Lead Opinion
¶1 This appeal raises important questions about race discrimination in our criminal justice system. Kirk Saintcalle, a black man, challenges his conviction for first degree felony murder because the State used a peremptory challenge to strike the only black venireperson in his jury pool. Saintcalle claims the peremptory strike was clearly racially motivated in violation of the equal protection guaranty enshrined in Batson v. Kentucky,
¶2 However, we also take this opportunity to examine whether our Batson procedures are robust enough to effectively combat race discrimination in the selection of juries. We conclude that they are not. Twenty-six years after Batson, a growing body of evidence shows that racial discrimination remains rampant injury selection. In part, this is because Batson recognizes only “purposeful discrimination,” whereas racism is often unintentional, institutional, or unconscious. We conclude that our Batson procedures must change and that we must strengthen Batson to recognize these more prevalent forms of discrimination.
¶3 But we will not create a new standard in this case because the issue has not been raised, briefed, or argued, and indeed, the parties are not seeking to advance a new standard. Applying Batson, we affirm the Court of Appeals.
FACTS
¶4 Kirk Saintcalle was convicted of one count of first degree felony murder and three counts of second degree assault, all with firearm enhancements. Saintcalle was accused of entering an apartment in the city of Auburn with two companions, holding three people at gunpoint, and shooting and killing
¶5 During jury selection at Saintcalle’s trial, the prosecution used a peremptory challenge to strike the only black juror in the venire, juror 34, Anna Tolson. This challenge came after the prosecution questioned juror 34 extensively during voir dire — far more extensively than any other juror. Indeed, most of the prosecution’s interactions with jurors were quite brief, usually consisting of only a few short questions, but not the interaction with juror 34. The State began questioning juror 34 after another juror made a comment about race:
[JUROR. 72]: I feel there are some areas of unfairness in our system. I am aware, for example, that a jury of their peers [sic], yet as you look around this panel, all of the faces are white.
[JUROR 34]: No, not quite.
(Laughter.)
[PROSECUTOR]: You know what, you kind of bring a very important topic to light. If you were seated here in this chair and you looked out at this panel, would you have any concern about whether or not people are going to be able to relate to you or listen to you or feel for you? Juror number — What is your number? Juror number 34, I am going to ask you a little bit about your background. You work at the YMCA?
[JUROR 34]: I work in a middle school.
[PROSECUTOR]: So tell me how that works. So you are a counselor?
[JUROR 34]: Yes.
[PROSECUTOR]: Which means you see a whole lot.
[JUROR 34]: Yes.
[PROSECUTOR]: And where do you work? What school do you work in?
[JUROR 34]: Do I really need to say that?
[PROSECUTOR]: How about you just tell me the city. Is it an inner city school?
[JUROR 34]: Yes.
[PROSECUTOR]: You see a whole lot?
[JUROR 34]: Yes.
[PROSECUTOR]: I am interested to hear from you — I mean, do you have impressions about the criminal justice system?
[JUROR 34]: Yes.
[PROSECUTOR]: You are not going to hurt my feelings if you talk about them a little bit. What are your thoughts?
[JUROR 34]: Gosh, I feel like I am on the spot here.
But being a person of color, I have a lot of thoughts about the criminal system. I see — I have seen firsthand — and a couple people have already mentioned that if you have money, you tend to seem to work the system and get over. And regardless if you are innocent or guilty, if you want to be innocent, your money says you are innocent.
And a person of color, even if you do have an affluent lawyer who has the background, the finance to get you off, because you are a person of color, a lot of times you are not going to get that same kind of opportunities.
And especially with this person being a person of color and being a male, I am concerned about, you know, the different stereotypes. Even if we haven’t heard anything about this case, we watch the news every night. We see how people of color, especially young men, are portrayed in the news. We never hardly ever see anyone of color doing something positive, doing something good in their community.
So kind of like what the person behind me is saying, since most of the people in this room are white, I am wondering what’s running through their mind as they see this young man sitting up here.
[PROSECUTOR]: Right. How about for you, do you think — I mean, you’ve got a whole lot that you are feeling as you sit here and that you are going to be asked to sit in judgment of somebody. How do you think you are going to be able to handle that?
[JUROR 34]: I think number one, because I am a Christian, I know I can listen to the facts and, you know, follow the judge’s instruction. But also it’s kind of hard, and I haven’t mentioned this beforebecause none of those questions have come up for me to answer, but I lost a friend two weeks ago to a murder, so it’s kind of difficult sitting here. Even though I don’t know the facts of this particular case, and I would like to think that I can be fair because I am a Christian, I did lose someone two weeks ago.
[PROSECUTOR]: Was that in Seattle?
[JUROR 34]: Yes.
[PROSECUTOR]: Was that [the] Tyrone case?
[JUROR 34]: Yes.
Report of Proceedings (RP) (Mar. 9, 2009) at 65-68. After a stretch break, the prosecutor resumed questioning juror 34:
[PROSECUTOR]: Juror number 34,1 am going to move on to the group, but I wanted to close the loop with you. You have a lot that is going through your mind currently both that would give you a lot of empathy for someone who is charged with a crime and also empathy for someone who may be a victim of a crime. In that way, you may be representative of the perfect juror.
At the same time, we don’t put people in a position where it’s going to cause them a lot of emotional pain. At this point do you think you could sit in this case and listen to the facts and make a decision based solely on the evidence presented in trial here and be fair to both sides?
[JUROR 34]: I’d like to think that I could be, but kind of what you just mentioned just with the freshness and the rawness of the death of a Mend, I am wondering if that would kind of go through my mind. I like to think that I am fair and can listen, be impartial, but I don’t know. I have never been on a murder trial and have just lost a Mend two weeks prior to a murder.
[PROSECUTOR]: What I am going to do, I am going to ask questions. I am going to kind of move on to the rest of the group so that you have time to think, and then we’ll come back and ask you maybe tomorrow to make your final decision about whether or not you think you can be fair. I am sorry for your loss.
Id. at 69-70. The next day, a different deputy prosecuting attorney followed up with juror 34:
[PROSECUTOR]: Go back to [a] couple [of] people juror number 34 sorry [to] focus on you again after yesterday but I just want to try and go back [and] touch base with you. I know[ ] you mentioned yesterday that you had some recent events in your life that may make it difficult for you to serve as jurors [sic] in [this case]. Have you done anymore thinking about that? How are you feeling today?
[JUROR 34]: Yes. I thought about it last night as well as this morning. And, you know, my thought is I don’t want to be a part of this jury because of the situations, and the circumstances that I just went through. But I’m thinking if ever I was put in a situation where I needed twelve people who could be honest and look through all the facts or I guess I’m saying who could be like me I would want me. So sometimes you have to do things that you don’t want to do.
[PROSECUTOR]: I guess my only concern is do you feel like maybe some of the emotions that dredge up could cloud your judgment at all on either side. Either you know against the defendant, against the State or I’m just concerned about that particular issue?
[Court inquires whether juror 34 would like to answer the question in private, but juror 34 declines.]
[PROSECUTOR]: So is that something you can set aside or worried at all about the emotions kind of clouding in? I mean, it’s just so new in terms of your life?
[JUROR 34]: I mean, I have never been in this situation where I have lost someone. You just went to the funeral. He is young. Only 24. And to be called to jury duty to perhaps be on a jury of a murder suspect. I don’t know how I’m going to react. You know, I don’t know. I’m — I’m not an emotional person, but I’m thinking as we go through it, and I hear the testimony, and I see the pictures, I don’t know. I mean,I’m just being honest. I don’t know how I’m going to feel.
RP (Mar. 10, 2009) at 41-43.
¶6 After this exchange, the prosecution challenged juror 34 for cause. The judge denied the challenge, and the prosecution announced its intent to exercise a peremptory strike. At that point, Saintcalle raised a Batson challenge.
¶7 As required by Batson, the judge first found that Saintcalle had made a prima facie showing of purposeful discrimination. Next, the prosecution presented race-neutral reasons for striking juror 34: the reasons were (1) juror 34’s “inattention” during voir dire and (2) the recent death of juror 34’s friend. Id. at 101-02. The prosecutor claimed to have spent “a lot of time watching juror 34” and asserted that juror 34 was “very checked out.” Id. at 101.
¶8 The judge denied the Batson challenge, stating on the record that he accepted the recent death of juror 34’s friend as a proper race-neutral reason for the strike. Near the end of jury selection, the prosecution peremptorily struck juror 34, excusing her from the jury.
¶9 The prosecution also attempted to exercise a peremptory challenge against the sole Mexican-American juror in the venire, juror 10, but the judge sustained Saintcalle’s Batson challenge to that strike, rejecting each of the prosecutor’s proffered reasons as pretextual. Id. at 119-20.
¶10 After Saintcalle was convicted, he appealed, alleging that the peremptory strike of juror 34 (Ms. Tolson) violated the United States Constitution’s Fourteenth Amendment guaranty of equal protection. The Court of Appeals rejected his argument, finding there was no purposeful discrimination and accepting the State’s race-neutral explanation. State v. Saintcalle, noted at
STANDARD OF REVIEW
¶11 We review Batson challenges for clear error, deferring to the trial court to the extent that its rulings are factual. State v. Hicks,
ANALYSIS
¶12 Race discrimination in courtrooms “raises serious questions as to the fairness of the proceedings conducted there.” Edmonson v. Leesville Concrete Co.,
¶13 It is crucial that we have meaningful and effective procedures for identifying racially motivated juror challenges because “[r] acial discrimination in selection of jurors harms not only the accused whose life or liberty they are summoned to try”; it also shamefully belittles minority jurors who report to serve their civic duty only to be turned away on account of their race. Batson,
¶14 Batson sets forth a three-part analysis for determining whether a peremptory strike unconstitutionally discriminates based on race. First, the person challenging the peremptory strike must “make out a prima facie case of purposeful discrimination by showing that the totality of the relevant facts gives rise to an inference of discriminatory purpose.”
¶15 As part of the “purposeful discrimination” analysis, the Supreme Court has established a comparative juror analysis. This entails examining whether the proffered race-neutral explanation could apply just as well to a nonminority juror who was allowed to serve. Miller-El v. Dretke,
¶16 Similarly, a proffer of pretextual reasons gives rise to an inference of race discrimination, and a court’s finding of discrimination against one juror is evidence of discrimination against other jurors. Snyder v. Louisiana,
I. Batson in context
¶17 Since 1879, the United States Supreme Court has recognized that race discrimination in the selection of jurors violates the Fourteenth Amendment’s guaranty of equal protection. See Strauder v. West Virginia, 100 U.S. (10 Otto) 303, 309-10,
¶18 Two decades before Batson, the United States Supreme Court held in Swain v. Alabama that purposeful discrimination in the use of peremptory challenges violates the equal protection clause.
¶19 Swain did little to curb racial discrimination, establishing a “crippling burden of proof” and leaving peremptory challenges “largely immune from constitutional scrutiny.” Batson,
¶20 Twenty-six years later it is evident that Batson, like Swain before it, is failing us. Miller-El,
Given the inevitably clumsy fit between any objectively measurable standard and the subjective decisionmaking at issue, I am not surprised to find studies and anecdotal reports suggesting that, despite Batson, the discriminatory use of peremptory challenges remains a problem. See, e. g., [David C.] Baldus, [George] Woodworth, [David] Zuckerman, [Neil Alan] Weiner, & [Barbara] Broffitt,The Use of Peremptory Challenges in Capital Murder Trials: A Legal and Empirical Analysis, 3 U. Pa. J. Const. L. 3, 52-53, 73, n. 197 (2001) (in 317 capital trials in Philadelphia between 1981 and 1997, prosecutors struck 51% of black jurors and 26% of nonblack jurors; defense counsel struck 26% of black jurors and 54% of nonblack jurors; and race-based uses of prosecutorial peremptories declined by only 2% after Batson); [Mary R.] Rose, The Peremptory Challenge Accused of Race or Gender Discrimination? Some Data from One County, 23 Law and Human Behavior 695, 698-699 (1999) (in one North Carolina county, 71% of excused black jurors were removed by the prosecution; 81% of excused white jurors were removed by the defense); [Neely] Tucker, In Moore’s Trials, Excluded Jurors Fit Racial Pattern, Washington Post, Apr. 2, 2001, p. Al (in D. C. murder case spanning four trials, prosecutors excused 41 blacks or other minorities and 6 whites; defense counsel struck 29 whites and 13 black venire members); [George E.] Mize, A Legal Discrimination; Juries Aren’t Supposed to be Picked on the Basis of Race and Sex, But It Happens All the Time, Washington Post, Oct. 8,2000, p. B8 (authored by judge on the D. C. Superior Court); see also [Kenneth J.] Melilli, Batson in Practice: What We Have Learned About Batson and Peremptory Challenges, 71 Notre Dame L. Rev. 447, 462-464 (1996) (finding Batson challenges’ success rates lower where peremptories were used to strike black, rather than white, potential jurors); [Jeffrey S.] Brand, The Supreme Court, Equal Protection and Jury Selection: Denying That Race Still Matters, 1994 Wis. L. Rev. 511, 583-589 (examining judicial decisions and concluding that few Batson challenges succeed); [Eric N. Einhorn,] Note, Batson v. Kentucky and J. E. B. v. Alabama ex rel. T. B.: Is the Peremptory Challenge Still Preeminent? 36 Boston College L. Rev. 161, 189, and n. 303 (1994) (same); [Jean] Montoya, The Future of the Post-Batson Peremptory Challenge: Voir Dire by Questionnaire and the “Blind” Peremptory, 29 U. Mich. J.L. Reform 981, 1006, nn. 126-127, 1035 (1996) (reporting attorneys’ views on the difficulty of proving Batson claims).
Id. at 268-69. A recent report by the Equal Justice Initiative reaches the same dire conclusion: peremptory challenges have become a cloak for race discrimination. Equal Justice Initiative, Illegal Racial Discrimination in Jury Selection: A Continuing Legacy (Aug. 2010) (hereinafter Equal Justice Initiative Report), available at http://eji.org/eji/files/EJI %20Race%20and%20Jury%20Report.pdf.
¶21 It would be naive to assume Washington is somehow immune from this nationwide problem. Our Race and Equal Justice Task Force concluded that “[t]he fact of racial and ethnic disproportionality in [Washington’s] criminal justice system is indisputable.” Task Force on Race & Criminal Justice Sys., Preliminary Report on Race and Washington’s Criminal Justice System 1 (2011) (hereinafter Task Force Report), available at http://www.law.washington.edu/About/RaceTask Force/preliminary_report_race_criminaljustice_030111.pdf.
¶23 In short, Batson, like Swain before it, appears to have created a “crippling burden,” making it very difficult for defendants to prove discrimination even where it almost certainly exists.
II. The changing face of race discrimination
¶24 In part, the problem is that racism itself has changed. It is now socially unacceptable to be overtly racist. Yet we all live our lives with stereotypes that are ingrained and often unconscious, implicit biases that endure despite our best efforts to eliminate them.
¶25 Many scholars have written on the topic of unconscious prejudice and implicit bias.
In the late 1970s, ... as part of the “cognitive revolution,” psychologists began to explore the notion that discrimination and other forms of biased intergroup judgment may result from ordinary, routine and completely normal cognitive mental processes. The results of this research suggest that a basic way in which people try to understand their world — categorization— can, of its own accord, lead to stereotyping and discrimination.
(Footnotes omitted.) Explaining how race discrimination results from ordinary cognitive processes, he notes that “ ‘[t]he human mind must think with the aid of categories .... We cannot possibly avoid this process. . . . Life is just too short to have differentiated concepts about everything.’ ” Id. at 185 (alterations in original) (quoting Gordon W. AlLlport, The Nature of Prejudice 20, 173 (1954)). So we use schemas,
Once stereotypes have formed, they affect us even when we are aware of them and reject them. Stereotypes can greatly influence the way we perceive, store, use, and remember information. Discrimination, understood as biased decision-making, then flows from the resulting distorted or unobjective information. The attorney exercising the peremptory challenge will be unaware of this biased information processing and so will be unaware of her gender- or race-based discrimination____
To put it simply, good people often discriminate, and they often discriminate without being aware of it.
Id. at 160-61 (footnotes omitted). Compounding this problem is that stereotyping is often part of our so-called “social heritage”:
[Stereotypes about ethnic groups appear as a part of the social heritage of society. They are transmitted across generations as a component of the accumulated knowledge of society. They are as true as tradition, and as pervasive as folklore. No person can grow up in a society without having learned the stereotypes assigned to the major ethnic groups.
Howard J. Ehrlich, The Social Psychology of Prejudice 35 (1973).
¶26 Unconscious stereotyping upends the Batson framework. Batson is equipped to root out only “purposeful” discrimination, which many trial courts probably understand to mean conscious discrimination. See Batson,
¶27 More troubling for Batson is research showing that people will act on unconscious bias far more often if reasons exist giving plausible deniability (e.g., an opportunity to present a race-neutral reason). In one fascinating study, researchers tested peoples’ unconscious desire to avoid contact with handicapped persons. “In a carefully designed experiment, researchers found that when offered a choice of two rooms in which movies were playing, people avoided the room with a handicapped person, but only when doing so could masquerade as a movie preference.” Task Force Report, supra, at 19 (citing Melvin L. Snyder et al., Avoidance of the Handicapped: An Attributional Ambiguity Analysis, 37 J. Personality & Soc. Psychol. 2297, 2297, 2304 (1979)). But when offered outright the choice of sitting next to a handicapped or nonhandicapped person, people chose to sit by the handicapped person to conceal their prejudice. Id.
¶28 None of this means we should turn a blind eye to the overwhelming evidence that peremptory challenges often facilitate racially discriminatory jury selection. Nor does it suggest we should throw up our hands in despair at what appears to be an intractable problem. Instead, we should recognize the challenge presented by unconscious stereotyping in jury selection and rise to meet it.
III. The constitutional value of a diverse jury
¶29 We should also recognize that there is constitutional value in having diverse juries,
¶30 We have juries for many reasons, not the least of which is that it is a ground level exercise of democratic values. The government does not get to decide who goes to the lockup or even the gallows. Ordinary citizens exercise that right as a matter of democracy. In England, the jury developed into juries of one’s peers, coming from one’s community. This is the grand heritage of the jury system.
¶31 But equally fundamental to our democracy is that all citizens have the opportunity to participate in the organs of government, including the jury. If we allow the systematic removal of minority jurors, we create a badge of inferiority, cheapening the value of the jury verdict. And it is also fundamental that the defendant who looks at the jurors sitting in the box have good reason to believe that the jurors will judge as impartially and fairly as possible. Our democratic system cannot tolerate any less.
¶32 From a practical standpoint, studies suggest that compared to diverse juries, all-white juries tend to spend less time deliberating, make more errors, and consider fewer perspectives. Equal Justice Initiative Report, supra, at 6, 40-41. In contrast, diverse juries were significantly more able to assess reliability and credibility, avoid presumptions of guilt, and fairly judge a criminally accused. Id. at 41. “ ‘By every deliberation measure . . . heterogeneous groups outperformed homogeneous groups.’ ” Id. (alteration in original) (quoting Samuel R. Sommers, On Racial Diversity and Group Decision Making: Identifying Multiple Effects of Racial Composition in Jury Deliberation, 90 J. Personality & Soc. Psychol. 597, 608 (2006)). These studies confirm what seems obvious from reflection: more diverse juries result in fairer trials.
¶33 Thus, our Batson analysis should reflect not only the Fourteenth Amendment’s equal protection guaranty but also the jury trial protections contained in article I, section 21 of our state’s constitution.
IV. What to do about Batson?
¶34 Race should not matter in the selection of a jury, but under current law it often does. We conclude from this that we should strengthen our Batson protections, relying both on the Fourteenth Amendment and our state jury trial right.
¶35 We have a lot of flexibility to do so. The Batson framework anticipates that state procedures will vary, explicitly granting states flexibility to fulfill the promise of equal protection. Batson,
¶36 Likewise, we have authority under federal law to pioneer new procedures within existing Fourteenth Amendment frameworks. Smith v. Robbins,
¶37 We can also extend greater-than-federal Batson protections to defendants under the greater protection afforded under our state jury trial right, a fact we recognized in Hicks.
¶38 Justices Marshall and Breyer argue that the taint of racial discrimination on peremptory challenges is so strong that the only way to remove it is to eliminate the peremptory system altogether. Batson,
¶39 Justice González’s concurring heartfelt opinion argues for immediate abolition of the peremptory challenge. We do not disagree with his call for the need for a
¶40 We have occasionally exercised our power to reach issues not raised by the parties, but this case does not present any of the circumstances justifying exercise of this discretionary power. The parties have not “ignore [d] a constitutional mandate, a statutory commandment, or an established precedent.” City of Seattle v. McCready,
¶41 With respect to our concurring colleagues, we do not believe that our call for new alternatives to the Batson analysis constitutes “ ‘turning] a blind eye,’ ” “ ‘throwing] up our hands in despair,’ ” or “ ‘shrinking] from this challenge,’ ” concurrence (González, J.) at 70, nor are we reluctant to change the Batson standard simply because the solution presents a difficult question, see concurrence (Stephens, J.) at 65. Rather, we feel that now is the time to begin the task of formulating a new, functional method to prevent racial bias in jury selection. To do so, we seek to enlist the best ideas from trial judges, trial lawyers, academics, and others to find the best alternative to the Batson analysis.
¶42 But it may instead be possible to address Batson’s shortcomings in a more targeted fashion. The main problem is that Batson’s third step requires a finding of “purposeful discrimination,” which trial courts may often interpret to require conscious discrimination. This is problematic because discrimination is often unconscious. A requirement of conscious discrimination is especially disconcerting because it seemingly requires judges to accuse attorneys of deceit and racism in order to sustain a Batson challenge. See Robin Charlow, Tolerating Deception and Discrimination After Batson, 50 Stan. L. Rev. 9, 11 (1997) (noting that one judge “had the uncomfortable feeling that she had just rendered an official ruling that the attorney was lying to the court”). Imagine how difficult it must be for a judge to look a member of the bar in the eye and level an accusation of deceit or racism.
¶43 However, a new, more robust framework should do more than simply acknowledge that unconscious bias is a permissible consideration in the Batson analysis. It should seek to eliminate this bias altogether or at least move us closer to that goal. A new framework should give trial courts the necessary latitude to weed out unconscious bias where it exists, without fear of reversal and without the need to level harsh accusations against attorneys or parties. On the other hand, it may be that Justices Marshall and Breyer are right and the problem is so dire that the only solution is to eliminate peremptory challenges altogether. See Batson, 476 U.S. at 102-03 (Marshall, J., concurring); Miller-El,
¶44 A rule change of this magnitude might also be best made through the rule-making process. This court possesses certain rule-making authority inherent in its power to prescribe rules of procedure and practice, which is supplemented by the legislature. State v. Templeton,
V. Application to this case
¶45 As urgent as the need for a new framework may be, we cannot create one in this case. Neither party has asked for a new standard or framework, nor have they briefed or argued what that framework might be or how it would apply in this case. The issue also was not raised or decided at the Court of Appeals or the trial court. This means the record has not been developed in a way that will facilitate our review, nor have we obtained the benefit of input from amici, including members of the bar and other stakeholders. It must wait for another case.
VI. The trial court did not clearly err by finding there was no purposeful discrimination in this case
¶46 Instead, we apply Batson to this case and conclude that the trial court’s finding that there was no purposeful discrimination was not clear error. A trial court’s decision that a challenge is race-neutral is a factual determination based in part on the answers provided by the juror, as well as an assessment of the demeanor and credibility of the juror and the attorney. Batson, 476 U.S. at 98 n.21. The defendant carries the burden of proving purposeful discrimination. Id. at 93. The trial
¶47 Here, we find no clear error in the trial court’s determination that the prosecution had a valid race-neutral reason to peremptorily strike Ms. Tolson. Ms. Tolson said she might have trouble sitting on the jury of a murder trial because someone she knew had recently been murdered:
I mean, I have never been in this situation where I have lost someone. You just went to the funeral. He is young. Only 24. And to be called to jury duty to perhaps be on a jury of a murder suspect. I don’t know how I’m going to react. You know, I don’t know. I’m — I’m not an emotional person, but I’m thinking as we go through it, and I hear the testimony, and I see the pictures, I don’t know. I mean, I’m just being honest. I don’t know how I’m going to feel.
RP (Mar. 10, 2009) at 43. In light of Ms. Tolson’s statements throughout voir dire, we defer to the trial court’s factual finding that the prosecutor was justified in believing there was a realistic possibility that she might have been “lost” as a juror before the end of the case. The record does not compel a contrary conclusion. The trial court observed the juror and agreed that she was having difficulties. Losing jurors during a lengthy trial is always a possibility, and justice is not served when a mistrial is declared or a juror is unable to view and process the evidence. Here, it was entirely reasonable for the court to conclude that the prosecutor’s concerns were legitimate and race-neutral, and there was no clear error. We affirm the trial court’s finding that there was no purposeful discrimination.
¶48 We do, however, acknowledge that Ms. Tolson was questioned far more than any other juror, perhaps in part because she was black. This conclusion is supported by a statistical analysis of the prosecution’s voir dire that appears in appendix A, attached to this opinion.
¶49 We also acknowledge that the prosecution attempted to strike the only Mexican-American
¶50 Under Batson, we defer to the trial court’s ruling.
CONCLUSION
¶51 Racial inequalities permeate our criminal justice system and present important moral issues we all must grapple with. Twenty-six years after Batson, it is increasingly evident that discriminatory use of peremptory challenges will be difficult to eradicate. We should not shrink from this challenge, but this is not the case to address it. It must wait for another day to determine how to adapt Batson to the realities of continuing race discrimination and fulfill the promise of equal protection.
¶52 We affirm the Court of Appeals.
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Notes
A recent report by Washington’s Race and Equal Justice Task Force notes that “ “bias pervades the entire legal system in general and hence [minorities] do not trust the court system to resolve their disputes or administer justice evenhandedly.’ ” Task Force on Race & Criminal Justice Sys., Preliminary Report on Race and Washington’s Criminal Justice System 6 (2011) (alteration in original), available at http://www.law.washington.edu/About/RaceTaskForce/preliminary_report _race_criminal_justice_030111.pdf (quoting Wash. St. Minority & Justice Comm’n, 1990 Final Report at xxi (1990), available at http://www.courts.wa.gov/committee /pdFTaskForce.pdf).
The State argued for the first time in its supplemental brief that we should repudiate the bright line rule approved by a majority of this court that “a defendant establishes a prima facie case of discrimination when . . . the record shows that the State exercised a peremptory challenge against the sole remaining venire member of the defendant’s constitutionally cognizable racial group.” State v. Rhone,
“The general findings, confirmed by hundreds of articles in peer-reviewed scientific journals are that ‘[ilmplicit biases — by which we mean implicit attitudes and stereotypes — are both pervasive (most individuals show evidence of some biases), and large in magnitude, statistically speaking. In other words, we are not, on average or generally, cognitively colorblind.’ ” Task Force Report, supra, at 19 (alteration in original) (quoting Jerry Kang & Kristin Lane, Seeing Through Colorblindness: Implicit Bias and the Law, 58 UCLA L. Rev. 465, 471 (2010)).
See, e.g., Eva Paterson, Kimberly Thomas Rapp & Sara Jackson, The Id, The Ego, and Equal Protection in the 21st Century: Building upon Charles Lawrence’s Vision To Mount a Contemporary Challenge to the Intent Doctrine, 40 Conn. L. Rev. 1175 (2008); Gordon W. Allport, The Nature of Prejudice 20,173 (1954); Howard J. Ehrlich, The Social Psychology of Prejudice 35 (1973); see Felicia Pratto & Oliver P. John, Automatic Vigilance: The Attention-Grabbing Power of Negative Social Information, 61 J. Personality & Soc. Psychol. 380, 381 (1991).
Social schemas can exist at any level of abstraction and along any dimension, such as identity group (for example, race), character traits (for example, dominance), physical traits (for example, tall), social roles (for example, occupation), or general person impressions. Whites in America may attribute to blacks character traits such as laziness or hostility, physical traits such as kinky hair, roles such as entertainer or drug-dealer, and an overall negative person impression.
Page, supra, at 189.
People generally match and compare incoming information with the most relevant schema or sub-schema. They then tend to order and process new related stimuli in keeping with other elements of the schema. A schema essentially operates as an implicit theory, which reflexively “directs the perceiver’s attention . . . mediates inferences . . . guides judgment and evaluation; and .. . fills in ... values for unexpected attributes.” It is a way to integrate new material into familiar understanding and a way to draw conclusions beyond the information given. Not only do we assume the British are reserved or that Canadians are funny (if they are), but we also expect the British to act reserved and Canadians to be funny.
Id. at 189-90 (alterations in original) (footnotes omitted) (quoting Eliot R. Smith,
Likewise, “[m]any defense lawyers fail to adequately challenge racially discriminatory jury selection because they are uncomfortable, unwilling, unprepared, or not trained to assert claims of racial bias.” Equal Justice Initiative Report, supra, at 6.
It could be argued (although none of the parties makes this argument) that “purposeful discrimination” already encompasses unconscious bias. This argument flows from the idea that the “purposeful discrimination” requirement was never intended to be a proxy for conscious intent or anything resembling a conscious mens rea, but rather a signpost for distinguishing between discriminatory purpose and disproportionate impact. Before Batson was decided, it was well established that disproportionate impact alone does not violate the equal protection clause. See Washington v. Davis,
Ironically, Justice Stephens’s concurring opinion takes this opinion to task for discussing possible solutions and then launches into a lengthy criticism of possible solutions. Concurrence (Stephens, J.) at 66-68.
The charts in appendix A track two relevant measures of prosecutor questioning: (1) the number of questions asked of each juror by the prosecution and (2) the total number of words spoken (by both prosecutor and venireperson) in direct interaction with each prospective juror. Totals do not include statements or questions made by the prosecutor to the venire at large that were not directed to any particular juror. Totals omit voir dire by defense counsel and individual questioning conducted outside the presence of the full venire.
The chief justice’s concurring opinion criticizes our reference to statistics of the number of questions asked of Ms. Tolson compared with the other jurors, asking why additional questions were asked and “many other factors,” and disclaiming any reliance on statistics. Concurrence (Madsen, C.J.) at 63-64. This criticism is particularly inapt in light of this opinion’s extensive quotations from the voir dire of Ms. Tolson, supra pp. 36-40, 56, and one statement that disparate questioning does not itself prove purposeful discrimination.
Justice Tom Chambers is serving as a justice pro tempore of the Supreme Court pursuant to Washington Constitution article IV, section 2(a).
Concurrence Opinion
¶53 (concurring) — Like my colleagues, I am concerned about racial discrimination during jury selection. Here, the issue is whether the prosecutor’s use of a peremptory challenge to dismiss a black member of the jury venire was based on her race and therefore violated equal protection.
¶54 The constitutionally based evaluation established in Batson v. Kentucky,
¶55 Batson’s framework continues to apply to identify the constitutional equal protection violations that it was intended to reach, those involving purposeful discrimination. But as the Court advised, state courts have some flexibility to develop procedures to comply with Batson. Johnson v. California,
¶56 Beyond the constitutional inquiry, which is aimed at purposeful discrimination, there are growing concerns about unconscious and implicit racial biases that could also affect jury selection. Both the lead opinion and some of the concurrences consider such concerns at some length.
¶57 But the constitutional test from Batson is intended to reach purposeful discriminatory exercise of the peremptory challenge “based on either the race of the juror or the racial stereotypes held by the party.” Georgia v. McCollum,
¶58 The peremptory challenge is an important “state-created means to the constitutional end of an impartial jury and a fair trial.” Id. at 57; accord State v. Latham,
¶59 In my view, the analysis in this case should be limited to the issues raised by the parties. The case should be decided under Batson’s “purposeful discrimination” constitutional standard and should not be a forum for discussing how to counter “implicit” or “unconscious” discrimination when these
¶60 Here, when the prosecutor used a peremptory challenge to dismiss jury venire member Ms. Anna Tolson, the only black member of the venire, the defendant objected and established a prima facie case of discrimination. The prima facie case was easily made because the prosecutor singled this juror out, making it abundantly clear that he did so on the ground that because of her race, she would have a different viewpoint from the rest of the venire. The judge appropriately required the prosecutor to explain why the peremptory challenge was exercised and then found that the prosecutor was justified in believing there was a realistic possibility that Ms. Tolson might be lost as a juror before the trial concluded, especially since she had very recently lost someone who was murdered. The judge’s ruling was not an abuse of discretion.
¶61 Finally, I offer a brief comment on the lead opinion’s appended charts totaling the number of questions and words with respect to each prospective juror. We are not a group of qualified statisticians. One does not have to look very far to find a significant mistake made by this court when attempting to resolve a question in a case involving statistics. In a prosecution for murder, in which DNA (deoxyribonucleic acid) evidence was an important part of the State’s case, we originally rejected the State’s expert’s testimony that the defendant’s DNA was a 1 in 19.25 billion “match” to the forensic sample. We concluded that this was basically an assertion that the defendant was the only person with this DNA profile because the 19.25 billion figure was almost four times the population of the earth. State v. Buckner,
¶62 Without knowing what topics were discussed, why additional questions were asked, whether individual prospective jurors had personal characteristics that may have affected the number of questions asked (hearing difficulties, comprehension levels, etc.) or personal tendencies such as to respond at length or to ask repeatedly for clarification, and likely many other factors, it is insufficient to count questions or individual words. While a marked difference in questioning may suggest discrimination, I would not rely on charts to show discrimination based on the number of questions asked or the length of the interactions with individuals during voir dire.
¶63 I concur in the result reached in the lead opinion but write separately to express disagreement with going beyond the arguments of the parties.
Among other things, the lead opinion in Rhone observed that the Court in Batson overruled a prior test focusing on systematic discrimination. Rhone,
As the lead opinion notes, “Neither party has asked for a new standard or framework, nor have they briefed or argued what that framework might be or how it would apply in this case”; the issue was not raised or decided at the Court of Appeals; and amici, the bar, and other “stakeholders” have not provided any input. Lead opinion at 55. The lead opinion also says that this case does not present circumstances calling for exercise of our discretionary power to reach issues not raised by the parties. Id. at 52.
Although the lead opinion, notes that there are limitations to relying on statistics, inclusion of detailed graphs and pie charts suggests the opposite.
Concurrence Opinion
¶64 (concurring) — Between Justice Wiggins’s lead opinion, Chief Justice Madsen’s and Justice González’s concurring opinions, and Justice Chambers’s dissenting opinion, thousands of words have been written in this case. Only a fraction speak to the actual result: the court affirms Kirk Saintcalle’s conviction, finding no violation of equal protection under
¶65 I write separately to sound a note of restraint amidst the enthusiasm to craft a new solution to the problem of the discriminatory use of peremptory challenges during jury selection. The difficulties inherent in this area have long been recognized, but it is easier to name the problem than to solve it. See Jeffrey Beilin & Junichi P. Semitsu, Widening Batson’s Net to Ensnare More than the Unapologetically Bigoted or Painfully Unimaginative Attorney, 96 Cornell L. Rev. 1075, 1106-08 (2011) (surveying plans to reform the peremptory challenge, but noting most “are unlikely to resonate beyond the academy and particularly unlikely to resonate with legislatures who must implement any such reform proposal”); Peter J. Henning, Prosecutorial Misconduct and Constitutional Remedies, 77 Wash. U. L. Q. 713, 796 (1999) (admitting that reform in this area “is easier said than done”). Perhaps the reluctance of both the lead opinion and Justice González’s concurrence to adopt the solutions they suggest belies this concern.
¶66 Before embracing any new solution, I think it is important to carefully consider our authority as a court sitting in review. We are not acting in our rule-making capacity. And, obviously it is not our role to legislate. We should not skim over the question of what is involved in changing the Batson standard (as Justice Wiggins favors), eliminating peremptory challenges entirely (as Justice González advocates), or exercising our inherent supervisory power to fashion rules to address “the pernicious effect of unconscious racism” (as Justice Chambers suggests). Dissent (Chambers, J.) at 119. Because the issue is entirely unbriefed, we are not adequately informed on all sides of the question. I offer a few observations that give me pause.
¶67 First, the rule announced in Batson is narrow, placing a constitutional limit on the exercise of peremptory challenges based on a finding of purposeful discrimination.
¶68 Second, the solutions proposed by both the lead opinion and Justice González’s concurrence go far beyond invalidating peremptory challenges that violate the equal protection rights of litigants and jurors recognized in Batson and its progeny. We should therefore at least acknowledge the existence of a subconstitutional “right” of litigants to participate in jury selection by exercising both for-cause and peremptory challenges. Justice González’s concurrence seems to assume that peremptory challenges are wholly within our purview to eliminate. But, we are not the only branch of government concerned with fairness and impartiality in jury trials. Among the statutes in play is RCW 2.36.080, which addresses jury selection and provides in relevant part:
(3) A citizen shall not be excluded from jury service in this state on account of race, color, religion, sex, national origin, or economic status.
(4) This section does not affect the right to peremptory challenges under RCW 4.44.130.
While the procedural mechanism for exercising juror challenges in criminal cases has largely moved from statute to court rule, the general provisions in chapter 2.36 RCW apply and the court rules in several instances incorporate or restate the statutory framework. See CrR 6.4. How we could deny a litigant a constitutionally valid exercise of peremptory challenges secured by statute or court rule is an unexamined question.
¶69 The most thorough discussion in Washington case law of what the “right” to peremptory challenges means is the Court of Appeals opinion in Vreen,
¶70 As noted, my purpose today is to sound a note of restraint. We held to the Batson standard in Rhone, and we do so again today. I do not criticize my colleagues for embracing an opportunity to explore a thorny issue, but I believe there are better avenues than judicial opinions to do so.
It is also noteworthy that neither of these opinions would find a satisfactory solution to the discrimination problem in the rule proposed by the dissent in State v. Rhone,
This is consistent with other areas of discrimination law, most notably employment law, from which the Batson three-part, burden-shifting analysis is drawn. See Batson,
Concurrence Opinion
¶71 (concurring) — This splintered court is unanimous about one thing: Racial bias in jury selection is still a problem — “Solutions to the Problem, Of Course, wait.” Langston Hughes, Dinner Guest: Me, in 3 The Collected Works of Langston Hughes 173 (Arnold Rampersad ed., 2001). Batson challenges have not ended racial bias in jury selection. Only once has a race-based Batson challenge resulted in reversal in Washington. See State v. Cook,
¶72 There are half-measures that may reduce the amount of bias in the jury selection process, such as tighter control of questioning based on the federal court model or reduction of the number of peremptory challenges that may be exercised. I believe, however, it is time to abolish peremptory challenges. Peremptory challenges are used in trial courts throughout this state, often based largely or entirely on racial stereotypes or generalizations. See infra pp. 80-92. As a result, many qualified persons in this state are being excluded from jury service because of race. At the same time, trial and appellate courts cannot reliably identify which particular challenges involve racial discrimination and which do not. See infra pp. 92-96. Moreover, the use of peremptory challenges contributes to the historical and ongoing underrepresentation of minority groups on juries, imposes substantial administrative and litigation costs, results in less effective juries, and unfairly amplifies resource disparity among litigants — all without substantiated benefits. See infra pp. 98-111. The peremptory challenge is an antiquated procedure that should no longer be used.
¶73 As the lead opinion rightly states, we must “recognize the challenge presented . . . and rise to meet it.” Lead opinion at 49. We must not “turn a blind eye,” “throw up our hands in despair,” or “shrink from this challenge” — but that is precisely what the majority of this court does in this case. Lead opinion at 49, 58,36; concurrence (Madsen, C.J., joined by J.M. Johnson, J.) at 60, 63; concurrence (Stephens, J., joined by C. Johnson and Fairhurst, JJ.) at 65, 68-69. Petitioner Kirk Saintcalle complains that racial discrimination was behind the use of a peremptory challenge at his trial and also points out that our current procedural framework is failing to address this ongoing problem. He is right about the ongoing failure of our procedural framework. The majority of this court acknowledges the problem but does nothing about it. Yet this court has a duty to ensure that the trial procedures it oversees and maintains do not propagate racial discrimination. We can fix this problem directly. We should abolish peremptory challenges in our courts.
¶74 That said, although the peremptory challenges at Saintcalle’s trial constituted error, Saintcalle is not entitled to reversal of his conviction. Given that trial courts throughout the state have been allowing peremptory challenges in good faith to this point, and because peremptory challenges are not always harmful or pernicious, the erroneous allowance of a peremptory challenge does not warrant reversal in every case. See, e.g., Creech v. City of Aberdeen,
¶75 One of the reasons why we must abolish peremptory challenges is because it is too difficult to identify the presence of racial discrimination under Batson in any given case and, thus, too difficult to identify the individual cases that warrant reversal. In this particular case, the trial court acted in good faith and did not commit clear error in allowing the challenge to prospective juror Tolson. Thus, I concur in the judgment because under the appropriate framework for deciding this case, Saintcalle is not entitled to reversal of his conviction.
I. A DUTY TO ACT
¶76 We must address the ongoing problem of racial discrimination in the use of peremptory challenges. Otherwise, we ignore our duty to resolve disputes fully, fairly, and effectively and to ensure that trial procedures in this state promote justice and comply with the federal and state constitutions.
¶77 In order to fully, fairly, and effectively adjudicate Saintcalle’s claim we must address the presence of racial discrimination within
¶78 Instead, today this court fails to ensure that none of our trial procedures propagate injustice. We have “inherent power to govern court procedures” as “a necessary adjunct of the judicial function.” City of Seattle v. Hesler,
¶79 The use of peremptory challenges in our courts is exactly the type of trial court practice over which we have inherent and ongoing authority. See State v. Tharp,
¶80 If we truly are unsure of the appropriate way to address the ongoing racial discrimination within our jury selection procedures, we should ask for further briefing. See RAP 10.6(c), 12.1(b). But as is explained below, the need to abolish peremptory challenges “is so apparent that additional briefing is unnecessary.” Aho,
II. THE NEED TO ABOLISH PEREMPTORY CHALLENGES
¶81 We must abolish peremptory challenges in the courts of this state. Our system of voir dire and juror challenges, including causal challenges and peremptory challenges, is intended to secure impartial jurors who will perform their duties fully and fairly. In practice, however, litigants generally use peremptory challenges to remove qualified and fair jurors whom they deem likely to favor the other side in a close case. Many such challenges are based on nothing more than racial stereotypes or generalizations. But there is no accurate and reliable way to identify which peremptory challenges are based on race and which are not. In addition, peremptory challenges contribute to the under-representation of minority groups on juries, impose substantial administrative costs, result in less effective juries, and amplify resource disparity in litigation — without any substantiated benefits.
¶82 The peremptory challenge was first created in England to serve purposes that are now irrelevant and outdated, and it was adopted in the Washington Territory without substantial debate, at a time when racial minorities and women were completely ineligible for jury service. Peremptory challenges have been used in Washington since that time but without any serious consideration of their usefulness, and they remain an optional trial procedure subject to our plenary oversight. To prevent ongoing violations of the federal and state constitutions, and more generally as a matter of policy, we should abolish peremptory challenges in this state.
¶83 Many jurists and scholars have called for the elimination of peremptory challenges, but no jurisdiction in the United States has been willing to be the first to take that necessary step. See, e.g., Flowers v. State,
1. Voir Dire and Juror Challenges
¶84 To understand the role of peremptory challenges in jury selection, we must first consider the purposes and general framework of jury selection as a whole. The underlying goal of the jury selection process is “to discover bias in prospective jurors” and “to remove prospective jurors who will not be able to follow . . . instructions on the law” and, thus, to ensure an impartial jury, a fair trial, and the appearance of fairness. State v. Davis,
¶85 Challenges for cause are the primary method of excluding prospective jurors from service. Unlike peremptory challenges, for which no reason need be given, challenges for cause require a showing to the satisfaction of the trial court that a particular juror is unqualified for service in the case. A “general” causal challenge alleges that a prospective juror is unqualified to serve in any case because of insufficient age, lack of citizenship, lack of local residency, inability to sufficiently communicate or comprehend, disenfranchisement, or a substantial and material insufficiency in mind or body. See RCW 4.44.150, .160; RCW 2.36.070; see also CrR 6.4(c)(1), (2). A “particular” causal challenge alleges that a prospective juror is unqualified to serve in the particular case before the court, due to a blood relation, other special relationship, or personal interest that renders the prospective juror unqualified as a matter of law (“implied bias”); or due to inability to be impartial in fact (“actual bias”); or due to some bodily condition that renders the juror unable to serve in the particular case. See RCW 4.44.150, .170-.190;see also, e.g.,State v.Noltie,
¶86 One primary purpose of the voir dire process is to determine whether prospective jurors harbor “actual bias” and are thus unqualified to serve in the case. See, e.g., Tharp,
¶87 In any given case, the appropriate resolution of a challenge for actual bias is left to the discretion of the trial court. See, e.g., Reynolds v. United States, 98 U.S. (8 Otto) 145, 155,
¶88 The allowance of causal challenges remains the primary method by which we ensure impartial juries in this state. There is no limit on the number of causal challenges allowed. The basis for a causal challenge must be specified and proved, in order to create a sufficient record for appeal, to avoid “sharp practice” and to serve the ends of justice. State v. Biles,
2. Peremptory Challenges in Practice
¶89 The actual use of peremptory challenges within our jury selection process presents a divergence between theory and practice. In theory, peremptory challenges are supposed to further the goal of an impartial jury. See Press-Enter. Co. v. Superior Court,
¶90 The reason trial attorneys are so concerned with favoritism in jury selection is because most cases that go to trial are close cases. When the likely outcome is clear, parties tend to settle, either to avoid the costs of litigation or to obtain some other benefit, such as a lenient sentencing recommendation. Cf. V. Hale Starr & Mark McCormick, Jury Selection at 3-3 (4th ed. 2010) (vast majority of cases settle). Further, judges generally do not allow cases to go to trial unless there is a reasonable factual dispute for the jury to resolve. See CR 56; CrR 8.3(c). The only exception is a criminal case involving overwhelming evidence of guilt, which still must go to a jury. But if a case is not close, then the subtle biases of each juror almost certainly will not affect the final verdict. See Abbott, supra, at 112; Gobert & Jordan, supra, at xii.
¶91 The task of determining the favorability of jurors is difficult, in part because of the limited information available about each juror and his or her relevant knowledge, beliefs, opinions, and values, and also because of the difficulty of predicting a given individual’s likely beliefs and opinions about any particular case. See Starr & McCormick, supra, at 16-12. There is only limited time to extract relevant information during voir dire. Jurors sometimes conceal or are ignorant about their own biases, and answers are sometimes incomplete, misleading, or false. See Ginger, supra, at 1034, 1095; Gobert & Jordan, supra, at 117, 459. Some attorneys conduct external investigations to learn more about the members of the venire, but this is often impossible, impractical, unreliable, or unethical. See Gobert & Jordan, supra, at 106-27. Although directly relevant information does sometimes become available — as in cases involving challenges for cause — most of the time even directly relevant information does not actually disclose the extent of a particular juror’s underlying bias. In other words, the significance of such information usually remains at least fairly debatable if not entirely ambiguous or immaterial.
¶92 With limited information and time, and a lack of any reliable way to determine the subtle biases of each prospective juror, attorneys tend to rely heavily on stereotypes and generalizations in deciding how to exercise peremptory challenges. See, e.g., Ted A. Donner & Richard K. Gabriel, Jury Selection: Strategy and Science 1-7 to 1-8 (3d ed. 2007); Jeffrey T. Frederick, Mastering Voir Dire and Jury Selection 24 (1995); Starr &McCormick, supra, at 17-6. This phenomenon is endemic. See, e.g., Starr & McCormick, supra, at 16-7 (“Since widely-accepted, strongly-fixed, deeply-rooted stereotypes allow speedy evaluations and judgments, and since the legal system constantly places lawyers in situations that require them to exercise peremptory challenges quickly, demographic stereotypes have become the obligatory foundation for decisionmaking in jury selection.”). The precise way that stereotypes or generalizations are used, however, depends on the resources and sophistication of each trial attorney.
¶93 The majority of attorneys rely on instinct, lore, and anecdotal experience — used in combination with whatever information about prospective jurors is obtained prior to and during voir dire — to guide the use of peremptory challenges. See Gobert & Jordan, supra, at 77; Starr &
¶94 Attorneys with more resources and greater sophistication have gone from using simplistic old lawyer’s lore to using jury consultants and applying social science methods to jury selection. The field of jury consultation emerged in the 1970s and grew dramatically in the 1980s and 1990s as various methods and principles of social psychology were applied to trial strategy with apparent success. See Starr & McCormick, supra, at 5.1-13 to 5.1-36; Donner & Gabriel, supra, at 5-6 to 5-11. Jury consultants now use a variety of techniques to assist trial attorneys injury selection, including community surveys, mock juries, and focus groups. See, e.g., Starr & McCormick, supra, at 7-1 to 16-32; Gobert & Jordan, supra, at 78. Based on some or all of these various methods, jury consultants usually develop a “statistical profile” to assist the trial attorney specifically in the exercise of peremptory challenges. Starr & McCormick, supra, at 16-3 (noting that this statistical profile is “[o]ne of the primary reasons trial attorneys hire jury/trial consultants”); Gobert & Jordan, supra, at 89; see also Ginger, supra, at 1106 (providing example of model juror profile for hypothetical police misconduct case). The statistical profile often is complex and reflects the synthesis of a number of demographic and other characteristics. See Starr & McCormick, supra, at 7-47 (“Regression analysis, interaction analysis, or discriminant analysis are the statistical programs most frequently used to develop these profiles.”). The profile will be used to select which jurors to challenge and often will guide the attorney’s strategies and questioning during voir dire. See Gobert & Jordan, supra, at 90. Attorneys also sometimes use jury consultants “to evaluate juror nonverbal responses to voir dire questioning and to identify the likely group dynamics of the jury.” Id. at 456 (footnote omitted). Some attorneys instead try to utilize social science methods on their own and on a smaller scale, without incurring the substantial expense of a professional jury consultant. See, e.g., Donner & Gabriel, supra, at 6-25; Gobert & Jordan, supra, at 103-05; see also Abbott, supra, at 22 (providing a universal “juror rater” for practitioners to use in any case based on “an ambitious effort to obtain systematically collected social science data on American values and characteristics”).
¶95 Attorneys who employ these social science methods still rely heavily on stereotypes or generalizations. Judgments made about each individual prospective juror are based on information collected about other individuals. In other words, each prospective juror is presumed to be similar in relevant respects to those individuals who contributed to the available statistical data and possessed some of the known characteristics of the prospective juror. See, e.g., Abbott, supra, at 58. Although these generalizations are based on more than mere intuition or anecdote, they remain speculative as applied
¶96 In sum, attorneys using a wide variety of approaches to jury selection all rely heavily on stereotypes and generalizations to guide the use of peremptory challenges, in an attempt to obtain the most favorable jury possible in any given case. Rough and rapid judgments about prospective jurors are made based on whatever characteristics are observable or otherwise known and that the attorney believes are relevant in some way. Prospective jurors are then excused based solely on such superficial judgments, notwithstanding the fact that whatever directly relevant information is available either provides no indication that the prospective juror is unqualified or provides some indication that is only fairly debatable at best.
3. Racial Discrimination in Peremptory Challenges
¶97 Unsurprisingly, peremptory challenges often are motivated by racial stereotypes and generalizations. The perception of race still heavily influences many social observations and judgments in our society. Regardless of whether an attorney uses intuition, old lawyer’s lore, or jury consultation, we should not be surprised to find that the resultant judgments about prospective jurors are based in whole or in part on race. Indeed, the existing evidence discussed below shows that racial discrimination is prevalent in the use of peremptory challenges in Washington and elsewhere, and our current legal framework necessarily fails to address this problem.
¶98 Peremptory challenges can be racially discriminatory in numerous ways. First, a peremptory challenge can be based on a straightforward, race-based stereotype or generalization. For example, an attorney might seek to remove a prospective juror because of an antiquated belief that a member of the prospective juror’s racial group must be or probably is unable to adequately serve as a juror due to insufficient integrity, intelligence, or judgment. See, e.g., Norris v. Alabama,
¶99 Second, a peremptory challenge can be based on a simple or complex statistical juror profile that incorporates race as an indicator of favorability. It appears to be common practice today to track race as a relevant demographic characteristic in developing statistical juror profiles. See Starr & McCormick, supra, at 7-6, 7-35, 17-19; Donner & Gabriel, supra, at 6-23; Gobert & Jordan, supra, at 82; Abbott, supra, at 13, 48-50. Race currently does correlate, at least roughly, to various beliefs, opinions, and values held in our society. See, e.g., Starr & McCormick, supra, at 16-23, 17-5 (noting for example that “people of color are twice as likely as whites to believe that ‘race relations in the United States are poor’ ”); see also Matt Haven, Reaching Batson’s Challenge Twenty-Five Years Later: Eliminating the Peremptory Challenge and Loosening the Challenge for Cause Standard, 11 U. Md. L.J. Race, Religion, Gender & Class 97, 97 (2011). But the modern view among at least some jury consultants is that in jury selection today, “[r]ace almost never profiles, except in cases specifically referring to racial issues” and “[r]ace seems to be an ever decreasing factor in determining reactions to case issues.” Starr & McCormick, supra, at 16-3; see also Donner & Gabriel, supra, at 1-6 to 1-7. Race no longer regularly “profiles” in part because jury consultants have begun identifying other characteristics in each case — primarily life experiences — they believe to be far more predictive of whether a prospective juror is favorable. Starr & McCormick, supra, at 16-3, 17-4 to 17-6. At the same time, attorneys remain skeptical and resistant to the notion of excluding race from consideration as a potential indicator of favorability. See id. at 7-6, 17-4; cf. Abbott, supra, at 2 (noting prior “widespread agreement that demographic and social characteristics ... are likely to determine values which affect the responses of jurors to the case”). Further, most attorneys do not have the time or resources to have consultants identify the particular life experiences that might be more effective at indicating favorability in a given case. See Starr & McCormick, supra, at 16-6 to 16-8, 16-21 to 16-26; Gobert & Jordan, supra, at 105; Stevenson, supra, at 1654 n.39; cf. Abbott, supra, at 49 (race included in universal profiler). The use of race in statistical juror profiling remains an ongoing practice.
¶100 Third, a peremptory challenge can be based on the desire to obtain a particular racial dynamic on the jury as a whole. See, e.g., Miesner v. State,
¶101 Finally, a peremptory challenge can be based on unconscious racial bias. In other words, race can subconsciously motivate a peremptory challenge that the attorney genuinely believes is race-neutral. See lead opinion at 46-49. As one example among many, an attorney might exercise a peremptory challenge based solely on his “gut feeling,” unaware that the race of the challenged juror caused or substantially contributed to the gut feeling. As another example, an attorney might believe that the basis of her challenge is a prospective juror’s answer to a particular question, unaware that she would neither have asked the question nor have brought the challenge against that prospective juror had he been of a different race. In such circumstances, the challenge is motivated at least in part by underlying racial bias and, thus, is racially discriminatory.
¶102 The racially discriminatory use of peremptory challenges is occurring regularly throughout this state. Even after Batson,
¶103 Evidence from other jurisdictions confirms that racial discrimination in the use of peremptory challenges is widespread. Numerous studies in other states have consistently and uniformly shown a significant influence of race on the use of peremptory challenges in actual practice. Racial disparities in peremptory usage have been documented in the courts of Alabama, Georgia, Illinois, Louisiana, North Carolina, Pennsylvania, and Texas. See Equal Justice Initiative, Illegal Racial Discrimination in Jury Selection: A Continuing Legacy 14 (2010) (hereinafter Equal Justice Initiative) (noting studies finding substantial racial disparities in peremptory usage in Alabama, Georgia, and Louisiana); Catherine M. Grosso & Barbara O’Brien, A Stubborn Legacy: The Overwhelming Importance of Race in Jury Selection in 173 Posi-Batson North Carolina Capital Trials, 97 Iowa L. Rev. 1531, 1538-40 & n.55 (2012) (discussing studies of peremptory challenge usage finding racial disparities in Illinois, Louisiana, North Carolina, Pennsylvania, and Texas). Many of these studies have found that even after controlling for numerous other potentially relevant factors, race remains highly determinative of peremptory usage. See Grosso & O’Brien, supra, at 1533,1547, 1552-54 (review of capital trials in North Carolina finding that even after controlling for 65 other variables, “a black venire member had 2.48 times the odds of being struck by the state as did a venire member of another race”); Starr & McCormick, supra, at 17-7 to -8 (discussing a comprehensive review of criminal trials in Dallas finding widespread racial disparities and also finding that “ ‘no factor reduced the importance of race’ ” (quoting Steve McGonigle et al., Jurors’ Race a Focal Point for Defense: Rival Lawyers Reject Whites at Higher Rate, Dall. Morning News, Jan. 24, 2006)); David C. Baldus et al., The Use of Peremptory Challenges in Capital Murder Trials: A Legal and Empirical Analysis, 3 U. Pa. J. Const. L. 3, 46, 60, 72, 121 (2001) (review of Philadelphia capital murder cases finding that even after controlling for numerous variables "venire member race was a major determinant in the use of peremptories”).
¶104 Laboratory studies provide even further evidence that racial discrimination underlies the use of peremptory challenges. In one recent study, attorneys were presented with a criminal trial scenario along with descriptions of two prospective jurors and were instructed to decide as a prosecutor which of the two prospective jurors to challenge peremptorily. See Samuel R. Sommers & Michael I. Norton, Race-Based Judgments, Race-Neutral Justifications: Experimental Examination of Peremptory Use and the Batson Challenge Procedure, 31 Law & Hum. Behav. 261, 266-67 (2007). In one condition, the first prospective juror was depicted as
¶105 Case-by-case adjudication and appellate review under Batson cannot effectively combat the widespread racial discrimination that underlies the use of peremptory challenges throughout this state, and thus, such racial discrimination will continue unabated under our current framework. Batson requires a complaining party to make a prima facie case of unlawful discrimination, and whenever such a prima facie case has been made, Batson requires the proponent of the challenge to identify his or her reasons. See lead opinion at 42. If the proponent’s alleged reasons are lawful, the trial court then must adjudicate whether the challenge is in fact unlawfully discriminatory, and that determination will be reversed on appeal only if it is clearly erroneous. See lead opinion at 42-43, 54-55. For numerous reasons, this framework has been and will continue to be largely ineffective at combating racial discrimination in the use of peremptory challenges in Washington.
¶106 First, many racially discriminatory peremptory challenges remain unchallenged and are never subjected to judicial review. In some such cases, the presence of racial discrimination remains entirely imperceptible to the opposing party and trial judge, and thus, no objection is raised and the issue is never addressed. Even when racial discrimination becomes sufficiently apparent to warrant an objection, opposing parties often decide not to object. See Starr & McCormick, supra, at 17-15, 17-18, 17-19 (reporting results of a nationwide survey of trial attorneys, including Washington attorneys); Equal Justice Initiative, supra, at 6. Some attorneys are concerned about alienating other prospective jurors or upsetting opposing counsel or the judge; others do not have strong feelings about keeping the challenged prospective juror on the venire and thus accept the peremptory challenge; still others will not raise an objection unless the racial discrimination is already sufficiently obvious to satisfy a demanding trial judge; and some attorneys do not raise a Batson objection because they are engaging in racial discrimination themselves. See Starr & McCormick, supra, at 17-18 to 17-19 (“ ‘What’s good for the goose is good for the gander. We’re taking off one race as fast as they can take off the other. If we challenge them, they will challenge us.’ ” (quoting survey answers)). Trial judges overseeing such cases might remain
¶107 Second, even if an objection is made, plausible race-neutral reasons are quite easy to conjure up in any given case, regardless of whether the peremptory challenge is actually based on racial discrimination and regardless of whether such racial discrimination is conscious or unconscious. See, e.g., Starr & McCormick, supra, at 17-11 (quoting one forthright prosecutor as saying, “ ‘Very frankly, any attorney worth his salt can make up something to get over a Batson challenge. And, literally, [prosecutors] do make it up. We do.’ ” (alteration in original) (quoting McGonigle et al., supra); Sommers & Norton, supra, at 263 (“Many researchers have demonstrated that people can offer compelling explanations for their behavior even when unaware of the factors — such as race — that are actually influential.”). Attorneys are trained to identify distinctions and to provide explanations for conduct. To overcome a Batson challenge based on alleged racial discrimination, an attorney merely has to “be careful not to give a reason that also [applies to a prospective juror of another race] against whom [the attorney does] not exercise a peremptory.” Nancy S. Marder, Batson Revisited, 97 Iowa L. Rev. 1585,1591 (2012); see also, e.g., People v. Randall,
¶108 Third, there usually is no way for a trial court to accurately and reliably determine whether a given peremptory challenge is racially discriminatory. As noted above, proffered race-neutral reasons are almost always plausible, but not always real or comprehensive. The circumstances surrounding a given challenge usually will not resolve the inquiry, and trial judges may be hesitant to question the integrity or self-awareness of counsel. See lead opinion at 53. Further, social science research tells us that trial judges generally are unable to accurately and reliably determine credibility based on demeanor alone, regardless of their confidence in doing so. See, e.g., Paul Ekman & Maureen O’Sullivan, Who Can Catch a Liar?, 46 Am. Psychologist 913, 913-17 (1991) (experimenters presented video clips of individual persons describing feelings about a movie each was allegedly watching; trial judges performed only slightly better than chance in determining who was lying about watching the movie, and confidence was not correlated to performance); see also, e.g., Saul M. Kassin, Human Judges of Truth, Deception, and Credibility: Confident but Erroneous, 23 Cajrdozo L. Rev. 809 (2002). In addition, trial courts generally do not have the time or resources to review the record in-depth or to conduct statistical analysis prior to resolving a Batson objection. Such a review of the record rarely would provide clarity anyhow. Cf. Sommers & Norton, supra, at 269 (“We observed bias against Black venire members only when examining decisions made by several participants; indeed, for any given participant, we are unable to determine whether the peremptory was influenced by
¶109 Fourth, there is no way for appellate courts to provide sufficiently meaningful review on appeal. An appellate court is in an even worse position than the trial court to determine whether a particular peremptory challenge was racially discriminatory. Although an appellate court can conduct a searching review of the cold record and undertake statistical analysis as appropriate, see lead opinion, App. A, such review rarely will provide an answer. Even if the appellate court’s searching review uncovers inconsistencies between the race-neutral explanation and the proponent’s treatment of other prospective jurors, the comparable characteristics of the other prospective jurors might have escaped not only the notice of the trial court but also the notice of the attorney, who was faced with the complexities and pressures of navigating voir dire and jury selection. It will be difficult if not impossible to determine whether the attorney overlooked a comparable juror while crafting a post hoc explanation for the challenge or, instead, overlooked that same comparable juror when invoking the challenge in the first place. Under our current framework, appellate review remains ineffectual.
¶110 Finally, too many unanswered questions remain under Batson, which will continue to cause much confusion and impose substantial litigation costs, all without addressing the underlying problem. See, e.g., Donner & Gabriel, supra, at 23-30 (“Since Batson was decided, the trial and appellate courts have struggled with the scope of its application.”). For example, it remains unclear exactly which groups are to be protected from discrimination in jury selection. To date, the United States Supreme Court has applied the Batson framework only to discrimination “on the basis of race, ethnicity, or sex.” Rivera,
fill As a second example, it remains unclear how to determine whether a prima facie case has been established, and in particular, how that determination should be reviewed on appeal. The United States Supreme Court has explained that a prima facie case is established whenever the circumstances “permit the trial judge to draw an inference that discrimination has occurred.” Johnson v. California,
f 112 As a third example, it remains unclear just how direct or substantial the influence of race must be in order to render a peremptory challenge racially discriminatory under Batson. Mere reliance on “statistical support” does not immunize a peremptory challenge from attack, and any attorney using peremptory challenges must “look beyond the surface before making judgments about people that are likely to stigmatize as well as to perpetuate historical patterns of discrimination.” J.E.B. v. Alabama ex rel. T.B.,
¶113 As a final example, it remains unclear whether unconscious racial discrimination is prohibited under Batson. See lead opinion at 53-54 & n.8. Unconscious racial discrimination is extremely inequitable, harmful, and unjust — but also fairly ubiquitous and relatively blameless at an individual level. Unconscious bias is not easily deterred, because the biased individual is not aware of its presence. Further, it is nearly impossible for any observer to identify the presence of unconscious bias in any particular instance. See, e.g., Sommers & Norton, supra, at 269. That said, if peremptory challenges based on unconscious racial bias are prohibited and if trial courts are made aware of the prevalence of unconscious bias in general, they might be relatively more likely to scrutinize proffered race-neutral explanations and to fully appreciate the potential presence of racial discrimination in the use of peremptory challenges. See lead opinion at 53-54. Still, any gains would be modest at best. And regardless, the distinction between conscious and unconscious bias would remain largely irrelevant on appeal because circumstantial evidence of unconscious bias and circumstantial evidence of conscious bias generally is the same evidence, and only in the rarest of cases will a finding of unconscious bias (or lack thereof) be compelled while a finding of conscious bias (or lack thereof) is not. It should be clear by now that unconscious bias is simply one problem among many. Focusing on any such secondary problem simply distracts from the overarching need to abolish peremptory challenges entirely.
¶114 In sum, our current framework will continue to engender confusion and needless administrative and litigation costs, while racial discrimination in the use of peremptory challenges — both conscious and unconscious — continues unabated.
¶115 The use of peremptory challenges is harmful in this state not only because of the ongoing racial discrimination involved but also because of a wide variety of other resulting injustices — with no substantiated benefits. In particular, the use of peremptory challenges contributes to the historical and ongoing underrepresentation of minority groups on juries, broadly increases administrative and litigation costs, results in less effective and less socially beneficial juries, and amplifies resource disparities in litigation. On the other hand, the use of peremptory challenges produces no substantiated systemic benefits.
¶116 First, the use of peremptory challenges contributes to the underrepresentation of minority groups on juries, even in the absence of purposeful discrimination. Racial minorities in particular are underrepresented on juries for a wide variety of reasons, including the use of peremptory challenges. See, e.g., Hiroshi Fukurai et al., Race and the Jury: Racial Disenfranchisement and the Search for Justice 3-4, 34, 40-42 (1993) (collecting studies and identifying various causes that have a “cumulative effect”); Wash. State Ctr. for Court Research, Juror Research Project: Report to the Washington State Legislature 5-6, 18 (Dec. 24, 2008) (showing underrepresentation of various racial minorities in jury pools in Clark, Des Moines, and Franklin Counties), available at http://www.courts.wa.gov/wsccr/docs /Juror%20Research%20Report%20Final.pdf. This ongoing underrepresentation reflects a history of complete exclusion from jury service and subsequent resistance to efforts at inclusion. See Rosencrantz, 2 Wash. Terr, at 278 (Turner, J., dissenting) (noting that “trial by jury at common law” required “ ‘free and lawful men’ ” as jurors and “if he be a slave or bondman, this is defect of liberty”); James Forman, Jr., Juries and Race in the Nineteenth Century, 113 Yale L.J. 895, 910 (2004) (“It is believed that 1860 was the first year in which African Americans served on juries, in either the North or the South.”); Fukurai et al., supra, at 14-15 (“Over the next 100 years, litigated cases overwhelmingly viewed blacks as inferior, and this inferiority was ensured by structural conditions imposed in the jury selection process to limit the number of black jurors.”). More recently, the Washington State Jury Commission reported that there remains in Washington “a perception that jury service has been reserved for certain segments of our society,” which “increases alienation of the excluded segments and increases resentment by those who [believe] they are summoned too many times.” Wash. State Jury Comm’n, Report to the Board for Judicial Administration 3 (July 2000), available at http:// www.courts.wa.gov/committee/pdRJury_Commission_Report .pdf. The commission concluded that “special efforts should be made to increase participation injury service by sectors of society that traditionally have not participated fully, particularly young people and minority communities.” Id. Yet the use of peremptory challenges only contributes to the recognized and continuing underrep-resentation of minority groups. Each peremptory challenge leveled against a member of a minority group has a relatively greater exclusionary effect because each such challenge removes a greater percentage of that minority group from jury service. Further, many characteristics or life experiences that attorneys perceive as unfavorable, but which do not render a prospective juror unqualified for service, may be relatively more common (or seen as more common) among various minority groups. See, e.g., Grosso & O’Brien, supra, at 1541 & n.63 (noting that striking all persons with a relative in prison could disproportionately exclude racial minorities). Especially when combined with ongoing racial discrimination, these factors show that peremptory challenges are a powerful contributor to the ongoing underrepresentation of minority groups on juries.
¶117 Second, peremptory challenges impose substantial administrative and litigation costs. More prospective jurors must be called on to appear for service, disrupting the lives of many who never actually serve on a jury. Litigants spend much time and money determining how best to exercise peremptory challenges, not in order to ensure the constitutional requirement of an impartial
¶118 Third, peremptory challenges result in juries that are less effective and less productive. Allowing the use of peremptory challenges tends to exclude people with diverse viewpoints and experiences who are qualified to serve as jurors. See, e.g., Gobert & Jordan, supra, at 272. Yet inclusion and diversity should be considered extremely important goals of the jury system at a systemic level, in addition to the fundamental requirement of impartiality. See Wash. State Jury Comm’n, supra, at 3. As the lead opinion rightly points out, such inclusion and diversity is highly beneficial, advancing fairness and the appearance of fairness, and promoting more effective and reflective juries. See lead opinion at 50; see also Marder, supra, at 1604 & nn.119-21 (“[T]hey can correct each other’s mistaken notions, broaden each other’s perspectives, and suggest different ways of looking at the evidence.”). Increased diversity and inclusion on juries also has the potential to motivate civic engagement in the community. See Andrew E. Taslitz, The People’s Peremptory Challenge and Batson; Aiding the People’s Voice and Vision Through the “Representative” Jury, 97 Iowa L. Rev. 1675, 1709-10 (2012) (discussing “one of the largest studies on juries and democracy”). Allowing the use of peremptory challenges takes us further away from the important goals of inclusion and diversity.
¶119 Fourth, the use of peremptory challenges amplifies underlying resource disparity among litigants in a way that brings fundamental fairness into question. This problem arises because thorough jury consultation is quite expensive and available only to wealthy litigants. See, e.g., Strier & Shestowsky, supra, at 474-76. Although the actual efficacy of jury consultation is somewhat dubious, insofar as even a modest advantage can be obtained in the use of peremptory challenges, the result is a potentially slanted jury and a widening of “the already-substantial advantage of the wealthy.” Id. at 463-64, 474. Such an imbalance in jury selection is especially antithetical to the notion of an impartial jury and “creates an untoward public perception of the jury being manipulated by psychological devices, in essence, high-tech jury tampering.” Id. at 472-73 (footnote omitted); see also Starr & McCormick, supra, at 5.1-34; Gobert & Jordan, supra, at 118, 453. Normally, resource disparity affects each side’s ability to convince the adjudicator of its position, not the ability to select the adjudicator in the first place. The latter is a far more fundamental, and in this context an entirely avoidable, problem.
¶120 In stark contrast to the numerous and substantial harms resulting from the use of peremptory challenges, the procedure has no material benefits. Various benefits have been identified in theory, but these alleged benefits remain unsupported, specious, or de minimis and clearly outweighed by related costs. See, e.g., Morris B. Hoffman, Peremptory Challenges Should Be Abolished: A Trial Judge’s Perspective, 64 U. Chi. L. Rev. 809, 812-13 (1997) (“Although there is no shortage of academic and judicial generalizations about the importance of the peremptory challenge, there have been remarkably few efforts to articulate precisely why the peremptory challenge is so important.” (footnote omitted)).
¶121 The primary benefit alleged to result from the use of peremptory challenges is jury impartiality. But as already discussed, attorneys use peremptory challenges to exclude unfavorable jurors, not to obtain an impartial jury. Peremptory challenges are used to remove prospective jurors who are qualified but who the attorney believes will be relatively unfavorable in what is probably a close case. This has nothing to do with furthering impartiality in our justice system.
¶122 Moreover, peremptory challenges are generally ineffective even for the adversarial purpose of excluding unfavorable jurors.
¶123 In one preeminent study of actual peremptory usage in real criminal trials, prospective jurors who were removed by peremptory challenge were then formed into shadow juries to observe the trials from which they had been excused. See Hans Zeisel & Shari Seidman Diamond, The Effect of Peremptory Challenges on Jury and Verdict: An Experiment in a Federal District Court, 30 Stan. L. Rev. 491, 498-500 (1978). The experimenters were then able to determine whether the attorneys had reliably excused those jurors who would have voted against them entering deliberations. See id. at 513-18. The results were “not impressive.” Id. at 517. Overall, “attorney performance was highly erratic,” with substantial fluctuations from one case to the next. Id. In the aggregate, prosecutors “made about as many good challenges as bad ones,” defense counsel fared only “slightly better,” and the results brought into question “the role of peremptory challenges in furthering the constitutionally prescribed goal of trial by an impartial jury.” Id. at 517-18.
¶124 In another prominent experiment, a mock criminal trial was first conducted and then numerous practicing attorneys (primarily prosecutors and defense counsel asked to take up their usual roles) were presented with video of the voir dire. See Norbert L. Kerr et al., On the Effectiveness of Voir Dire in Criminal Cases with Prejudicial Pretrial Publicity: An Empirical Study, 40 Am. U. L. Rev. 665, 672-79 (1991). The attorneys then reported “how likely they were to use a peremptory challenge” on individual prospective jurors, estimated “which way the jurorfs] would lean in the trial,” and then were asked to guess how many of their own predictions were correct. Id. at 677-78. The attorneys reported that the simulation was fairly realistic. See id. at 679. But a comparison of attorney ratings to actual juror performance in the mock trial found that “defense attorneys would have done no worse in exercising their peremptory challenges had they simply flipped coins,” while prosecutors’ ratings “were weakly, but only marginally, correlated with juror behavior” and both groups “grossly overestimated their actual rate of success.” Id. at 685, 688-89.
¶125 These results should not be surprising. As noted, most lawyers rely on intuition, lore, and anecdotal experience in exercising peremptory challenges. But in practice attorneys rarely if ever can actually confirm the effectiveness of their decisions concerning peremptory challenges. Thus, anecdotal experience and lore in this context are based on nothing more than intuition, which is entirely arbitrary, erratic, and unreliable without any sort of regular experiential validation. See Marder, supra, at 1596-97. Over time, well-established psychological tendencies — such as confirmation bias (the tendency to look for confirmation but not falsification of our hypotheses) and selective information processing (the tendency to readily accept confirming evidence but devalue contradictory evidence) — likely entrench attorneys’ preexisting biases, including closely held racial stereotypes and generalizations, and give attorneys false confidence in the effectiveness of their decisions concerning peremptory challenges. See, e.g., Burke, supra, at 1480-81.
¶126 Even the use of jury consultation shows only mixed results, probably because of the various subjective judgments that must be made and the unreliability of using superficial statistical analysis to make individual judgments about complex human beings. See supra pp. 85-86. And insofar as jury consultation actually can provide a modicum of relative advantage to a litigant, it remains available only to the most wealthy and, thus, works against fairness and impartiality rather than for it.
¶127 The notion that impartiality is furthered by allowing litigants to exercise arbitrary and unsupported juror challenges,
¶128 The remaining arguments in support of peremptory challenges fare no better. For example, some have argued that the peremptory challenge “provides a ready corrective for errors by a judge in refusing to grant a challenge for cause.” Gobert & Jordan, supra, at 217. Yet a trial judge refusing to grant a challenge for cause abuses his or her discretion only if the juror’s partiality is abundantly clear, which will be relatively rare, and an abuse of discretion in such circumstances will be rarer still. If appropriate, the standards governing challenges for cause can be addressed directly. But allowing litigants to make unsupported and arbitrary challenges to prospective jurors in order to avoid the mere potential for unreasonable decisions by our trial courts would be senseless.
¶129 Others have seen potential value in peremptory challenges as a way to “remove a juror whom [the attorney] has offended by a probing voir dire or by an unsuccessful challenge for cause . . . .” Ginger, supra, at 1054 n.16. But this argument assumes that attorneys must alienate prospective jurors in order to conduct effective voir dire, which is false. Any relevant concerns can be adequately addressed with questioning from the trial court, more delicate questioning or ingenuity from the attorneys, or proceedings outside the presence of the jury, when appropriate. Regardless, both sides remain on equal footing and the attorneys can be expected to effectively navigate the process. Even if an attorney happens to alienate a prospective juror during voir dire, an alienated juror is not necessarily biased to any material degree.
¶130 Similarly, some have noted that allowing peremptory challenges permits “attorneys to choose jurors about whom they feel comfortable,” thus allowing the attorneys to be more effective advocates. Gobert & Jordan, supra, at 272. But someone who works as a trial advocate should be able to overcome performance anxiety, and any subtle increase in attorney discomfort in a given case is of no moment. Again, both sides remain on equal footing and attorneys can be expected to advocate effectively — even before jurors whom they perceive as hostile.
¶131 Still others have advocated for peremptory challenges on the ground that parties are “consequently more likely to be accepting of the jury’s verdict.” Gobert & Jordan, supra, at 271. But allowing causal challenges provides litigants more than enough involvement in jury selection and adequately ensures fairness and impartiality. The argument also ignores that peremptory challenges interfere with the appearance of fairness in numerous respects, are essentially capricious, and engender disrespect for the legal system in part due to the ongoing presence of racial discrimination and underrepresentation of minority groups on juries. See, e.g., Equal Justice Initiative, supra, at 28-30; Marder, supra, at 1609 & n.144; James H. Coleman, Jr., The Evolution of Race in the Jury Selection Process, 48 Rutgers L. Rev. 1105, 1108 (1996); Wash. State Jury Comm’n, supra, at 3.
¶132 Yet another argument in favor of peremptory challenges is that without them attorneys will spend more time asserting and arguing causal challenges, thus increasing administrative and litigation costs. But attorneys already have more than enough incentive to argue causal challenges whenever possible, in order to conserve the limited number of peremptory challenges available to them. Further, attorneys are able to raise causal challenges only when there is some objective reason to believe that a juror cannot be impartial, and trial courts can easily control the process to avoid unnecessary costs and delays. This argument also ignores the relatively greater costs that peremptory
¶133 A final argument in favor of peremptory challenges is that they prevent extremists from getting onto juries and, thus, avoid more hung juries and the need for costly retrials. But true extremists are excused for cause if there is evidence to establish their extremism, and if such extremism remains hidden, the unreliable and inaccurate use of peremptory challenges will fare no better at removing the extremism from the jury. Moreover, the solemnity of the proceedings and the substance of deliberations might help to overcome the initial presence of extremism on the jury. In any event, hung juries are relatively rare, notwithstanding the fact that most trials present close cases. See Paula L. Hannaford-Agor et al., Are Hung Juries a Problem? 25 (Nat’l Ctr. for State Courts & Nat’l Inst, of Justice, 2002) (finding average hung jury rate of 6.2 percent in 30 jurisdictions across the United States), available at http://ncsc.contentdm.oclc.org/cdm/singleitem /collection/juries/id/27/rec/2.
¶134 In sum, the substantial costs of allowing the use of peremptory challenges are numerous, well established, and deeply concerning, while the alleged benefits are unsupported, specious, or de minimis.
5. A Brief History of the Peremptory Challenge
¶135 The case for abolishing peremptory challenges becomes even more compelling after considering the origin of the procedure and its history in Washington.
¶136 The peremptory challenge first appeared in England during the 13th century. See William T. Pizzi & Morris B. Hoffman, Jury Selection Errors on Appeal, 38 Am. Crim. L. Rev. 1391, 1412 (2001); see also Hoffman, supra, at 817-19. Historians believe that the practice originated in English criminal trials because causal challenges made by the King were deemed royally infallible; in response, criminal defendants were provided with a reasonable number of challenges of their own for which no cause would be required. See Hoffman, supra, at 819; Broderick, supra, at 371-72; Pizzi & Hoffman, supra, at 1412. Others have also suggested that peremptory challenges originally were “actually a kind of shorthand challenge for cause in small English villages and towns, where it was commonplace for . . . cause disqualifications to be obvious to all.” Pizzi & Hoffman, supra, at 1412. In either case, “peremptory challenges antedated the notion of jury impartiality by some 200 years----” Id. at 1439. Although the need to offset royal infallibility eventually became outdated, the practice of allowing litigants in each case a limited number of peremptory challenges remained a long standing tradition in England that eventually was adopted in the United States without much debate or fanfare. See Hoffman, supra, at 823-25.
¶137 The peremptory challenge was adopted in the Washington Territory shortly after the territory’s formation, without any record of substantive debate on the topic. The first legislature of the territory passed comprehensive codes of civil and criminal procedure, both of which provided for the use of peremptory challenges among myriad other procedural matters. See Laws of 1854, at
¶138 The original code provisions from the Washington Territory governing the use of peremptory challenges have remained essentially unchanged and unquestioned from the time they were adopted until now. These procedural provisions were still in place when Washington became a state, at which point they were ostensibly adopted by our state constitution as part of a broad incorporation of territorial laws in force at the time. See Const, art. XXVII, § 2. The sole substantive alteration to these provisions came in 1969 and related to the number of peremptory challenges available to multiple parties on the same side of a case. See Laws of 1969,1st Ex. Sess., ch. 37, § 1, ch. 41, § 1. There is no record of any related discussion or debate concerning the wisdom of maintaining the peremptory system generally. See, e.g., House Journal, 41st Leg., Reg. Sess., at 162-63 (Wash. 1969) (debate concerned equal distribution of challenges among parties and extent of judicial review).
¶139 In 1973, this court adopted its first set of comprehensive criminal court rules, including a provision allowing for the exercise of peremptory challenges. See former CrR 6.4(a) (1973). The Criminal Rules Task Force, which originally drafted and recommended the rules for adoption, provided substantial commentary and explanation regarding many of its proposed rules. See generally Criminal Rules Task Force, Washington Proposed Rules of Criminal Procedure (May 15, 1971). Regarding the sole provision allowing for the continued use of peremptory challenges, however, the task force simply cited to the relevant preexisting statutes without further discussion. See id. at 102. Thus, the use of peremptory challenges in this state was allowed to continue but, once again, without substantive debate or discussion concerning the propriety of the procedure.
¶140 It is time to consider whether peremptory challenges actually should be part of our jury selection process.
6. The Need To Abolish: Preventing Constitutional Violations
¶141 Peremptory challenges must be abolished in order to put an end to the racial discrimination that underlies their use throughout this state. The exercise of a peremptory challenge based on race violates the constitutional requirement of equal protection of laws. See, e.g., Powers,
¶142 As already discussed, judicial review of individual peremptory challenges is ineffective and cannot address the ongoing constitutional violations occurring throughout this state. Because this court has plenary authority over trial procedures, we should abolish peremptory challenges in order to deter those violations.
¶143 Abolishing peremptory challenges is constitutionally required, given the need to prevent racial discrimination and the lack of any justification for allowing peremptory challenges. When a given policy creates a systematic risk of racial discrimination, the “question is at what point that risk becomes constitutionally unacceptable.” Turner v. Murray,
7. The Need To Abolish: Preventing Other Injustices
¶144 In addition to the need to prevent racial discrimination, this court must abolish peremptory challenges in order to eliminate all of the other substantial costs the practice imposes on our justice system. The disproportionate exclusion of minority groups from jury service, for example, is of great concern. Jury participation is critically important to the functioning and legitimacy of our government. The use of juries validates the justice system through community participation, provides a check against governmental abuses of power, educates citizens and promotes civic engagement, and promotes integration and mutual understanding across social groups. See Powers,
8. Going Forward
¶145 Abolishing peremptory challenges will bring us only one step closer to justice. As a general matter, we must continue to oversee the rules of procedure in this state, ensure that such rules are fair and effective, and see that justice is done in each and every case within our jurisdiction. If we finally abolish peremptory challenges and thus resolve the myriad problems associated that procedure, we should then turn our attention to whether our overarching framework of causal challenges needs improvement or clarification. We should also engage in our formal rule-making process in order to consider additional proposals for improving jury selection, including ways to further the goals of inclusion and diversity.
¶146 But we should not leave the current system in place while trying to devise such solutions. The use of peremptory challenges in our legal system has never been shown to be beneficial in any way. In stark contrast, the grave problems the practice causes are ongoing, are before us, and must be addressed. Such grave problems will continue even if we begin a formal attempt to devise a better solution. Further, a better solution is highly unlikely to ever appear; numerous alternatives to abolishing peremptory challenges already have been proposed, but none appear promising. See, e.g., Jean Montoya, The Future of the Post-Batson
¶147 If we do not abolish peremptory challenges, we should at least take steps to augment the effectiveness of the current jury selection process under Batson. For example, we could require trial courts to conduct questioning directly and to impose a strict relevance requirement for any questions submitted by the attorneys, with an exception for special circumstances or when the trial judge has established her or his own declared rules to govern the relevant interests at stake. Cf. Roberts,
¶148 In sum, the need to abolish peremptory challenges is abundantly clear.
III. APPLICATION
¶149 Although the allowance of peremptory challenges at Saintcalle’s trial should be considered trial error, Saintcalle himself is not entitled to reversal of his conviction. Because trial courts throughout this state have been allowing peremptory challenges in good faith until now, and because a peremptory challenge is only a small part of the entire trial process and is not innately harmful or pernicious, the erroneous allowance of a peremptory challenge does not warrant reversal in every case. See Creech, 44 Wash, at 73-74; Rivera,
¶150 In Saint calle’s case, the trial court acted in good faith and did not commit clear error in allowing the peremptory challenge of prospective juror Tolson. First, the trial court clearly acted in good faith because at the time of Saintcalle’s trial, peremptory challenges were allowed under the law. Second, the record does not compel a finding that the prosecutor’s challenge of prospective juror Tolson was racially discriminatory. The record discloses that the parties obtained written questionnaires from the prospective jurors prior to voir dire and that the written responses contained substantive information. See Verbatim Report of Proceedings (VRP) (Mar. 10, 2009) at 119. The record also reveals that the prosecutor was aware of certain facts about Ms. Tolson that were not divulged during voir dire — including some facts related to the recent death of her friend. See Tr. of Proceedings (TP) (Mar. 9, 2009) at 66, 68; VRP at 101-02. If Ms. Tolson revealed in her questionnaire
¶151 The trial court did subsequently find that the prosecutor attempted to strike a different prospective juror based on race, which the trial court should have considered as relevant to the previous challenge against Ms. Tolson. However, Saintcalle did not ask the trial court to reconsider its prior ruling. Further, even keeping in mind the prosecutor’s subsequent racial discrimination, it still was not clear error for the trial court to find that the earlier challenge to Ms. Tolson was race-neutral.
¶152 Based on a review of the record, I cannot say that the trial court clearly erred in allowing the prosecutor’s peremptory challenge and excusing Ms. Tolson from the jury. Applying the appropriate legal framework to this case — that is, reviewing the allowance of a peremptory challenge as error, subject to reversal only in cases involving bad faith or failure to comply with Batson — Saintcalle is not entitled to reversal of his conviction.
IV. CONCLUSION
¶153 The time has come to abolish peremptory challenges. The use of this procedure propagates racial discrimination, contributes to the historical and ongoing underrepresentation of minority groups on juries, imposes needless administrative and litigation costs, results in less effective juries, amplifies resource disparity in jury selection, and mars the appearance of fairness in our justice system. It provides no material benefits.
¶154 The compelling need to abolish peremptory challenges is no secret. Numerous jurists throughout the nation repeatedly have recognized the need to eliminate this “anathema to our democracy.” Broderick, supra, at 371; Mark W. Bennett, Unraveling the Gordian Knot of Implicit Bias in Jury Selection, 4 Harv. L. & Pol’y Rev. 149, 166 (2010); Rice v. Collins,
¶155 At the same time, no jurisdiction in the United States has been willing to be the first to take the necessary step of abolishing peremptory challenges. See Flowers,
Suppl. Br. of Pet’r at 2 (alterations in original) (quoting Task Force on Race & Criminal Justice Sys., Preliminary Report on Race and Washington’s Criminal Justice System 7 (2011)).
Id. at 2-3 (alteration in original) (quoting Bidish Sarma, Commentary, When Will Race No Longer Matter in Jury Selection?, 109 Mich. L. Rev. First Impressions 69, 72 (2011), available at http://www.micliiganlawreview.org/assets/fi/109 /sanna2.pdf.
Although the peremptory challenge became a long standing tradition in England, the practice was eventually abolished in that country in 1988. See, e.g., Nancy S. Marder, Two Weeks at the Old Bailey: Jury Lessons from England, 86 Chi.-Kent L. Rev. 537, 553 & n.50 (2011) (“England had the peremptory and eliminated it, and does not seem any worse off for having eliminated it.” (footnote omitted) (citing Criminal Justice Act, 1988, c. 33, § 188(1) (Eng.)). The comparison is informative, but it is admittedly imperfect because the English jury system does not strictly require jury unanimity for a guilty verdict. See id. at 579-80 (“After the jury has deliberated for at least two hours and has reported to the judge that it is having difficulty reaching a unanimous verdict, the judge can decide to accept a [super-majority] verdict... if there is a vote of 11-1 or 10-2.”). English prosecutors may also use a “standby” procedure that is in effect similar to a peremptory challenge, but prosecutors rarely exercise standbys. Nancy S. Marder, Beyond Gender: Peremptory Challenges and the Roles of the Jury, 73 Tex. L. Rev. 1041, 1102-03 & n.262 (1995).
Dissenting Opinion
¶[156 (dissenting) — Batson v. Kentucky,
¶157 Batson ignores the fact that discrimination is discrimination whether it is purposeful or not. It ignores the fact that discrimination is real whether it is done with racist intent or not. It ignores the fact that the minority juror who is removed because of discrimination is denied the right to participate in one of the two most fundamental democratic processes of our nation. We have learned something from history, and this case gives us an opportunity to show it.
¶158 I believe Justice Alexander was right in State v. Rhone,
¶159 I do not believe it would be wise of this court to abandon peremptory challenges altogether. Peremptory challenges are important in ensuring fair trials because jurors are sometimes not candid or fail to understand
¶160 In this case, I am simply not convinced that Kirk Saintcalle received a fair trial before a truly representative jury. I would reverse and remand for a new trial.
¶161 I respectfully dissent.
