148 Conn. App. 378
Conn. App. Ct.2014Background
- Defendant (Hector M.) lived with his daughter Y beginning when she was 13; Y was 15 at time of the principal incident.
- Defendant used email personas ("Estephan Elson" and "Elizabeth Elson") to persuade Y she had a "destiny" to be his sexual partner, including instructions about sexual acts.
- On December 29, 2009, defendant bought liquor and condoms, gave Y a few sips of alcohol at a hotel/waterpark, photographed her, and then engaged in sexual acts that Y described as rubbing and at least partial penile penetration through her underwear.
- Defendant was convicted after a bench trial of multiple counts: two counts sexual assault in the second degree, two counts sexual assault in the third degree, and three counts risk of injury to a child; sentence totaled an effective 26 years (execution partially suspended).
- On appeal defendant argued (1) insufficiency of evidence for the sexual assault and risk-of-injury convictions and (2) that § 53-21(a)(1) (risk of injury) is unconstitutionally vague as applied because § 30-86 permits parental provision of alcohol.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Sufficiency of evidence for sexual assault convictions (penetration element) | State: Y’s testimony showed the defendant’s penis rubbed between her labia majora and contacted her clitoris, satisfying the statutory penetration requirement. | Defendant: Sexual contact occurred through underwear; penetration requires intrusion into the interior and thus was not proved. | Affirmed: Court held "penetration, however slight," includes penetration of the labia majora and may be satisfied even through intervening clothing given the testimony. |
| Sufficiency of evidence for risk of injury to a child (providing alcohol) | State: Providing alcohol to a minor as a prelude to sexual assault was an act likely to impair health or morals; actual intoxication not required. | Defendant: Y consumed only a few sips; without proof of impairment the act could not be likely to injure her morals/health. | Affirmed: Court found act prong satisfied; focus is on defendant’s conduct and foreseeable risk, not actual injury or intoxication. |
| Vagueness challenge to § 53-21(a)(1) as applied (conflict with § 30-86 parental exception) | State: A person of ordinary intelligence would know supplying alcohol to a minor as an antecedent to sexual assault is illegal; § 53-21 applies to conduct that foreseeably could harm a child, and § 30-86 does not immunize this conduct. | Defendant: § 30-86 permits parents to provide alcohol to minors in certain circumstances, so defendant lacked fair notice that his conduct could be criminal under § 53-21. | Affirmed: Court rejected vagueness claim as applied; defendant had adequate notice and § 30-86 is inapplicable to providing alcohol as a prelude to sexual assault. |
Key Cases Cited
- State v. Merriam, 264 Conn. 617 (discusses penetration of the labia majora as sufficient under sexual intercourse definition)
- State v. Albert, 252 Conn. 795 (treats labia as a penetrable genital opening)
- State v. Scruggs, 279 Conn. 698 (§ 53-21 applies to conduct, legal or illegal, that foreseeably could injure a child)
- State v. March, 39 Conn. App. 267 (upheld risk-of-injury conviction for providing alcohol to a child)
- State v. Winot, 294 Conn. 753 (explains vagueness doctrine and standard of review)
- State v. Perruccio, 192 Conn. 154 (as-applied vagueness analysis where overlapping statutory permissions affected notice)
- State v. Patterson, 131 Conn. App. 65 (elements and proof required under § 53-21 act prong)
