State v. GregoryState v. Gregory
FAIRHURST, C.J.—Washington‘s death penalty laws have been declared unconstitutional not once, not twice, but three times. State v. Baker, 81 Wn.2d 281, 501 P.2d 284 (1972); State v. Green, 91 Wn.2d 431, 588 P.2d 1370 (1979); State v. Frampton, 95 Wn.2d 469, 627 P.2d 922 (1981).1 And today, we do so again. None
I. FACTS AND PROCEDURAL HISTORY
A. Factual background
In 1996, Allen Eugene Gregory raped, robbed, and murdered G.H. in her home.2 In 1998, Gregory was investigated for a separate rape crime based on
B. Procedural history
In 2001, a jury convicted Gregory of aggravated first degree murder. Id. at 777, 812. The same jury presided over the penalty phase of his trial. Id. at 812. The jury concluded there were not sufficient mitigating circumstances to merit leniency and sentenced Gregory to death. Id. When Gregory appealed his murder conviction and death sentence, we consolidated our direct review of those issues with Gregory‘s appeal of his separate rape convictions. Id. at 777. We reversed the rape convictions.
Following remand, the State also prepared for a new rape trial. The State conducted interviews with R.S., but the interviews revealed that she had lied at the first trial. The State moved to dismiss the rape charges because R.S.‘s inconsistent statements “ma[d]e it impossible for the State to proceed forward on [count I and count II]” and, given her statements, “the State d[id] not believe there [was] any reasonable probability of proving the defendant is guilty of [count III].” Clerk‘s Papers at 519. The trial court dismissed the rape charges with prejudice.
II. ISSUES3
- Whether Washington‘s death penalty is imposed in an arbitrary and racially biased manner.
- Whether statutory proportionality review of death sentences alleviates the alleged constitutional defects of the death penalty.
- Whether the court should reconsider arguments pertaining to the guilt phase of Gregory‘s trial.
III. ANALYSIS
A. Historical background of the death penalty in Washington
A brief history of the various death penalty schemes in Washington serves to illustrate the complex constitutional requirements for capital punishment. See also State v. Bartholomew, 98 Wn.2d 173, 180-92, 654 P.2d 1170 (1982) (Bartholomew I), vacated, 463 U.S. 1203, 103 S. Ct. 3530, 77 L. Ed. 2d 1383 (1983) (similar historical discussion). In 1972, the United States Supreme Court nullified capital punishment laws in 39 states, including Washington, and the District of Columbia. Furman v. Georgia, 408 U.S. 238, 305, 92 S. Ct. 2726, 33 L. Ed. 2d 346 (1972); Baker, 81 Wn.2d at 282; State v. Lord, 117 Wn.2d 829, 908, 822 P.2d 177 (1991) (”Furman prohibits sentencing procedures which create a substantial risk that death
Our legislature enacted a new capital punishment law, allowing for the imposition of the death penalty where the jury, in a subsequent sentencing proceeding, found an aggravating circumstance, no mitigating factors sufficient to
Proportionality review “serves as an additional safeguard against arbitrary or capricious sentencing.” State v. Pirtle, 127 Wn.2d 628, 685, 904 P.2d 245 (1995); Harris, 106 Wn.2d at 797. The goal is “to ensure that the death penalty‘s imposition is not ‘freakish, wantоn, or random[ ] and is not based on race or other suspect classifications.‘” State v. Davis, 175 Wn.2d 287, 348, 290 P.3d 43 (2012) (alteration in original) (quoting State v. Cross 156 Wn.2d 580, 630, 132 P.3d 80 (2006)). The United States Supreme Court held that statutory proportionality review is not required by the federal constitution, Pulley v. Harris, 465 U.S. 37, 43-44, 104 S. Ct. 871, 79 L. Ed. 2d 29 (1984), but the impetus for it nonetheless derives from constitutional principles. Lord, 117 Wn.2d at 908 (proportionality review “was undertaken in Washington in response to the United States Supreme Court decision in Furman“).
B. Gregory‘s constitutional challenge to the death penalty is intertwined with our statutorily mandated proportionality review
Gregory challenged the constitutionality of the death penalty, supported with numerous reasons. He also presented a statutory argument, that his death sentence is excessive and disproportionate to the penalty imposed in similar cases.
In Davis, our court grappled with proportionality review of the defendant‘s death sentence. “How to properly perform proportionality review, and upon what data, is a reoccurring, vexing problem in capital case jurisprudence across the nation.” Cross, 156 Wn.2d at 636. The majority and dissenting opinions took different approaches disputing which factors were relevant and to what degree statistical evidence could be relied on. The majority saw “no evidence that racial discrimination pervades the imposition of capital punishment in Washington.” Davis, 175 Wn.2d at 372. But the dissent believed that “[o]ne could better predict
In light of Davis, Gregory commissioned a study on the effect of race and county on the imposition of the death penalty. Opening Br. of Appellant, App. A (KATHERINE BECKETT & HEATHER EVANS, THE ROLE OF RACE IN WASHINGTON STATE CAPITAL SENTENCING, 1981-2012 (Jan. 27, 2014) [https://perma.cc/XPS2-7YTR]).4 Subsequently, additional trial reports were filed. Beckett performed a new regression analysis and updated her report. KATHERINE BECKETT & HEATHER EVANS, THE ROLE OF RACE IN WASHINGTON STATE CAPITAL SENTENCING, 1981-2014 (Oct. 13, 2014) (Updated Beckett Report) [https://perma.cc/3THJ-989W]. The Updated Beckett Report supported three main conclusions: (1) there is significant
The State raised many concerns about the reliance on Beckett‘s statistical analysis, arguing that this was an inappropriate forum for litigating facts and adducing evidence. The State was also concerned because Beckett had not been subject to cross-examination about her involvement with Gregory‘s counsel, her statistical methodology, and her overall reliability. The State requested an opportunity to challenge the Updated Beckett Report. We granted the request and ordered that a hearing be held before then Supreme Court Commissioner Narda Pierce. No actual hearing was held since the parties agreed on the procedures and Commissioner Pierce was able to solicit additional information through interrogatories. The State filed the report of its expert, and Gregory filed Beckett‘s response. NICHOLAS SCURICH, EVALUATION OF “THE ROLE OF RACE IN WASHINGTON STATE CAPITAL SENTENCING, 1981-2014” (July 7, 2016); KATHERINE BECKETT &
Given the intertwined nature of Gregory‘s claims, we have discretion to resolve them on statutory grounds, by solely determining if his death sentence fails the statutorily mandated death sentence review and must be converted to life without parole, or on constitutional grounds, by assessing our state‘s death pеnalty scheme as a whole. “Where an issue may be resolved on statutory grounds, the court will avoid deciding the issue on constitutional grounds.” Tunstall v. Bergeson, 141 Wn.2d 201, 210, 5 P.3d 691 (2000). Because Gregory challenges the process by which the death penalty is imposed, the issue cannot be adequately resolved on statutory grounds. Proportionality review is a statutory task that this court must perform on the specific death sentence before us, but it is not a substitute for the protections afforded to all persons under our constitution.
C. Washington‘s death penalty scheme is unconstitutional, as administered
1. Standard of review
We review constitutional claims de novo. However, conducting a constitutional analysis in death penalty cases is slightly different from our traditional constitutional review. “The death penalty differs qualitatively from all other punishments, and therefore requires a correspondingly high level of reliability.” Pirtle, 127 Wn.2d at 663; see also Lord, 117 Wn.2d at 888 (The death penalty is “subjected to a correspondingly higher degree of scrutiny than sentencing in noncapital cases.“).
Gregory brought challenges under both the state and federal constitutions. We have “‘a duty, where feasible, to resolve constitutional questions first under the provisions of our own state constitution before turning to federal law.‘” Collier v. City of Tacoma, 121 Wn.2d 737, 745, 854 P.2d 1046 (1993) (quoting O‘Day v. King County, 109 Wn.2d 796, 801-02, 749 P.2d 142 (1988)); accord State v. Jorgenson, 179 Wn.2d 145, 152, 312 P.3d 960 (2013) (“Where feasible, we resolve constitutional questions first under our own state constitution before turning to federal law.“). If we neglect this duty, we “deprive[] the people of their ‘double security.‘” Alderwood Assocs. v. Wash. Envtl. Council, 96 Wn.2d 230, 238, 635 P.2d 108 (1981) (quoting THE FEDERALIST NO. 51, at 339 (A. Hamilton or J. Madison) (Modern Library ed. 1937)). “It is by now well established that state courts have the power to interpret their state constitutional provisions as more protective of individual rights than the parallel provisions of the United States Constitution.” State v. Simpson, 95 Wn.2d 170, 177, 622 P.2d 1199 (1980) (plurality opinion).
Especially where the language of our constitution is different from the analogous federal provision, we are not bound to assume the framers intended an identical interpretation. The historical evidence reveals that the framers of [the Washington Constitution, article I, section 14] were of the view that the word “cruel” sufficiently expressed their intent, and refused to adopt an amendment inserting the word “unusual.”
State v. Fain, 94 Wn.2d 387, 393, 617 P.2d 720 (1980). A formal Gunwall5 analysis is not necessary when we apply established principles of state constitutional jurisprudence. Roberts, 142 Wn.2d at 506 n.11.6
For example, in Bartholomew II, we adhered to our decision invalidating portions of our capital punishment law on independent state constitutional grounds rather than conforming our analysis to a recent United States Supreme Court case affirming the death penalty against an Eighth Amendment challenge. 101 Wn.2d at 634 (referring to Zant v. Stephens, 462 U.S. 862, 103 S. Ct. 2733, 77 L. Ed. 2d 235 (1983)). Our decision rested “on an interpretation of both the state and federal constitutions,” but the independent state constitutional grounds were “adequate, in and of themselves, to compel the result.” Id. at 644 (relying on Michigan v. Long, 463 U.S. 1032, 103 S. Ct. 3469, 77 L. Ed. 2d 1201 (1983), so that any federal constitutional decision by the Supreme Court “will have no bearing on our decision“). However, in State v. Yates, we did not address the defendant‘s state constitutional argument because he could not “establish that chapter 10.95 RCW violates the Eighth Amendment, [so] his claim that the statute violates article I, section 14 of the Washington State Constitution is unavailing.” 161 Wn.2d 714, 792, 168 P.3d 359 (2007). In contrast, the evidence here shows that Gregory could establish that Washington‘s death penalty violates both the federal and state constitutions. At the very least,
2. Our prior decisions upholding Washington‘s death penalty do not preclude Gregory‘s claim
We have previously upheld the constitutionality of the death penalty under somewhat similar claims. In Cross, we rejected the defendant‘s argument that “the
However, “stability should not be confused with perpetuity,” and major changes have taken place since our Cross opinion that support our decision to revisit the constitutionality of the death penalty. In re Rights to Waters of Stranger Creek, 77 Wn.2d 649, 653, 466 P.2d 508 (1970). First, we have numerous additional trial reports for defendants convicted of aggravated murder that were not previously available to us or the defendants who made constitutional claims. Reply Br. of Appellant at 56 (judges have filed 120 additional trial reports since Cross was filed; 67 of those were filed after the Cross opinion was published and dozens were filed after Gregory‘s motion to complete process of compiling aggravated murder reports was filed). Second, Gregory commissioned a statistical study based on the information in the trial reports to demonstrate that the death penalty is imposed in an arbitrary and racially biased manner. Additionally, we allowed the State to challenge the Updated Beckett Report, subjected it to a thorough evaluation process
In Davis, this court saw “no evidence that racial discrimination pervades the imposition of capital punishment in Washington.” 175 Wn.2d at 372. That is precisely what has now come to light and warrants our consideration. See Roper v. Simmons, 543 U.S. 551, 564-69, 125 S. Ct. 1183, 161 L. Ed. 2d 1 (2005) (reconsidering precedent upholding the death penalty for juvenile offenders, supported by scientific and sociological studies about the differences between juveniles and adults, and objective indicia of society‘s view of juveniles); Atkins v. Virginia, 536 U.S. 304, 314, 122 S. Ct. 2242, 153 L. Ed. 2d 335 (2002) (reconsidering precedent upholding the death penalty for intellectually disabled defendants, because “[m]uch has changed since then,” including objective indicia that society‘s views on the execution of such defendants had changed and newly available clinical information about people with intellectual disabilities); State v. O‘Dell, 183 Wn.2d 680, 695, 358 P.3d 359 (2015) (in light of “advances in the scientific literature” concerning cognitive and emotional development, while not overruling State v. Ha‘mim, 132 Wn.2d 834, 940 P.2d 633 (1997), we concluded that youth is far more likely to diminish a defendant‘s culpability for sentencing purposes than we had implied in prior cases). In this case, we need not decide whether the prior cases were incorrect and harmful at the time they were decided.
3. Washington‘s death penalty is imposed in an arbitrary and racially biased manner
It is now apparent that Washington‘s death penalty is administered in an arbitrary and racially biased manner. Given the evidence before us, we strike down Washington‘s death penalty as unconstitutional under
To reach our conclusion, we afford great weight to Beckett‘s analysis and conclusions. We refer to Beckett‘s analysis and conclusions rather than a specific report or model variation filed with this court because there have been numerous updates, corrections, and iterations of her analysis that were conducted since the Updated Beckett Report was first admitted. The State is correct that we cannot explicitly rely on the Updated Beckett Report because of these subsequent changes
After running various models, as requested by Commissioner Pierce, Beckett summarized her findings regarding race:
[F]rom December 1981 through May of 2014, special sentencing proceedings in Washington State involving Black defendants were between 3.5 and 4.6 times as likely to result in a death sentence as proceedings involving non-Black defendants after the impact of the other variables included in the model has been taken into account.
Resp. to Comm‘r‘s Suppl. Interrogs. at 16 (Sept. 29, 2017). Though the Updated Beckett Report presented three main conclusions concerning the impact оf race, county, and case characteristics on the death penalty, supra at Section III.B, Gregory‘s constitutional argument does not refer to the county variance, so we do not consider that conclusion in our analysis. Suppl. Br. of Appellant at 25 (“This new evidence [referring to the Updated Beckett Report] shows the death penalty is imposed in an arbitrary and racially biased manner.“). With regard to the methodological issues raised by the State, we find that these concerns have no material negative impact on the weight accorded to Beckett‘s analysis and conclusions.7
Beckett conducted an observational study in which her data set includes all trial reports filed for defendants who underwent a special sentencing procedure from 1981-2014. The data set reflects thе population, not a sample.
Additionally, concerns regarding Beckett‘s coding protocol and data entry have largely been alleviated by the rigorous review process throughout this litigation. Since the coding and data entry are based on the trial judge‘s qualitative trial report, there will always be some degree of variance or subjectivity when those reports are translated into numerical values. Gregory highlights the more crucial point—the initial regression analysis in the Updated Beckett Report, the regression analysis conducted in response to Commissioner Pierce‘s interrogatories, and the final regression analysis conducted pursuant to the updated coding protocol all lead to the same conclusion. The subsequent analysis, with corrections, provides even stronger support for the statistical significance of race on the imposition of the death penalty. The State argues that the existence of errors “should give this Court pause.” Suppl. Br. of Resp‘t at 4. Surely we have taken a pause by allowing the State to challenge the Updated Beckett Report and directing Commissioner Pierce to undergo a fact-finding process. We are unpersuaded that the existence of some errors should lead to the conclusion that the rest of the data set is rife with additional errors, especially when professors and social scientist researchers across the field characterize it as a “rigorous and thorough study.” Br. of Soc. Scientists & Researchers, at 1.
This is consistent with constitutional legal analysis. For example, in Furman, Justice Stewart explained that the death sentences before the court were “cruel and unusual in the same way that being struck by lightning is cruel and unusual. . . . [T]he petitioners are among a capriciously selected random handful upon whom the sentence of death has in fact been imposed.” 408 U.S. at 309-10 (Stewart, J., concurring).9 Justice Stewart did not need to compare the probability of being struck by lightning to the probability of being sentenced to death, nor did he need to rely on an expert‘s regression analysis to ensure that the petitioners were in fact randomly selected without any relation to other dependent variables. Similarly, Justice White explained what he believed to be “a near truism: that the death penalty could so seldom be imposed that it would cease to be a credible deterrent or measurably to contribute to any other end of punishment in the criminal justice system.” Id. at 311 (White, J., concurring). He did not need to rely on an expert‘s calculation as to what point the rate at which the death penalty is imposed becomes low enough that
Given the evidence before this court and our judicial notice of implicit and overt racial bias against black defendants in this state, we are confident that the association between race and the death penalty is not attributed to random chance. We need not go on a fishing expedition to find evidence external to Beckett‘s study as a means of validating the results. Our case law and history of racial discrimination
The arbitrary and race based imposition of the death penalty cannot withstand the ““evolving standards of decency that mark the progress of a maturing society.“” Fain, 94 Wn.2d at 397 (quoting Trop, 356 U.S. at 101). When considering a challenge under
4. The death penalty, as administered, fails to serve legitimate penological goals
Given our conclusion that the death penalty is imposed in an arbitrary and racially biased manner, it logically follows that the death penalty fails to serve penological goals. The principal purposes of capital punishment are “retribution and deterrence of capital crimes by prospective offenders.” Gregg, 428 U.S. at 183; State v. Kwan Fai Mak, 105 Wn.2d 692, 755 n.124, 718 P.2d 407 (1986) (quoting the same passage). Unless the death penalty “measurably contributes to one or both of these goals, it ‘is nothing more than the purposeless and needless imposition of pain and suffering,’ and hence an unconstitutional punishment.” Enmund v. Florida, 458 U.S. 782, 798, 102 S. Ct. 3368, 73 L. Ed. 2d 1140 (1982) (quoting Coker v. Georgia, 433 U.S. 584, 592, 97 S. Ct. 2861, 53 L. Ed. 2d 982 (1977)). “If the policy of this state is retribution for capital crimes, then it must be evenhanded.” Campbell, 103 Wn.2d at 48 (Utter, J., concurring in part, dissenting in part).
In Davis, this court was unable to address the defendant‘s state constitutional claim that the death penalty failed to serve the legislative goal of deterrence because of a “severe lack of information on the death penalty‘s implementation.” 175 Wn.2d at 345. Now the information is plainly before us. Beckett‘s analysis and conclusions demonstrate that there is “no meaningful basis for distinguishing the few cases in which [the death penalty] is imposed from the many cases in which it is not.” Furman, 408 U.S. at 313 (White, J., concurring). To the extent that race distinguishes the cases, it is clearly impermissible and unconstitutional.
Our capital punishment law was intended to fix the problems identified in Furman, but after decades of experience, we now see the same fatal flaws emerge, despite the legislative attempt to avoid such deficiencies. Yet, the death penalty is not per se unconstitutional. Campbell, 103 Wn.2d at 31 (“the death penalty is not per se unconstitutional, since both the federal and state constitutions recognized capital punishment at the time of their adoption“). We leave open the possibility that the legislature may enact a “carefully drafted statute,” Gregg, 428 U.S. at 195, to impose capital punishment in this state, but it cannot create a system that offends
5. Proportionality review fails to alleviate the constitutional defects in our capital punishment law, but it cannot be severed
Imposing the death penalty in an arbitrary and racially biased manner cannot be alleviated through this court‘s statutory proportionality review.
“whether the constitutional and unconstitutional provisions are so connected . . . that it could not be believed that the legislature would have passed one without the other; or where the part eliminated is so intimately connected with the balance of the act as to make it useless to accomplish the purposes of the legislature.”
Hall, 97 Wn.2d at 582 (alteration in original) (quoting State ex rel. King County v. State Tax Comm‘n, 174 Wash. 336, 339-40, 24 P.2d 1094 (1933)). The disputed provision “must be grammatically, functionally, and volitionally severable.” McGowan, 148 Wn.2d at 295.
At the time of enactment, the legislature likely assumed that a constitutional death penalty statute required proportionality review (a component of death sentence review) because the Georgia death penalty statute upheld in Gregg contained a mandatory proportionality review. 428 U.S. at 206. The United States Supreme Court later held that proportionality review is not required under the federal constitution, Pulley, 465 U.S. at 43-44, but the provisions remain intimately
D. Review of arguments pertaining to the guilt phase of Gregory‘s trial is precluded
This case is an appeal of Gregory‘s death sentence, combined with our statutorily mandated death sentence review. Gregory‘s first degree murder conviction has already been appealed, reviewed by this court, and аffirmed. Gregory I, 158 Wn.2d at 777-78. Despite this, Gregory continues to raise arguments pertaining to his conviction.
1. We decline to review Gregory‘s arguments concerning the admissibility of evidence used at trial or the denied motion for a new trial
Gregory argues that the trial court should have suppressed certain key evidence used at trial (blood samples, DNA, a knife) and should have granted his motion for a new trial. In Gregory‘s first appeal before this court, we upheld the validity of the blood samples and DNA evidence but reversed his rape conviction on other grounds and remanded the case for resentencing. Gregory I, 158 Wn.2d at 828-29, 867. In June 2011, following remand, Gregory brought a pretrial motion that again challenged the admissibility of the DNA evidence. Gregory moved to dismiss his death penalty proceeding and to order a new guilt phase trial. Gregory also moved to suppress evidence used to obtain his first degree murder conviction or, in the alternative, to order a Franks11 hearing to determine the State‘s knowledge regarding potentially exculpatory evidence used as a basis to find probable cause for the warrant and orders in question. Gregory argued that despite our holding in Gregory I, law of the case did not bar his challenge. He also argued that the State had in its control Brady12 information concerning R.S. that evidenced its lack of probable cause to prosecute Gregory for rape. The trial court ruled the information regarding R.S. was not Brady material and was not withheld by the prosecution. Regarding the DNA and blood samples, the trial court denied Gregory‘s motions because this court
Gregory now attempts to reassert many of the same arguments from his first appeal. He claims the State withheld relevant information about R.S. when obtaining the orders to procure a sample of his DNA and a warrant to search his vehicle where the knife was found. Specifically, he asserts that the trial court would not have authorized the warrant or the orders if it was aware that R.S. had a history as a paid confidential informant. We decline to address this argument because reconsideration is barred by law of the case doctrine. Alternatively, review is not warranted under RAP 2.5, nor has Gregory shown grounds for overruling our precedent.13
a. Law of the case doctrine bars review
When we have already determined a legal issue in a prior appeal, the law of the case doctrine typically precludes us from redeciding the same legal issue on a subsequent appeal. State v. Clark, 143 Wn.2d 731, 745, 24 P.3d 1006 (2001). ““[Q]uestions determined on appeal, or which might have been determined had they been presented, will not again be considered on a subsequent appeal if there is no substantial change in the evidence at a second determination of the cause.“” Folsom v. County of Spokane, 111 Wn.2d 256, 263, 759 P.2d 1196 (1988) (quoting Adamson v. Traylor, 66 Wn.2d 338, 339, 402 P.2d 499 (1965)). We will reconsider a subsequent appellate argument raising the identical legal issue only when the holding of the prior appeal is clearly erroneоus and the application of the law of the case doctrine will result in a manifest injustice. Clark, 143 Wn.2d at 745.
The primary justification Gregory asserts for revisiting this issue is the information surrounding R.S.‘s history as a confidential informant. However, the trial court found that this information was either known or made available to Gregory‘s attorney prior to the first trial. Gregory does not challenge this finding on appeal. Thus, Gregory failed to timely raise the issue in the trial court either prior to or during his first appeal. See State v. Robinson, 171 Wn.2d 292, 304, 253 P.3d 84 (2011) (explaining that the general rule is that a failure to raise an issue before the trial court constitutes a waiver, unless the party can show a manifest error affecting
b. Review is not warranted under RAP 2.5(c)(1)
In an attempt to overcome law of the case doctrine, Gregory argues that review is warranted under RAP 2.5(c)(1) because he raised new grounds in his 2011 motion to the trial court, other thаn those considered in Gregory I. RAP 2.5(c) provides:
Law of the Case Doctrine Restricted. The following provisions apply if the same case is again before the appellate court following a remand:
(1) Prior Trial Court Action. If a trial court decision is otherwise properly before the appellate court, the appellate court may at the instance of a party review and determine the propriety of a decision of the trial court even though a similar decision was not disputed in an earlier review of the same case.
“This rule does not revive automatically every issue or decision which was not raised in an earlier appeal.” State v. Barberio, 121 Wn.2d 48, 50, 846 P.2d 519 (1993). An issue that could have been appealed in an earlier proceeding is reviewable under RAP 2.5(c)(1) in a later appeal following remand of the case only if the trial court,
When the trial court ruled on the 2011 motions, the court considered Gregory‘s argument regarding the history of R.S. and how that may have impacted the validity of the warrant request and blood draw orders. The trial court found that the purported “new” evidence was made available to Gregory before the first trial. VRP at 283. The trial court explained that it was constrained by our analysis surrounding the same evidence in Gregory I and, thus, it did not exercise its “independent judgment” by ruling again on that issue as RAP 2.5(c)(1) requires. See Barberio, 121 Wn.2d at 50. Gregory fails to make the requisite showing under RAP 2.5(c)(1) to warrant review.
c. Review is not warranted under RAP 2.5(c)(2)
Gregory argues that intervening changes in the law compel our review of the blood draw orders under RAP 2.5(c)(2). RAP 2.5(c) states:
Law of the Case Doctrine Restricted. The following provisions apply if the same case is again before the appellate court following a remand:
. . . .
(2) Prior Appellate Court Decision. The appellate court may at the instance of a party review the propriety of an earlier decision of the appellate court in the same case and, where justice would best be served, decide the case on the basis of the appellate court‘s opinion of the law at the time of the later review.
This rule “allow[s] a prior appellate holding in the same case to be reconsidered where there has been an intervening change in the law.” State v. Schwab, 163 Wn.2d 664, 673, 185 P.3d 1151 (2008) (citing Roberson v. Perez, 156 Wn.2d 33, 42, 123 P.3d 844 (2005)). If there has been an intervening change in the law, we will consider whether ““corresponding injustice would result to the other party if the erroneous decision should be set aside.“” Folsom, 111 Wn.2d at 264 (quoting Greene v. Rothschild, 68 Wn.2d 1, 10, 402 P.2d 356, 414 P.2d 1013 (1965)).
Gregory relies on four different opinions, but none of them establish an intervening change in the law to warrant reconsideration of Gregory I. In State v. Figueroa Martines, we held that the State‘s warrant authorized the extraction of the defendant‘s blood sample, which indicated that probable cause existed to believe the blood contained evidence of driving under the influence (DUI). 184 Wn.2d 83, 93, 355 P.3d 1111 (2015). Gregory relied on the Court of Appeals’ opinion in that case because he submitted his reply brief prior to our decision reversing the Court of Appeals. Gregory also argues that State v. Garcia-Salgado constitutes an intervening change in the law because it clarified the standards for biological samples under CrR 4.7. 170 Wn.2d 176, 240 P.3d 153 (2010). In that case, we held that a cheek swab for DNA constitutes a search and therefore requires a warrant or a warrant exception in order to be permissible. Id. at 184. Though we considered the requirements under CrR 4.7, this did not render our decision in Gregory I erroneous in any way, especially when we cited to Gregory I for the proposition that the blood draw orders were constitutionally valid. Id. at 186; see Folsom, 111 Wn.2d at 264.
d. Cheatam remains good law
Gregory argues that we should reconsider our ruling in State v. Cheatam, 150 Wn.2d 626, 81 P.3d 830 (2003), which we relied on in Gregory I to uphold the constitutionality of the сomparative DNA testing between the DNA from his rape case and the DNA found on G.H. In Gregory I, we held “that once a suspect‘s property is lawfully in the State‘s control, the State may perform forensic tests and use the resulting information to further unrelated criminal investigations, without violating the owner‘s Fourth Amendment rights” or
Before we reconsider an established rule of law that is otherwise entitled to stare decisis, there must be a clear showing that the rule is incorrect and harmful. State v. Barber, 170 Wn.2d 854, 863, 248 P.3d 494 (2011) (citing In re Rights to Waters of Stranger Creek, 77 Wn.2d 649, 653). Gregory fails to make this showing. He relies on authority from other jurisdictions that is clearly distinguishable. Opening Br. of Appellant at 181-82 (citing State v. Gerace, 210 Ga. App. 874, 437 S.E.2d 862 (1993); State v. Binner, 131 Or. App. 677, 886 P.2d 1056 (1994)). “We
2. Law of the case doctrine bars review of challenges already rejected in Gregory I
Lastly, Gregory raises several federal constitutional challenges16 that were rejected in his first appeal. Opening Br. of Appellant at 278; Gregory I, 158 Wn.2d
IV. CONCLUSION
Under
We decline to reconsider Gregory‘s arguments pertaining to the guilt phase of his trial. His conviction for aggravated first degree murder has already been appealed and affirmed by this court.
Fairhurst, C.J.
WE CONCUR:
Wiggins, J.
Gonzalez, J.
in result only
Stephens, J.
Yu, J.
JOHNSON, J. (concurring)—While I generally concur with the majority‘s conclusions and its holding invalidating the death penalty, additional state constitutional principles compel this result. While the conclusions contained in the Beckett report1 disclosing racial bias in the overall administration of capital punishment raise significant concerns, other additional constitutional factors have become more apparent, supporting the conclusion that the death penalty, as administered, is unconstitutional.
In State v. Cross, 156 Wn.2d 580, 132 P.3d 80 (2006), and State v. Davis, 175 Wn.2d 287, 290 P.3d 43 (2012), constitutional concerns were voiced in the dissenting opinions that centered on the randomness, unpredictability, and arbitrariness of the statewide administration of the death penalty system. Since the time those cases were decided, experience shows that the systemic constitutional concerns have deepened and continued moving toward increased rarity, randomness, arbitrariness, and overall statewide abandonment.
Based on a current review of the administration and processing of capital cases in this state, what is proved is obvious. A death sentence has become more randomly and arbitrarily sought and imposed, and fraught with uncertainty and unreliability, and it fails state constitutional examination.
Before analyzing the experiences evident in the administration of capital sentencing in this state, it is necessary to establish the required constitutional
Importantly, under constitutional comparative review, the analysis incorporates an inspection of the entire system of capital sentencing to ensure constitutional requirements are satisfied. Cases from the United States Supreme Court not only establish the required constitutional review but also identify those minimum
An important aspect of
A brief review of how the United States Supreme Court cases have evolved best evidences this standard of review and the factors the Court has identified in its decisions.
In Gregg v. Georgia, 428 U.S. 153, 96 S. Ct. 2909, 49 L. Ed. 2d 859 (1976) (plurality opinion), the Court, in affirming a death sentence, upheld a reenacted state statute that authorized capital punishment for six categories of crime: murder, kidnapping for ransom where the victim is harmed, armed robbery, rape, treason, and aircraft hijacking. The statute at issuе also provided for an appellate inquiry on “‘[w]hether the sentence of death is excessive or disproportionate to the penalty imposed in similar cases, considering both the crime and the defendant.‘” Gregg, 428 U.S. at 167 (quoting former GA. CODE ANN. § 27-2537(c)(3) (1973)). While the Court upheld the statute and found that the penalty of death was not unconstitutional in all cases, it cited favorably to the principles established in Trop. Gregg, 428 U.S. at 173. The Court in Gregg found the statute sufficiently
Since Gregg was decided, the United States Supreme Court, in a steady progression of cases, has narrowed its holding and limited the permissible constitutional authority of states to seek the death penalty for specific crimes and for specific defendants. An extensive review is unnecessary; however, several cases highlight the reasoning and constitutional requirements.
In Godfrey v. Georgia, 446 U.S. 420, 100 S. Ct. 1759, 64 L. Ed. 2d 398 (1980), the United States Supreme Court reversed a death penalty. In doing so, the Court, quoting Furman,5 stated, “[T]he penalty of death may not be imposed under sentencing procedures that create a substantial risk that the punishment will be inflicted in an arbitrary and capricious manner. Gregg v. Georgia, supra, reaffirmed this holding.” Godfrey, 446 U.S. at 427. “A capital sentencing scheme must, in short, provide a “‘meaningful basis for distinguishing the few cases in which [the penalty] is imposed from the many cases in which it is not.‘“” Godfrey,
In Enmund v. Florida, 458 U.S. 782, 102 S. Ct. 3368, 73 L. Ed. 2d 1140 (1982), the United States Supreme Court invalidated state statutes authorizing the death penalty for defendants who aided and abetted a felony where a murder is committed by others and where the defendant does not kill or intend that a killing occur. Key to the Court‘s analysis was the determination that, nationally, few states authorized the death penalty under these circumstances, which under its view, reflected society‘s rejection of the death penalty for accomplice liability in felony murders. The Court observed:
In Gregg v. Georgia the [Supreme Court] observed that “[t]he death penalty is said to serve two principal social purposes: retribution and deterrence of capital crimes by prospective offenders.” 428 U. S., at 183 (footnote omitted). Unless the death penalty [in a specific case] measurably contributes to one or both of these goals, it “is nothing more than the purposeless and needless imposition of pain and suffering,” and hence an unconstitutional punishment. Coker v. Georgia, [433 U.S. 584, 592, 97 S. Ct. 2861, 53 L. Ed. 2d 982 (1977)].
Enmund, 458 U.S. at 798 (second alteration in original).
The United States Supreme Court‘s constitutional concerns continued to evolve and incorporate this type of inquiry, looking not only to “frequency” among the states’ practices but also to identifiable trends.
[o]ur independent evaluation of the issue reveals no reason to disagree with the judgment of “the legislatures that have recently addressed the matter” and concluded that death is not a suitable punishment for a mentally retarded criminal. We are not persuaded that the execution of mentally retarded criminals will measurably advance the deterrent or the retributive purpose of the death penalty.
Atkins, 536 U.S. at 321. This concern surfaces in later cases.
In Roper v. Simmons, 543 U.S. 551, 125 S. Ct. 1183, 161 L. Ed. 2d 1 (2005), the Court invalidated the death penalty for juveniles under age 18, overruling its previous ruling in Stanford v. Kentucky, 492 U.S. 361, 109 S. Ct. 2969, 106 L. Ed. 2d 306 (1989). In doing so, the Court relied not only on the analysis employed in Atkins in determining a national consensus and the consistency of the direction of change but also on a growing awareness of a lack of maturity for juveniles. The
Similar reasoning had supported the Supreme Court‘s invalidation of the death penalty for rape of an adult woman, Coker v. Georgia, 433 U.S. 584, and, later, for aggravated rape of a child, Kennedy v. Louisiana, 554 U.S. 407, 128 S. Ct. 2641, 171 L. Ed. 2d 525 (2008).
More recently, in analyzing mandatory life without possibility of parole sentences for juvenile offenders, the United States Supreme Court declared unconstitutional any such mandatory sentencing scheme for juveniles. In Graham v. Florida, 560 U.S. 48, 130 S. Ct. 2011, 176 L. Ed. 2d 825 (2010), the Court analyzed the “evolving standards of decency” factor and found that although many state statutes authorized a life without parole sentence for juveniles convicted of nonhоmicide crimes, since statistical surveys showed few states actually imposed such mandatory sentences, those statutes were unconstitutional. In Miller v. Alabama, 567 U.S. 460, 132 S. Ct. 2455, 183 L. Ed. 2d 407 (2012), the Court, applying much of the analysis from Graham, invalidated sentencing statutes requiring a life without parole sentence for certain juvenile homicide convictions.
As indicated earlier, the United States Supreme Court cases interpreting the
Frequency, Arbitrariness, and Randomness
In order to conduct the
Shortly after Cross was decided, the Washington State Bar Association issued a final report of the death penalty subcommittee. See WASH. STATE BAR ASS‘N, FINAL REPORT OF THE DEATH PENALTY SUBCOMMITTEE OF THE COMMITTEE ON PUBLIC DEFENSE (Dec. 2006)6 (Final Report). Our current death penalty statute was enacted in 1981. As of 2006, the report discloses that a total of 254 death eligible aggravated murder cases were charged arising in 25 counties. The report observes the “data shows that most of the death penalty cases occur in a small number of counties. . . . Thus, death penalty cases have been brought in 17 of the 39 counties during the last 25 years and the death sentence has been imposed in 10 of those counties.” Final Report at 12. A total of 30 death sentences were imposed from the 10 counties.
In Davis, 175 Wn.2d 287, then Justice Fairhurst raised a similar concern, pointing out that since 2000, the only counties where death sentences had been imposed were King and Pierce, accounting for 5 death sentences in that 12-year span. Davis, 175 Wn.2d at 388 (Fairhurst, J, dissenting).7
Since 2006, about 131 additionаl death eligible aggravated murder cases have been brought. Executions themselves are extremely rare. Since 1987, five executions have occurred, three of which occurred when the defendants waived their right to challenge their convictions and sentences. No executions will take place in the near or foreseeable future based on Governor Jay Inslee‘s issuance of a reprieve against executions during his tenure.
No death penalties have been imposed since 2011. Currently, no pending prosecutions seeking the death penalty exist. During that same time, dozens, if not
The phrase often used where such infrequency is concerned is “the odds are similar to lightning striking an individual.” This presents constitutional problems.
As is also revealed in the Final Report of 2006, approximately 300 aggravated murder convictions have been entered since 1981. Of this group, about 270 were death eligible. In about 80 cases, the prosecutor filed the death notice, and in about 30 cases, the jury imposed death. Five executions have taken placе. Of the remaining cases, 19 were reversed on appeal and, on remand, the defendants were sentenced to life without parole (leaving 6 out of approximately 300).
Based on this report and what additional information we now have, it cannot be said that trials resulting in death sentences are reliable. Where the vast majority of death sentences are reversed on appeal and ultimately result in life without parole, reliability and confidence in the process evaporates.
The trend is apparent and the indication clear that fewer county prosecutors elect to file a death notice. The death penalty simply does not exist as an option in the majority of the state‘s counties.
The concerns expressed in the dissents in Cross and Davis have grown and expanded. The number of counties where a death penalty proseсution is an option has been narrowed to, at most, three and may have currently been abandoned altogether by all counties.
The delay inherent in death sentence cases raises additional concerns, although much of the delay is a result of court review procedures. For example, Cal Brown, the most recent execution in 2010, committed his crime in 1991. Excepting the cases involving Schierman and Scherf, all other death row crimes
Based on a review of the administration of death penalty cases, constitutional flaws have now become obvious. Under
Johnson, J.
Owens, J.
Stephens, J.
Madsen, J.
Notes
“EXCESSIVE BAIL, FINES AND PUNISHMENTS. Excessive bail shall not be required, excessive fines imposed, nor cruel punishment inflicted.”The evidence suggested that G.H. had been attacked in her kitchen. She was probably stabbed once in the neck and then dragged into her bedroom. G.H.‘s work clothes had been cut off of her, and her hands were tied behind her back with apron strings. She was then stabbed three times in the back. In addition, she had three deep slicing wounds to the front of her throat. . . . The medical examiner concluded that G.H. suffered blunt force trauma to the head and she had several bruises, but the cause of death was multiple sharp force injuries to her back and neck. Semen was found in G.H.‘s anal and vaginal swabs, on her thigh, and on the bedspread. The evidence suggested that she was still alive when she was raped. Missing from her home were a pair of diamond earrings, jewelry, and her cash tips from that evening.
- The trial court improperly excused prospective Juror No. 1 in violation of Witherspoon v. Illinois, 391 U.S. 510, 88 S. Ct. 1770, 20 L. Ed. 2d 776 (1968), Wainwright v. Witt, 469 U.S. 412, 105 S. Ct. 844, 83 L. Ed. 2d 841 (1985), Morgan v. Illinois, 504 U.S. 719, 112 S. Ct. 2222, 19 L. Ed. 2d 492 (1992), [and] the
Eighth andFourteenth Amendments . - There was insufficient evidence of premeditation to support a conviction under the
Fourteenth Amendment and Jackson v. Virginia, 443 U.S. 307, 99 S. Ct. 628, 61 L. Ed. 2d 560 (1970). - The State‘s introduction of evidence that Mr. Gregory declined to be tape recorded during an interrogation and his failure to contact Det. [David] DeVault after DeVault left a message for his grandmother violated Mr. Gregory‘s right to remain silent and due process of law, protected by the
Fifth andFourteenth Amendments . - The trial court‘s exclusion of Mr. Gregory‘s aunt from the courtroom violated the right of an open and public trial protected by the
First ,Sixth andFourteenth Amendments . - Prosecutorial misconduct in closing argument—improperly shifting the burden of proof regarding Mike Barth; denigrating defense counsel‘s cross examination of John Brown; commenting on Mr. Gregory‘s right to remain silent for not returning Det. DeVault‘s calls; and by arguing facts not in evidence and misstating the facts regarding the DNA evidence—deprived Mr. Gregory of due process protected by the
Fourteenth Amendment . - Cumulative error at the guilt phase violated Mr. Gregory‘s rights under the
Eighth andFourteenth Amendments .