Commonwealth v. MattisCommonwealth v. Mattis
NOTICE: All slip opinions and orders are subject to formal revision and are superseded by the advance sheets and bound volumes of the Official Reports. If you find a typographical error or other formal error, please notify the Reporter of Decisions, Supreme Judicial Court, John Adams Courthouse, 1 Pemberton Square, Suite 2500, Boston, MA, 02108-1750; (617) 557-1030; SJCReporter@sjc.state.ma.us
Homicide. Constitutional Law, Sentence, Cruel and unusual punishment, Parole. Parole. Practice, Criminal, Sentence, Parole.
Indictments found and returned in the Superior Court Department on December 21, 2011.
Following review by this court, 484 Mass. 742 (2020), findings of fact and a ruling of law were issued by Robert L. Ullmann, J.
Ryan M. Schiff (Paul R. Rudof & Ruth Greenberg also present) for the defendant.
Cailin M. Campbell, Special Assistant District Attorney (John C. Verner, Assistant District Attorney, also present) for the Commonwealth.
The following submitted briefs for amici curiae:
Darina Shtrakhman, of California, Matt K. Nguyen, of the District of Columbia, & Adam Gershenson for Jeffrey Aaron & others.
Andrea Lewis Hartung, of Illinois, & Marsha L. Levick, of Pennsylvania, & Oren Nimni for the Sentencing Project & others.
Jonathan W. Blodgett, District Attorney for the Eastern District, & David F. O‘Sullivan, Assistant District Attorney, for District Attorney for the Eastern District & another.
Kenneth J. Parsigian, Avery E. Borreliz, Erin M. Haley, & Martin W. Healy for Carol S. Ball & others.
Benjamin H. Keehn, Committee for Public Counsel Services, & John J. Barter for Committee for Public Counsel Services.
BUDD, C.J. When it comes to determining whether a punishment is constitutional under either the Eighth Amendment to the United States Constitution or art. 26 of the Massachusetts Declaration of Rights, youth matters. See, e.g., Miller v. Alabama, 567 U.S. 460 (2012); Graham v. Florida, 560 U.S. 48 (2010); Roper v. Simmons, 543 U.S. 551 (2005); Diatchenko v. District Attorney for the Suffolk Dist., 466 Mass. 655 (2013) (Diatchenko I), S.C., 471 Mass. 12 (2015). In Miller, supra at 465, 476, the United States Supreme Court struck down mandatory life imprisonment without the possibility of parole for juveniles based in part on the “mitigating qualities of youth.” Approximately one and one-half years later, this court went further than Miller and concluded that sentencing a juvenile to life without parole in any circumstance would violate art. 26. See Diatchenko I, supra at 669-670.
The defendant, Sheldon Mattis, was convicted of murder in the first degree, among other charges, and was sentenced to a mandatory term of life in prison without the possibility of parole, see
Here, we consider whether our holding in Diatchenko I should be extended to apply to emerging adults, that is, those who were eighteen, nineteen, and twenty years of age when they committed the crime.1 Based on precedent and contemporary standards of
Background.
1. The homicide.
The evidence presented in the defendant‘s trial is summarized in Watt, 484 Mass. at 744-745.4 We provide a condensed version of events as the jury could have found them. On September 25, 2011, the defendant; his codefendant, Nyasani Watt; and another friend observed Kimoni Elliott standing outside a nearby convenience store. Id. at 744. The defendant approached Elliott on a bicycle and asked him where he was from. Elliott replied, “Everton.” Id. The two then parted ways. Id.
Elliott met Jaivon Blake in a nearby parking lot while the defendant returned to Watt and said, “[B]e easy, because that‘s them kids.” Watt, 484 Mass. at 744-745. A few minutes later, when Elliott and Blake were in view, the defendant handed Watt a gun and told Watt “to go handle that.” Id. at 745. Watt rode toward Elliott and Blake on a bicycle and shot them from behind. Id. Elliott survived gunshot wounds to his neck and right arm,
but Blake died from a single gunshot wound to the torso. Id. at 744.
2. Procedural history and development of the record.
In 2013, the defendant and Watt were tried jointly and convicted of murder in the first degree on the theories of deliberate premeditation and extreme atrocity or cruelty, among other charges. Watt, who was seventeen at the time of the shooting, received a life sentence with the possibility of parole after fifteen years.5 Watt, 484 Mass. at 745. See
Superior Court judge denied both motions, and the appeals from these denials were consolidated with the defendants’ direct appeals. Watt, supra at 743-744.
We unanimously upheld the denial of both defendants’ postconviction motions and affirmed all convictions. Watt, 484 Mass. at 765. However, we remanded the defendant‘s case6 to the Superior Court for “development of the record with regard to research on brain development after the age of seventeen[, which] will allow us to come to an informed decision as to the constitutionality of sentencing young adults to life without the possibility of parole.” Id. at 756.
A Superior Court judge, who had also been the trial judge, conducted three days of evidentiary hearings during which three expert witnesses -- neuroscientist Dr. Adriana Galván, forensic psychologist7 Dr. Robert Kinscherff, and forensic psychologist Dr. Stephen Morse -- testified on the topic of adolescent neurological and psychological development after the age of seventeen.8 The defendant also entered in the record the
transcript of the testimony of a fourth expert witness, developmental psychologist
of neuroscience and forensic psychology, among other specialties, and are recognized as leaders in their respective professional fields.
Galván holds a Ph.D. in neuroscience and is a tenured professor of psychology at the University of California, Los Angeles (UCLA), as well as the director of UCLA‘s Developmental Neuroscience Lab. She has coauthored over one hundred book chapters and peer-reviewed studies, many of which have been published in leading journals in her field. She has received numerous honors and awards, including the Presidential Early Career Award for Scientists and Engineers as well as the Troland Award from the National Academy of Sciences.
Kinscherff holds both a juris doctor and a Ph.D. in clinical psychology. He is a professor in the doctoral psychology program at William James College. He has been qualified as an expert in forensic psychology numerous times and was formerly the Assistant Commissioner for Forensic Mental Health at the Department of Mental Health.
Morse holds both a juris doctor and a Ph.D. in psychology and social relations. He is a tenured professor of law and professor of psychology and law at the University of Pennsylvania. He has written numerous articles on neuroscience and the law, many of which have been published in leading journals on law and neuroscience. He has been qualified as an expert in at least twenty cases and was previously the Legal Director at the MacArthur Foundation‘s Law and Neuroscience Project.
Galván and Kinscherff testified on behalf of the defendant. Morse testified on behalf of the Commonwealth.
applied to juveniles. See Miller, 567 U.S. at 471 (referencing Steinberg & Scott, Less Guilty by Reason of Adolescence: Developmental Immaturity, Diminished Responsibility, and the Juvenile Death Penalty, 58 Am. Psychologist 1009, 1014 [2003]); Roper, 543 U.S. at 569-573 (same). Steinberg testified on behalf of the defendant in the case underlying our decision in Commonwealth v. Robinson, 493 Mass. 188 (2023), a case raising a nearly identical sentencing claim. See note 10, infra.
Commonwealth and the defendant also submitted voluminous exhibits, including numerous scientific studies on adolescence and neurobiological maturity.
The record was transmitted to us in May 2021 but did not include factual findings. In December 2021, we again remanded this case, along with the case underlying our decision in Commonwealth v. Robinson, 493 Mass. 188 (2023), to the Superior Court for the development of factual findings based on the previously transmitted record.10 Specifically, we requested findings regarding “whether the imposition of a mandatory sentence of life without the possibility of parole for . . . those convicted of
A different Superior Court judge issued factual findings in July 2022, concluding that the mandatory imposition of a sentence of life without parole for offenders who were eighteen,
nineteen, or twenty years old at the time they committed the crime is a violation of art. 26. In particular, the judge found that emerging adults are “less able to control their impulses” and that “their reactions in [emotionally arousing] situations are more similar to those of [sixteen and seventeen year olds] than they are to those [twenty-one to twenty-two] and older.” The case and its entire evidentiary record subsequently were transmitted back to this court, where the defendant argued that it is unconstitutional to sentence an emerging adult to life without the possibility of parole in any circumstance, and the Commonwealth argued that such a sentence is constitutional if imposed after an individualized hearing.
Discussion.
Adopted in 1780, art. 26 states: “No magistrate or court of law, shall . . . inflict cruel or unusual punishments.” In evaluating the constitutionality of a sentence, this court is guided by “[t]he fundamental imperative of art. 26 that criminal punishment be proportionate to the offender and the offense.” Diatchenko I, 466 Mass. at 671. A punishment is unconstitutional (i.e., cruel or unusual) if it is so disproportionate to the crime that it “shocks the conscience and offends fundamental notions of human dignity.” Id. at 669, quoting Cepulonis v. Commonwealth, 384 Mass. 495, 497 (1981).11
that punishment for crime should be graduated and proportioned’ to both the offender and the offense.” Miller, 567 U.S. at 469, quoting Roper, 543 U.S. at 560.
1. Constitutional framework.
To evaluate the proportionality of a mandatory life sentence imposed on a category of offenders (here, emerging adults), we look to precedent as well as what contemporary standards of decency, as defined by objective indicia, require. See Graham, 560 U.S. at 61, quoting Roper, 543 U.S. at 563-564 (“The Court first considers ‘objective indicia of society‘s standards, as expressed in legislative enactments and state practice,’ to determine whether there is a national consensus against the sentencing practice at issue. . . . [Then] guided by ‘the standards elaborated by controlling precedents and by the Court‘s own understanding and interpretation of the Eighth Amendment‘s
particular case. Id. See, e.g., Commonwealth v. Sharma, 488 Mass. 85, 89-90 (2021); Commonwealth v. LaPlante, 482 Mass. 399, 403 (2019); Commonwealth v. Perez, 477 Mass. 677, 685-686 (2017), S.C., 480 Mass. 562 (2018); Opinions of the Justices, 378 Mass. 822, 824-825 (1979). See also Ewing v. California, 538 U.S. 11 (2003); Harmelin v. Michigan, 501 U.S. 957 (1991); Solem v. Helm, 463 U.S. 277 (1983).
Although the tripartite test incorporates elements of the approach we use today, it is of limited utility here. Its “threshold comparison between the severity of the penalty and the gravity of the crime does not advance the analysis” where neither the sentence‘s proportionality to the charged offense nor the existence of a more serious offense in the Commonwealth is being challenged. See Graham, 560 U.S. at 61. Rather, our cases show, and Supreme Court precedent affirms, that it is the “categorical” framework, which focuses on contemporary standards of decency, that applies here, where the task is to assess whether a sentence is disproportionate when applied to an entire category of offenders. See id. (“In cases turning on the characteristics of the offender, the Court has adopted categorical rules . . . [and] consider[ed] ‘objective indicia of society‘s standards‘“); Diatchenko I, 466 Mass. at 669 (contemporary standards of decency render imposition of life without parole sentence on particular category of offenders unconstitutionally disproportionate). See also, e.g., Roper, 543 U.S. at 560-563 (standards of decency dictate death penalty‘s unconstitutionality when imposed on those under eighteen); Atkins v. Virginia, 536 U.S. 304, 321 (2002) (standards of decency dictate death penalty‘s unconstitutionality when imposed on those with intellectual disabilities).
the latter, current scientific consensus regarding the characteristics of the class can help determine the contemporary standards of decency pertaining to that class. See Diatchenko I, 466 Mass. at 659-661, 669-671. See also Miller, 567 U.S. at 471-472 (“Our decisions rested not only on common sense . . . but on science and social science as well“); Graham, supra at 68; Roper, supra at 569-570; Commonwealth v. Okoro, 471 Mass. 51, 60 (2015) (“the determination that youth are constitutionally distinct from adults for sentencing purposes has strong roots in recent developments in the fields of science and social science“).
a. Precedent.
In a series of cases responding to challenges to juvenile sentences, the Supreme Court has consistently opined that the “mitigating qualities of youth” must be taken into consideration when it comes to sentencing. Johnson v. Texas, 509 U.S. 350, 367 (1993). See, e.g., Jones v. Mississippi, 141 S. Ct. 1307, 1314 (2021), citing Miller, 567 U.S. at 476; Johnson, supra (“A sentencer in a capital case must be allowed to consider the mitigating qualities of youth in the course of its deliberations over the appropriate sentence“). For example, when striking down the death penalty for juveniles in Roper, the Court discussed the “relevance of youth as a mitigating factor” at length, concluding that “[o]nce the diminished culpability of juveniles is recognized, it is evident that the penological justifications for the death penalty apply to them with lesser force than to adults.” Roper, 543 U.S. at 570-571.
In Graham, 560 U.S. at 76, the Court noted that an “offender‘s age is relevant to the Eighth Amendment, and criminal procedure laws that fail to take defendants’ youthfulness into account at all would be flawed.” The Court concluded that it was unconstitutional to sentence juveniles who did not commit homicide to life without parole because they lack the maturity to be classified among the worst offenders deserving of the harshest punishments. The Court further noted that although “[m]aturity can lead to that considered reflection which is the foundation for remorse, renewal, and rehabilitation . . . [a] young person who knows that he or she has no chance to leave prison before life‘s end has little incentive to become a responsible individual.”13 Id. at 79.
More recently in Miller, 567 U.S. at 476, in which the Court held that a judge must be able to consider “mitigating qualities of youth” in formulating a sentence, the Court reiterated that youth is not simply a “chronological fact” (citation omitted). Rather, “[i]t is a time of immaturity, irresponsibility, impetuousness[,] and recklessness. . . . It is a moment and condition of life when a person may be most susceptible to influence and to psychological damage. . . . And its signature qualities are all transient” (citations and quotations omitted). Id. As a result, the Court reasoned, the Eighth Amendment forbids a sentencing scheme
Approximately one and one-half years after Miller was decided, we considered whether sentencing a juvenile offender to life without the possibility of parole comported with art. 26. See Diatchenko I, 466 Mass. at 661. Ultimately, this court went further than Miller and concluded that because it is not possible to demonstrate that a juvenile offender is “irretrievably depraved,” under the Massachusetts Declaration of Rights, such a sentence is cruel or unusual as imposed on a juvenile in any circumstance. Id. at 670-671.
Central to each of the foregoing cases is the “fundamental precept of justice that punishment for crime should be graduated and proportioned to both the offender and the offense” (citation and quotations omitted). Id. at 669. Until now, we have declined to consider extending Diatchenko I to offenders eighteen years of age and older. See Watt, 484 Mass. at 755-756, and cases cited. However, we also recognized that “researchers continue to study the age range at which most individuals reach adult neurobiological maturity . . . and that such research may relate to the constitutionality of sentences of life without parole for individuals other than juveniles” (citation and quotation omitted). Id. The judge‘s findings in this case, described more fully infra, confirm that the brains of emerging adults are similar to those of juveniles.
b. Contemporary standards of decency.
An assessment of a punishment‘s proportionality occurs “in light of contemporary standards of decency which mark the progress of society.” Diatchenko I, 466 Mass. at 669, quoting Good v. Commissioner of Correction, 417 Mass. 329, 335 (1994). See Okoro, 471 Mass. at 61 (proportionality of punishment is determined based on “the evolving standards of decency that mark the progress of a maturing society” [citation omitted]). Here, we consider the updated research on the brains of emerging adults, as well as the way emerging adults are treated in the Commonwealth and elsewhere, to determine whether a sentence of life without the possibility of parole is proportionate and thus constitutional when imposed upon that class of offenders.
i. Science and social science.
As mentioned supra, where modern scientific consensus regarding a particular class exists, it can be useful in determining the contemporary standards of decency as they relate to that class. See Miller, 567 U.S. at 471-472; Okoro, 471 Mass. at 59-60.
judge made four core findings of fact regarding the science of emerging adult brains: emerging adults (1) have a lack of impulse control similar to sixteen and seventeen year olds in emotionally arousing situations,15 (2) are more prone to risk taking in pursuit of rewards than those under eighteen years and those over twenty-one years, (3) are more susceptible to peer influence than individuals over twenty-one years, and (4) have a greater capacity for change than older individuals due to the plasticity of their brains.
The driving forces behind these behavioral differences are the anatomical and physiological differences between the brains of emerging and older adults. See Steinberg, A Social Neuroscience Perspective on Adolescent Risk-Taking, 28 Developmental Rev. 78, 82-84, 85-89 (2008). These structural and functional differences make emerging adults, like juveniles, “particularly vulnerable to risk-taking that can lead to poor outcomes.”
We discuss each of the judge‘s four core factual findings in turn.
A. Impulse control.
The judge found that in terms of impulse control, emerging adults are more similar to sixteen and seventeen year old juveniles than to older adults. That is, they are less
Emerging adults still are experiencing the effects of “the sharp increase during puberty of certain hormones,” lack a fully developed prefrontal cortex, which is “the part of the brain that most clearly regulates impulses,” and lack fully developed connections “between the prefrontal cortex and other parts of the brain . . . that most clearly respond[] to rewards and reward-related decision making.” All four experts agreed that
compared to older adults, emerging adults are more impulsive, more concerned with their immediate circumstances, and less able to envision future consequences. Galván explained that at least part of this distinction between emerging and older adults can be traced to differences in brain structure between the groups. “[T]he prefrontal cortex is the home for these abilities that we might say are what makes us adults . . . the ability to reason, the ability to think about how your actions today will have implications for the future.” As the brain matures, it “undergoes a process called pruning and [eliminates]” synapses and neurons that are not needed. Advancements in sMRI data have allowed researchers “to measure this cortical thickness and thinning and the process continues through [eighteen], [nineteen], [twenty] years old.”
All of the other experts, including the Commonwealth‘s expert, agreed that the prefrontal cortex, an area of the brain associated with controlling impulses, is among the last brain regions to develop, and continues developing until the early to mid-twenties. See Icenogle et al., Adolescents’ Cognitive Capacity Reaches Adult Levels Prior to Their Psychosocial Maturity: Evidence for a “Maturity Gap” in a Multinational, Cross-Sectional Sample, 43 Law & Hum. Behav. 69, 70 (2019); Sowell & others, In Vivo Evidence for Post-Adolescent Brain Maturation in Frontal and Striatal Regions, 2 Nature Neurosci. 859, 860-861 (1999); Steinberg et al., Around the World, Adolescence Is a Time of Heightened Sensation Seeking and Immature Self-Regulation, Developmental Sci., vol. 21, Mar. 2018, at 1-4, 15-17.
B. Risk taking in pursuit of reward.
The judge found that “[a]s a group, [individuals eighteen through twenty years of age] in the United States and other countries are more prone to ‘sensation seeking,’ which includes risk-taking in pursuit of rewards, than are individuals under age [eighteen] and over age [twenty-one].” This finding similarly is well supported by the record.
All of the experts agreed that emerging adults are more likely than children or older adults to engage in risky behavior and that
This research tracks numerous real-world behaviors. Emerging adults are overrepresented in multiple types of risky behavior, such as risky sexual behavior and risky driving behavior, in addition to risky criminal behavior. See Roper, 543 U.S. at 569, quoting Arnett, Reckless Behavior in Adolescence: A Developmental Perspective, 12 Developmental Rev. 339 (1992) (“It has been noted that ‘adolescents are overrepresented statistically in virtually every category of reckless behavior‘“).
Each expert discussed the so-called “age-crime curve,” which is a widely recognized phenomenon illustrating that criminal behavior crests at some point from late adolescence to early adulthood before significantly declining. Put succinctly, as with those under eighteen years of age, “late adolescence16 All the experts referred to individuals from eighteen to twenty years of age as “late adolescents.” We refer to this age group as “emerging adults.” We do not agree with the dissent that this appellation indicates that we improperly are veering into the Legislature‘s lane. As the Supreme Court noted when it declared the death penalty unconstitutional for juveniles, line drawing is a necessary task when considering categorical bans on unconstitutional sentences. Roper, 543 U.S. at 574 (“Drawing the line at [eighteen] years of age is subject, of course, to the objections always raised against categorical rules. The qualities that distinguish juveniles from adults do not disappear when an individual turns [eighteen]. By the same token, some under [eighteen] have already attained a level of maturity some adults will never reach. For the reasons we have discussed, however, a line must be drawn“).
is a period in human development of increased risk taking, greater reactivity to high stress or highly emotionally arousing events and certain kinds of cognitive biases that, for example, lead them [(i.e., juveniles and emerging adults)] to not appraise a risk and apply it to themselves in the same way that an adult would.” See Galván et al., Earlier Development of the Accumbens Relative to Orbitalfrontal Cortex Might Underlie Risk-Taking Behaviors in Adolescents, 26 J. Neurosci. 6885, 6885-6892 (2006); Hawes et al., Modulation of Reward-Related Neural Activation on Sensation Seeking across Development, 283 NeuroImage 763, 763-771 (2017); Rudolph et al., At Risk of Being Risky: The Relationship Between “Brain Age” under Emotional States and Risk Preference, Developmental Cognitive Neurosci., vol. 24, 2017, at 93-106; Steinberg et al., Around the World, Adolescence Is a Time of Heightened Sensation Seeking and Immature Self-Regulation, supra at 1-4, 15-17.
C. Peer influence.
The judge also found that emerging adults “are more susceptible to peer influence” than older adults and that the presence of peers makes emerging adults “more likely to engage in risky behavior.” All four experts agreed that current research supports this conclusion.
Steinberg‘s research in particular focuses on the ways in which the presence of peers affects decision-making and risk taking among different age groups. In his work, he has found that “even if the peers aren‘t explicitly encouraging anything, the mere presence of peers increases the likelihood that adolescents17 will engage in [risky] behavior.” Although the presence of peers may influence behavior at any age, “peer influence is a much more serein [sic] and powerful factor during adolescence18 than it is during adulthood.” See Breiner et al., Combined Effects of Peer Presence, Social Cues, and Rewards on Cognitive Control in Adolescents, 60 Developmental Psychobiology 292, 292-302 (2018); Galván, Adolescent Brain Development and Contextual Influences: A Decade in Review, 31 J. Res. on Adolescence 843, 852-853 (2021); Silva et al., Peers Increase Late Adolescents’ Exploratory Behavior and Sensitivity to Positive and Negative Feedback, 26 J. Res. on Adolescence 696, 696-705 (2015).
D. Capacity for change.
Finally, the judge found that emerging adults “have greater capacity to change than older individuals because of the plasticity of the brain during these years.” This finding is well supported by the record.
“[P]lasticity refers to the ability [to] change in response to the environment.”19 Although the brain has its greatest plasticity in
The evidence outlined supra provides a scientifically informed view of emerging adults’ culpability and factors into our analysis whether contemporary standards of decency permit sentencing that cohort to life without the possibility of parole.
ii. Treatment of emerging adults in the Commonwealth and elsewhere.
To determine our contemporary standards of decency, in addition to referring to our own State statutes, see Good, 417 Mass. at 335, we may look to other policies and programs in the Commonwealth, our precedent, other States’ statutes, as well as other States’ judicial rulings, and even international statutes and decisions, among other sources, see Okoro, 471 Mass. at 61 (we commonly look to “judicial opinions and legislative actions at the State, Federal, and international levels,” which “help to inform our understanding of what art. 26 protects” [citation omitted]). See also Thompson v. Oklahoma, 487 U.S. 815, 821-831 (1988) (looking to State statutes and death penalty juries to divine contemporary standards of decency, and noting consistency with practices of other nations); Enmund v. Florida, 458 U.S. 782, 788 (1982) (looking to “historical development of the punishment at issue, legislative judgments, international opinion, and the sentencing decisions juries have made“); Coker v. Georgia, 433 U.S. 584, 596 (1977) (“important to look to the sentencing decisions that juries have made in the course of assessing whether capital punishment is an appropriate penalty“). As discussed infra, a combination of statutes passed here and elsewhere, as well as recent decisions in Washington and Michigan, indicate that our contemporary standards of decency do not support imposing life without parole sentences on emerging adults.
To begin, the Legislature has determined that emerging adults require different treatment from older adults, specifically in the penological context. For example, the Department of Youth Services (department) statutorily is authorized to maintain custody of young people adjudicated as youthful offenders up to twenty-one years of age. See Commonwealth v. Terrell, 486 Mass. 596, 599-600, 603 (2021);
Further, in 2018, as part of a set of sweeping reforms, the Legislature authorized the Department of Correction and county houses of correction to “establish young adult correctional units.” These units provide “targeted interventions, age appropriate programming and a greater degree of individual attention” for individuals in custody “ages [eighteen] to [twenty-four].”
Massachusetts is not alone in recognizing that emerging adult offenders require different treatment from older adult offenders. For example, the District of Columbia now provides a chance at sentence reduction for people who were under twenty-five years old when they committed a crime.
Legislation outside of the penological context is also instructive in ascertaining contemporary standards of decency. In Thompson, 487 U.S. at 838, the Supreme Court determined that the death penalty was unconstitutional when imposed on a fifteen year old offender based, in part, on then-current nonpenological State statutes that treated younger juveniles differently from those closer to age eighteen. Among other things, the Court noted that “in all but one State a [fifteen]-year-old may not drive without parental consent, and in all but four States a [fifteen]-year-old may not marry without parental consent” (footnote omitted). See id. at 824-825.
Similarly, Massachusetts, like most States, distinguishes emerging adults from older adults on a range of issues, granting rights and imposing responsibilities in a graduated manner. For
We are not the first State Supreme Court to appreciate the distinct ways in which our laws bear on emerging adults. Recently, the high courts in Washington and Michigan prohibited the mandatory imposition of life without the possibility of parole for those who are from eighteen to twenty years of age, and for those who are eighteen years of age, respectively. In Matter of the Personal Restraint of Monschke, 197 Wash. 2d 305 (2021), the Supreme Court of Washington considered evolving standards of decency, updated brain science, and precedent to conclude that mandatory sentences of life without parole violate the Washington Constitution when meted out to those under twenty-one when they committed the crime. See id. at 325-326.
One year later, the Supreme Court of Michigan looked at the issue as it pertained to eighteen year old offenders. The court reasoned that because “the Eighth Amendment dictates that youth matters in sentencing,” and because brain science has demonstrated that eighteen year old individuals possess the same attributes of youth as do juveniles, mandatorily subjecting an eighteen year old defendant to life in prison is “unusually excessive imprisonment and thus a disproportionate sentence that constitutes ‘cruel or unusual punishment’ under [the Michigan Constitution].” People v. Parks, 510 Mich. 225, 234, 255 (2022).24
We also may consider where other nations stand in this analysis. See Okoro, 471 Mass. at 61. See also Graham, 560 U.S. at 80 (“The judgments of other nations and the international community are not dispositive as to the meaning of the Eighth Amendment,” but “[t]he Court has looked beyond our Nation‘s borders for support for its independent conclusion that a particular punishment is cruel and unusual“). The United Kingdom has banned life without parole for any offender under twenty-one years of age at the time of the offense. Sentencing Act 2020, c. 17, § 322, sch. 21, par. 2 (U.K.). And in 2022, the Supreme Court of Canada unanimously ruled that life without parole sentences were unconstitutional for all offenders, regardless of age. R. v. Bissonnette, 2022 SCC 23. The foregoing examples suggest that the “evolving standards of decency that mark the progress of a maturing society” referenced in Miller, 567 U.S. at 469, trend away from life without parole for emerging adults (citation omitted).
2. Life without parole for emerging adults violates art. 26.
Our comprehensive review informs us that Supreme Court precedent, as well as our own, dictates that youthful characteristics must be considered in sentencing, that the brains of emerging adults are not fully developed and are more similar to those of juveniles than older adults, and that our contemporary standards of decency
3. Remedy.
Because we have determined that it is unconstitutional to sentence emerging adults to life without the possibility of parole, we invalidate those provisions of our criminal code that deny the possibility of parole to this cohort. General Laws c. 265, § 2, which was amended after Diatchenko I was decided, sets forth the penalty for murder in the first degree, distinguishing between the penalties for adults and juveniles:
“(a) Except as provided in subsection (b), any person who is found guilty of murder in the first degree shall be punished by imprisonment in the [S]tate prison for life and shall not be eligible for parole pursuant to [
G. L. c. 127, § 133A ].“(b) Any person who is found guilty of murder in the first degree who committed the offense on or after the person‘s fourteenth birthday and before the person‘s eighteenth birthday shall be punished by imprisonment in the [S]tate prison for life and shall be eligible for parole after the term of years fixed by the court pursuant to [
G. L. c. 279, § 24 ].”
Although we hold that it is unconstitutional to sentence individuals from eighteen to twenty years of age to life without the possibility of parole, we must “as far as possible, . . . hold the remainder [of the statute] to be constitutional and valid, if the parts are capable of separation and are not so entwined that the Legislature could not have intended that the part otherwise valid should take effect without the invalid part.” Diatchenko I, 466 Mass. at 672, quoting Boston Gas Co. v. Department of Pub. Utils., 387 Mass. 531, 540 (1982). See
Because the Legislature does not currently provide a parole eligibility scheme for this category of offenders, we look to the next-most severe sentence under the sentencing scheme to determine the floor of parole eligibility. See Watt, 484 Mass. at 753-754, citing Diatchenko I, 466 Mass. at 672-673. For emerging adults convicted of murder in the first degree on or after today‘s decision, that means applying
“In the case of a sentence of life imprisonment for murder in the first degree committed by a [juvenile], the court shall fix a minimum term of not less than [twenty] years nor more than [thirty] years; provided, however, that in the case of a sentence of life imprisonment for murder in the first degree with extreme atrocity or cruelty committed by a [juvenile], the court shall fix a minimum term of [thirty] years; and provided further, that in the case of a sentence of life imprisonment for murder in the first degree with deliberately
premeditated malice aforethought committed by a [juvenile], the court shall fix a minimum term of not less than [twenty-five] years nor more than [thirty] years.”
However, the defendant in this case was sentenced to life without the possibility of parole pursuant to
By providing an opportunity for parole, we do not diminish the severity of the crime of murder in the first degree because it was committed by an emerging adult. Likewise, our decision today
Conclusion. We remand this matter to the Superior Court for resentencing consistent with this opinion.
So ordered.
KAFKER, J. (concurring). I concur with the court‘s comprehensive review of the expert testimony, the judge‘s fact finding, and the applicable law. I write separately to emphasize in particular that the letter and spirit of our trailblazing decision in Diatchenko v. District Attorney for the Suffolk Dist., 466 Mass. 655, 669 (2013) (Diatchenko I), S.C., 471 Mass. 12 (2015) (Diatchenko II), directs us to reach the same conclusion today that we reached a decade ago and extend those very same protections to the age group at issue -- eighteen through twenty year olds.
In our landmark decision in Diatchenko I, we relied on the best science available at the time, legislative recognition of the legal differences between juveniles and adults in other contexts, and the special protections of art. 26 of the Massachusetts Declaration of Rights to declare that the Legislature‘s imposition of life sentences without the possibility of parole for juveniles was unconstitutional, because juveniles are less culpable than adults and more capable of change. We also employed distinctive reasoning that I discuss in some detail infra. In so doing, we provided greater protections for juveniles under art. 26 than the United States Supreme Court had under the Eighth Amendment to the
In the instant case, we are presented with comprehensive fact finding evaluating further advancements in developmental cognitive neuroscience and developmental psychology,1 demonstrating that eighteen through twenty year olds share the same characteristics that distinguished juveniles from adults in Diatchenko I and that rendered them less culpable and more capable of change. The extensive briefing also demonstrates legislative recognition that eighteen through twenty year olds similarly require differential treatment from those twenty-one and older in other relevant and related contexts. Indeed, when this age group has been recognized by the Legislature to require differential treatment, the legal rights in question implicate those same distinctive characteristics.
Due to this convergence of science and law, I conclude that art. 26 precludes both mandatory and discretionary life sentences without the possibility of parole for those who are older than eighteen but younger than twenty-one at the time they committed murder in the first degree. Thus, after serving from twenty-five to thirty years in prison as now prescribed by the Legislature for juvenile murderers, these eighteen through twenty year olds likewise shall have the possibility of convincing the parole board that they have redeemed themselves in prison, have taken responsibility for the terrible deaths that they caused in their youth, and deserve to be paroled.2
1. Discussion. a. Diatchenko, differentiating characteristics, and State constitutional law.
Our reasoning in Diatchenko I built on the foundation of the United States Supreme Court‘s Eighth
“First, children demonstrate a lack of maturity and an underdeveloped sense of responsibility, leading to recklessness, impulsivity, and heedless risk-taking. Second, children are more vulnerable to negative influences and outside pressures, including from their family and peers . . . . Finally, a child‘s character is not as well formed as an adult‘s; his traits are less fixed and his
actions less likely to be evidence of irretrievable depravity.” (Quotations, citations, and alterations omitted.)
Id. Together, these characteristics demonstrated that juveniles possessed “diminished culpability” and a “heightened capacity for change.” Cf. id. at 661, quoting Miller, supra at 479. Recognizing these differences and “[a]n ever-growing body of research in developmental psychology and neuroscience [that] continues to confirm and strengthen the Court‘s conclusions,” Miller, supra at 472 n.5, the Supreme Court concluded that a mandatory imposition of a sentence of life without the possibility of parole for juveniles was cruel and unusual in violation of the
We then took a significant additional step in Diatchenko I, 466 Mass. at 670-671, and went well beyond the Supreme Court‘s
As the Superior Court judge comprehensively found and as the court explains in its opinion, the scientific evidence here demonstrates that the same three characteristics that distinguished juveniles from adults in Diatchenko I, 466 Mass. at 669-670, distinguish eighteen through twenty year olds in essentially the same way. No one disputes those findings or the science on which they are based, including the authors of the dissenting opinions written in the instant case.3
I therefore emphasize that, based on the fact findings here, we cannot distinguish in any way this case from Diatchenko I on scientific grounds. That science was also, as explained ante, a significant factor in the decision in Diatchenko I, 466 Mass. at 669-670, helping to convince this court to provide greater protection under the State Constitution than the Supreme Court provided under the Federal Constitution when the Supreme Court‘s allowance of discretionary life without parole sentences for juveniles who committed murder in the first degree could not be reconciled with the science. Evolving science helps inform evolving standards of decency. Cf. Helling v. McKinney, 509 U.S. 25, 36 (1993) (regarding prison conditions,
Nor is our determination in Diatchenko I inconsistent with our decision in Commonwealth v. Perez, 477 Mass. 677, 679 (2017) (Perez I), S.C., 480 Mass. 562 (2018) (Perez II), which required an individualized hearing “where a juvenile is sentenced
Other important aspects of Diatchenko I also should apply equally here. We emphasized, for example, that life sentences without the possibility of parole were deemed particularly severe for those required to stay in prison from youth to death; indeed, we went so far as to compare such sentences to the death penalty, which we already had deemed “unconstitutional under art. 26.” See Diatchenko I, 466 Mass. at 670 (describing life sentences without possibility of parole for juveniles as being “strikingly similar” to death penalty). That same reasoning applies to eighteen through twenty year olds, who likewise are fated to spend the vast majority of their lives in prison with no hope of release at any time. If this case is to be distinguished from Diatchenko I, it must therefore be on other grounds, each of which I address and reject infra, turning once again to Diatchenko I for guidance.
b. The Legislature‘s right to define the punishment for the crime and distinguish juveniles from adult offenders.
Justices Lowy and Cypher in their dissents emphasize that great deference is owed to the Legislature‘s right to define the punishment for criminal behavior and define the line between juvenile and adult offenders. See post at , (Lowy, J., dissenting); post at (Cypher, J., dissenting). As a general principle, I wholeheartedly
Unlike the Supreme Court in its line of cases regarding acceptable criminal punishments for juveniles under the
The question then becomes whether there is a meaningful constitutional difference between overruling the Legislature‘s decision that it is permissible to sentence juveniles to life in prison without the possibility of parole and overruling the Legislature‘s decision
Justices Lowy and Cypher find such a basis in deference to the Legislature: we should defer to the Legislature because it did not exclude eighteen to twenty year olds from a statute that provides for life sentences without the possibility of parole for murder in the first degree. See post at , (Lowy, J., dissenting); post at (Cypher, J., dissenting). The same, however, was true for juveniles when we decided Diatchenko I, 466 Mass. at 672-673. Although the Legislature at that time authorized life sentences without the possibility of parole for juveniles, as explained supra, we found such punishment unconstitutional. Id.
Justices Lowy and Cypher in their dissents also state that we should defer to the Legislature because it has defined eighteen as a fixed line between juveniles and adults.6 I conclude, as does the court, that the legislative line drawing is more nuanced. The Legislature does not uniformly provide eighteen through twenty year olds with the full benefits and responsibilities of those twenty-one and older. Rather, the Legislature recognizes that eighteen, nineteen, and twenty year olds fall into a distinct category requiring special consideration; they are permitted certain legal rights but not
https://www.usa.gov/military-requirements [https://perma.cc/Y9MG-HWG4] (beginning at age seventeen). But they cannot purchase and sell alcohol or tobacco, serve as a State police officer, gamble, or even supervise drivers with learner‘s permits. See
I thus emphasize that legal rights from which eighteen through twenty year olds are excluded appear to implicate and reflect a legislative concern about the very characteristics that are at issue in this case: “a lack of maturity and an underdeveloped sense of responsibility, leading to recklessness, impulsivity, and heedless risk-taking” and a greater “vulnerab[ility] . . . to negative influences and outside pressures, including from their family and peers” (quotations and citations omitted). Diatchenko I, 466 Mass. at 660. Senator Patricia Jehlen, the author of an amendment to the expanded gaming bill that prohibited marketing to individuals under twenty-one, stated: “The bill itself says that casinos may not allow people under the age of [twenty-one]. . . . Current Massachusetts law says you can‘t buy alcohol if you‘re under [twenty-one]. I think that these are consistent that people‘s brains have not matured by the time they‘re [eighteen].” State House News Service (Sen. Sess.), Oct. 11, 2011. Likewise, the legislative history regarding increasing the age for tobacco consumption to twenty-one shows that the Legislature was concerned about the underdeveloped brains of young people, including those above eighteen. See State House News Service (Sen. Sess.), June 28, 2018 (statement of Sen. Jason Lewis) (“Our young people are
The criminal justice system also reflects special consideration for this age group, again reflecting the special characteristics of eighteen through twenty year olds. For example, the Legislature has authorized the Department of Youth Services to maintain custody of young people adjudicated to be youthful offenders up to age twenty-one.
Given this legislative recognition of the need for differential treatment of eighteen through twenty year olds in such contexts, and the science and fact finding in this case, which equates eighteen through twenty year olds to juveniles on the relevant three characteristics that rendered juveniles less culpable for their crimes, more capable of change, and thus entitled to the possibility of parole in Diatchenko I, 466 Mass. at 660, I conclude that eighteen through twenty year olds should likewise be entitled to State constitutional protection from life sentences without the possibility of parole. As in Diatchenko I, we should not defer to the Legislature when it recognizes the distinctive characteristics of the eighteen through twenty year old defendants at issue and treats them differently from those twenty-one and over in many ways, but then disregards those differences for our most severe criminal punishments. Upholding such sentences means that we disregard the best science and continue to impose the most severe penalty on a distinct legal category of individuals that we know are less culpable and more capable of change.8
For all these reasons, this court in Diatchenko I, 466 Mass. at 671, declared the statute unconstitutional as applied to a certain age group. Deference to the Legislature‘s determination of a punishment that we, in Diatchenko, analogized to the death penalty is different from ordinary deference. To determine whether such a punishment is cruel or unusual is a critical function of this court, and one that the court has exercised with particular vigilance despite the objections of dissenting justices calling for greater deference to the Legislature. See id. at 672. See also, e.g., Commonwealth v. Colon-Cruz, 393 Mass. 150, 181 (1984) (Wilkins, J., dissenting); id. (Nolan, J., dissenting); District Attorney for Suffolk Dist. v. Watson, 381 Mass. 648, 687 (1980)
c. The role of the tripartite analysis in Diatchenko I.
Another exceptional aspect of the Diatchenko I decision is the legal authority to which this court turned for guidance and support. We did not expressly employ the tripartite analysis from Commonwealth v. Jackson, 369 Mass. 904, 910, 913 (1976), and Cepulonis v. Commonwealth, 384 Mass. 495, 497-498 (1981) (considering “the penalties prescribed for the same offense in other jurisdictions“), and therefore tie our decision to how most other States treated like offenders by applying the third step of that analysis. We did not even compare ourselves to other States or express concern that we were providing greater protection than those other States. Again, this is a critical and distinctive aspect of Diatchenko I. Instead, relying on our own State Constitution, a legislatively defined category, which in that case was juveniles, and comprehensive fact finding grounded in science, to ensure the objectivity and integrity of our decision-making process, we broke new ground in this landmark decision, like other seminal State constitutional decisions we have issued.10 Compare Goodridge v. Department of Pub. Health, 440 Mass. 309, 312, 339 n.31 (2003) (recognizing that “our decision marks a change in the history of our marriage law” while noting only three other States’ courts had taken affirmative steps to recognize same-sex marriage under their Constitutions while Federal government had not); Watson, 381 Mass. at 650, 662 (striking down death penalty for violating
For further support when deciding Diatchenko I, 466 Mass. at 285 n.16, we turned to the author of our State Constitution, John Adams, and even widened our perspective internationally. We noted Adams‘s reminder that “we belong to an international community that tinkers toward a more perfect government by
Given the distinct letter and spirit of Diatchenko I described in detail supra, and the undisputed factual findings here demonstrating that eighteen through twenty year olds share the same relevant characteristics regarding diminished culpability and heightened capacity for change as juveniles, I conclude that we should extend the very same protections provided to Gregory Diatchenko to eighteen through twenty year olds. I discern no basis for distinguishing them given the distinct reasoning developed in Diatchenko I. A sentence of life in prison without parole eligibility review for those up to age twenty-one -- individuals with diminished culpability and a heightened capacity for change -- is no less cruel or unusual than it is for those up to age eighteen. Cf. Diatchenko I, 466 Mass. at 670-671. Thus, we should have been “obliged to declare part of [this statute] unconstitutional,” id. at 672, and have provided these eighteen through twenty year old homicide offenders with “a meaningful opportunity for release on parole,” should they “demonstrate[] maturity and rehabilitation,” so that their “life sentence [is] constitutionally proportionate,” Diatchenko II, 471 Mass. at 29-30.
d. Limited remedy.
We also, as in Diatchenko I, 466 Mass. at 671, need only hold a very specific application of the statute unconstitutional. As we explained in Diatchenko I, “the unconstitutionality of this punishment arises not from the imposition of a sentence of life in prison, but from the absolute denial of any possibility of parole” for a class of offenders who a trial judge cannot reliably determine to be irretrievably depraved at the time of sentencing. See id. Once they have a chance to mature, however, that decision, as well as the other factors relevant to parole, would and should be made by a parole board. That decision would also be made after many years of imprisonment. See id. at 674. Under current law, those under age eighteen who are convicted of murder in the first degree are eligible for parole only after serving from twenty-five to thirty years for murder convicted with deliberate premeditation and thirty if the murder was committed with extreme atrocity or cruelty.
The possibility of such reformative change after a lengthy period of incarceration has also been demonstrated since we decided Diatchenko I. Of the juvenile offenders who were serving mandatory life sentences without parole at the time of the Diatchenko I decision and have since received parole hearings, seventy-four percent have been granted parole. As Diatchenko I and its aftermath have demonstrated, the possibility of redemption exists for the young, even those who have committed the most horrible crimes, after they have spent many years in prison maturing and taking responsibility for the terrible deaths that they caused in their youth.
For all these reasons, I conclude that a sentence of life without the possibility of parole for eighteen through twenty year olds constitutes cruel or unusual punishment under
WENDLANDT, J. (concurring, with whom Gaziano, J., joins). The determination whether the Commonwealth‘s harshest punishment is so disproportionate to the offender as to shock the conscious is neither one we abdicate to the Legislature, as marshalled by the dissent, nor one we rest on the shoulders of scientists and social scientists. I write to clarify what should be pellucid: it is our constitutional duty to ensure prescribed punishments pass constitutional muster, and nothing in
Having examined these sources, I conclude that they confirm what any parent of adult children can tell you: a child does not go to bed on the eve of her eighteenth birthday and awaken characterized by a lessened “transient rashness, proclivity for risk, and inability to assess consequences.” Miller v. Alabama, 567 U.S. 460, 472 (2012). In recognition of this indisputable fact, society does not treat the transition from childhood to adulthood as a
with their under-eighteen year old peers; they “have diminished culpability and greater prospects for reform” than older adults and “are less deserving of the most severe punishments.” See id. at 471, quoting Graham v. Florida, 560 U.S. 48, 68 (2010). For this reason, condemning a person in the process of “growing up” to die in prison on the basis that she falls on the “wrong” side of an arbitrary line drawn at age eighteen is inconsistent with “the evolving standards of decency that mark the progress of a maturing society” (citation omitted). Graham, supra at 58. Accordingly, I agree with the court that imposition of life without the possibility of parole on young adults ages eighteen, nineteen, and twenty is unconstitutional.
1. Legislature‘s treatment of young adults.
Undoubtedly, the first source in the determination of our contemporary standards of decency that define the bounds of cruel punishment is legislative enactments. See Good v. Commissioner of Correction, 417 Mass. 329, 335 (1994) (“In divining contemporary standards of decency, we may look to State statutes and regulations, which reflect the public attitude as to what those standards are“). See also Graham, 560 U.S. at 61, quoting Roper v. Simmons, 543 U.S. 551, 563 (2005) (“The Court first considers ‘objective indicia of society‘s standards, as expressed in legislative enactments and state practice’ . . .“); Atkins v. Virginia, 536 U.S. 304, 312 (2002) (“the clearest and most reliable objective evidence of contemporary values is the legislation enacted by the country‘s legislatures” [quotation and citation omitted]).1
This special treatment exemplifies the Legislature‘s acknowledgment of two facts: first, that the impetuousness of youth, the proclivity to risk taking, and the susceptibility to peer pressure are not attributes exclusive to those under the age of eighteen, and instead continue into young adulthood; and second, that these attributes are not fixed, but generally fade over time because young adults, like juveniles, are characterized by a malleability of character.3
2. Science and social science.
Of course, consideration of legislation is the beginning; it is not the end of our analysis under
Our experiment with scientific fact finding on the topic of adult brain development validates the graduated treatment of young persons reflected in our statutes. The court‘s careful review of this record is undisputed. In brief, it shows that neuroscientists see in their magnetic resonance imaging (MRI) scans corroboration for that which we experience in life; the brain characteristics of persons even years older than eighteen mirror those of persons under eighteen. The brain generally continues to develop through the mid-twenties. Until some ill-defined point in the third decade of life, adults, especially men,5 generally are more impulsive and their brains are more plastic than those of older adults.6
3. Collective experience and common sense.
Significantly, while the findings based on current technological advances in brain science show substantial similarities between juveniles and young adults, we do not check our common sense at the laboratory door. Our statutes, experiences, and common sense tell us that there is no magic switch to the process of growing up, and that fact, now buttressed by neuroscientific data and informed by social science studies, must be weighed in the exercise of our duty to determine whether punishment is cruel or unusual. See Matter of the Personal Restraint of Monschke, 197 Wash. 2d 305, 306 (2021) (“Modern social science, our precedent, and a long history of arbitrary line drawing have all shown that no clear line exists between childhood and adulthood“).7
The scientific snapshot in this case confirms that which is apparent in our laws and in our treatment of this age cohort more generally –- namely, that in the ways that matter for criminal sentencing, young adults are similar to juveniles. Like juveniles, young adults have “an underdeveloped sense of responsibility, leading to recklessness, impulsivity, and heedless risk-taking“; they are more vulnerable to peer pressure; and their “character is not as well formed as an adult‘s . . . and [their] actions [are] less likely to be evidence of irretrievabl[e] deprav[ity]” (quotations omitted). Diatchenko v. District Attorney for the Suffolk Dist., 466 Mass. 655, 660 (2013) (Diatchenko I), S.C., 471 Mass. 12 (2015), quoting Miller, 567 U.S. at 471.
Relying on these hallmarks of youth, the United States Supreme Court concluded that mandatory life in prison without the possibility of parole is a cruel punishment when applied to juveniles. Miller, 567 U.S. at 489. And, in view of these characteristics of juveniles, we separately concluded that
LOWY, J. (dissenting, with whom Cypher and Georges, JJ., join). I cannot say that society, through its elected officials, may not express its revulsion of the crime of murder in the first degree by imposing a punishment of life without the possibility of parole on adults without offending our Declaration of Rights. Therefore, I respectfully dissent.
The power to “define a crime and ordain its punishment” is an exclusively legislative function, and “in judging legislative determinations of crimes and punishments, we exercise our powers of review with great caution” (citation omitted). Opinions of the Justices, 378 Mass. 822, 830 & n.7 (1979). For the crime of murder in the first degree, the Legislature has deemed the mandatory imposition of life without the possibility of parole to be the appropriate punishment for adults eighteen and older convicted of this offense. While we have an obligation to intervene when the Legislature acts unconstitutionally, unless the punishment the Legislature imposes is “so disproportionate” that it “shocks the conscience and offends fundamental notions of human dignity” (citation omitted), Cepulonis v. Commonwealth, 384 Mass. 495, 497 (1981), we must exercise restraint and uphold it, see
In this case, the defendant argues that, in light of recent advances in scientific brain research concerning young adults, the line between those who may constitutionally be subject to the mandatory imposition of life without the possibility of parole and those who may not should be at the age of twenty-one, rather than at the age of eighteen. Our analysis for determining whether a punishment is constitutionally disproportionate considers whether the punishment is cruel or unusual in light of “contemporary standard[s] of decency” (citation omitted). Libby v. Commissioner of Correction, 385 Mass. 421, 431 (1982). We look to statutes enacted by the Legislature, along with regulations, as the best objective evidence for divining contemporary values. See Good v. Commissioner of Correction, 417 Mass. 329, 335 (1994). Doing so
Contrary to the court‘s conclusion that it is, the objective sources of contemporary standards of decency in the Commonwealth simply do not reflect a public consensus that life without parole, when imposed mandatorily on individuals from eighteen to twenty who have been convicted of murder in the first degree, is cruel or unusual. Rather, the Legislature has definitively drawn the line between childhood and adulthood at eighteen, and objective indicia of contemporary standards of decency in the Commonwealth demonstrate support for, rather than objection to, treating individuals within this age range as adults in our criminal justice system when they commit the crime of murder in the first degree.
Where individuals from eighteen to twenty-one have been deemed adults by the Legislature and society, precedent relating to the sentencing of juveniles -- who are “constitutionally different from adults for purposes of sentencing” -- is inapt. Miller v. Alabama, 567 U.S. 460, 471 (2012). Thus, our decision in Diatchenko v. District Attorney for the Suffolk Dist., 466 Mass. 655, 669 (2013) (Diatchenko I), S.C., 471 Mass. 12 (2015), cannot resolve the question of the proportionality of the mandatory sentence challenged in this case. In Diatchenko I, we did not purport to draw a line between juveniles and adults. Our focus, rather, was on a category of individuals -- predefined by the Legislature -- and our inquiry as to that category was precise and limited. See id. at 659 n.8. Where the United States Supreme Court concluded in Miller, supra at 469, that imposing mandatory life without parole on juveniles violates the
As it relates to the court‘s conclusion that this mandatory sentence is categorically unconstitutional, scientific brain research, untethered to societal views expressed through legislation, can neither draw the line between childhood and adulthood nor manufacture a new category of individuals entitled to distinct constitutional treatment for purposes of determining whether a sentence is constitutionally disproportionate under
Our assessment under
Background.
On September 25, 2011, fourteen year old Kimoni Elliott was visiting his schoolmate and friend, Jaivon Blake, who lived in the area of Geneva Avenue and Everton Street in the Dorchester section of Boston. Elliott lived on Everton Street in Dorchester. That afternoon, Elliott was standing outside a convenience store on Geneva Avenue near Levant Street in Dorchester, an area controlled by the “Flatline” gang. Elliott was looking for somebody old enough to purchase rolling papers for marijuana cigarettes for him. The defendant, eighteen year old Sheldon Mattis, was a member of the Flatline gang. He had been playing
Elliott and Blake then met in a nearby parking lot and started walking up Geneva Avenue towards Blake‘s home while the defendant returned quickly towards Levant Street. Minutes later, the defendant met with seventeen year old Nyasani Watt on the corner of Levant Street and Geneva Avenue. He turned his bicycle over to Watt and handed Watt his gun. The defendant then pointed out Elliott and Blake to Watt, patted him on the back, and told him that Watt “needed to go handle that.” Watt complied. Watt approached the victims from behind while on the bicycle and fired multiple shots at them. Blake fell to the ground and later died from his injuries. Elliott, despite being shot in the neck and arm, survived.
Discussion.
1. Judicial review of punishment designated by the Legislature.
“[T]he power of punishment is vested in the legislative, not in the judicial department. It is the [L]egislature, not the [c]ourt, which is to define a crime and ordain its punishment.” Opinions of the Justices, 378 Mass. at 830 n.7, quoting United States v. Wiltberger, 18 U.S. (5 Wheat.) 76, 95 (1820). Entrusted with this authority, “[t]he Legislature has great latitude to determine what conduct should be regarded as criminal and to prescribe penalties to vindicate the legitimate interests of society.” Commonwealth v. Jackson, 369 Mass. 904, 909 (1976). The Legislature‘s judgment in this area is thus “to be accorded due respect,” Opinions of the Justices, supra at 830, and it is subject only to the constitutional limitations imposed by the
“To reach the level of cruel [or] unusual, the punishment must be so disproportionate to the crime that it ‘shocks the conscience and offends fundamental notions of human dignity.‘” Diatchenko I, 466 Mass. at 669, quoting Cepulonis, 384 Mass. at 497. In conducting this analysis, we consider “contemporary standards of decency which mark the progress of society.” Diatchenko I, supra, quoting Good v. Commissioner of Correction, 417 Mass. 329, 335 (1994). “But in judging legislative determinations of crimes and punishments, we exercise our powers of review with great caution.” Opinions of the Justices, 378 Mass. at 830. See Jackson, 369 Mass. at 909 (“It is thus with restraint that we exercise our power of review to determine whether the punishment before us exceeds the constitutional limitations imposed by the
“Therefore, in assessing a punishment selected by a democratically elected [L]egislature against the constitutional measure, we presume its validity.” Gregg, 428 U.S. at 175. See Jackson, 369 Mass. at 909, quoting Weems v. United States, 217 U.S. 349, 379 (1910) (“The function of the [L]egislature is primary, its exercises fortified by presumptions of right and legality, and is not to be interfered with lightly, nor by any judicial conception of their wisdom or propriety“). “[W]hile we have an obligation to insure that constitutional bounds are not overreached, we may not act as judges as we might as legislators.” Gregg, supra at 174-175. “We may not require the [L]egislature to select the least severe penalty possible so long as the penalty selected is not cruelly inhumane or disproportionate to the crime involved. And a heavy burden rests on those who would attack the judgment of the representatives of the people.” Id. at 175. Accordingly, “a heavy burden is on the sentenced defendant to establish that the punishment is disproportionate to the offense for which he was convicted.” Commonwealth v. Bianco, 390 Mass. 254, 260-261 (1983), quoting Commonwealth v. O‘Neal, 369 Mass. 242, 248 (1975) (Tauro, C.J., concurring).
In concluding that the mandatory imposition of life imprisonment without the possibility of parole for individuals from eighteen to twenty-one who have been convicted of murder in the first degree violates
But science and contemporary standards of decency, although both vitally important, are distinct sources of information. It is necessary to independently examine how elected officials and States have chosen to express consensus on the proportionality of punishment, themselves having had the opportunity to weigh myriad factors, including scientific development, in their decision-making processes. The judge‘s factual findings in July 2022 as to the brain development of emerging adults were well supported, and indeed I embrace them. But the court‘s incorporation of science into contemporary standards of decency does not change the outcome of this case. Nothing about mandatory life imprisonment without the possibility of parole for individuals from eighteen to twenty-one who have been convicted of the most heinous crime of murder in the first degree -- either with deliberate premeditation, with extreme atrocity or cruelty, or with actual malice in the commission or attempted commission of a crime punishable with life imprisonment -- offends contemporary standards of decency. See Commonwealth v. Okoro, 471 Mass. 51, 61 (2015) (”
2. Contemporary standards of decency.
”
“[T]he ‘clearest and most reliable objective evidence of contemporary values is the legislation enacted by the . . . [L]egislature[].‘” Atkins, 536 U.S. at 312, quoting Penry v. Lynaugh, 492 U.S. 302, 331 (1989). See Gregg, 428 U.S. at 175, quoting, Furman, 408 U.S. at 383 (Burger, C.J., dissenting) (“[I]n a democratic society legislatures, not courts, are constituted to respond to the will and consequently the moral values of the people“). Thus, “[i]n divining contemporary standards of decency, we may look to State statutes and regulations, which reflect the public attitude as to what those standards are.” Good, 417 Mass. at 335. In other words, our doctrinal framework for interpreting the text looks, in part, to legislative judgments for objective evidence of contemporary values. When we infuse normative values into the open-ended provisions of
Beginning generally with legislation relating to individuals from eighteen to twenty-one, our Commonwealth considers these individuals adults, and has done so unequivocally for more than forty years. See
any person who has attained the age of eighteen. . . . ‘Age of majority’ shall mean eighteen years of age“). Individuals in this category have been granted rights in Massachusetts generally associated with adulthood. See
Nothing in the statutes that restrict certain activities to individuals over the age of twenty-one alters or changes the age at which the Legislature has determined adulthood begins. Certainly none of the statutes on which the court or concurrences rely suggests that the activity restricted is limited only to “adults.”3 See
Article 26‘s requirements, however, are not adjudged by an amorphous consideration of contemporary standards of decency as they relate to age generally. Those contemporary standards of decency must relate to some extent to the crime and punishment at hand. After all, the relevant inquiry is whether the challenged punishment is “cruel or unusual in light of contemporary standards of decency.” Good, 417 Mass. at 335.
In this context, not only has the Legislature expressly provided that individuals eighteen and older are adults in our Commonwealth, see
Statutes and regulations throughout our Commonwealth do not even suggest that contemporary standards of decency consider the mandatory imposition of life without parole on adults from eighteen to twenty-one to be cruel or unusual punishment for the crime of murder in the first degree. The sources upon which the court relies do not address contemporary common views, particularly as they relate to offenders within this age range charged with murder.
To begin, the court‘s reliance on a statute authorizing youthful offenders to be committed to the Department of Youth Services
Furthermore, although, as the defendant and Justice Kafker‘s concurrence point out, the Advisory Sentencing Guidelines (guidelines) recommended by the Massachusetts Sentencing Commission in 2017 provide that research concerning the brain development of emerging adults, which it defines as individuals “up to and including age [twenty-one]” (emphasis added), may be considered at sentencing, the guidelines are intended to assist
The suggestion in Justice Kafker‘s and Justice Wendlandt‘s concurrences that it is uncritical deference to the Legislature that drives my conclusion that we must uphold the imposition of life without parole on individuals from eighteen to twenty-one deeply misunderstands my position. It is our constitutional doctrine looking to contemporary standards of decency that commands that we consider our Legislature‘s judgments as to what age constitutes adulthood. We must ground our art. 26 proportionality analysis to reflect society‘s values as expressed through legislative judgments. The objective indicia of contemporary standards of decency in our Commonwealth reflect a societal view that individuals from eighteen to twenty-one are adults, and nothing from these objective sources demonstrates that society‘s evolving standards of decency consider the mandatory imposition of life without parole to be cruel or unusual when imposed on individuals within this age range who have been convicted of murder in the first degree.
These standards of decency are not unique to the Commonwealth. In ascertaining evolving standards of decency, “judicial opinions and legislative actions at the State, Federal, and international
3. Precedent.
Precedent relied on by the court is specific to the sentencing of juveniles under the age of eighteen and does not apply to the sentencing of adults. When considering the proportionality of a sentencing practice as it relates to a particular class of offenders, precedent from both the Supreme Court and this court distinguishes juveniles under the age of eighteen from adults eighteen and older.
The Supreme Court first made this distinction explicit in Roper, 543 U.S. 551. Looking to objective indicia of national consensus and societal understandings, supported by scientific and sociological studies, the Court concluded that the imposition of the death penalty on juvenile homicide offenders violates the Eighth Amendment‘s proscription against cruel and unusual punishment. See id. at 567-570. Importantly, the Court recognized in Roper that the qualities that distinguish juveniles from adults “do not disappear when an individual turns [eighteen].” Id. at 574. Rather, because “[t]he age of [eighteen] is the point where society draws the line for many purposes between childhood and adulthood,” the Court, deferring to societal norms informed by legislative enactments, determined eighteen to be the defining line at which a person may be treated as an adult for the purpose of punishment. Id. at 569, 574, Appendices B-D. The cases following Roper have all operated within this societal line.
In Graham, 560 U.S. 48, the Court next addressed juveniles convicted of nonhomicide offenses sentenced to life imprisonment without the possibility of parole. In answering the question of proportionality, the Court again turned to objective indicia of
Miller, 567 U.S. at 465, which followed Graham, formed the basis for our jurisprudence in the Commonwealth concerning proportionality as it relates to sentencing practices applied to juveniles. In Miller, the Supreme Court held that “mandatory life without parole for those under the age of [eighteen] at the time of their crimes violates the Eighth Amendment‘s prohibition on ‘cruel and unusual punishments.‘” Id. The Court in Miller predicated its conclusion on two strands of precedent: the first, including Roper and Graham and their consideration of the culpability of juveniles in light of the severity of the sentences imposed; and the second, involving the prohibition against the mandatory imposition of capital punishment due to the absence of consideration of the individual characteristics of the offender and the details of the offense. See id. at 470.
From Roper and Graham‘s teachings, the Court declared in Miller that “children are constitutionally different from adults for purposes of sentencing.” Miller, 567 U.S. at 471. This declaration rests firmly on principles of common sense, science, and social science regarding children, their unique characteristics, and how they have been treated in the law. Id. at 471-472, 481. Based on these principles regarding children, considered in conjunction with cases where individualized sentencing is required before the death penalty is imposed, the Court concluded that the Eighth Amendment requires an individualized assessment of youth and its attendant characteristics before such a harsh penalty may be imposed on a juvenile homicide offender.6 See id. at 475-477, 479-480.
With this Supreme Court precedent concerning juvenile sentencing as the foundation, we decided Diatchenko I, 466 Mass. at 657-658. Our inquiry in Diatchenko I was limited and precise, given Miller‘s prior determination that the mandatory imposition of life without the possibility of parole for juvenile offenders was disproportionate under the Eighth Amendment. See Diatchenko I, supra at 667 (“Pursuant to Miller, [567 U.S. at 479, 489], we conclude that this mandatory sentence violates both the Eighth Amendment prohibition against ‘cruel and unusual punishment[]’ and the analogous provision of the Massachusetts Declaration of Rights set forth in art. 26“). The remaining question for us in Diatchenko I was whether an individualized assessment of a juvenile offender could ever constitutionally justify the imposition of life without parole under art. 26. Id. at 668. We concluded that the answer to that singular question was no. Id. at 670-671.
While we relied on “current scientific research on adolescent brain development,” combined with “the myriad significant ways that this development impacts a juvenile‘s personality and behavior,” in Diatchenko I, 466 Mass. at 669, to make this determination, our focus was on a legislatively defined category of individuals constitutionally deserving of special treatment. We did not look to science to carve out this group; legislation had already defined it. See id. at 659 n.8. We determined that, “under art. 26, the ‘unique characteristics of juvenile offenders’ should weigh more heavily in the proportionality calculus than the United States Supreme Court required under the Eighth Amendment,” Commonwealth v. Perez, 477 Mass. 677, 683 (2017), S.C., 480 Mass. 562 (2018), quoting Diatchenko I, supra at 671, and we used scientific research to augment this weighing.
Two features of our decision in Diatchenko I render it unsuited and unable to answer the question before us today. The first, and most pronounced, reason: it was limited to juveniles under the age of eighteen. See Diatchenko I, 466 Mass. at 659 n.8. More specifically, the decision was limited to a class of offenders predefined by the Legislature as juveniles. Indeed, the decision in Diatchenko I made painstakingly clear that its holding was restricted to juvenile offenders under the age of eighteen.8 Justice Kafker‘s concurrence poses the question “whether there is a
The second reason Diatchenko I cannot resolve the categorical question in this case relates to the court‘s inquiry there and the reliance on science to assess proportionality. As discussed infra, science is important when considering proportionality as it relates to the offender. Diatchenko I, 466 Mass. at 669-670, establishes that. But, as the court, the concurrences, and the parties all must and, at least implicitly, do acknowledge, science alone cannot determine whether a sentence is constitutionally disproportionate under art. 26. See ante at note 30 (court‘s opinion), note 9
4. Science.
Importantly, we have never suggested that scientific research untethered to any legislation can create a new category of individuals entitled to special treatment under our Constitution. In creating such a category, the court impermissibly engages in legislative line drawing, detached from our constitutional analysis. To demonstrate this, one need look no further than the location of the line drawn. The court includes within its category of “emerging adults” individuals from eighteen to twenty-one. See ante at note 1. This line, once framed by the defendant as being properly placed at the age of twenty-two, was urged to be drawn at twenty-one on remand when the case was paired with Commonwealth v. Robinson, 493 Mass. (2023).
Although the judge‘s factual findings are limited to individuals eighteen through twenty years old, much of the scientific expert testimony and studies supporting those findings included individuals twenty-one years of age (and in some instances older) as it relates to impulsivity, self-regulation in an emotionally aroused state, sensation seeking, and brain plasticity. Both of the experts who testified for the defendant, Drs. Adriana Galván and Robert Kinscherff, defined “young adults” or “late adolescents” to include twenty-one year old individuals, and their testimony concerning brain maturity often extended to those individuals. While Dr. Laurence Steinberg purported to limit his testimony to eighteen, nineteen, and twenty year olds, the research articles in the record that he coauthored, and which undergirded his testimony, grouped together individuals eighteen through twenty-one years
one not crafted by the Legislature or society, as it must be, it is not even scientifically crafted. In this area of crime and punishment particularly, the court must resist judicially crafting this line. See Commonwealth v. Brown, 466 Mass. 676, 685 (2013), S.C., 474 Mass. 576 (2016) (expressing “concern for judicial law-making” in area of “defining crimes and their punishments” [citation omitted]).
The problem with the court defining this category of individuals based on science is not only that the science it uses applies beyond the chronological category that the court creates, but also that neuroscience does not limit itself to young adults. If we look only to neuroscience to determine who is or who is not entitled to distinct constitutional treatment for sentencing purposes, what categories are off limits? The court, purportedly based on science, creates the category of “emerging adults,” but what about declining adults with dementia; those with early-onset Alzheimer‘s disease; those with brain tumors or genetic deficiencies; and those with a low intelligence quotient, but not low enough to constitute an intellectual disability?
In advocating against unilaterally drawing the line of adulthood beyond the age of eighteen -- where the Legislature and society have placed it -- I do not discount that the current scientific research on the brain development of individuals ages eighteen to twenty-one (and, in some instances, to mid-twenties) shows deficiencies in the ability to self-regulate in emotionally arousing situations, as well as increased sensation seeking and susceptibility to peer pressure. Nor do I disregard the research on developmental
The challenged punishment in this case is not. Contemporary standards of decency, ascertained properly through objective sources, consider these individuals adults and do not remotely suggest a societal attitude or consensus that mandatorily imposing life without the possibility of parole on such individuals when they commit murder in the first degree is cruel or unusual. As a result, precedent relating to the sentencing of juveniles, who are constitutionally different from adults for purposes of sentencing, is inapplicable. Scientific research cannot create a category of individuals entitled to specialized constitutional treatment, and indeed, it does not support the category created by the court. Further, when we look beyond just the nature of the offender and consider other factors relevant to the proportionality analysis, see infra, it becomes clear that this punishment does not violate
5. Applicability of tripartite proportionality analysis.
Although the considerations on which the court bases its decision -- contemporary standards of decency, science, and precedent -- do not support its conclusion that the mandatory imposition of life without parole on individuals from eighteen to twenty-one reaches the level of constitutional disproportionality, I would not abandon application of the tripartite analysis for evaluating categorical challenges to the proportionality of a sentencing practice. Contemporary standards, science, and precedent are all important to assessing proportionality, but, as the court considers them, each focuses only on the nature of the offender. The proportionality analysis under
We adopted the tripartite analysis in Jackson, 369 Mass. at 910, and have, thus far, not confined it to individual proportionality challenges. As the court recognizes, see ante at note 12, we have on multiple occasions used the tripartite analysis to evaluate categorical challenges to the proportionality of sentencing provisions based on the nature of the offense, without considering the individual circumstances of an offender sentenced according to those provisions. See Commonwealth v. Therriault, 401 Mass. 237, 239-240 (1987) (challenge to one-year minimum mandatory prison term for homicide by motor vehicle while intoxicated); Opinions of the Justices, 378 Mass. at 829 (facial examination whether proposed “bills’ mandatory sentencing provisions -- including the requirement that a twenty-five year mandatory sentence in State prison be imposed on persons found manufacturing, distributing dispensing, or possessing with intent to distribute, certain narcotics having a street value in excess of $25,000” -- were constitutionally disproportionate); Jackson, supra at 909 (challenge to one-year mandatory sentence imposed for carrying firearm without license).
Additionally, we have used the tripartite analysis to hold that a sentencing practice is constitutionally disproportionate, at least presumptively, when applied to an entire category of individuals. See Perez, 477 Mass. at 686 (concluding, based on application of tripartite analysis, that “a juvenile defendant‘s aggregate sentence for nonmurder offenses with parole eligibility exceeding that applicable to a juvenile defendant convicted of murder is presumptively disproportionate,” and that only after hearing according to Miller, 567 U.S. at 479, could that presumption be rebutted).
While, in Diatchenko I, we did not expressly state whether we were or were not considering the tripartite analysis, our conclusion was based on the considerations associated with the first prong of the tripartite analysis: “the imposition of a sentence of life in prison without the possibility of parole for the commission of murder in the first degree by a juvenile under the age of eighteen is disproportionate not with respect to the offense itself, but with regard to the particular offender” (emphasis added). See Diatchenko I, 466 Mass. at 669. Importantly, in cases where we have explicitly applied the tripartite analysis, we have cited this portion of our decision in Diatchenko I for its applicability to the
Diatchenko I‘s reliance on just one prong of the tripartite analysis to assess proportionality is not unique. In addition to Diatchenko I, we have made determinations, both in favor and against proportionality, by analyzing less than all three prongs of the tripartite test. See Perez, 477 Mass. at 685-687 (because sentence in that case was disproportionate under first two prongs of tripartite analysis, court “need not discuss the third prong“). See also LaPlante, 482 Mass. at 404 n.4 (where no “more serious crimes” to be compared with defendant‘s, “case defie[d] direct application of the second . . . prong” of tripartite analysis). That all three prongs of the tripartite analysis do not fit neatly in every circumstance does not justify now abandoning its application for categorical challenges.11
I would not discard this well-established framework, particularly in cases like this. The tripartite analysis was adopted to cabin the “inherent subjectivity” involved in assessing proportionality. See Opinions of the Justices, 378 Mass. at 830. See Harmelin, 501 U.S. at 986 (“the proportionality principle becomes an invitation to imposition of subjective values“). Where the analysis involves questions, such as whether a punishment “shocks the conscience,” “offends fundamental notions of human dignity,” or is in accord with contemporary standards of human decency, the issue of disproportionality is vulnerable to a subjective approach; the framework was developed intentionally to combat subjectivity and create objective criteria to guard against improper judicial encroachment on exclusively legislative territory. See Opinions of the Justices, 378 Mass. at 830; Jackson, 369 Mass. at 910. See also Atkins, 536 U.S. at 312, quoting Harmelin, supra at 1000 (“Proportionality review under those evolving standards should be informed by ’ “objective factors to the maximum possible extent” ’ “).
The issue of subjectivity is central to my concern with the court‘s decision not to apply the tripartite analysis. When we
a. First prong.
Under the first prong of the tripartite analysis for analyzing proportionality, we consider “the nature of the offense and the offender in light of the degree of harm to society.” Jackson, 369 Mass. at 910. The considerations of contemporary standards of decency, science, and precedent addressed supra, and addressed by the court ante, examine proportionality as it relates to the nature of the offender. These considerations, however, do not consider the nature of the offense in light of the harm to society, which must also take into account the Legislature‘s legitimate reasons for imposing such a punishment. See Jackson, supra (“The penological purposes of the prescribed punishment are also relevant to this analysis . . .“).
The nature of the offense of murder and the harm the crime inflicts on society and its victims warrant a punishment commensurate with the crime. Cf. Jackson, 369 Mass. at 910. “Clearly the severity of the penalty, in the case of a serious offense, is not enough to invalidate it where the nature of the penalty is rationally directed to achieve the legitimate ends of punishment.” Id., quoting Trop v. Dulles, 356 U.S. 86, 111 (1958) (Brennan, J., concurring). Imposing a punishment commensurate with the crime “reflects society‘s and the victim‘s interests in seeing that the offender is repaid for the hurt he caused.” Kennedy v. Louisiana, 554 U.S. 407, 442 (2008). “Society is entitled to impose severe sanctions . . . to express its condemnation of the crime and to seek restoration of the moral imbalance caused by the offense.” Graham, 560 U.S. at 71.
The penological justifications for imposing life without the possibility of parole are incapacitation, deterrence, and retribution. See Diatchenko I, 466 Mass. at 670-671. Since the punishment the Legislature has chosen to further these goals neither “shocks the conscience” nor offends “contemporary standards of decency which mark the progress of society” (citations omitted), id. at 669, it is not within our authority to question the wisdom of this decision, so long as the sentence is not “so totally without penological justification that it results in the gratuitous infliction
b. Second prong.
The second prong involves “a comparison between the sentence imposed here and punishments prescribed for the commission of more serious crimes in the Commonwealth.” Sharma, 488 Mass. at 89, quoting Concepcion, 487 Mass. at 86. As with other cases where we have applied the tripartite framework, because the crime of murder in the first degree is the most serious offense in the Commonwealth, and the punishment of life without the possibility of parole, which is imposed mandatorily for this crime, is the most severe punishment in the Commonwealth, this case “defies direct application of the second . . . prong” of the tripartite analysis. LaPlante, 482 Mass. at 404 n.4. We turn then to the third prong.
c. Third prong.
Under the third prong of the tripartite analysis, we compare “the challenged penalty with the penalties prescribed for the same offense in other jurisdictions.” Sharma, 488 Mass. at 89, quoting Concepcion, 487 Mass. at 86.
The court cites at least ten States that currently mandate the imposition of life without the possibility of parole on all adult offenders convicted of an offense equivalent to murder in the first degree in the Commonwealth -- a count that does not include the Federal government, which also does so. See ante at note 26. One State, Michigan, mandatorily imposes life without the possibility of parole for offenders over the age of eighteen convicted of such a crime. See People v. Parks, 510 Mich. 225, 268 (2022).12
While not legislatively mandated, sixteen States and the District of Columbia authorize the imposition of life without the
Accordingly, when viewed in total, thirty-six jurisdictions (thirty-four States, the Federal government, and the District of Columbia) legislatively authorize the imposition of life without the possibility of parole for adult offenders -- including those ages eighteen, nineteen, and twenty -- convicted of the equivalent of murder in the first degree. See Jackson, 369 Mass. at 913 (considering States that permit same or similar punishment, even if not mandated).
No jurisdiction has categorically prohibited by judicial decision the imposition of this penalty for homicide offenders eighteen and older as cruel or unusual punishment. While, as the court notes, Washington and Michigan have declared, under their own State Constitutions, that the mandatory imposition of life without parole on eighteen through twenty year old individuals (Washington) and eighteen year old individuals (Michigan), respectively, is unconstitutional, see Matter of the Personal Restraint of Monschke, 197 Wash. 2d 305, 312 (2021); Parks, 510 Mich. at 268, this hardly represents a consistent trend.15 See ante at .
Conclusion. As the judiciary, we must proceed with extreme restraint when exercising our power to review punishment designated by the Legislature to determine whether it exceeds the bounds of
While the scientific research concerning the brain function and development of eighteen through twenty-five year old individuals may cause the Legislature to consider raising the age of individuals convicted of murder in the first degree who are entitled to parole eligibility, where, under our constitutional framework, the punishment is not “so disproportionate” that it “shocks the conscience and offends fundamental notions of human dignity,” Cepulonis, 384 Mass. at 497, quoting Jackson, 369 Mass. at 910, it does not violate
CYPHER, J. (dissenting). A significant amount of time and energy has been expended to prove through science what the Legislature knew when it promulgated its first statute concerning juveniles: young males take more risks and are more impulsive than older males. See
Whether this court should eliminate the imposition of mandatory sentences of life imprisonment without the possibility of parole for those convicted of murder in the first degree who were from age eighteen to twenty at the time of the crime implicates many important considerations. The most significant consideration for us in this case is whether the sentencing scheme violates
I fully agree with the principal arguments outlined in Justice Lowy‘s dissent, ante; namely, it is the Legislature, not the judiciary, that prescribes punishment, Opinions of the Justices, 378 Mass. 822, 830 & n.7 (1979), and the Legislature‘s choice of punishment for adults convicted of murder in the first degree, i.e., imprisonment for life without the possibility of parole, is not so disproportionate to the offense as to rise to the level of cruel or unusual punishment under
Indeed, the virtue of the tripartite analysis is that it is flexible enough to accommodate “softer,” offender-specific considerations, see Commonwealth v. Perez, 477 Mass. 677, 684-685 (2017), S.C., 480 Mass. 562 (2018), quoting Diatchenko I, 466 Mass. at 670 (factoring “diminished culpability and greater prospects for reform” of juvenile defendant into first prong of tripartite analysis), while offering a (mostly) objective framework for assessing proportionality, see Opinions of the Justices, 378 Mass. at 830 (tripartite test created to mitigate against “the inherent subjectivity” that “shocks the conscience” standard invariably
I write separately, however, for four reasons: first, to note that the parties, in urging us to extend juvenile sentencing protections to a novel subset of adults, ask us to commandeer the job of the Legislature to fashion criminal punishment. Accepting such an invitation runs afoul of bedrock principles of the separation of powers as articulated in
Second, it is a mistaken notion that our prior decisions in Diatchenko I and Perez are controlling on the question of constitutionality because those cases involved a group of offenders already recognized by the Legislature and the United States Supreme Court, Miller v. Alabama, 567 U.S. 460 (2012), as constitutionally set apart from other offenders. See Diatchenko I, 466 Mass. at 670-671 (all sentences of life without possibility of parole for juvenile offenders violate
Third, I write to call attention to the inherent capriciousness of
Fourth and last, I write to illustrate that arbitrary reliance on developmental neuroscience, as proposed infra, raises troubling, if unintended, implications for other groups
exposed to our criminal laws.2 By depicting the effect that such application of the science might have on these groups, I hope to highlight the perils that can come from judges believing that they are following “the science,” wherever it may lead.
1. Separation of powers.
“In the government of this [C]ommonwealth, the legislative department shall never excise the executive and judicial powers, or either of them: the executive shall never exercise the legislative and judicial powers, or either of them; the judicial shall never exercise the legislative and executive powers, or either of them; to the end it may be a government
of laws and not of men.”3
In recognition of
Here, through the use of labels, the court shapes the issue merely as invalidating an unconstitutional statute. Ante at . In substance, however, the court circumvents the Legislature‘s power and substitutes its own notions of correct policy based on the parties’ submission of ever-changing neuroscience. See Joslyn, 445 Mass. at 351-352.
In drawing hard lines between juveniles and “emerging adults,”4 and older adult offenders, the court points to instances in which the Legislature has opted not to treat individuals from ages eighteen through twenty-one in the same manner that it does adults. Ante at . For example, those who are age eighteen may serve on a jury and vote. See
While there are instances in which individuals from age eighteen to twenty-one are treated differently under the law from
the parties can point only to legislative
faults that fail to rise to equivalent of constitutional infirmity are better left for Legislature to resolve).
The proper exercise of judicial restraint and acknowledgment of the bedrock principle of separation of powers found in
Here, although much is made of neuroscience, and the fact that this group of “emerging adults” lacks maturity and responsibility, such that they are prone to risk taking and negative influence
Therefore, where contemporary personal and moral beliefs may lend themselves toward the opposite result, the express limitations placed on the judiciary under
2. Diatchenko I and Perez do not control the issue presented.
In addition to our long-standing jurisprudence under
As already outlined extensively and carefully in Justice Lowy‘s dissenting opinion, ante, our holding in Diatchenko I, 466 Mass. at 658, was limited expressly to “individuals who were under the age of eighteen when they committed the crime of murder in the first degree.” The Legislature already had determined which individuals were juveniles. In Diatchenko I, supra, we concluded that mandatory sentences of life without parole for juvenile offenders were disproportionate under
The same is true for our decision in Perez. In Perez, 477 Mass. at 679, we held “that where a juvenile is sentenced for a nonmurder offense or offenses, and the aggregate time to be served prior to parole eligibility exceeds that applicable to a juvenile convicted of murder, the sentence cannot be reconciled with
The decision in Perez came on the heels of our decision in Diatchenko I, 466 Mass. 655, and involved juvenile offenders convicted of crimes not punishable by life without the possibility of parole who were faced with sentences that provided for time to be served prior to parole eligibility that exceeded the time applicable
We reiterated that “the ‘unique characteristics of juvenile offenders’ should weigh more heavily in the [
3. Arbitrary line drawing.
The court uproots the legislatively drawn age at which an offender may be sentenced to life without the possibility of parole for murder in the first degree. See
By not holding to the line drawn by the Legislature, i.e., eighteen, or the line drawn roughly by contemporary neuroscience, i.e., twenty-five, the “[court]‘s holding simply replaces [one] unfairness with another.” People v. Parks, 510 Mich. 225, 287 (2022) (Clement, J., dissenting). Defendants who are age twenty years and 364 days at the time of their crime would be afforded the possibility of parole; defendants who are one day older would have no such opportunity. The court “readily admits that the science does not support that dividing line either.”10 Id. See ante at , .
Imposed by judicial fiat, twenty-one minus a day is not tethered to hard science, nor is it joined to “contemporary standards of decency” as reflected in our criminal statutes. Good v. Commissioner of Correction, 417 Mass. 329, 335 (1994). There appears to be no clear limiting principle,11 and as a result, we soon would see claims arguing that we should extend Diatchenko I protections
says that individuals at age twenty-one have all the same psychosocial limitations as those age seventeen, then, according to the court‘s reasoning, the mandatory imposition of life without the possibility of parole also must be unconstitutional as applied to a twenty-one year old. Such are the consequences when an appellate court invokes science selectively to achieve a policy outcome while “ignor[ing] the possibility that the age of majority is based less on scientific exactitude, and more on ‘society‘s judgments about maturity and responsibility.‘” Matter of the Personal Restraint of Monschke, 197 Wash. 2d 305, 332 (2021) (Owens, J., dissenting), quoting Davis v. Department of Licensing, 137 Wash. 2d 957, 974 (1999).
Cognizant that any line drawn by the court in this matter would be, by definition, “both overinclusive and underinclusive,” the remedy proposed by the parties simply is overbroad. Parks, 510 Mich. at 275 (Bernstein, J., concurring), citing Roper v. Simmons, 543 U.S. 551 (2005). Until today, no court in the country has imposed a blanket prohibition on nondiscretionary sentences of life without parole for adults over age eighteen but under age twenty-one who have been convicted of murder. See Parks, supra at 244-245 (requiring trial judge to conduct individualized sentencing hearing for convicted murderers who killed while they were eighteen years of age prior to imposing life sentence); Matter of the Personal Restraint of Monschke, 197 Wash. 2d at 324-325 (same, but includes those from ages nineteen to twenty). When we are called on to remedy “constitutional infirmity,”12 be it in a statute, procedural practice, or rule, the principles of
search of a movement court.13,14 We would be wise to reject his invitation.
age eighteen to twenty-five. See id. at 880; Farrington, Loeber, & Howell, Young Adult Offenders: The Need for More Effective Legislative Options and Justice Processing, 11 Criminology & Pub. Pol‘y 729, 734-735 (2012) (“highest concentration of desistance takes place during early adulthood irrespective of age of [first crime]“).
There are many theories regarding why criminal desistance occurs in early adulthood. Social scientists, however, generally accept that youthful offenders stop offending primarily because they have attained full psychosocial maturity and have begun to assume adult roles. Buss, Juvenile Exceptionalism, 89 U. Chi. L. Rev. at 880. If the court is to take the drastic step of departing from the statutory age of majority in favor of following the purported science, then it should at least be bold enough to follow the science whole cloth. In a typically developing individual in our culture, “[b]rain and behavioral maturation continues . . . until
4. Unintended consequences.
In arguing that
owing to the plasticity of their brains.17 See ante at . The fourth finding has immense import; it is young adults’ neuroplasticity that warranted the
I accept, as I must unless they clearly are erroneous, the judge‘s factual findings relating to neurocognitive development in young adults. Moreover, while I disagree with the result reached by the court, I accept that it engaged in a good-faith proportionality analysis in relation to the science and social science credited at hearing. See, e.g., Diatchenko I, 466 Mass. at 660-661, 669 (
a. Older offenders.
The goals of sentencing a convicted criminal to a term of confinement include “punishment, deterrence, incapacitation, and rehabilitation.” Commonwealth v. McIntyre, 436 Mass. 829, 833 (2002), citing Commonwealth v. Power, 420 Mass. 410, 414 (1995), cert. denied, 516 U.S. 1042 (1996). When judges impose sentences, they strive “to penalize offenders in
As noted supra, the court relies heavily on research on brain plasticity, and its persistence into an individual‘s twenties, to hold that a sentence of mandatory life without parole for adults from ages eighteen through twenty violates
Invoking the science of neuroplasticity to extend Diatchenko I protections to “emerging adults” signals that older offenders, sapped of their neurological capacity for change, are incarcerated primarily for punishment and societal deterrence. By contrast, the jailing of offenders who are from ages eighteen to twenty or juveniles at the time of their crimes, whose brains have yet to calcify, sounds squarely in rehabilitation.21 See Buss, Juvenile Exceptionalism, 89 U. Chi. L. Rev. at 883 (concern that “[t]he more that special qualities and treatment are identified and justified for [an] exceptionalist group [i.e., “emerging adults” and juvenile offenders], the more the unexceptional group [i.e., older offenders] is defined by their lack of these qualities and their disqualification from special treatment“). This dichotomy entrenches needlessly the distinctions between older offenders, on one end, and juveniles and young adults, on the other. Worse still, it may be considered biological fatalism that is plainly at odds with the data on recidivism, which shows that juvenile prisoners, once released, reoffend at a rate higher than their adult peers. See K. Wade et al., Wisconsin Legislative Audit Bureau, Report 08-3, A Review: 17-Year-Old Offenders in the Adult Criminal Justice System, Department of Correction, at 7 (Feb. 2008) (seventeen year old offenders subject to adult jurisdiction were reincarcerated more often than adult offenders); Woolard et al., Juveniles within Adult Correctional Settings: Legal Pathways and Developmental
Finally, the court‘s unwieldy application of neurocognitive science threatens to exacerbate further differences in how we sentence juveniles and how we sentence older offenders. More specifically, the sentencing provisions governing juveniles are grounded on “increasingly sophisticated social-scientific understandings” of their capacity, whereas the sentencing provisions for older offenders take no account of those factors. Buss, What the Law Should (And Should Not) Learn from Child Development Research, 38 Hofstra L. Rev. 13, 42 (2009) (Buss, Child Development). Cf. Strough & Bruine de Bruin, Decision Making Across Adulthood, Annual Rev. of Developmental Psychol., vol. 2, 2020, at 357 (“Age-related declines in fluid reasoning ability and working memory can compromise the quality of older adults’ decision making when decisions are complex“).
b. Mature juveniles.
Relative to other States, Massachusetts law affords minors some autonomy to consent to well-counseled treatment for their physical and mental health care. See Baird v. Attorney Gen., 371 Mass. 741, 754 (1977) (recognizing “mature minor” rule in Commonwealth for nonemergency medical treatment where [1] best interests of minor are served by not notifying parents of intended medical treatment and [2] minor can give informed consent to that treatment);
In short, it is Commonwealth policy to respect, through legislation, the capacity of late adolescents to make certain decisions regarding their physical and mental health as well as their bodily autonomy. In reaching its conclusion, however, the court applies neuroscience selectively to argue that our youngest adults, to say nothing of teenagers, are not fully capable of discerning basic right from wrong.23 I reject that inference.
The application of cognitive neuroscience to, in essence, infantilize young adults as a class undercuts the collective wisdom of the Commonwealth, which clearly favors trusting young people with decisions of (even) life-altering import. Of more concern, the court‘s paternalism “rais[es] troubling questions about” the rights of adolescents, girls in particular,24 “to make medical decisions or decisions about [their] sexual health.” Berk,
The public‘s trust in the capacity of our adolescents and young adults to make certain decisions regarding their health care has been codified into law by our representative Legislature. See, e.g.,
c. At-risk juveniles.
Connecting the line of cases from the Supreme Court‘s decision in Roper, 543 U.S. at 569-570, to the court‘s decision today is the question how, precisely, should the science of brain development affect the law. See id. at 569, quoting Johnson v. Texas, 509 U.S. 350, 367 (1993) (“as any parent knows and as the scientific and sociological studies . . . tend to confirm, ‘[a] lack of maturity and an underdeveloped sense of responsibility are found in youth more often than in
Children in Massachusetts know that their legal rights and responsibilities forever are altered on turning eighteen. Indeed, knowledge of this situation becomes largely unavoidable for adolescents in the years leading up to their eighteenth birthday. See
As a court, we must be careful not to disregard the developmental
5. Conclusion.
For all the reasons stated herein, and for all the reasons cited in Justice Lowy‘s dissent, ante, a sentence of life without the possibility of parole for adults aged eighteen to twenty does not constitute cruel or unusual punishment under