State v. HughesState v. Hughes
- Reporters:
- , , ,
- Before:
- Kosicki
Lead Opinion
These cases were presented together and, although separate, identical records have been filed, the appeals from the judgments rendered have been combined at the instance of the parties. The information originally filed in each case charged the defendant with the sale, delivery or giving of liquor to minors in violation of
The procedure followed was with the complete knowledge and acquiescence of the defendants, who at all times were ably represented by counsel. In standing mute and allowing the findings of guilty and the judgments to enter against them, the defendants claim as authority, for the preservation of their right to present the questions of law raised by the demurrer, this single sentence, taken from the context of the opinion in State v. Sul, 146 Conn. 78, 83: “Upon the overruling of his demurrer, the defendant could have refused to plead over, let judgment enter, appealed from the judgment and raised the questions of law which he now presents.” In the Sul case, which attacked the constitutional validity of the statute under which prosecution was brought, the defendant did plead not guilty upon the overruling of the demurrer and, after trial, was found guilty on the merits. The practice followed in the present case fully accords with our precedent where the bare issue involved is the constitutionality of the very statute under which the defendant is charged; State v. Darazzo, 97 Conn. 728, 731; or where the information is so defectively framed as to be held bad upon a motion to quash or demurrer. State v. Tyrrell, 100 Conn. 101,102. In the situation before us, the validity of the statute was conceded and the only issue raised was one of its construction and its applicability to the few simple facts alleged in the information and the bill of particulars. Without our expressing ourselves on the adequacy of the information and its further specifications, it would seem that the case presented a factual sitúa*184tion which, unless admitted, made evidential support requisite; and we can find no authority for the proposition that, by standing mute on arraignment, the defendants have permitted the truth of the essential allegations, as charged, to stand admitted, in a manner comparable to their filing of pleas of nolo contendere. A plea of nolo contendere must, of course, be in writing and must be followed by a finding of guilty.
The only assignment of error in each appeal is that the court erred in overruling the defendant’s demurrer to the information as made more specific by the bill of particulars. The special ground of demurrer is that the delivery or giving of intoxicating liquors by the defendants to minors did not fall within the terms and intendment of
The gravamen of the defendants’ argument bears on the statutory construction to be given to the quoted section and may be stated concisely as follows: (1) The statute, read in its entirety, is ambiguous in that it is capable of being understood as being applicable to the serving of liquor to a minor either in a private home or as part of a commercial transaction; (2) the title of
*186In the long history of liquor regulation in this state,1 which includes that of sale or service of intoxicating liquor to minors, it was not until 1913 that the predecessor of the portion of
This was an original enactment, complete in itself, and definitive in expression and scope. It was nowhere described or referred to as an amendment to § 2696 of the Revision of 1902, which read as follows: “Sales to minors and others, and loitering, forbidden. Every licensed person, who by himself, his servant, or agent, shall sell or deliver spirituous and intoxicating liquor to any minor, either for his own use or the use of any other person, or to any intoxicated person, or to any husband, after having received notice from his wife not to sell or deliver such liquor to him, or to any wife, after having received notice from her husband not to sell or deliver such liquor to her, or to any habitual drunkard, knowing him to be such, or to any persons, after having received notice from the selectmen, as *187provided in § 2695, not to sell, exchange, or give such liquor to such persons, or who shall allow any minor to loiter on his premises where such liquors are kept for sale, shall be subject to the penalties of § 2712.” Until the enactment of chapter 10 of the Public Acts of 1913, the proscription of sale or delivery of intoxicating liquor to minors was directed against persons licensed to conduct a liquor business, acting by themselves or through their servants or agents.
It is an axiom of statutory construction that where the language of a statute, taken at its ordinary and usually understood meaning, is plain, unequivocal and unambiguous, the enactment speaks for itself and there is no occasion to construe it. “Where the language is plain and unambiguous, as in this case, the intent of a statute is to be determined from its language. Landry v. Personnel Appeal Board, 138 Conn. 445, 447 .... In such a case, the enactment speaks for itself and there is no occasion to construe it. State ex rel. Cooley v. Kegley, 143 Conn. 679, 683 . . . ; Wilson v. West Haven, 142 Conn. 646, 654 .... The words used in expressing the legislative intent are to be given their commonly approved meaning.
In the construction of a statute, we cannot create doubt where none exists. The meaning of a statute is not to be ascertained by a retrograde approach, invoking uncertainties and inventing ambiguities, in order to arrive at an ostensible legislative indecision. To a reasonable mind, no ambiguity or uncertainty appears in the wording of the act of 1913 and the successor to it contained in
In the Revision of 1918, the act under review was, without change, made part of § 2795, the remainder *190of which was formerly § 2696 of the Revision of 1902. Upon repeal of the eighteenth (prohibition) amendment, the part of
Where ambiguity or uncertainty exists in the interpretation of a statute, the terms of the title descriptive of the statute may be considered in determining the legislative intent; “but it cannot enlarge or confer power; Hazzard v. Gallucci, 89 Conn. 196, 200 . . . ; nor can it control the meaning of a statute when the legislative intent is clear from its text. New York, N.H. & H.R. Co. v. Orange, 91 Conn. 472, 479 . . . .” State ex rel. Hartnett v. Zeller, 135 Conn. 438, 442; Baker v. Baningoso, 134 Conn. 382, 387. “But ‘titles are of little importance as compared with text as indicative of legislative intent.’ Root v. New Britain Gas Light Co., 91 Conn. 134, 140 .... The title cannot enlarge or restrict the meaning of a statute where the language of the text is plain and the intent is clearly expressed.” Mad River Co. v. Wolcott, 137 Conn. 680, 687. Moreover, in considering the title of a legislative act as an aid to resolving ambiguity and uncertainty in arriving at legislative intent, it is not the title contained in a compilation or revision that may be relied on as a guide but the title given to the enactment by the legislature. “The titles of legislation are often valuable aids to construction. Cedar Island Improvement Assn. v. Clinton Electric Light & Power Co., 142 Conn. 359, 370 .... But they are by no means conclusive. Mad River Co. v. Wolcott [supra]. What is significant in this case is the title of the bill when it was acted upon by the legisla*192tnre. . . . This title is the final, and therefore the controlling, one. . . . [The] appellation . . . given by the legislative commissioner in the preparation of the [cumulative] supplement... [Rev. 1949 § 3526] represents only his, and not the legislature’s designation of the section.” Sullivan v. Town Council, 143 Conn. 280, 287.
The defendant’s argument consequently fails because both the title and the text of chapter 10 of Public Acts, 1913, and the text of the successor statute
The exemption of parents and guardians from the operation of
Because of the view we take of this case, it becomes unnecessary to consider in detail the remaining reasons advanced in the defendants’ argument. All of them are predicated on the assumed interpretation of
By the enactment of chapter 10 of the Public Acts of 1913, the legislature intended to say what it did say, and not to render superfluous, redundant or repetitious what it had made clear in terms of legislation already existing. “ ‘All statutes, whether remedial or penal, should be construed according to the apparent intention of the legislature, to be gathered from the language used, connected with the subject to the legislation, and so that the entire *195language shall have effect, if it can, without defeating the obvious design and purpose of the law. And in doing this, the application of common sense to the language, is not to be excluded.’ Rawson v. State, 19 Conn. 292, 299; State v. Faro, 118 Conn. 267, 272 . . . .” Lutkevicz v. Brennan, 128 Conn. 651, 653. In reading into the statute an exception which is neither expressed nor necessarily implied from the language used, the defendants urge a “sublety of discrimination” which it is not discernible that the legislature had at any time entertained. Day v. Walsh, 132 Conn. 5, 9.
In support of their position that, in other jurisdictions, penal statutes forbidding the sale, gift, or delivery of alcoholic liquors to minors have been held not to apply to the furnishing of liquor to minors while in the home as guests of the transferor, the defendants cite such cases as People v. Bird, 138 Mich. 31; Austin v. State, 22 Ind. App. 221; Reynolds v. State, 73 Ala. 3; Albrecht v. People, 78 Ill. 510; Commonwealth v. Carey, 151 Pa. 368; and Commonwealth v. Dickerson, 25 Ky. L. Rep. 1043. The trial court, in its memorandum of decision on the demurrers, and the prosecution, in its brief, had cited equally persuasive authority to the contrary, referring to such cases as Commonwealth v. Davis, 75 Ky. (12 Bush) 240; People v. Neumann, 85 Mich. 98; State v. Sifford, 51 N.M. 430. To these may be added State v. Stock, 169 Minn. 364, wherein it was held that the penalty of the statute cannot be escaped by showing that a gift of liquor to a minor was made in the spirit of hospitality or good fellowship.
While we accord due respect to the reasoning and interpretations placed by other courts on statutes of similar import in their respective jurisdictions, we must say in all candor that statutes of other *196states and the construction which has been placed upon them can be of little help in construing our statute, unless such statutes are in substantially the same language as ours. State v. Lanyon, 83 Conn. 449, 451. We have traced the history of
While this conclusion is dispositive of the present case, we have not neglected to consider the defendants’ ingenious argument that the construction we place on
The sacramental use of wine has been an integral part of the ceremonial ritual of many of our religious sects from early colonial times. In enacting the predecessor of
There is no error.
In this opinion Dearington, J., concurred.
Notes
For summation of methods of control from colonial times to the end of the nineteenth century, reference is made to Malmo’s Appeal, 72 Conn. 1, 6.
Concurrence Opinion
(concurring). The defendants in these cases were each charged with a violation of
The informations and bills of particulars in each case are identical. They charge the defendants in a single count with the giving and delivery of liquor to minors on or about “6/22/64 & 6/23/64” at the “premises of a private home, in Darien, Connecticut.”2 It is undisputed that neither accused‘.was, at the time of the commission of the alleged offense, a permittee, or the servant or agent of a permittee, within the meaning of the Liquor Control Act. Demurrers, in exactly the same language, were addressed to the informations, as made more specific in the state’s bills of particulars, upon the ground that the facts as alleged in each case do not constitute a crime under the statute because the giving or delivery of liquor to minors took place in or about a private home. The demurrers were overruled. The judgment in each case recites that after the demurrer was overruled “[t]he accused refused to plead over, made no plea and was found guilty by the Court.” The judge sentenced each accused to pay a fine of $500. The defendants have appealed from the *200judgments, assigning error only in the rulings on the demurrers.
It would appear that the procedure followed in the trial court conforms with our established practice. See State v. Darazzo, 97 Conn. 728, 731; State v. Tyrrell, 100 Conn. 101, 103; cf. State v. Nelson, 126 Conn. 412, 414; State v. Zazzaro, 128 Conn. 160, 161. In State v. Sul, 146 Conn. 78, a criminal prosecution for possession of obscene literature, our Supreme Court of Errors said (p. 83): “Upon the overruling of his demurrer, the defendant could have refused to plead over, let judgment enter, appealed from the judgment and raised the questions of law which he now presents.” “[A] demurrer must stand or fall upon the allegations of the pleadings demurred to, which cannot be aided by importing into it facts not therein alleged.” Tomes v. Thompson, 112 Conn. 190, 198. The function of the court on demurrer is to consider the whole record and give judgment for the party who, on the whole, appears to be entitled to it. White v. Avery, 81 Conn. 325, 328; Palmer v. Des Reis, 136 Conn. 627, 631. We may properly treat the demurrers in these cases as general ones and sustain them if the informations were insufficient for any cause, though such cause was not mentioned in the specifications. See State v. Gallagher, 72 Conn. 604, 606; State v. McKee, 73 Conn. 18, 24; State v. Pape, 90 Conn. 98, 100; State v. Murphy, 90 Conn. 662, 664.
We come now to the main points raised by the defendants upon oral argument and in their briefs. They insist that the statute 30-86) was never intended to apply to them but has reference only to permittees, their servants or agents. “In making this contention they invoke the rule of construction known as ‘ejusdem generis,’ which is that where general words follow an enumeration of persons *201or things, by words of particluar and specific meaning, the general words will not be construed in their widest sense, but are to be held as applying only to persons or things of the same general kind or class as those specifically enumerated. . . . The rule of ejusdem generis therefore is to be given a strict application in interpreting such a statute [as this] ... so that no one can be brought under it ‘unless his case comes within its explicit terms, or within the absolutely clear intention of the act, as well as within the spirit of the law and the mischief intended to be remedied.’ ” State v. Certain Contraceptive Materials, 126 Conn. 428, 430; see Radin, “Statutory Interpretation,” 43 Harv. L. Rev. 863, 874. “Usually the legislative intent is directly contrary to the result obtained by the ejusdem generis rule. The legislative intent is to enumerate specific objects or conditions which have come to their attention, but this enumeration is not intended to limit the operation of the statute to specific objects set forth. They provide express examples of the problem; the legislative intent is to regulate the problem and not the enumeration.” 2 Sutherland, Statutory Construction (3d Ed.) § 4910, p. 401. “To ascertain the meaning of the words of a statute, they must be submitted to the test of all appropriate canons of statutory construction, of which the rule of ejusdem generis is one. If, upon a consideration of the context and the objects sought to be attained and of the act as a whole, it adequately appears that the general words were not used in the restricted sense suggested by the rule, we must give effect to the conclusion afforded by the wider view in order that the will of the legislature shall not fail.” Helvering v. Stockholms Enskilda Bank, 293 U.S. 84, 89.
The subject of a penal law may generally be perceived by ascertaining what mischief or evil the law was designed to remedy or prevent. See Newton’s *202Appeal, 84 Conn. 234, 241. And if this be true, there is no difficulty in concluding that the plain and obvious meaning of its language clearly manifests an intention to prohibit or restrain minors from obtaining alcoholic liquors. “The giving of intoxicating liquors to minors may be specifically prohibited.” 3 Wharton, Criminal Law & Procedure § 1045. “Sales and gifts of intoxicating liquors to minors are almost universally prohibited. The object in the enactment of such statutes is to prevent intoxicating liquors coming into their possession before they have a full realization of the evil effects arising from their use and to keep them from temptation.” 2 Woollen & Thornton, Intoxicating Liquors §722 (1910). “And we may here remark that if the state has power to prohibit the sale of liquor, it has also power to prohibit the giving of liquor by one person to another. The evil to be avoided is the communication from one to another of an article which may be injurious to the recipient . . . .” Black, Intoxicating Liquors §39 (1892). In our interpretation of § 30-86, we are not warranted, by the plain language of the statute and the objects sought to be accomplished, to confine its operation within narrower limits than those intended by the legislature; any other construction would compel us to reject altogether that portion of the statute we have italicized. Since we have no difficulty in discovering the determinates covered by the statute, the rule of ejusdem generis can have no application.3 See 50 Am. Jur., Statutes, § 250.
*203The defendants next contend that the caption of the statute supports their view that it is limited in its application to commercial transactions and does not reach noncommercial transfers in a private home. But the prohibition of sales to the enumerated classes is only one of the means by which the chief intention of the legislature was to be accomplished. Employing other means, designed to effect the same purpose, cannot be considered the introduction of another or different subject within the statutory restriction. Looking, then, to all parts of the statute, it is evident that the legislature intended to prohibit the classes of persons named from obtaining alcoholic liquor; sales were but one means provided for effecting the chief design. Very clearly, therefore, those matters which the statute intended to penalize were primarily sales of alcoholic liquor to the prohibited classes; and “clearly the draftsman was striving to condense its provisions into the briefest possible compass.” State v. Faro, 118 Conn. 267, 275. If it were necessary to include in the caption all the details for carrying the law into effect, it would require a caption nearly as long as the law itself. See Endlich, Interpretation of Statutes § 70 (1888); Black, Interpretation of Laws § 78 (1896).
The argument is advanced on behalf of the defendants that the furnishing of liquor to minors in the defendants’ home as an act of hospitality does not constitute a violation of the statute.4 There is noth*204ing in the pleadings which even remotely suggests that the defendants furnished liquor to minors as an act of hospitality. “Ordinarily in passing upon a ruling upon a demurrer the court looks only to it and to the allegations of the pleading demurred to ; thus facts cannot be incorporated into the record by stipulation . . . .” Maltbie, Conn. App. Proc., p. 77. We appreciate the fact that the parties desire a determination of this aspect of the case, but the condition of the record forbids our making this determination. See State v. Tyrrell, 100 Conn. 101, 104.
The claim is also advanced that the state’s interpretation of the statute will lead to certain bizarre and absurd results. “With the wisdom or unwisdom of this legislation, this court has, of course, nothing to do. It is our function to interpret the legislative will, not to question its exercise.” Connelly v. Bridgeport, 104 Conn. 238, 249; see Wallingford v. *205Neal, 108 Conn. 152, 158. Moreover, these considerations may he appropriately addressed to the legislature, rather than be regarded as applicable to an unambiguous statute. See Second National Bank of New Haven v. Loftus, 121 Conn. 454, 459.
Nor is § 30-86 new law in this state. It is true that at the turn of the century, it was unlawful only for licensed persons, their servants or agents to sell or deliver spirituous and intoxicating liquor to any minor, either for his own use or for the use of another person. Rev. 1902, § 2696. In 1909, the act was amended in certain particulars, not relevant here, but the prohibition applied only to licensed persons. Public Acts 1909, c. 196. But in 1913 the statute was drastically enlarged so as to encompass within its terms the following: “Every person, except the parent or guardian of a minor, who shall deliver or give any spirituous or intoxicating liquors to such minor, except on the order of a practicing physician, shall be . . . [punished]” (italics supplied). Public Acts 1913, c. 10. Subsequently, the 1902 and 1913 versions were combined into one all-inclusive statute. Rev. 1918, § 2795. By the terms of that statute, it was not only unlawful for licensed persons, their servants or agents to sell or deliver spirituous and intoxicating liquor to a minor; the prohibition was extended so that “every person,” with certain specified exceptions, was barred from giving or delivering such liquors to any minor. Since 1918, the act has appeared in substantially the same form. See Cum. Sup. 1933, § 727b,5 as amended, Cum. Sup. 1935, § 1071c; Rev. 1949, § 4293;
*206We find no ground upon which the defendants’ claim of unconstitutionality of the statute may be successfully maintained. The question is no longer an open one. The hand of the legislature cannot be stayed in the exercise of its inherent police power to prohibit, regulate or restrain the use of intoxicating liquors, provided that this right is exercised in a way which is not in conflict with any superior function of the general government. See Ruppert v. Liquor Control Commission, 138 Conn. 669, 674; Pierce v. Albanese, 144 Conn. 241, 247 ; 48 C.J.S., Intoxicating Liquors, § 33 (a).
The trial court did not err in overruling the demurrers and in adjudging the defendants guilty of a violation of the statute.
The informations and bills of particulars appear to have been drawn in a cursory manner. They do not spell out the specifics of the offense. See State v. Couture, 151 Conn. 213, 216;
In 1937, in Commonwealth v. Randall, 34 North. Co. Rep. 118 (Pa.), aff’d, 183 Pa. Super. 603, cert. denied on other grounds (see petitioner’s brief, Rec. & Briefs, p. 4), 355 U.S. 954, the defendants Bandall and Wofsy, both of whom were unlicensed persons, furnished minors with beer, whiskey and vodka at a “drinking party” in Bandall’s home. They were convicted for a violation of § 493 (1) of the Pennsylvania Liquor Code of 1951, which is strikingly similar to our own statute. They sought to arrest the judgment on the convictions on substantially the same grounds as raised on this appeal. The *203court held (p. 127) that the rule of ejusdem generis was inapplicable since it could find no uncertainty in the meaning of the words employed by the legislature: “The intention of the legislature to protect the classes of persons named is the underlying consideration. If we were to restrict this section of the Act to ‘licensees’ or their ‘servants, agents or employees,’ we would nullify the very purpose of the Act.” See also State v. Sifford, 51 N.M. 430.
It may not be amiss to point out that the defendants cited and relied upon People v. Bird, 138 Mich. 31, decided in 1904, noted in 30 Am. Jur. 674, n.5, Intoxicating Liquors, § 240, in support of the *204claim that the giving of intoxicating liquor to minors as a mere act of hospitality in the home does not constitute an offense. But that case was decided under § 5391 of 2 Compiled Laws of Michigan (1897). Ten years later, in People v. Averill, 179 Mich. 224, 228, the court said: “It should be remembered that in 1904, in People v. Bird, . . . this court held that section 5391, 2 Comp. Laws (2 How. Stat. [2d Ed.] § 5067), prohibiting furnishing liquors to minors, has reference only to acts by persons engaged in the business of selling liquor. It would seem that the legislature of 1909, by Act No. 160 [
It is interesting to note that under § 727b of the 1933 Cumulative Supplement it was unlawful to deliver or give aleoholio liquor “to any minor under the age of eighteen.” The term “minor” was defined in 1939 to mean any person “under twenty-one years of age.” Cum. Sup. 1939, § 947e. It has remained so ever since.