State v. WalkerState v. Walker
FACTS AND PROCEDURAL HISTORY
We summarize the underlying facts to provide a context for our decision in this case. The State‘s evidence supports the following version of the events.
During the relevant time period, Walker lived with his girlfriend, Tonie Marie Williams-Irby; several of their children; and Walker‘s cousin, Calvin Finley. Williams-Irby worked at a Walmart in Lakewood as a department manager. Williams-Irby told Walker, Finley, and another friend (Jonathan) that she knew what time an armored truck arrived each day to pick up the store‘s daily receipts and knew the average daily amount of those receipts from staff meetings. Several weeks later, Walker discussed the armored truck with Finley and Jonathan, saying it would be “easy money.” 7 Verbatim Report of Proceedings (VRP) at 656.
On the day of the crime, Walker drove Williams-Irby to work and asked her to find out what the day‘s receipts would be. Williams-Irby went to the daily staff meeting and reported to Walker that the day‘s receipts totaled $207,000. Walker and Finley then drove to the Walmart in a white Buick Oldsmobile. Turpin arrived in a gold Nissan Maxima, then entered the parked Buick. When the armored truck arrived to pick up the money, Finley and Turpin entered the store while Walker remained in the Buick. Finley was armed with a handgun. As the armored truck custodian reached the store entrance to leave, Finley and Turpin approached him and Finley shot him in the head, killing him. Finley and Turpin grabbed the money bag and fled in the Buick. Walker drove them tо an alley behind a friend‘s house to ditch the car. Walker later returned to the Walmart to pick up the gold Nissan.
Finley and Turpin were already at Trevino‘s house when Walker and Williams-Irby arrived. After distributing some of the cash, Walker, Finley, and Turpin placed the clothes they were wearing during the robbery and the now-empty money bag into a plastic bag, which Finley discarded in a nearby river.
Walker and Williams-Irby left Trevino‘s house after about 30 minutes and drove to a motel in Fife where Walker met up with Finley and Trevino. Walker and Williams-Irby then drove to a Walmart in Federal Way, and Walker bought two safes and a videо game system. Walker kept one safe for himself and drove back to Fife to give the other safe to Finley. Walker and Williams-Irby then returned home, where Walker put a gun and his share of the robbery proceeds in his safe and put the safe and the video game system in his bedroom closet.
Williams-Irby was charged and, after entering into a plea agreement with the State, testified against Walker consistent with the above factual summary. The State charged Walker as an accomplice to aggravated first degree premeditated murder, first degree felony murder, first degree assault, first degree robbery, first degree solicitation to commit robbery, and first degree conspiracy to commit robbery. The State also sought dеadly weapon enhancements for the murder, assault, and robbery charges.
In opening statements, the prosecutor said:
When the police question the defendant, he is being—he is adamant. He is cursing. He is yelling. He is swearing. He is saying he didn‘t have any idea why the police stopped him. Why did you arrest me? I didn‘t do anything. I had nothing to do with it. My wife, Williams-Irby, she didn‘t have anything to do with this. He is lying like crazy to the police. Williams-Irby pled guilty to second-degree murder, and she will tell you what she had to do with it. He told the cops he didn‘t have anything to do with it.
. . . At the close of this case, we are going to ask you to convict the defendant of each one, every one of these righteous charges that
have been filed against him.
Suppl. VRP (Mar. 7, 2011) at 48, 52. Walker‘s counsel did not object to these statements.
During closing remarks, the prosecutor utilized a PowerPoint presentation made up of approximately 250 slides. Over 100 of those slides have the heading “DEFENDANT WALKER GUILTY OF PREMEDITATED MURDER.” Pl.‘s Ex. 243, at 6-7, 9-49, 54, 56-59, 61-66, 68-77. Two slides have the heading “DEFENDANT WALKER GUILTY OF ASSAULT IN THE FIRST DEGREE,” id. at 83, and three have the heading “DEFENDANT WALKER GUILTY OF SOLICITATION TO COMMIT ROBBERY,” id. at 85-86. The PowerPoint also includes a slide superimposing the words “GUILTY BEYOND A REASONABLE DOUBT” over Walker‘s booking photo. Id. at 87. The record contains only grayscale copies of the slides, but the briefing indicates that the lettering was in bright red. See Pet‘r‘s Suppl. Br. at 2.
There is a series of slides suggesting Walker is guilty because he used the stolen money for video games and lobster. The first asserts, “Defendant Walker is GUILTY as an ACCOMPLICE to the murder because he SPLURGED ON FRIVOLOUS THINGS.” Id. at 63. The next slides explain that those splurges included “[two] safes, a WII [sic] and several games at the Federal Way Walmart,” as well as “$200.00 for dinner at the Red Lobster.” Id. at 63-64. The next slide is a photo of Walker and his family happily eating that dinner. Id. at 64.
Several other slides include photographs that were admitted exhibits, but altered with captions, headings, and superimposed text. For example, one slide is a photograph of money seized by police with the heading “MONEY IS MORE IMPORTANT THAN HUMAN LIFE“:
Id. at 5. It was not alleged that Walker, or anyone else, actually said those words.
Another particularly problematic example of admitted exhibits altered with inflammatory text comes near the end of the presentation. First, a slide depicts an in-life photograph of the victim with a superimposed heading reading “DEFENDANT‘S GREED AND CALLOUS DISREGARD FOR HUMAN LIFE” and text detailing the money stolen and its distribution amongst the participants. Id. at 88. That slide is juxtaposed with the one immediаtely following it, the same photograph of Walker and his family eating dinner at the Red Lobster used earlier, but this time with a caption “‘THIS IS HOW YOU MURDER AND
Id. at 88-89.
During the State‘s closing, Walker‘s attorney unsuccessfully objected to the State‘s discussion of premeditation and a slide analogizing premeditation to
Walker did not testify, and he was subsequently convicted of all charges. He appealed his convictions, claiming prosecutorial misconduct, improper jury instructions, and ineffective assistance of counsel. In a partially published opinion, the Court of Appeals affirmed the convictions. State v. Walker, 178 Wn. App. 478, 315 P.3d 562 (2013) (published in part). Walker petitioned for review.1 The State did not file an answer to Walker‘s petition,2 and we granted review. State v. Walker, 180 Wn.2d 1002, 321 P.3d 1206 (2014).
ANALYSIS
I. Prosecutorial misconduct violated Walker‘s right to a fair trial
Walker argues that the prosecutor committed reversible misconduct primarily in the PowerPoint presentation used during closing argument.3 We recently addressed this very same issue in Glasmann, 175 Wn.2d 696, and it is regrettable that some prosecutors continue to defend these practices and the
A. The prosecutor‘s duty is to seek justice, not merely convictions
We have had numerous occasions to point out the dual roles of a prosecutor. “A prosecutor must enforce the law by prosecuting those who have violated the peace and dignity of the state by breaking the law.” State v. Monday, 171 Wn.2d 667, 676, 257 P.3d 551 (2011) (citing State v. Case, 49 Wn.2d 66, 70-71, 298 P.2d 500 (1956) (quoting People v. Fielding, 158 N.Y. 542, 547, 53 N.E. 497 (1899))). At the same time, a prosecutor “functions as the representative of the people in a quasijudicial capacity in a search for justice.” Id. A prosecutor does not fulfill either role by securing a conviction based on proceedings that violate a defendant‘s right to a fair trial—such convictions in fact undermine the integrity of our entire criminal justice system. We fail to appreciate why the prosecutor felt these slides were necessary to secure a conviсtion, and remain committed to the words of Fielding, which resonate as strongly today as when they were first made over 100 years ago:
“[A] public prosecutor . . . is a quasi-judicial officer, representing the People of the state, and presumed to act impartially in the interest only of justice. If he lays aside the impartiality that should characterize his official action to become a heated partisan, and by vituperation of the
prisoner and appeals to prejudice seeks to procure a conviction at all hazards, he ceases to properly represent the public interest, which demands no victim, and asks no conviction through the aid of passion, sympathy or resentment.”
Id. at 676 n.2 (alterations in original) (quoting Fielding, 158 N.Y. at 547, quoted with approval in Case, 49 Wn.2d at 70-71).
Attorneys may use multimedia resources in closing arguments to summarize and highlight relevant evidence, and good trial advocacy encourages creative use of such tools. Moreover, closing arguments are an opportunity for counsel to argue reasonable inferences from the evidence. However, advocacy has its limits, and a prosecutor has the duty to “subdue courtroom zeal,” not to аdd to it, in order to ensure the defendant receives a fair trial. State v. Thorgerson, 172 Wn.2d 438, 443, 258 P.3d 43 (2011); see State v. Reed, 102 Wn.2d 140, 147, 684 P.2d 699 (1984) (Prosecutors are “public officers whose ‘devotion to duty is not measured, like the prowess of the savage, by the number of their victims.‘” (quoting State v. Montgomery, 56 Wash. 443, 447-48, 105 P. 1035 (1909))).
In reversing Walker‘s convictions, we do not retreat from the general rule that a defendant should contemporaneously object to improper comments. Proper and timely objections provide the trial court an opportunity to correct the misconduct and caution jurors to disregard it. It prevents abuse of the appellate process and saves the substantial time and expense of a new trial. State v. Emery, 174 Wn.2d 741, 761-62, 278 P.3d 653 (2012). However, the failure to object will
B. The prosecutor committed egregious misconduct in its closing PowerPoint presentation
A defendant arguing that prosecutorial misconduct violated his or her right to a fair trial has the burden of showing the prosecutor‘s conduct was both improper and prejudicial in the context of the entire trial. Glasmann, 175 Wn.2d at 704. And where a defendant raises the issue for the first time on appeal, the defendant must also show “that the misconduct was so flagrant and ill intentioned that an instruction would not have cured the prejudice.” Id. We do not focus on the prosecutor‘s subjective intent in committing misconduct, but instead on whether the defendant received a fair trial in light of the prejudice caused by the violation of existing prosecutorial standards and whether that prejudice could have been cured with a timely objection. Emery, 174 Wn.2d at 762.
We have no difficulty holding the prosecutor‘s conduct in this case was improper. Closing argument provides an opportunity to draw the jury‘s attention to
C. The misconduct was prejudicial to Walker‘s case and could not have been cured with a timely objection
Both this case and Glasmann deal with PowerPoint presentations during closing argument that included altered exhibits, expressions оf the prosecutor‘s
Our analysis of “prejudicial impact” does not rely on a review of sufficiency of the evidence. The Court of Appeals minimized the prejudicial impact because “the State‘s case was strong and Walker‘s theory was not nearly as plausible as the defendants’ theories in Reed and Glasmann.” State v. Walker, No. 41970-0-II, slip op. (unpublished portion) at 17 (Wash. Ct. App. Dec. 20, 2013). While the State had strong evidence in those cases—enough to affirm the convictions had the defendant challenged the sufficiency of the evidence—“[t]he focus must be on the misconduct and its impact, not on the evidence that was properly admitted.”
Equally troubling is the Court of Appeals’ suggestion that to be entitled to a fair trial, Walker had the duty to come up with some plausible defense theory beyond the State‘s failure to meet its burden of proof and to produce evidence in support. Walker, slip op. at 16-17 (unpublished portion). This suggestion disregards “the bedrock upon which the criminal justice system stands“—every defendant is entitled to a presumption of innocence, which is overcome only when the State proves guilt beyond a reasonable doubt as determined by an impartial jury based on evidence presented at a fair trial. State v. Bennett, 161 Wn.2d 303, 315, 165 P.3d 1241 (2007).
We decline the State‘s invitation to disavow Glasmann to the extent it holds the prosecution should have known it was committing misconduct.6 Glasmann is certainly not the first case to hold that visual aids must be used only for their proper purpose. Nearly 30 years ago, the Court of Appeals observed that “in order
Walker has met his burden of showing that the State committed prosecutorial misconduct that was so prejudicial and flagrant that it denied Walker his сonstitutional right to a fair trial.
II. The jury was properly instructed on the law of accomplice liability
While prosecutorial misconduct committed at trial is dispositive, we address Walker‘s challenge to the jury instructions in case the issue is raised on remand. Our review of the legal sufficiency of jury instructions is de novo. State v. Barnes, 153 Wn.2d 378, 382, 103 P.3d 1219 (2005). Jury instructions are not legally
Walker specifically challenges the definitional and to-convict instructions on premeditated murder.7 The definitional instruction reads, “A person commits the crime of premeditated murder in the first degree, as charged in Count I, when, with a premeditated intent to cause the death of another person, he or an accomplice causes the death of another person.” Clerk‘s Papers at 213. The to-convict instruction reads:
To convict the defendant of the crime of premeditated murder in the first degree, [C]ount I, each of the following elements of the crime must be proved beyond a reasonable doubt:
(1) That on or about [the] 2nd day of June, 2009, the defendаnt or an accomplice acted with intent to cause the death of Kurt Husted;
(2) That the intent to cause the death was premeditated;
(3) That Kurt Husted died as a result of the defendant‘s or an accomplice‘s acts; and
(4) That any of these acts occurred in the State of Washington.
If you find from the evidence that each of these elements has been proved beyond a reasonable doubt, then it will be your duty to return a verdict of guilty.
On the other hand, if, after weighing all of the evidence, you have a reasonable doubt as to any one of these elements, then it will be your duty to return a verdict of not guilty.
In the premeditated murder context, the level of knowledge or intent shаred between an accomplice and principal may be a highly relevant issue. See, e.g., State v. Roberts, 142 Wn.2d 471, 505, 14 P.3d 713 (2000). We do not foreclose the possibility that the level of shared intent may be important in other cases and circumstances, including some we have not yet considered, but it is not a relevant consideration here.8
The complicity statute makes an accomplice legally accountable for a crime “if it is committed by the conduct of another person.”
Walker concedes that this court and the Court of Appeals have affirmed other convictions where a jury may have split the elements between two participants. Pet‘r‘s Suppl. Br. at 29 (citing State v. McDonald, 138 Wn.2d 680, 981 P.2d 443 (1999); State v. Hoffman, 116 Wn.2d 51, 804 P.2d 577 (1991); State v. Haack, 88 Wn. App. 423, 958 P.2d 1001 (1997)); see State v. Kwan Fai Mak, 105 Wn.2d 692, 743-45, 718 P.2d 407 (1986), rejected in part on other grounds by State v. Hill, 123 Wn.2d 641, 645, 870 P.2d 313 (1994). As held by the Court of Appeals below, the law of accomplice liability allows the jury to reach a conviction by splitting the elements of premeditated first degree murder between accomplices. Walker, 178 Wn. App. at 486 (citing Haack, 88 Wn. App. at 427-28). A conviction based on split elements may be affirmed “[s]o long as the State proved beyond a reasonable doubt to the satisfaction of all of the jurors that at least one of the participants [had the requisite intent] and at least one but not necessarily that same participant [committed the criminal act].” Haack, 88 Wn. App. at 429.
Walker argues that he was not physically present at the shooting, while in Haack, Hoffman, and McDonald there was evidence that the defendant was physically present. In some cases this might be an important factual distinction, but
III. The lack of a unanimity instruction on accomplice liability did not violate Walker‘s right to a unanimous jury verdict
Walker also argues that the jury instructions discussed above, when given without a unanimity instruction, violated his right to a unanimous jury verdict. We have already rejected this argument because principal and accomplice liability are not alternative means. Hoffman, 116 Wn.2d at 104-05. The Court of Appeals correctly concluded that the jury needs to unanimously find only that both the principal and accomplice participated in the crime; it need not unanimously conclude as to the manner of participation. It does not matter in this case that
Walker urges us to disavow this precedent, arguing that the right to a unanimous verdict under
CONCLUSIONS
We affirm the Court of Appeals’ holding that the jury instructions properly stated the law on accomplice liability and did not violate Walker‘s right to a unanimous jury verdict. However, we reverse its conclusion that Walker received a fair trial in light of the prosecutorial misconduct the State committed in its closing argument and we reverse Walker‘s convictions and remand for a new trial.
Madsen, C.J.
González, J.
In light of the court‘s holding on prosecutorial misconduct during closing argument, it is unnecessary to opine on any other issues. Nonetheless, the majority and concurrence correctly recognize that the trial court on remand may benefit from guidance with respect to the jury instructions addressing accomplice liability. I concur in the majority‘s resolution of this issue.
Stephens, J.
Wiggins, J.
For these reasons, I respectfully concur.
I. The Prosecutor Committed Misconduct by Vouching and by Making Inflammatory Arguments, but Not by Using Admitted Evidence
The majority correctly explains that it is impermissible for the prosecutor to vouch for the credibility of witnesses, to appeal to jury prejudices, or to сonvey a personal opinion about the defendant‘s guilt. In re Pers. Restraint of Glasmann, 175 Wn.2d 696, 286 P.3d 673 (2012); State v. Lindsay, 180 Wn.2d 423, 432, 437, 326 P.3d 125 (2014). The majority tracks the closing argument in this case and explains how the deputy prosecutor committed each of those errors, again and again, during closing.
But not all of the images pictured on the PowerPoint slides that the majority criticizes contain personal opinions about guilt. Some of them contained actual quotations from or portions of photos from properly admitted evidence, or both. For example, the majority criticizes the PowerPoint slide containing a photo of the defendant‘s family at dinner after the murder with an inculpatory caption. But the photo of the family at dinner was admitted (over what sounds like a relevance objection). Ex. 210; 8 Verbatim Report of Proceedings (VRP) at 775. It was certainly relevant: whether Walker had extra money burning a hole in his pocket immediately after a $200,000 robbery is certainly probative of whether he is the one who committed and benefitted from that robbery.1 And the record further shows that witness Williams-Irby testified, when referring to both the murder and the robbery, that it was Walker himself who stated, after the robbery-murder, “This is how you
Nevertheless, I agree with the majority that the slide containing the “n ___” quote was improper. I write separately to explain why.
The problem is that the state altered the photo (Ex. 210) of the black defendant and his black family, at dinner, by superimposing on it a quote highlighting race as some kind of important factor with the moniker, “niggers.” There is no denying that this word is powerful, gripping, and emotional. But it was irrelevant—there was no indication of a racial motive in this case, and indeed, the victim apparently referenced was not even black. In context, placing that quote on that photograph of the defendant‘s black family did not just alter both pieces of evidence in violаtion of Glasmann. It also created imagery highlighting the defendant‘s race—his
Similarly, the majority correctly criticizes the State for repeatedly using Walker‘s booking photo and presenting it once with the caption, “’We are going to beat this.’” Majority at 9 (emphasis and capitalization omitted) (quoting Pl.‘s Ex. 243, at 89). The majority characterizes this and other slides as impermissibly “altered with inflammatory text.” Majority at 8. To be sure, altering evidence on PowerPoint slides constitutes misconduct. Glasmann, 175 Wn.2d 696. But the quote alone would not be improperly damaging. It was a direct quotation that Ms. Williams-Irby attributed to Walker. 8 VRP at 781. The court admitted it without objection. Id. at 779. A trier of fact might interpret it as reflecting consciousness of
Nevertheless, I agree with the majority that all the slides of the booking рhoto were improper. I write separately to explain why.
The first problem is that in one slide, the quote was superimposed on the defendant‘s booking photo. This alters both the quote and the photo. The second problem is that the booking photo was never admitted into evidence in that form. According to the record we have been supplied with, the booking photo was used as a part—one-sixth—of the photo montage (Ex. 74A) that an independent witness viewed before failing to identify, and only later claiming to identify, the defendant‘s photo in position two as the driver of an Oldsmobile leaving Walmart after the murder. 5 VRP at 239-43. The montage was admitted (Ex. 74A). The booking photo was not. There was probably a good reason for that: booking photos are notoriously prejudicial and inflammatory and are generally admissible only if specifically relevant.3 So the PowerPoint slide showed a doubly altered image—a
Race is not a relevant fact in this case. It was a robbery-murder with a greed motive and a question about whether Mr. Walker, who was not present at the murder scene itself, orchestrated the crime and gave the kill order. The answer to that question was based mainly on witness credibility. Where credibility, not race, is the issue, such a powerful focus on race through altered evidence is error.
In sum, I agree with the majority that a digital media presentation highlighting the prosecutor‘s personal opinion about Walker‘s guilt over and above the evidence, throughout closing, constitutes error under Glasmann. But many of the items of evidence listed above, if left unaltered, would not fall into that category. They would be evidence, which is what the prosecutor is supposed to use in closing argument. It is the fact that the evidence was alterеd in a way that emphasized the prosecutor‘s opinion and—perhaps unintentionally—the defendant‘s race that caused the problem.4
II. The Elements Instruction Is Confusing Because It Allows the Jury To Convict One Alleged Participant in the Crime Based Solely On Another‘s Actions and Intent
I also respectfully disagree with the majority‘s endorsement of an elements instruction that is confusing. Whether an elements instruction should permit the jury to convict one defendant upon proof that “an accomplice,” but not the defendant, had the prohibited intent and that “an accomplice,” but not the defendant, committed a prohibited act is a question of first impression in our court. Based on our case law, we must conclude that such an instruction might be confusing and, hence, we should not endorse it.
The challenged elements instruction provides:
To convict the defendant of the crime of premeditated murder in the first degree, [C]ount I, each of the following elements of the crime must be proved beyond a reasonable doubt:
(1) That on or about [the] 2nd day of June, 2009, the defendant or an accomplice acted with intent to cause the death of Kurt Husted;
(2) That the intent to cause the death was premeditated;
(3) Thаt Kurt Husted died as a result of the defendant‘s or an accomplice‘s acts; and (4) That any of these acts occurred in the State of Washington.
If you find from the evidence that each of these elements has been proved beyond a reasonable doubt, then it will be your duty to return a verdict of guilty.
On the other hand, if, after weighing all of the evidence, you have a reasonable doubt as to any one of these elements, then it will be your duty to return a verdict of not guilty.
Clerk‘s Papers (CP) at 216 (emphasis added).
The majority identifies the issue as whether a single error in the elements instruction, which permitted the jury to “split” the elements of the crime between the defendant and a different participant, is improper. But the real issue is whether the double error shown by the elements instruction above, which actually permitted the jury to convict Walker even if he did nothing and a different participant was the only one harboring the prohibited mens rea and doing the prohibited acts, is improper.5
The answer to that question is that such an instruction can be read as relieving the State of the burden of proving that Walker harbored the intent or committed the аcts required for murder. It can even be read to relieve the State of the burden of
It is certainly true that under Washington law, a jury can convict a defendant as an accomplice even if that defendant does not have the same intent as the principal (or as any other participant) and who did not commit the same acts as the principal (or as any other participant). A jury can convict a defendant as an accomplice if that defendant is the one who “(1) solicits, commands, encourages, or requests another person to commit the crime; or (2) aids or agrees to aid another person in planning or committing the crime.” 11 WASHINGTON PRACTICE: WASHINGTON PATTERN JURY INSTRUCTIONS: CRIMINAL 10.51 (3d ed. 2008); see also
But a jury cannot convict Walker if he did nothing objectionable at all. The jury must find, at the very least, that he had knowledge of “the crime” to be committed and that he acted with knowledge that his conduct would promote or facilitate that crime. Roberts, 142 Wn.2d at 510-11; Cronin, 142 Wn.2d at 579 (conviction reversed); State v. Evans, 154 Wn.2d 438, 114 P.3d 627 (2005) (reversing felony murder; jury instruction allowed conviction on murder without finding he personally attempted or committed the robbery if it found he was only an accomplice to theft); see also In re Pers. Restraint of Sarausad, 109 Wn. App. 824, 835-36, 39 P.3d 308 (2001) (State must prove accomplice had knowledge of the crimе to be committed, but the State does not have to prove that accomplice knew details of that crime, such as its degree or elements); see generally State v. W.R., 181 Wn.2d 757, 336 P.3d 1134 (2014) (the due process clause requires the State to prove
A jury instruction stating that the jury could convict the defendant of premeditated murder even if someone else had the prohibited intent or knowledge and someone else committed the prohibited act or facilitation does not ensure that that standard is satisfied. That is why instruction 13 can be confusing.
It is true that instruction 13 requires the jury to find that the other participant who had the prohibited intent and committed the prohibited act was “an accomplice.” CP at 216. Instruction 9 then defines “accomplice” as one who “either . . . encourages . . . another person to commit the crime; or . . . aids . . . another person in . . . committing the crime.” CP at 212 (emphasis added). It doesn‘t say who the other person has to be, whether it has to be the defendant identified in the “to convict” instruction or one of the other participants, or what the definition of “another person” or “participant” is. In sum, the court‘s instructions require too many unclear cross-references to ensure that the jury concluded that Walker was a principal or an accomplice.
The majority and the Court of Appeals cite several decisions in support of their conclusions to the contrary and imply that those cases show that the wording of this elements instruction is well accepted in Washington law. One of these cases
“(1) That on . . . February, 1983, the defendant or an accomplice caused the death of the individual named;
“(2) That the defendant acted with the intent to cause the death;
“(3) That the defendant acted with premeditated intent to cause the death;
“(4) That the death was a result of the acts of the defendant or his accomplice;
“(5) That one or more of the following aggravating factors was present.”
Mak, 105 Wn.2d at 740. There are two critical differences between Mak and this case. First, in Mak, the defendant did not raise and the court did not consider the issue raised here. The only challenge to accomplice liability raised in Mak was whether “the defendant could be convicted of aggravated murder in the first degree based on an accomplice theory.” Id. at 739. Second, in Mak, the court added the words “’or his accomplice” only to the elements involving the cause of death, not to the elements concerning intent. See id. at 744 (discussing the instruction with
Another case that the majority and the Court of Appeals cite to support the notion that a “to convict” instruction like the one used in this case is well accepted in Washington law is State v. Hoffman, 116 Wn.2d 51, 804 P.2d 577 (1991). Majority at 20; State v. Walker, 178 Wn. App. 478, 486-87, 315 P.3d 562 (2013). In Hoffman, this court made several general statements about accomplice liability that remain correct today, even after Roberts and Cronin, such as:
[T]he accomplice liability statute predicates criminal liability on general knowledge of the crime and not on specific knowledge of the elements of the participant‘s crime. Accomplice liability represents a legislative decision that one who participates in a crime is guilty as a principal, regardless of the degree of the participation.
116 Wn.2d at 104 (footnote omitted).
But with respect to the particular issue about the correct phrasing of the elements instruction, Hoffman provides the majority with no help. The elements instruction in Hoffman actually required the jury to find that the defendant personally committed unlawful acts and personally harbored an unlawful intent before the jury
“To convict a Defendant of the crime of Murder in the First Degree, each of the following elements of the crime must be proved beyond a reasonable doubt:
“(1) That on or about the 27th day of August, 1986, the Defendant shot Louis A. Millard;
“(2) That the Defendant acted with intent to cause the death of Louis A. Millard;
“(3) That the intent to cause the death was premeditated;
“(4) That Louis A. Millard died as a result of Defendant‘s acts; and
“(5) That the acts occurred in Okanogan County, Washington.”
Id. at 107-08. The elements instruction in this case was totally different. If the court had used this Hoffman instruction, no error would have occurred.
Another case cited in support of the elements instruction used here is State v. Haack, 88 Wn. App. 423, 958 P.2d 1001 (1997). See majority at 20; Walker, 178 Wn. App. at 486. In Haack, the Court of Appeals did state that a jury could convict even if one participant in a group crime held one intent, another participant held another intent, and different participants committed different acts with differing levels of culpable intent or knowledge, causing different levels of harm. But the court in Haack did not hold that a jury could convict a defendant without the State
So long as the State proved beyond a reasonable doubt . . . that at least one of the participants intended to inflict great bodily harm and at least one but not necessarily that same participant inflicted great bodily harm during the attack on the victim, the jury with its differing viewpoints as to what actually happened could rationally convict all the participants of first degree assault, including Participant D, who struck no blows and who did not intend to inflict great bodily harm, but who acted as a lookout to alert the remaining participants if the police should arrive.
88 Wn. App. at 429 (emphasis added). Thus, the Haack court actually held that a jury cannot convict a defendant charged with the group‘s acts unless the State proves that that specific defendant is a “participant[],” that that specific defendant took actions to further the crime (“acted as a lookout“), and that that specific defendant took those actions to facilitate the crime (“to alert the remaining participants if the police should arrive“). Id. The elements instruction here contains none of these prerequisites to conviction.
Finally, the majority cites to State v. McDonald, 138 Wn.2d 680, 981 P.2d 443 (1999), as support for the either-or elements instruction given in this case. Majority at 20. But the only holding of the McDonald case with regard to accomplice liability is that accomplice and principal liability are not alternative means of committing the crime and hence they are not subject to our jurisprudence on jury unanimity regarding means of commission of a crime. 138 Wn.2d at 687-88.
Even if the jury concluded that McDonald did not act as a principal when he shot Michael in the head, it could have found that McDonald aided Bassett in the commission of a crime. McDonald, by his own admission, shot Michael Bassett in the head while he was still alive. Surely a more compelling example of participation in a crime could not be found. We have written that “it matters not that some jurors may have believed that the petitioner fired the gun, while others may have believed that his only role was in aiding and abetting [the other participant], so long as all twelve agreed that he did participate.”
Id. at 690 (emphasis added) (alteration in original) (internal quotation marks omitted) (quoting Hoffman, 116 Wn.2d at 105).
I therefore respectfully disagree with the majority‘s statement that the elements instruction used in this case is well accepted by this court. I also disagree with its conclusion that the elements instruction accurately and clearly describes the law of accomplice liability for the jury. I think that it is far less confusing to instruct the jury on the elements of the crime in one instruction (without using the alternative
III. Conclusion
I agree with the majority‘s decision to reverse Walker‘s conviction due to prosecutorial misconduct. I respectfully disagree with its statements about the proper wording of an elements instruction in a case where the court also gives an accomplice liability instruction. The far better practice is to provide the jury with the elements of the crime in one instruction, without an either-or clause about who must commit those elements, and to provide the jury with the definition of “accomplice liability” in a separate instruction. I therefore concur.
Gordon McCloud, J.