 of the Massachusetts Declaration of Rights.
Last year, we were quick to declare that the community parole supervision for life law (G. L. c. 127, § 133D [a]) was an unconstitutional delegation of a quintessential judicial function, sentencing, to the parole board, an executive branch of government, in violation of the constitutional separation of powers clause at issue here. Commonwealth v. Cole,
There is no suggestion in the court’s opinion that the standard for determining an individual’s suitability for parole for persons convicted of murder when they were juveniles is any different from the standard of suitability that any other prisoner must satisfy in order to obtain release on parole, i.e., that there is a “reasonable probability that, if the prisoner is released with appropriate conditions and community supervision, the prisoner will live and remain at
