Lead Opinion
¶1 This case asks us to reconsider whether it violates due process to assign a defendant the burden of proving consent as a defense to a charge of rape by forcible compulsion. We held in State v. Camara,
f 2 Following a bench trial, the juvenile court found W.R. committed rape in the second degree under RCW 9A. 44-.050(l)(a). The event in question was a sexual encounter between W.R. and J.F. that occurred on January 2, 2011, while J.F. was visiting her aunt, who resided with W.R. and his sister. Both W.R. and J.F. were minors at the time.
¶3 Throughout the police investigation, W.R. consistently denied ever having sexual intercourse with J.F. Shortly before trial, he admitted that they had engaged in sexual intercourse on January 2, 2011, but defended it as consensual. Tr. of Adjudicatory Hr’g (TAH) (June 16, 2011) at 155-62. To support his defense, W.R. testified that J.F. had a crush on him and that the two had engaged in sexual intercourse on a prior occasion in July 2010. Id. at 146. J.F. initially denied ever having sex with W.R. before the January incident. TAH (June 15, 2011 Morning Session) at 78-79. At trial, however, she admitted to having sex with W.R. on both ocсasions but insisted she did not consent to either. Id. at 81-84. Although W.R.’s sister did not witness the alleged rape, she was in the vicinity when it occurred and testified that J.F. had a crush on W.R. TAH (June 16, 2011) at 72, 86-87.
f 5 W.R. appealed, arguing the juvenile court erred in allocating to him the burden of proving by a preponderance of the evidence that the act was consensual. W.R. conceded the allocation was consistent with our priоr decisions in Camara and Gregory but argued these decisions were based on a flawed reading of United States Supreme Court precedent and violated his due process rights. Division One of the Court of Appeals affirmed in a brief, unpublished per curiam opinion, noting it was bound by our decisions in Camara and Gregory. State v. W.R., noted at
ISSUE
¶6 When the State charges the defendant under a rape statute that includes “forcible compulsion” as a necessary element of the crime, does due process forbid requiring a criminal defendant to prove consent by a preponderance of the evidence?
ANALYSIS
¶7 The due process clause of the Fourteenth Amendment guarantees, “No state shall. . . deprive any person of
¶8 Due process does not require the State to disprove every possible fact that would mitigate or excuse the defendant’s culpability. Smith v. United States,_U.S. _,
1. Burdening a Defendant with Proving a Defense That Negates an Element of the Crime Charged Violates Due Process
¶10 This court in Camara held that in rape prosecutions involving forcible compulsion, the “conceptual overlap” between the defense of consent and the element of forcible compulsion does not forbid imposing on the defendant the burden to prove consent by a preponderance of the evidence.
fll This reading oí Martin failed to appreciate that the United States Supreme Court’s holding in that case was limited. The Court held that due process does not forbid placing the burden of proving self-defense on the defendant charged with the crime of aggravated murder.
¶12 Smith subsequently clarified that the prosecution must always bear the burden of disproving a defense that necessarily negates an element of the charged offense.
The State is foreclosed from shifting the burden of proof to the defendant only “when an affirmative defense does negate an element of the crime.” Where instead it “excuse [s] conduct that would otherwise be punishable,” but “does not controvert any of the elemеnts of the offense itself” the Government has no constitutional duty to overcome the defense beyond a reasonable doubt.
Id. (alteration in original) (quoting Martin,
¶13 Since Martin, we have applied the negates analysis to a variety of defenses. See, e.g., State v. Deer,
¶14 We hold that when a defense necessarily negates an element of the crime, it violates due process to place the burden of proof on the defendant. The key to whether a defense necessarily negates an element is whether the completed crime and the defense can coexist.
2. Consent Necessarily Negates the Element of “Forcible Compulsion”
¶15 Although the State agrees that the negates analysis remains at the center of the due process issue, it argues our decisions in Camara and Gregory were nevertheless correct because consent does not necessarily negate the element of forcible compulsion. If consent does not always negate forcible compulsion, it would not offend due process to require W.R. to prove consent by a preponderance of the evidence. The State acknowledges that “consent will ‘often tend to negate’ forcible compulsion” but argues “the overlap is not complete.” State’s Suppl. Br. at 14, 16; see also Br. of Amicus Curiae Wash. Ass’n of Prosecuting Att’ys at 6. The proffered hypotheticals do not convince us.
¶16 The statute defines “forcible compulsion” as “physical force which overcomes resistance, or a threat . . . that places a person in fear of death or physical injury to herself or himself or another person, or in fear that she or he or another person will be kidnapped.” RCW 9A.44.010(6) (emphasis added). As defined, forcible compulsion contemplates force that overcomes actual resistance or threats that place a person in actual fear. There can be no forcible compulsion when the victim consents, as there is no resistance to overcome. Nor is there actual fear of death, physical injury, or kidnapping when the victim consents.
¶17 Other courts have recognized that when a person consents to sexual intercourse, such consent negates fore
fl8 Requiring a defendant to do more than raise a reasonable doubt is inconsistent with due process principles. As we explained in Riker, when a defense negates an element of the crime, the State can require the defendant to prove that defense only to the extent of creating a reasonable doubt as to his or her guilt.
¶19 Recognizing that the State’s burden to prove forcible compulsion encompasses the concept of nonconsent is consistent with rape reform laws. Laws of 1975, 1st Ex. Sess., ch. 14. The dissent complains that our decision reverses the progress made in shifting the focus of rape prosecutions away from the victim’s conduct and onto the defendant’s. Dissent at 771-72. It does not. As Professor Loh explained in a leading law review article discussed in Camara, the new law “foсuses more on the actor’s use or threat of force rather than the victim’s conduct as the external criterion of nonconsent.” Wallace D. Loh, The Impact of Common Law and Reform Rape Statutes on Prosecution: An Empirical Study, 55 Wash. L. Rev. 543, 550 (1980);
3. Gregory and Camara Are Incorrect and Harmful
¶21 The principle of stare decisis is vital to protecting the rights of litigants and the integrity of the common law. Lunsford v. Saberhagen Holdings, Inc.,
¶22 As our analysis above makes clear, Camara and Gregory are incorrect. They misapprehend United States Supreme Court precedent and misdescribe the relationship between forcible compulsion and nonconsent. In Camara we concluded that consent is the “conceptual opposite” of forcible compulsion.
¶23 Gregory’s faulty reasoning circuitously relied on our decision in Riker.
f 24 Camara and Gregory are also harmful. In violation of a defendant’s due process right to have the State prove every element of the crime beyond a reasonable doubt, the rule in these cases impermissibly shifts the burden to the dеfendant to negate forcible compulsion by establishing consent. This impermissible shift in burden is not merely academic but risks compartmentalizing forcible compulsion and consent, raising a very real possibility of wrongful convictions. We have found sufficient justification to overrule prior decisions with arguably less harm. State v. Devin,
f 25 We overrule Camara and Gregory to the extent they hold that consent does not negate forcible compulsion and that a defendant can be required to prove consent by a preponderance of the evidence.
¶26 Placing the burden on W.R. to prove consent by a preponderance of the evidence violated his due process rights. Where a constitutional error occurs, reversal is ordinarily the proper remedy unless the State can prove the error was harmless beyond a reasonable doubt. State v. Guloy,
127 The State argues that the trial judge’s credibility determinations formed the basis of his decision and that an “after-the-fact inclusion of the burden of proof [for] consent could not have affected this decision.” State’s Suppl. Br. at 19. “[I]t is the function of the trial court and not [the appellate] court to consider the credibility of witnesses and to weigh the evidence.” Nissen v. Obde,
¶28 The defense and prosecution both relied on an incorrect understanding of the law when they fashioned and presented their arguments surrounding consent. Creating a reasonable doubt for the defense is far easier than proving the defense by a preponderance of the evidence. And the trial court’s express conclusion was that W.R. did not prove consent. CP at 50. The record does not show any consideration of the interplay between consent and forcible compulsion under the negates analysis, making it impossible for us to conclude beyond a reasonable doubt that a reasonable fact finder would not have been swayed by arguments made using the correct burden of proof. Id.
¶29 We therefore must remand for a new trial with the proper burden allocations.
CONCLUSION
¶30 When a defense necessarily negates an element of the crime charged, the State mаy not shift the burden of
Madsen, C.J.; Fairhurst, Wiggins, and Gordon McCloud, JJ.; and Kulik, J. Pro Tem., cоncur.
Notes
Our state constitution similarly guarantees, “No person shall be deprived of life, liberty, or property, without due process of law.” Const, art. I, § 3. W.R. has not argued that Camara and Gregory violate our state constitution.
In Gregory, we dismissed Spicer as dicta.
Because the focus is on forcible compulsion, jury instructions need only require the State to prove the elements of the crime. It is not necessary to add a new instruction on consent simply because evidence of consent is produced.
Dissenting Opinion
¶31 (dissenting) — Prior to 1975, rape was defined as sex “committed against the person’s will and without the person’s consent.” Former RCW 9.79.010 (Laws of 1973, 1st Ex. Sess., ch. 154, § 122), repealed by Laws of 1975, 1st Ex. Sess., ch. 14, § 10. Thus, prior to 1975, the State bore the burden of proving that a rape victim had not consented. State v. Camara,
¶32 Today, the majority reverses that progress. The majority depаrts from recent and well-reasoned precedent, retreating to the archaic focus on a rape victim’s actions
¶33 I disagree with the majority’s decision to cast aside our recent precedent. We have analyzed the burden of proof for consent in rape cases twice in the past 25 years. State v. Gregory,
¶34 As we recognized in Gregory and Camara, the plain language of the first and second degree rape statutes makes it clear that the legislature decided against requiring the State to prove lack of consent. When interpreting the plain meaning of a statute, we consider related provisions of the statute. Dep’t of Ecology v. Campbell & Gwinn, LLC,
¶35 The legislature thoughtfully and intentionally made the decision to require the State to prove forcible compulsion rather than lack of consent. As we have previously concluded, the legislature intended to place the burden on the State to prove forcible compulsion — rather than lack of consent — and therefore remove the focus from the victim’s conduct. Camara,
¶36 This shift in focus has troubling implications. As noted above, the former, victimcentric statutes resulted in “low rates of reporting, arrest, prosecution, and conviction.” Loh, supra, at 570. If victims believe that the trial will focus on their behavior rather than the perpetrator’s actions, they will be less likely to report the rape. If they do report the rape, they may feel that they themselves are on trial when the focus shifts to their actions rather than the crime against them. I agree with the concerns expressed by amici curiae that the majority’s decision may “open the door for defendants to emphasizе rape myths and victim-blaming,” making it even more difficult for sexual assault victims to receive justice. Br. of Amici Curiae Wash. Coal, of Sexual Assault Programs, King County Sexual Assault Res. Ctr., Legal Voice, and Sexual Violence Law Ctr. at 2. Given these unjust societal consequences, I cannot agree with the majority’s decision.
¶37 In 1975, the legislature took an important step toward justice for rape victims when it modified the laws to focus on the conduct of the perpetrator and not the victim.
C. Johnson and González, JJ., concur with Owens, J..
Reconsideration denied January 9, 2015.
