STATE OF CONNECTICUT v. HECTOR M.
(AC 34642)
Appellate Court of Connecticut
Argued November 20, 2013—officially released February 25, 2014
DiPentima, C. J., and Gruendel and Lavery,
Mary Beattie Schairer, assigned counsel, for the appellant (defendant).
Opinion
GRUENDEL, J. The defendant, Hector M., appeals from the judgment of conviction, rendered after a trial to the court, of two counts of sexual assault in the second degree in violation of
The following evidence supports the trial court‘s finding of guilt in the present case. The defendant and his biological daughter, Y, began living together in September, 2008, when she was thirteen years old.3 The defendant was in the military and spoke with Y about “one of his best friends,” Estephan Elson, who he claimed had fought at war with him and who also had a daughter, Elizabeth. The defendant told Y that Elizabeth “was sixteen years old . . . and that she had a sexual relationship with her father.” The defendant, under the guise of both Estephan Elson and Elizabeth Elson, began communicating with Y through e-mail on a daily basis.
In December, 2009, Y was first approached about her “destiny.” The defendant and Y went to visit the grave of Y‘s grandmother, where the defendant told her, “your grandmother loved me a lot, and I remember one day she had [sat] me and your mother down, and she was telling me that this relationship wasn‘t going to last. . . . [S]he told me that your mother‘s going to bring the woman of his life into his life, take her away, and drop her off at his doorstep. And [the defendant] asked [Y] if [she] knew what that meant . . . . And he had told [her] that he was going to ask Elizabeth Elson and Estephan Elson if they understood what it meant. And that very day,” Y testified, “Elizabeth Elson, Estephan Elson, had wrote to me in the e-mail, stating what the destiny was about, and the destiny was, it was me, that my mother brought me into his life, took me away, and dropped me off at his doorstep.” According to Estephan Elson and Elizabeth Elson, Y‘s destiny was “to save [the defendant‘s] life, and his eight soldiers. And a part of that destiny was to be the woman of his life . . . taking care of him, and also having sexual intercourse with [him].”
Y did not want to accept her “destiny,” but she testified that “in the e-mails [Estephan Elson and Elizabeth Elson] kept antagonizing me, saying that my dad was going to die, my sister was going to die and [Estephan Elson] was going to
Y was advised, by Elizabeth Elson and Estephan Elson, how to complete her destiny—by “rubbing” private parts with the defendant. As Y testified, she was told that “[w]e were to strip into our underwear, I had to wear my bra and my panties and he had to stay in his boxers. And he had to lay his penis on his stomach, and I had to lay on the side of him, and he had to . . . rub . . . my clitoris until I was to get wet and then I had to go on top of him and rub until we both had an orgasm.”
On December 29, 2009, when Y was under the age of sixteen, the defendant brought Y and his other daughter to Coco Keys in Waterbury, a hotel and waterpark. On the way, the defendant stopped to purchase Smirnoff green apple and strawberry liquor as well as a box of condoms. After playing at the waterpark and putting the younger daughter to bed, the defendant opened the alcoholic beverages. He provided the Smirnoff to Y, and she testified that she had “a couple of sips” of hers. She did not continue to drink, she testified, because “it just felt weird.” Y then put on a new outfit she received for her birthday, and the defendant took photographs of her in the hotel bathroom. He then said, “well, it‘s getting late, and let‘s do this already.”
Y then “stripped down to [her] bra and panties, and [she] laid right on the side of [the defendant],” and he asked if she was ready. When she said no, the defendant stated, “well, we have to do this,” and then he put his hands between her labia majora,4 rubbing her clitoris. The defendant “grabbed his penis, laid it right on his stomach, and [Y] got on top and [they] just started rubbing.” The defendant‘s penis was, according to Y, touching her “clitoris and . . . between . . . [her labia majora].” Later, the defendant “took off [Y‘s] panties and just stuck it in . . . at least two times” until Y pushed him off of her. The defendant ejaculated after touching his own penis while rubbing Y‘s clitoris. The next morning, the defendant told Y, “you saved us, baby, you saved us.”5
The defendant thereafter was arrested and charged with the aforementioned crimes. A trial followed, at the conclusion of which the court found the defendant guilty. The court rendered judgment accordingly and sentenced him to a total effective term of twenty-six years imprisonment, execution suspended after
I
The defendant claims that there was insufficient evidence to support his conviction of sexual assault in the second degree, sexual assault in the third degree, and risk of injury to a child. These claims are unavailing.
“In reviewing the sufficiency of the evidence to support a criminal conviction we apply a two-part test. First, we construe the evidence in the light most favorable to sustaining the verdict. Second, we determine whether upon the facts so construed and the inferences reasonably drawn therefrom the [finder of fact] reasonably could have concluded that the cumulative force of the evidence established guilt beyond a reasonable doubt. . . . In evaluating evidence, the trier of fact is not required to accept as dispositive those inferences that are consistent with the defendant‘s innocence. . . . The trier may draw whatever inferences from the evidence or facts established by the evidence it deems to be reasonable and logical. . . . This does not require that each subordinate conclusion established by or inferred from the evidence, or even from other inferences, be proved beyond a reasonable doubt . . . because this court has held that a jury‘s factual inferences that support a guilty verdict need only be reasonable. . . . [A]s we have often noted, proof beyond a reasonable doubt does not mean proof beyond all possible doubt . . . nor does proof beyond a reasonable doubt require acceptance of every hypothesis of innocence posed by the defendant that, had it been found credible by the trier, would have resulted in an acquittal. . . . On appeal, we do not ask whether there is a reasonable view of the evidence that would support a reasonable hypothesis of innocence. We ask, instead, whether there is a reasonable view of the evidence that supports the [fact finder‘s] verdict of guilty. . . . Furthermore, [i]n [our] process of review, it does not diminish the probative force of the evidence that it consists, in whole or in part, of evidence that is circumstantial rather than direct. . . . It is not one fact, but the cumulative impact of a multitude of facts [that] establishes guilt in a case involving substantial circumstantial evidence.” (Citation omitted; internal quotation marks omitted.) State v. Hedge, 297 Conn. 621, 656–58, 1 A.3d 1051 (2010).
A
The defendant first claims that there was insufficient evidence of sexual intercourse as a matter of law to support his conviction of sexual assault in the second degree and sexual assault in the third degree7 because the sexual contact took place through clothing. We disagree.
“[B]ecause the statutory provisions that prohibit forcible and nonconsensual sexual intercourse were designed to punish the fact, not the degree, of penetration . . . the least penetration of the body is sufficient to satisfy the penetration element of this state‘s sexual assault statutes. . . . Accordingly, we . . . have concluded that the penetration element of those statutes is satisfied by the penetration of the labia majora because penetration of the labia majora constitutes penetration of the body.” (Citations omitted; internal quotation marks omitted.) State v. Merriam, 264 Conn. 617, 630, 835 A.2d 895 (2003). To clarify, “the opening between the . . . labia majora . . . is the genital opening . . . that the labia majora form the boundaries of the genital opening . . . [and] that . . . penetration, however slight, of the labia majora is sufficient penetration to constitute vaginal intercourse under
The defendant‘s claim of evidentiary insufficiency is predicated on his assertion that the state failed to prove penetration and, consequently, failed to prove that he engaged in sexual intercourse with Y. The defendant argues that sexual contact through clothing is a barrier that prevents “intrusions into the interior,” which he claims is required by the plain meaning of the word penetration.
In construing the evidence in a light most favorable to sustaining the court‘s finding of guilty, we conclude that the court reasonably could have found the evidence to be sufficient to satisfy the penetration element of
B
The defendant also claims that the evidence presented is insufficient to support a conviction of risk of injury to a child for providing alcohol to a minor in violation of
The defendant was charged with violating
“[Section]
“Under the act prong of our risk of injury statute [t]he four elements the [fact finder] needed to find to return a verdict of guilty are: (1) the victim was less than sixteen years old; (2) the defendant committed an act upon the victim; (3) the act was likely to be injurious to the victim‘s health . . . and (4) the defendant had the general intent to commit the act upon the victim.” (Emphasis omitted; internal quotation marks omitted.) State v. Patterson, 131 Conn. App. 65, 78–79, 27 A.3d 374 (2011), aff‘d, 308 Conn. 835, 68 A.3d 83 (2013).
“[T]he charge of risk of injury to a child does not require proof of an actual injury, but only that the actions of the defendant exposed the victim to a situation that potentially could impair his health. State v. Peters, 40 Conn. App. 805, 828–29, 673 A.2d 1158, cert. denied, 237 Conn. 925, 677 A.2d 949 (1996). “The relevant inquiry is whether the defendant committed any act that was likely to endanger the life or limb, or impair the health, of the children, not whether the children actually were injured. Lack of an actual injury to either the physical health or morals of the victim is irrelevant . . . actual injury is not an element of the offense. . . . State v. Sullivan, 11 Conn. App. 80, 98, 525 A.2d 1353 (1987). [T]he creation of a prohibited situation is sufficient. State v. Perruccio, 192 Conn. 154, 160, 471 A.2d 632, appeal dismissed, 469 U.S. 801, 105 S. Ct. 55, 83 L. Ed. 2d 6 (1984).” (Internal quotation marks omitted.) State v. Davila, 75 Conn. App. 432, 437, 816 A.2d 673, cert. denied, 264 Conn. 909, 826 A.2d 180 (2003), cert. denied, 543 U.S. 897, 125 S. Ct. 92, 160 L. Ed. 2d 166 (2004); see also State v. Samms, 139 Conn. App. 553, 559, 56 A.3d 755 (2012), cert. denied, 308 Conn. 902, 60 A.3d 287 (2013); State v. Patterson, supra, 131 Conn. App. 79.
Additionally, it is important to note that “[t]he general purpose of
The defendant argues that the state failed to prove that offering Y “a few sips of alcohol negatively impacted her morals” because she did not drink enough to become intoxicated.10 Pursuant to the defendant‘s
In the present case, the defendant provided alcohol to a minor prior to sexually assaulting her. “In evaluating whether a situation is likely to impair a victim‘s morals, the relevant inquiry . . . is to evaluate the situation in light of precepts that are commonly accepted among us as right and decent.” (Internal quotation marks omitted.) State v. Eastwood, 83 Conn. App. 452, 477, 850 A.2d 234, cert. denied, 286 Conn. 914, 945 A.2d 978 (2008). The court heard sufficient evidence that, if credited, would support its finding that the defendant‘s actions created a risk of injury to a child under the age of sixteen. Y testified that the defendant bought Smirnoff green apple and strawberry liquor, and provided the alcoholic beverages to her. The fact that Y had only a few sips of the alcohol is irrelevant because she decided, on her own, not to continue drinking. Allowing a defendant to circumvent a charge of risk of injury to a child when the minor chooses not to drink would render
In addition, the present case is akin to State v. March, 39 Conn. App. 267, 664 A.2d 1157, cert. denied, 235 Conn. 930, 667 A.2d 801 (1995), where a defendant was convicted of risk of injury to a child for giving a four year old a cup containing rum and soda. Despite the difference in age between Y and the victim in March, the circumstances are very similar. In March, the court upheld the defendant‘s conviction of risk of injury for providing alcohol to a child under the age of sixteen. Id., 276. In March, as in the present case, the child was not impaired after drinking the alcohol. There is no requirement, however, that the state prove an actual injury to the child. Rather, courts are required to focus on the acts committed by the defendant in order to determine whether those acts were likely to endanger the life of the child. See State v. Davila, supra, 75 Conn. App. 437. In focusing on such acts, the court was presented with evidence that the defendant e-mailed Y, under the guise of Estephan Elson and Elizabeth Elson, in order to encourage Y to have sexual intercourse with him. Thus, in construing the evidence in the light most favorable to sustaining the finding of guilty, we conclude that the court reasonably could have credited the testimony and the evidence that the defendant bought and provided alcohol to his minor daughter as a prelude to sexually assaulting her.
From that evidence, the fact finder reasonably could have concluded that the defendant‘s act of providing alcohol to a minor was an act likely to impair her health or morals. The defendant‘s claim that the evidence was insufficient for a conviction of risk of injury thus fails.
II
The defendant next claims that the conviction of risk of injury should be dismissed because the statute, as applied, is void for vagueness. This claim is unavailing.
“We begin with the applicable standard of review and general governing principles. The determination of whether a statutory provision is unconstitutionally vague is a question of law over which we exercise de novo review. . . . In undertaking such review, we are mindful that [a] statute is not void for vagueness unless it clearly and unequivocally is unconstitutional, making every presumption in favor of its validity. . . . To demonstrate that [a statute] is unconstitutionally vague as applied to him, the [defendant] therefore must . . . demonstrate beyond a reasonable doubt that [he] had inadequate notice of what was prohibited or that [he was] the victim of arbitrary and discriminatory enforcement. . . .
“[T]he void for vagueness doctrine embodies two central precepts . . . . First, because we assume that man is free to steer between lawful and unlawful conduct, we insist that laws give the person of ordinary intelligence a reasonable opportunity to know what is prohibited, so that he may act accordingly. Vague laws may trap the innocent by not providing fair warning. . . . [A] law forbidding or requiring conduct in terms so vague that men of common intelligence must necessarily guess at its meaning and differ as to its application violates due process of law. . . .
“Second, if arbitrary and discriminatory enforcement is to be prevented, laws must provide explicit standards for those who apply them. A vague law impermissibly delegates basic policy matters to policemen, judges, and juries for resolution on an ad hoc and subjective basis, with the attendant dangers of arbitrary and discriminatory applications. . . . Therefore, a legislature [must] establish minimal guidelines to govern law enforcement. . . .
“[M]any statutes proscribing criminal offenses necessarily cannot be drafted with the utmost precision and still effectively reach the targeted behaviors. Consistent with that acknowledgment, the United States Supreme Court has explained: The root of the vagueness doctrine is a rough idea of fairness. It is not a principle designed to convert into a constitutional dilemma the practical difficulties in drawing criminal statutes both general enough to take into account a variety of human conduct and sufficiently specific to provide fair warning that certain kinds of conduct are prohibited. Colten v. Kentucky, 407 U.S. 104, 110, 92 S. Ct. 1953, 32 L. Ed. 2d 584 (1972) . . . .” (Citations omitted; footnote omitted; internal quotation marks omitted.) State v. Winot, 294 Conn. 753, 758–61, 988 A.2d 188 (2010).
The defendant did not preserve this issue at trial and now seeks review under State v. Golding, 213 Conn. 233, 567 A.2d 823 (1989).11 We conclude that the record is adequate to review this claim and that it is of constitutional magnitude. The claim
The defendant was charged with violating
“Our courts have determined that minors are not competent to assume the responsibility of consuming alcohol.” State v. Springmann, 69 Conn. App. 400, 409, 794 A.2d 1071, cert. denied, 260 Conn. 934, 802 A.2d 89 (2002). Specifically,
As we previously have noted, however, providing alcohol to a minor child is appropriate in certain circumstances, such as in religious ceremonies.13 However, “an
adult is required to exercise caution when permitting minors to consume alcohol.” State v. Springmann, supra, 69 Conn. App. 409. If there is a question with respect to the admissibility of providing alcohol to a minor, “[t]he mischief which the statute was designed to remedy is an important guide in ascertaining its meaning.” (Internal quotation marks omitted.) State v. Hughes, supra, 3 Conn. Cir. Ct. 197.
The application of
Moreover, even if the defendant was permitted to provide alcohol to Y under
A person of ordinary intelligence would be on notice that the aforementioned conduct is illegal. The defendant, therefore, has not demonstrated beyond a reasonable doubt that he had inadequate notice of what was prohibited under our Penal Code. The defendant‘s claim that the risk of injury statute is void for vagueness thereby fails.
The judgment is affirmed.
In this opinion the other judges concurred.
