HARMELIN v. MICHIGAN
No. 89-7272
Supreme Court of the United States
Argued November 5, 1990-Decided June 27, 1991
501 U.S. 957
Richard Thompson argued the cause for respondent. With him on the brief was Michael J. Modelski.*
*Briefs of amici curiae urging reversal were filed for the American Civil Liberties Union et al. by Steven R. Shapiro; and for Criminal Defense Attorneys of Michigan et al. by Neil H. Fink, Elizabeth L. Jacobs, and William Swor.
Briefs of amici curiae urging affirmance were filed for the United States by Solicitor General Starr, Acting Assistant Attorney General Mueller, Deputy Solicitor General Bryson, and James A. Feldman; for the State of
JUSTICE SCALIA announced the judgment of the Court and delivered the opinion of the Court with respect to Part IV, and an opinion with respect to Parts I, II, and III, in which THE CHIEF JUSTICE joins.
Petitioner was convicted of possessing 672 grams of cocaine and sentenced to a mandatory term of life in prison without possibility of parole.1 The Michigan Court of Appeals initially reversed his conviction because evidence supporting it had been obtained in violation of the Michigan Constitution. 176 Mich. App. 524, 440 N. W. 2d 75 (1989). On petition for rehearing, the Court of Appeals vacated its prior decision and affirmed petitioner‘s sentence, rejecting his argument that the sentence was “cruel and unusual” within the meaning of the Eighth Amendment. Id., at 535, 440 N. W. 2d, at 80. The Michigan Supreme Court denied leave to appeal, 434 Mich. 863 (1990), and we granted certiorari. 495 U. S. 956 (1990).
Petitioner claims that his sentence is unconstitutionally “cruel and unusual” for two reasons: first, because it is “significantly disproportionate” to the crime he committed; second, because the sentencing judge was statutorily required to
I
A
The Eighth Amendment, which applies against the States by virtue of the Fourteenth Amendment, see Robinson v. California, 370 U. S. 660 (1962), provides: “Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted.” In Rummel v. Estelle, 445 U. S. 263 (1980), we held that it did not constitute “cruel and unusual punishment” to impose a life sentence, under a recidivist statute, upon a defendant who had been convicted, successively, of fraudulent use of a credit card to obtain $80 worth of goods or services, passing a forged check in the amount of $28.36, and obtаining $120.75 by false pretenses. We said that “one could argue without fear of contradiction by any decision of this Court that for crimes concededly classified and classifiable as felonies, that is, as punishable by significant terms of imprisonment in a state penitentiary, the length of the sentence actually imposed is purely a matter of legislative prerogative.” Id., at 274. We specifically rejected the proposition asserted by the dissent, id., at 295 (opinion of Powell, J.), that unconstitutional disproportionality could be established by weighing three factors: (1) gravity of the offense compared to severity of the penalty, (2) penalties imposed within the same jurisdiction for similar crimes, and (3) penalties imposed in other jurisdictions for the same offense. Id., at 281-282, and n. 27. A footnote in the opinion, however, said: “This is not to say that a proportionality principle would not come into play in the extreme example mentioned by the dissent, . . . if a legislature made overtime parking a felony punishable by life imprisonment.” Id., at 274, n. 11.
Two years later, in Hutto v. Davis, 454 U. S. 370 (1982), we similarly rejected an Eighth Amendment challenge to a
A year and a half after Davis we uttered what has been our last word on this subject to date. Solem v. Helm, 463 U. S. 277 (1983), set aside under the Eighth Amendment, because it was disproportionate, a sentence of life imprisonment without possibility of parole, imposed under a South Dakota recidivist statute for successive offenses that included three convictions of third-degree burglary, one of obtaining money by false pretenses, one of grand larceny, one of third-offense driving while intoxicated, and one of writing a “no account” check with intent to defraud. In the Solem account, Weems no longer involved punishment of a “unique nature,” Rummel, supra, at 274, but was the “leading case,” Solem, 463 U. S., at 287, exemplifying the “general principle of proportionality,” id., at 288, which was “deeply rooted and frequently repeated in common-law jurisprudence,” id., at 284, had been embodied in the English Bill of Rights “in language that was later adopted in the Eighth Amendment,” id., at 285, and had been “recognized explicitly in this Court for almost a century,” id., at 286. The most recent of those “recognitions” were the “overtime parking” footnotes in Rummel and Davis, 463 U. S., at 288. As for the statement in Rummel that “one could argue without fear of contradiction by any decision of this Court that for crimes concededly classified and classifiable as felonies . . . the length of the sentence actually imposed is purely a matter of legislative prerogative,” Rummel, supra, at 274: according to Solem, the really important words in that passage were ”‘one could argue,’” 463 U. S., at 288, n. 14 (emphasis added in Solem). “The Court [in Rummel] . . . merely recognized that the argument was possible. To the extent that the State . . . makes this argument here, we find it meritless.” Id., at 289 n. 14. (Of course Rummel had not said merely “one could argue,” but “one could argue without fear of contradiction by any decision of this Court.” (Emphasis added.)) Having decreed that a general principle of disproportionality exists, the Court used as the criterion for its application the three-factor test that had been explicitly rejected in both Rummel and Davis. 463 U. S., at 291-292. Those cases, the Court said, merely “indicated [that] no one factor will be dispositive in a given case,” id., at 291, n. 17—though Davis had expressly, approvingly, and quite correctly described Rummel as having ”disapproved each of [the] objective factors,” 454 U. S., at 373 (emphasis added). See Rummel, 445 U. S., at 281-282, and n. 27.
It should be apparent from the above discussion that our 5-to-4 decision eight years ago in Solem was scarcely the expression of clear and well accepted constitutional law. We have long recognized, of course, that the doctrine of stare decisis is less rigid in its application to constitutional precedents, see Payne v. Tennessee, ante, at 828; Smith v. Allwright, 321 U. S. 649, 665 (1944), and n. 10; Mitchell v. W. T. Grant Co., 416 U. S. 600, 627-628 (1974) (Powell, J., concurring); Burnet v. Coronado Oil & Gas Co., 285 U. S. 393, 406-408 (1932) (Brandeis, J., dissenting), and we think that to be especially true of a constitutional precedent that is both recent and in apparent tension with other decisions. Accordingly, we have addressed anew, and in greater detail, the question whether the Eighth Amendment contains a proportionality guarantee—with particular attention to the background of the Eighth Amendment (which Solem discussed in only two pages, see 463 U. S., at 284-286) and to the understanding of the Eighth Amendment before the end of the 19th century (which Solem discussed not at all). We conclude from this examination that Solem was simply wrong; the Eighth Amendment contains no proportionality guarantee.
B
Solem based its conclusion principally upon the proposition that a right to be free from disproportionate punishments
Perhaps the Americans of 1791 understood the Declaration‘s language precisely as the Englishmen of 1689 did—though as we shall discuss later, that seems unlikely. Or perhaps the colonists meant to incorporate the content of that antecedent by reference, whatever the content might have been. Solem suggested something like this, arguing that since Americans claimed “all the rights of English subjects,” “their use of the language of the English Bill of Rights is con-
As Solem observed, 463 U. S., at 284-285, the principle of proportionality was familiar to English law at the time the Declaration of Rights was drafted. The Magna Carta provided that “[a] free man shall not be fined for a small offence, except in proportion to the measure of the offense; and for a great offence he shall be fined in proportion to the magnitude of the offence, saving his freehold. . . .” Art. 20 (translated in Sources of Our Liberties, supra, at 15). When imprisonment supplemented fines as a method of punishment, courts apparently applied the proportionality principle while sentencing. Hodges v. Humkin, 2 Bulst. 139, 140, 80 Eng. Rep. 1015, 1016 (K. B. 1615) (Croke, J.) (“[I]mprisonment ought always to be according to the quality of the offence“). Despite this familiarity, the drafters of the Declaration of Rights did not explicitly prohibit “disproportionate” or “excessive” punishments. Instead, they prohibited punishments that were “cruell and unusuall.” The Solem Court simply assumed, with no analysis, that the one included the other. 463 U. S., at 285. As a textual matter, of course, it does not: a disproportionate punishment can perhaps always be considered “cruel,” but it will not always be (as the text also requires) “unusual.” The error of Solem‘s assumption is confirmed by the historical context and contemporaneous understanding of the English guarantee.
Most historians agree that the “cruell and unusuall Punishments” provision of the English Declaration of Rights was prompted by the abuses attributed to the infamous Lord Chief Justice Jeffreys of the King‘s Bench during the Stuart reign of James II. See, e. g., Schwoerer, supra, at 93; 4 W. Blackstone, Commentaries *372. They do not agree, how-
But the vicious punishments for treason decreed in the Bloody Assizes (drawing and quartering, burning of women felons, beheading, disembowling, etc.) were common in that period—indeed, they were specifically authorized by law and remained so for many years afterwards. See Granucci, “Nor Cruel and Unusual Punishments Inflicted:” The Original Meaning, 57 Calif. L. Rev. 839, 855-856 (1969); 4 Blackstone, supra, at *369-*370. Thus, recently historians have argued, and the best historical evidence suggests, that it was not Jeffreys’ management of the Bloody Assizes that led to the Declaration of Rights provision, but rather the arbitrary sentencing power he had exercised in administering justice from the King‘s Bench, particularly when punishing a notorious perjurer. See Granucci, supra, at 855-860; Schwoerer, supra, at 92-93. Accord, 1 J. Stephen, A History of the Criminal Law of England 490 (1883); 1 J. Chitty, Criminal Law 712 (5th Am. ed. 1847) (hereinafter Chitty). Jeffreys was widely accused of “inventing” special penalties for the King‘s enemies, penalties that were not authorized by common-law precedent or statute. Letter to a Gentleman at Brussels,
The preamble to the Declaration of Rights, a sort of indictment of James II that calls to mind the preface to our own Declaration of Independence, specifically referred to illegal sentences and King‘s Bench proceedings.
“Whereas the late King James the Second, by the Assistance of diverse evill Councellors Judges and Ministers imployed by him did endeavour to subvert and extirpate the Protestant Religion, and the Lawes and Liberties of this Kingdome.
. . . . .
“By Prosecutions in the Court of Kings Bench for Matters and Causes cognizable onely in Parlyament and by diverse other Arbitrary and Illegall Courses.
. . . . .
“[E]xcessive Baile hath beene required of Persons committed in Criminall Cases to elude the Benefit of the Lawes made for the Liberty of the Subjects.
“And excessive Fines have been imposed.
“And illegall and cruell Punishments inflicted.
. . . . .
“All which are utterly and directly contrary to the knowne Lawes and Statutes and Freedome of this Realme.” 1 Wm. & Mary, Sess. 2, ch. 2 (1689).
The only recorded contemporaneous interpretation of the “cruell and unusuall Punishments” clause confirms the focus upon Jeffreys’ King‘s Bench activities, and upon the illegality, rather than the disproportionality, of his sentences. In 1685 Titus Oates, a Protestant cleric whose false accusations had caused the execution of 15 prominent Catholics for allegedly organizing a “Popish Plot” to overthrow King Charles II in 1679, was tried and convicted before the King‘s Bench for perjury. Oates’ crime, “bearing false witness against another, with an express premeditated design to take away his
“The judges, as they believed, sentenced Oates to be scourged to death.” 2 T. Macaulay, History of England 204 (1899) (hereinafter Macaulay). Accord, D. Ogg, England In The Reigns of James II and William III, pp. 154-155 (1984). Oates would not die, however. Four years later, and several months after the Declaration of Rights, he petitioned the House of Lords to set aside his sentence as illegal. 6 Macaulay 138-141. “Not a single peer ventured to affirm that the judgment was legal: but much was said about the odious character of the appellant,” and the Lords affirmed the judgment. 6 id., at 140-141. A minority of the Lords dissented, however, and their statement sheds light on the meaning of the “cruell and unusuall Punishments” clause:
“1st, [T]he King‘s Bench, being a Temporal Court, made it a Part of the Judgment, That Titus Oates, being a Clerk, should, for his said Perjuries, be divested of his canonical and priestly Habit . . . ; which is a Matter wholly out of their Power, belonging to the Ecclesiastical Courts only.
“2dly, [S]aid Judgments are barbarous, inhuman, and unchristian; and there is no Precedent to warrant the Punishments of whipping and committing to Prison for Life, for the Crime of Perjury; which yet were but Part of the Punishments inflicted upon him.
. . . . .
“4thly, [T]his will be an Encouragement and Allowance for giving the like cruel, barbarous and illegal Judgments hereafter, unless this Judgment be reversed.
“5thly, . . . [T]hat the said Judgments were contrary to Law and ancient Practice, and therefore erroneous, and ought to be reversed.
. . . . .
“6thly, Because it is contrary to the Declaration, on the Twelfth of February last, . . . that excessive Bail ought not to be required, nor excessive Fines imposed, nor cruel nor unusual Punishments afflicted.” 1 Journals of the House of Lords 367 (May 31, 1689), quoted in Second Trial of Titus Oates, supra, at 1325.
Oates’ cause then aroused support in the House of Commons, whose members proceeded to pass a bill to annul the sentence. A “free conference” was ultimately convened in which representatives of the House of Commons attempted to persuade the Lords to reverse their position. See 6 Macaulay 143-145. Though this attempt was not successful, the Commons’ report of the conference confirms that the “cruell and unusuall Punishments” clause was directed at the Oates case (among others) in particular, and at illegality, rather than disproportionality, of punishment in general.
“[T]he Commons had hoped, That, after the Declaration [of Rights] presented to their Majesties upon their
“That the Commons had a particular Regard to these Judgments, amongst others, when that Declaration was first made; and must insist upon it, That they are erroneous, cruel, illegal, and of ill Example to future Ages. . . .
“That it seemed no less plain, That the Judgments were cruel, and of ill Example to future Ages.
“That it was surely of ill Example for a Temporal Court to give Judgment, ‘That a Clerk be divested of his Canonical Habits; and continue so divested during his Life.’
“That it was of ill Example, and illegal, That a Judgment of perpetual Imprisonment should be given in a Case, where there is no express Law to warrant it.
“It was of ill Example, and unusual, That an Englishman should be exposed upon a Pillory, so many times a Year, during his Life.
“That it was illegal, cruel, and of dangerous Example, That a Freeman should be whipped in such a barbarous manner, as, in Probability, would determine in Death.
“That this was avowed, when these Judgments was [sic] given by the then Lord Chief Justice of the King‘s Bench; who declared; ‘That all the Judges had met; and unanimously agreed, That where the Subject was prosecuted at Common Law for a Misdemeanor, it was in the Discretion of the Court, to inflict what Punishment they pleased, not extending to Life, or Member.’
“That as soon as they had set up this Pretence to a discretionary Power, it was observable how they put it in Practice, not only in this, but in other Cases, and for other Offences, by inflicting such cruel and ignominious Punishments, as will be agreed to be far worse than Death itself to any Man who has a sense of Honour or Shame. . . .” 10 Journal of the House of Commons 247 (Aug. 2, 1689) (emphasis added).
In all these contemporaneous discussions, as in the prologue of the Declaration, a punishment is not considered objectionable because it is disproportionate,4 but because it is “out of [the Judges‘] Power,” “contrary to Law and ancient practice,” without “Precedents” or “exрress Law to warrant,” “unusual,” “illegal,” or imposed by “Pretence to a discretionary Power.” Accord, 2 Macaulay 204 (observing that Oates’ punishment, while deserved, was unjustified by law). Moreover, the phrase “cruell and unusuall” is treated as interchangeable with “cruel and illegal.” In other words, the
In sum, we think it most unlikely that the English Cruell and Unusuall Punishments Clause was meant to forbid “disproportionate” punishments. There is even less likelihood that proportionality of punishment was one of the traditional “rights and privileges of Englishmen” apart from the Declaration of Rights, which happened to be included in the Eighth Amendment. Indeed, even those scholars who believe the principle to have been included within the Declaration of Rights do not contend that such a prohibition was reflected in English practice—nor could they. See Granucci,
C
Unless one accepts the notion of a blind incorporation, however, the ultimate question is not what “cruell and unusuall punishments” meant in the Declaration of Rights, but what its meaning was to the Americans who adopted the Eighth Amendment. Even if one assumes that the Founders knew the precise meaning of that English antecedent, but see Granucci, supra, at 860-865, a direct transplant of the English meaning to the soil of American constitutionalism would in any case have been impossible. There were no common-law punishments in the federal system, see United States v. Hudson, 7 Cranch 32 (1812), so that the provision must have been meant as a check not upon judges but upon
Wrenched out of its common-law context, and applied to the actions of a legislature, the word “unusual” could hardly mean “contrary to law.” But it continued to mean (as it continues to mean today) “such as [does not] occur in ordinary practice,” Webster‘s American Dictionary (1828), “[s]uch as is [not] in common use,” Webster‘s Second International Dictionary 2807 (1954). According to its terms, then, by forbidding “cruel and unusual punishments,” see Stanford v. Kentucky, 492 U. S. 361, 378 (1989) (plurality opinion); In re Kemmler, supra, at 446-447, the Clause disables the Legislature from authorizing particular forms or “modes” of punishment—specifically, cruel methods of punishment that are not regularly or customarily employed. E. g., Louisiana ex rel. Francis v. Resweber, 329 U. S. 459, 464 (1947) (plurality opinion); In re Kemmler, supra, at 446-447. See also United States v. Collins, 25 F. Cas. 545 (No. 14,836) (CC R. I. 1854) (Curtis, J.).
The language bears the construction, however—and here we come to the point crucial to resolution of the present case—that “cruelty and unusualness” are to be determined not solely with reference to the punishment at issue (“Is life imprisonment a cruel and unusual punishment?“) but with reference to the crime for which it is imposed as well (“Is life imprisonment cruel and unusual punishment for possession of unlawful drugs?“). The latter interpretation would make the provision a form of proportionality guarantee.6 The arguments against it, however, seem to us conclusive.
Secondly, it would seem quite peculiar to refer to cruelty and unusualness for the offense in question, in a provision having application only to a new government that had never before defined offenses, and that would be defining new and peculiarly national ones. Finally, and most conclusively, as we proceed to discuss, the fact that what was “cruel and unusual” under the
In the January 1788 Massachusetts Convention, for example, the objection was raised that Congress was
“nowhere restrained from inventing the most cruel and unheard-of punishments, and annexing them to crimes; and there is no constitutional check on [it], but that racks and gibbets may be amongst the most mild instruments of [its] discipline.” 2 J. Elliot, Debates on the Federal Constitution 111 (2d ed. 1854) (emphasis added).
“What says our [Virginia] Bill of Rights?--‘that excessive bail ought not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted.’ . . .
“In this business of legislation, your members of Congress will loose the restriction of not imposing excessive fines, demanding excessive bail, and inflicting cruel and unusual punishments. These are prohibited by your declaration of rights. What has distinguished our ancestors?--That they would not admit of tortures, or cruel and barbarous punishment.” 3 id., at 447.
The actions of the First Congress, which are of course persuasive evidence of what the Constitution means, Marsh v. Chambers, 463 U. S. 783, 788-790 (1983); Carroll v. United States, 267 U. S. 132, 150-152 (1925); cf. McCulloch v. Maryland, 4 Wheat. 316, 401-402 (1819), belie any doctrine of proportionality. Shortly after this Congress proposed the Bill of Rights, it promulgated the Nation‘s first Penal Code. See
The early commentary on the Clause contains no reference to disproportionate or excessive sentences, and again indicates that it was designed to outlaw particular modes of punishment. One commentator wrote:
“The prohibition of cruel and unusual punishments, marks the improved spirit of the age, which would not tolerate the use of the rack or the stake, or any of those horrid modes of torture, devised by human ingenuity for the gratification of fiendish passion.” J. Bayard, A Brief Exposition of the Constitution of the United States 154 (2d ed. 1840).
Another commentator, after explaining (in somewhat convoluted fashion) that the “spirit” of the Excessive Bail and Excessive Fines Clauses forbade excessive imprisonments, went on to add:
“Under the [Eighth] amendment the infliction of cruel and unusual punishments, is also prohibited. The various barbarous and cruel punishments inflicted under the laws of some other countries, and which profess not to be behind the most enlightened nations on earth in civilization and refinement, furnish sufficient reasons for this express prohibition. Breaking on the wheel, flaying alive, rending assunder with horses, various species of horrible tortures inflicted in the inquisition, maiming, mutilating and scourging to death, are wholly alien to the spirit of our humane general constitution.” B. Oliver, The Rights of An American Citizen 186 (1832).
“The provision [the Eighth Amendment] would seem wholly unnecessary in a free government, since it is scarcely possible, that any department of such a government should authorize, or justify such atrocious conduct. It was, however, adopted as an admonition to all departments of the national government, to warn them against such violent proceedings, as had taken place in England in the arbitrary reigns of some of the Stuarts.” 3 J. Story, Commentaries on the Constitution of the United States § 1896 (1833).
Many other Americans apparently agreed that the Clause only outlawed certain modes of punishment: During the 19th century several States ratified constitutions that prohibited “cruel and unusual,” “cruel or unusual,” or simply “cruel” punishments and required all punishments to be proportioned to the offense.
Perhaps the most persuasive evidence of what “cruel and unusual” meant, however, is found in early judicial constructions of the
Throughout the 19th century, state courts interpreting state constitutional provisions with identical or more expansive wording (i. e., “cruel or unusual“) concluded that these provisions did not proscribe disproportionality but only certain modes of punishment. For example, in Aldridge v. Commonwealth, 4 Va. 447 (1824), the General Court of Virginia had occasion to interpret the cruel and unusual punishments clause that was the direct ancestor of our federal provision, see supra, at 966. In rejecting the defendant‘s claim that a sentence of so many as 39 stripes violated the Virginia Constitution, the court said:
“As to the ninth section of the Bill of Rights, denouncing cruel and unusual punishments, we have no notion that it has any bearing on this case. That provision was never designed to control the Legislative right to determine ad libitum upon the adequacy of punishment, but is merely applicable to the modes of punishment. . . . [T]he best heads and hearts of the land of our ancestors, had long and loudly declaimed against the wanton cruelty of many of the punishments practised in other countries; and this section in the Bill of Rights was framed effectually to exclude these, so that no future Legislature, in a moment perhaps of great and general excitement, should be tempted to disgrace our Code by the introduction of any of those odious modes of punishment.” 4 Va., at 449-450 (emphasis in original).
Accord, Commonwealth v. Hitchings, 71 Mass. 482, 486 (1855); Garcia v. Territory, 1 N. M. 415, 417-419 (1869);
II
We think it enough that those who framed and approved the Federal Constitution chose, for whatever reason, not to include within it the guarantee against disproportionate sentences that some State Constitutions contained. It is worth noting, however, that there was good reason for that choice--a reason that reinforces the necessity of overruling Solem. While there are relatively clear historical guidelines and accepted practices that enable judges to determine which modes of punishment are “cruel and unusual,” proportionality does not lend itself to such analysis. Neither Congress nor any state legislature has ever set out with the objective of crafting a penalty that is “disproportionate“; yet as some of the examples mentioned above indicate, many enacted dispositions seem to be so--because they were made for other times or other places, with different social attitudes, different criminal epidemics, different public fears, and different prevailing theories of penology. This is not to say that there are no absolutes; one can imagine extreme examples that no rational person, in no time or place, could accept. But for the same reason these examples are easy to decide, they are
This becomes clear, we think, from a consideration of the three factors that Solem found relevant to the proportionality determination: (1) the inherent gravity of the offense, (2)
The difficulty of assessing gravity is demonstrated in the very context of the present case: Petitioner acknowledges that a mandatory life sentence might not be “grossly excessive” for possession of cocaine with intent to distribute, see Hutto v. Davis, 454 U. S. 370 (1982). But surely whether it is a “grave” offense merely to possess a significant quantity of drugs--thereby facilitating distribution, subjecting the holder to the temptation of distribution, and raising the possibility of theft by others who might distribute--depends entirely upon how odious and socially threatening one believes drug use to be. Would it be “grossly excessive” to provide life imprisonment for “mere possession” of a certain quantity оf heavy weaponry? If not, then the only issue is whether the possible dissemination of drugs can be as “grave” as the possible dissemination of heavy weapons. Who are we to say no? The members of the Michigan Legislature, and not we, know the situation on the streets of Detroit.
The second factor suggested in Solem fails for the same reason. One cannot compare the sentences imposed by the jurisdiction for “similarly grave” offenses if there is no objective standard of gravity. Judges will be comparing what they consider comparable. Or, to put the same point differently: When it happens that two offenses judicially determined to be “similarly grave” receive significantly dissimilar penalties, what follows is not that the harsher penalty is unconstitutional, but merely that the legislature does not
As for the third factor mentioned by Solem--the character of the sentences imposed by other States for the same crime--it must be acknowledged that that can be applied with clarity and ease. The only difficulty is that it has no conceivable relevance to the Eighth Amendment. That a State is entitlеd to treat with stern disapproval an act that other States punish with the mildest of sanctions follows a fortiori from the undoubted fact that a State may criminalize an act that other States do not criminalize at all. Indeed, a State may criminalize an act that other States choose to reward--punishing, for example, the killing of endangered wild animals for which other States are offering a bounty. What
III
Our 20th-century jurisprudence has not remained entirely in accord with the proposition that there is no proportionality requirement in the Eighth Amendment, but neither has it departed to the extent that Solem suggests. In Weems v. United States, 217 U. S. 349 (1910), a government disbursing officer convicted of making false entries of small sums in his account book was sentenced by Philippine courts to 15 years of cadena temporal. That punishment, based upon the Spanish Penal Code, called for incarceration at “hard and painful labor” with chains fastened to the wrists and ankles at all times. Several “accessor[ies]” were superadded, including permanent disqualification from holding any position of public trust, subjection to “[government] surveillance” for life, and “civil interdiction,” which consisted of deprivation of “the rights of parental authority, guardianship of person or property, participation in the family council[, etc.]” Weems, supra, at 364.
“No circumstance of degradation is omitted. It may be that even the cruelty of pain is not omitted. He must bear a chain night and day. He is condemned to painful as well as hard labor. What painful labor may mean we have no exact measure. It must be something more than hard labor. It may be hard labor pressed to the point of pain.” 217 U. S., at 366-367.
As to the latter:
“It has no fellow in American legislation. Let us remember that it has come to us from a government of a different form and genius from ours. It is cruel in its excess of imprisonment and that which accompanies and follows imprisonment. It is unusual in its character.” Id., at 377.
Other portions of the opinion, however, suggest that mere disproportionality, by itself, might make a punishment cruel and unusual:
“Such penalties for such offenses amaze those who believe that it is a precept of justice that punishment for crime should be graduated and proportioned to offense.” Id., at 366-367.
“[T]he inhibition [of the Cruel and Unusual Punishments Clause] was directed, not only against punishments which inflict torture, ‘but against all punishments which by their excessive length or severity are greatly disproportioned to the offenses charged.‘” Id., at 371,
Since it contains language that will support either theory, our later opinions have used Weems, as the occasion required, to represent either the principle that “the Eighth Amendment bars not only those punishments that are ‘barbaric’ but also those that are ‘excessive’ in relation to the crime committed,” Coker v. Georgia, 433 U. S. 584, 592 (1977), or the principle that only a “unique . . . punishment,” a form of imprisonment different from the “more traditional forms . . . imposed under the Anglo-Saxon system,” can violate the Eighth Amendment, Rummel, supra, at 274-275. If the proof of the pudding is in the eating, however, it is hard to view Weems as announcing a constitutional requirement of proportionality, given that it did not produce a decision implementing such a requirement, either here or in the lower federal courts, for six decades. In Graham v. West Virginia, 224 U. S. 616 (1912), for instance, we evaluated (and rejected) a claim that life imprisonment for a third offense of horse theft was “cruel and unusual.” We made no mention of Weems, although the petitioner had relied upon that case.12 See also Badders v. United States, 240 U. S. 391 (1916).
Opinions in the Federal Courts of Appeals were equally devoid of evidence that this Court had announced a general proportionality principle. Some evaluated “cruel and unusual punishment” claims without reference to Weems. See, e. g., Bailey v. United States, 284 F. 126 (CA7 1922); Tincher v. United States, 11 F. 2d 18, 21 (CA4 1926). Others continued to echo (in dictum) variants of the dictum in State v. Becker, 3 S. D. 29, 51 N. W. 1018 (1892), to the effect that courts will not interfere with punishmеnt unless it is “manifestly cruel
The first holding of this Court unqualifiedly applying a requirement of proportionality to criminal penalties was issued 185 years after the Eighth Amendment was adopted.14 In
IV
Petitioner claims that his sentence violates the
As our earlier discussion should make clear, this claim has no support in the text and history of the
Petitioner‘s “required mitigation” claim, like his proportionality claim, does find support in our death penalty jurisprudence. We have held that a capital sentence is cruel and unusual under the
Our cases creating and clarifying the “individualized capital sentencing doctrine” have repeatedly suggested that there is no comparable requirement outside the capital context, because of the qualitative difference between death and all other penalties. See Eddings v. Oklahoma, 455 U. S., at 110-112; id., at 117-118 (O‘CONNOR, J., concurring); Lockett v. Ohio, supra, at 602-605; Woodson v. North Carolina, supra, at 303-305; Rummel v. Estelle, supra, at 272.
“The penalty of death differs from all other forms of criminal punishment, not in degree but in kind. It is unique in its total irrevocability. It is unique in its rejection of rehabilitation of the convict as a basic purpose of criminal justice. And it is unique, finally, in its absolute renunciation of all that is embodied in our concept
of humanity.” Furman v. Georgia, 408 U. S. 238, 306 (1972) (Stewart, J., concurring).
It is true that petitioner‘s sentence is unique in that it is the second most severe known to the law; but life imprisonment with possibility of parole is also unique in that it is the third most severe. And if petitioner‘s sentence forecloses some “flexible techniques” for later reducing his sentence, see Lockett, supra, at 605 (Burger, C. J.) (plurality opinion), it does not foreclose all of them, since there remain the possibilities of retroactive legislative reduction and executive clemency. In some cases, moreover, there will be negligible difference between life without parole and other sentences of imprisonment--for example, a life sentence with eligibility for parole after 20 years, or even a lengthy term sentence without eligibility for parole, given to a 65-year-old man. But even where the difference is the greatest, it cannot be compared with death. We have drawn the line of required individualized sentencing at capital cases, and see no basis for extending it further.
The judgment of the Michigan Court of Appeals is
Affirmed.
JUSTICE KENNEDY, with whom JUSTICE O‘CONNOR and JUSTICE SOUTER join, concurring in part and concurring in the judgment.
I concur in Part IV of the Court‘s opinion and in the judgment. I write this separate opinion because my approach to the
I
A
Our decisions recognize that the Cruel and Unusual Punishments Clause encompasses a narrow proportionality principle. We first interpreted the
The
B
Though our decisions recognize a proportionality principle, its precise contours are unclear. This is so in part because we have applied the rule in few cases and even then to sentences of different types. Our most recent pronouncement on the subject in Solem, furthermore, appeared to apply a different analysis than in Rummel and Davis. Solem twice stated, however, that its decision was consistent with Rummel and thus did not overrule it. Solem, supra, at 288, n. 13, 303, n. 32. Despite these tensions, close analysis of our decisions yields some common principles that give content to the uses and limits of proportionality review.
The first of these principles is that the fixing of prison terms for specific crimes involves a substantive penological judgment that, as a general matter, is “properly within the province of legislatures, not courts.” Rummel, supra, at 275-276. Determinations about the nature and purposes of punishment for criminal acts implicate difficult and enduring questions respecting the sanctity of the individual, the nature of law, and the relation between law and the social order. “As a moral or political issue [the punishment of offenders] provokes intemperate emotions, deeply conflicting interests, and intractable disagreements.” D. Garland, Punishment and Modern Society 1 (1990). The efficacy of any sentencing system cannot be assessed absent agreement on the purposes and objectives of the penal system. And the responsibility for making these fundamental choices and implementing them lies with the legislature. See Gore v. United States, 357 U.S. 386, 393 (1958) (“Whatever views may be entertained regarding severity of punishment, whether one believes in its efficacy or its futility, . . . these are peculiarly questions of legislative policy“). Thus, “[r]eviewing courts . . . should grant substantial deference to the broad authority that legislatures necessarily possess in determining the types and limits of punishments for crimes.” Solem, supra, at 290. See also Rummel, supra, at 274 (acknowledging “reluctance to review legislatively mandated terms of imprisonment“); Weems, supra, at 379 (“The function of the legislature is primary, its exercises fortified by presumptions of right and legality, and is not to be interfered with lightly, nor by any judicial conception of their wisdom or propriety“).
The second principle is that the
Third, marked divergences both in underlying theories of sentencing and in the length of prescribed prison terms are the inevitable, often beneficial, result of the federal structure. See Solem, supra, at 291, n. 17 (“The inherent nature of our federal system” may result in “a wide range of constitutional sentences“). “Our federal system recognizes the independеnt power of a State to articulate societal norms through criminal law.” McCleskey v. Zant, 499 U.S. 467, 491 (1991). State sentencing schemes may embody different penological assumptions, making interstate comparison of
The fourth principle at work in our cases is that proportionality review by federal courts should be informed by “objective factors to the maximum possible extent.” Rummel, supra, at 274-275, quoting Coker, 433 U.S., at 592 (plurality opinion). See also Solem, supra, at 290. The most prominent objective factor is the type of punishment imposed. In Weems, “the Court could differentiate in an objective fashion between the highly unusual cadena temporal and more traditional forms of imprisonment imposed under the Anglo-Saxon system.” Rummel, 445 U.S., at 275. In a similar fashion, because “[t]he penalty of death differs from all other forms of criminal punishment,” id., at 272, quoting Furman v. Georgia, 408 U.S. 238, 306 (1972) (opinion of Stewart, J.), the objective line between capital punishment and imprisonment for a term of years finds frequent mention in our
All of these principles—the primacy of the legislature, the variety of legitimate penological schemes, the nature of our federal system, and the requirement that proportionality review be guided by objective factors—inform the final one: The
II
With these considerations stated, it is necessary to examine the challenged aspects of petitioner‘s sentence: its severe length and its mandatory operation.
A
Petitioner‘s life sentence without parole is the second most severe penalty permitted by law. It is the same sentence received by the petitioner in Solem. Petitioner‘s crime, however, was far more grave than the crime at issue in Solem.
Petitioner was convicted of possession of more than 650 grams (over 1.5 pounds) of cocaine. This amount of pure cocaine has a potential yield of between 32,500 and 65,000 doses. A. Washton, Cocaine Addiction: Treatment, Recovery, and Relapse Prevention 18 (1989). From any standpoint, this crime falls in a different category from the relatively minor, nonviolent crime at issue in Solem. Possession, use, and distribution of illegal drugs represent “one of the greatest problems affecting the health and welfare of our population.” Treasury Employees v. Von Raab, 489 U.S. 656, 668 (1989). Petitioner‘s suggestion that his crime was nonviolent and victimless, echoed by the dissent, see post, at 1022-1023, is false to the point of absurdity. To the contrary, petitioner‘s crime threatened to cause grave harm to society.
Quite apart from the pernicious effects on the individual who consumes illegal drugs, such drugs relate to crime in at least three ways: (1) A drug user may commit crime because of drug-induced changes in physiological functions, cognitive ability, and mood; (2) A drug user may commit crime in order to obtain money to buy drugs; and (3) A violent crime may occur as part of the drug business or culture. See Goldstein, Drugs and Violent Crime, in Pathways to Criminal Violence
These and other facts and reports detailing the pernicious effects of the drug epidemic in this country do not establish that Michigan‘s penalty scheme is correct or the most just in any abstract sense. But they do demonstrate that the Michigan Legislature could with reason conclude that the threat posed to the individual and society by possession of this large an amount of cocaine—in terms of violence, crime, and social displacement—is momentous enough to warrant the deterrence and retribution of a life sentence without parole. See United States v. Mendenhall, 446 U.S. 544, 561 (1980) (Powell, J., concurring in part and concurring in judgment) (“Few problems affecting the health and welfare of our population, particularly our young, cause greater concern than the escalating use of controlled substances“); Florida v. Royer, 460 U.S. 491, 513 (1983) (Blackmun, J., dissenting) (same). See also Terrebonne v. Butler, 848 F.2d 500, 504 (CA5 1988) (en banc).
Petitioner and amici contend that our proportionality decisions require a comparative analysis between petitioner‘s sentence and sentences imposed for other crimes in Michigan and sentences imposed for the same crime in other jurisdictions. Given the serious nature of petitioner‘s crime, no such comparative analysis is necessary. Although Solem considered these comparative factors after analyzing “the gravity of the offense and the harshness of the penalty,” 463 U.S., at 290-291, it did not announce a rigid three-part test. In fact, Solem stated that in determining unconstitutional disproportionality, “no one factor will be dispositive in a given case.” Id., at 291, n. 17. See also ibid. (“[N]o single criterion can identify when a sentence is so grossly disproportionate that it violates the
On the other hand, one factor may be sufficient to determine the constitutionality of a particular sentence. Consistent with its admonition that “a reviewing court rarely will be required to engage in extended analysis to determine that a sentence is not constitutionally disproportionate,” id., at 290, n. 16, Solem is best understood as holding that comparative
A better reading of our cases leads to the conclusion that intrajurisdictional and interjurisdictional analyses are appropriate only in the rare case in which a threshold comparison of the crime committed and the sentence imposed leads to an inference of gross disproportionality. In Solem and Weems, decisions in which the Court invalidated sentences as disproportionate, we performed a comparative analysis of sentences after determining that the sentence imposed was grossly excessive punishment for the crime committed. Solem, supra, at 298-300; Weems, 217 U.S., at 377-381. By contrast, Rummel and Davis, decisions in which the Court upheld sentences against proportionality attacks, did not credit such comparative analyses. In rejecting this form of argument, Rummel noted that “[e]ven were we to assume that the statute employed against Rummel was the most stringent found in the 50 States, that severity hardly would render Rummel‘s punishment ‘grossly disproportionate’ to his offenses.” Rummel, supra, at 281.
The proper role for comparative analysis of sentences, then, is to validate an initial judgment that a sentence is grossly disproportionate to a crime. This conclusion neither “eviscerate[s]” Solem, nor “abandon[s]” its second and third factors, as the dissent charges, post, at 1018, 1020, and it takes full account of Rummel and Davis, cases ignored by the dissent. In light of the gravity of petitioner‘s offense, a comparison of his crime with his sentence does not give rise to an inference of gross disproportionality, and comparative analysis of his sentence with others in Michigan and across the Nation need not be performed.
B
Petitioner also attacks his sentence because of its mandatory nature. Petitioner would have us hold that any severe penalty scheme requires individualized sentencing so that a judicial official may consider mitigating circumstances. Our precedents do not support this proposition, and petitioner presents no convincing reason to fashion an exception or adopt a new rule in the case before us. The Court demonstrates that our
The mandatory nature of this sentence comports with our noncapital proportionality decisions as well. The statute at issue in Solem made the offender liable to a maximum, not a mandatory, sentence of life imprisonment without parole. Solem, 463 U.S., at 281-282, n. 6. Because a “lesser sentence . . . could have been entirely consistent with both the statute and the
In asserting the constitutionality of this mandatory sentence, I offer no judgment on its wisdom. Mandatory sentencing schemes can be criticized for depriving judges of the power to exercise individual discretion when remorse and acknowledgment of guilt, or other extenuating facts, present what might seem a compelling case for departure from the maximum. On the other hand, broad and unreviewed discretion exercised by sentencing judges leads to the perception that no clear standards are being applied, and that the rule of law is imperiled by sentences imposed for no discernible reason other than the subjective reactions of the sentencing judge. The debate illustrates that, as noted at the outset, arguments for and against particular sentencing schemes are for legislatures to resolve.
Michigan‘s sentencing scheme establishes graduated punishment for offenses involving varying amounts of mixtures containing controlled substances. Possession of controlled substances in schedule 1 or 2 in an amount less than 50 grams results in a sentence of up to 20 years’ imprisonment; possession of more than 50 but less than 225 grams results in a mandatory minimum prison sentence of 10 years with a maximum sentence of 20 years; possession of more than 225 but less than 650 grams results in a mandatory minimum prison sentence of 20 years with a maximum sentence of 30 years; and possession of 650 grams or more results in a mandatory life sentence.
The Michigan scheme does possess mechanisms for consideration of individual circumstances. Prosecutorial discretion before sentence and executive or legislative clemency afterwards provide means for the State to avert or correct unjust sentences. Here the prosecutor may have chosen to seek the maximum penalty because petitioner possessed 672.5 grams of undiluted cocaine and several other trappings of a drug trafficker, including marijuana cigarettes, four brass cocaine straws, a cocaine spoon, 12 Percodan tablets, 25 tablets of Phendimetrazine Tartrate, a Motorola beeper, plastic bags containing cocaine, a coded address book, and $3,500 in cash.
III
A penalty as severe and unforgiving as the one imposed here would make this a most difficult and troubling case for any judicial official. Reasonable minds may differ about the efficacy of Michigan‘s sentencing scheme, and it is far from certain that Michigan‘s bold experiment will succeed. The accounts of pickpockets at Tyburn hangings are a reminder of the limits of the law‘s deterrent force, but we cannot say the law before us has no chance of success and is on that account so disproportionate as to be cruel and unusual punishment. The dangers flowing from drug offenses and the circumstances of the crime committed here demonstrate that the Michigan penalty scheme does not surpass constitutional
JUSTICE WHITE, with whom JUSTICE BLACKMUN and JUSTICE STEVENS join, dissenting.
The
The language of the Amendment does not refer to proportionality in so many words, but it does forbid “excessive” fines, a restraint that suggests that a determination of excessiveness should be based at least in part on whether the fine imposed is disproportionate to the crime committed. Nor would it be unreasonable to conclude that it would be both cruel and unusual to punish overtime parking by life imprisonment, see Rummel v. Estelle, 445 U.S. 263, 274, n. 11 (1980), or, more generally, to impose any punishment that is grossly disproportionate to the offense for which the defendant has been convicted. Thus, Benjamin Oliver, cited by
“No express restriction is laid in the constitution, upon the power of imprisoning for crimes. But, as it is forbidden to demand unreasonable bail, which merely exposes the individual concerned, to imprisonment in case he cannot procure it; as it is forbidden to impose unreasonable fines, on account of the difficulty the person fined would have of paying them, the default of which would be punished by imprisonment only, it would seem, that imprisonment for an unreasonable length of time, is also contrary to the spirit of the constitution. Thus in cases where the courts have a discretionary power to fine and imprison, shall it be supposed, that the power to fine is restrained, but the power to imprison is wholly unrestricted by it? In the absence of all express regulations on the subject, it would surely be absurd to imprison an individual for a term of years, for some inconsiderable offence, and consequently it would seem, that a law imposing so severe a punishment must be contrary to the intention of the framers of the constitution.” B. Oliver, The Rights of an American Citizen 185-186 (1832).
JUSTICE SCALIA concedes that the language of the Amendment bears such a construction. See ante, at 976. His reasons for claiming that it should not be so construed are weak. First, he asserts that if proportionality was an aspect of the restraint, it could have been said more clearly—as plain-talking Americans would have expressed themselves (as for instance, I suppose, in the
Second, JUSTICE SCALIA claims that it would be difficult or impossible to label as “unusual” any punishment imposed by the Federal Government, which had just come into existence and had no track record with respect to criminal law. But
Third, JUSTICE SCALIA argues that all of the available evidence of the day indicated that those who drafted and approved the Amendment “chose . . . not to include within it the guarantee against disproрortionate sentences that some State Constitutions contained.” Ante, at 985. Even if one were to accept the argument that the First Congress did not have in mind the proportionality issue, the evidence would hardly be strong enough to come close to proving an affirmative decision against the proportionality component. Had there been an intention to exclude it from the reach of the words that otherwise could reasonably be construed to include it, perhaps as plain-speaking Americans, the Members of the First Congress would have said so. And who can say with confidence what the members of the state ratifying conventions had in mind when they voted in favor of the Amendment? Surely, subsequent state-court decisions do not answer that question.1
“Such penalties for such offenses amaze those who . . . believe that it is a precept of justice that punishment for crime should be graduated and proportioned to [the] offense. Weems v. United States, 217 U.S. 349, 366-367 (1910).
“[T]he inhibition [of the Cruel and Unusual Punishments Clause] was directed, not only against punishments which inflict torture, ‘but against all punishments which by their excessive length or severity are greatly disproportioned to the offenses charged.‘” Id., at 371, quoting O‘Neil v. Vermont, 144 U.S. 323, 339-340 (1892) (Field, J., dissenting).
That the punishment imposed in Weems was also unknown to Anglo-American tradition—“It has no fellow in American legislation,” id., at 377—was just another reason to set aside the sentence and did not in the least detract from the holding with respect to proportionality, which, as Gregg v. Georgia, 428 U.S. 153, 171-172 (1976), observed, was the focus of the Court‘s holding.
Robinson v. California, 370 U.S. 660 (1962), held for the first time that the
Not only is it undeniable that our cases have construed the
If JUSTICE SCALIA really means what he says—“the
What is more, the Court‘s jurisprudence concerning the scope of the prohibition against cruel and unusual punishments has long understood the limitations of a purely historical analysis. See Trop v. Dulles, 356 U.S. 86, 100-101 (1958) (plurality opinion); Browning-Ferris Industries of Vt., Inc. v. Kelco Disposal, Inc., 492 U.S. 257, 264, n. 4 (1989). Thus, “this Court has ‘not confined the prohibition embodied in the
The Court therefore has recognized that a punishment may violate the
Contrary to JUSTICE SCALIA‘s suggestion, ante, at 985-986, the Solem analysis has worked well in practice. Courts appear to have had little difficulty applying the analysis to a given sentence, and application of the test by numerous state and federal appellate courts has resulted in a mere handful of sentences being declared unconstitutional.2 Thus, it is clear
Nor does the fact that this case involves judicial review of a legislatively mandated sentence, rather than a sentence imposed in the exercise of judicial discretion, warrant abandonment of Solem. First, the quote from Solem in the preceding paragraph makes clear that the analysis is intended to apply to both types of sentences. Second, contrary to JUSTICE SCALIA‘S suggestion, ante, at 976, the fact that a punish-
Two dangers lurk in JUSTICE SCALIA‘s analysis. First, he provides no mechanism for addressing a situation such as that proposed in Rummel, in which a legislature makes overtime parking a felony punishable by life imprisonment. He concedes that “one can imagine extreme examples“—perhaps such as the оne described in Rummel—“that no rational person, in no time or place, could accept,” but attempts to offer reassurance by claiming that “for the same reason these examples are easy to decide, they are certain never to occur.” Ante, at 985-986. This is cold comfort indeed, for absent a proportionality guarantee, there would be no basis for deciding such cases should they arise.
Second, as I have indicated, JUSTICE SCALIA‘s position that the
While JUSTICE SCALIA seeks to deliver a swift death sentence to Solem, JUSTICE KENNEDY prefers to eviscerate it, leaving only an empty shell. The analysis JUSTICE KENNEDY proffers is contradicted by the language of Solem itself and by our other cases interpreting the
In Solem, the Court identified three major factors to consider in assessing whether a punishment violates the
Moreover, as JUSTICE KENNEDY concedes, see ante, at 1005, the use of an intrajurisdictional and interjurisdictional comparison of punishments and crimes has long been an integral part of our
Thus, in Weems, 217 U. S., at 380-381, the Court noted the great disparity bеtween the crime at issue and those within the same jurisdiction for which less severe punishments were imposed. In Trop, 356 U. S., at 102-103, the Court surveyed international law before determining that forfeiture of citizenship as a punishment for wartime desertion violated the
JUSTICE KENNEDY‘s abandonment of the second and third factors set forth in Solem makes any attempt at an objective proportionality analysis futile. The first prong of Solem requires a court to consider two discrete factors—the gravity of the offense and the severity of the punishment. A court is not expected to consider the interaction of these two elements and determine whether “the sentence imposed was grossly excessive punishment for the crime committed.” See ante, at 1005. Were a court to attempt such an assessment, it would have no basis for its determination that a sentence was—or was not—disproportionate, other than the “subjective views of individual [judges],” Coker, supra, at 592 (plurality opinion), which is the very sort of analysis our
“[f]or sentences of imprisonment, the problem is not so much one of ordering, but one of line-drawing. It is clear that a 25-year sentence generally is more severe than a 15-year sentence, but in most cases it would be difficult to decide that the former violates the
Eighth Amendment while the latter does not. Decisions of this kind, although troubling, are not unique to this area. The courts are constantly called upon to draw similarlines in a variety of contexts.” 463 U. S., at 294 (footnote omitted).
The Court compared line-drawing in the
Because there is no justification for overruling or limiting Solem, it remains to apply that case‘s proportionality analysis to the sentence imposed on petitioner. Application of the Solem factors to the statutorily mandated punishment at issue here reveals that the punishment fails muster under Solem and, consequently, under the
Petitioner, a first-time offender, was convicted of possession of 672 grams of cocaine. The statute under which he was convicted,
The first Solem factor requires a reviewing court to assess the gravity of the offense and the harshness of the penalty. 463 U. S., at 292. The mandatory sentence of life imprisonment without possibility of parole “is the most severe punishment that the State could have imposed on any criminal for any crime,” id., at 297, for Michigan has no death penalty.
Although these factors are “by no means exhaustive,” id., at 294, in evaluating the gravity of the offense, it is appropriate to consider “the harm caused or threatened to the victim or society,” based on such things as the degree of violence involved in the crime and “[t]he absolute magnitude of the crime,” and “the culpability of the offender,” including the degree of requisite intent and the offender‘s motive in committing the crime, id., at 292-293.
Drugs are without doubt a serious societal problem. To justify such a harsh mandatory penalty as that imposed here, however, the offense should be one which will always warrant that punishment. Mere possession of drugs—even in such a large quantity—is not so serious an offense that it will always warrant, much less mandate, life imprisonment without possibility of parole. Unlike crimes directed against the persons and property of others, possession of drugs affects the criminal who uses the drugs most directly. The ripple effect on society caused by possession of drugs, through related crimes, lost productivity, health problems, and the like,
To be constitutionally proportionate, punishment must be tailored to a defendant‘s personal responsibility and moral guilt. See Enmund v. Florida, 458 U. S., at 801. JUSTICE KENNEDY attempts to justify the harsh mandatory sentence imposed on petitioner by focusing on the subsidiary effects of drug use, and thereby ignores this aspect of our
The “absolute magnitude” of petitioner‘s crime is not exceptionally serious. Because possession is necessarily a lesser included offense of possession with intent to distribute, it is odd to punish the former as severely as the latter. Cf. Solem, supra, at 293. Nor is the requisite intent for the crime sufficient to render it particularly grave. To convict someone under the possession statute, it is only necessary to prove that the defendant knowingly possessed a mixture containing narcotics which weighs at least 650 grams. There is no mens rea requirement of intent to distribute the drugs, as there is in the parallel statute. Indeed, the presence of a separate statute which reaches manufacture, delivery, or possession with intent to do either undermines the State‘s position that the purpose of the possession statute was to reach drug dealers.5 Although “[i]ntent to deliver can be inferred from the amount of a controlled substance possessed by the
There is an additional concern present here. The State has conceded that it chose not to prosecute Harmelin under the statute prohibiting possession with intent to deliver, because it was “not necessary and not prudent to make it more difficult for us to win a prosecution.” Tr. of Oral Arg. 30-31. The State thus aimed to avoid having to establish Harmelin‘s intent to distribute by prosecuting him instead under the possession statute.6 Because the statutory punishment for the two crimes is the same, the State succeeded in punishing Harmelin as if he had been convicted of the more serious crime without being put to the test of proving his guilt on those charges.
The second prong of the Solem analysis is an examination of “the sentences imposed on other criminals in the same jurisdiction.” 463 U. S., at 292. As noted above, there is no death penalty in Michigan; consequently, life without parole,
The third factor set forth in Solem examines “the sentences imposed for commission of the same crime in other jurisdictions.” Id., at 291-292. No other jurisdiction imposes a punishment nearly as severe as Michigan‘s for possession of the amount of drugs at issue here. Of the remaining 49 States, only Alabama provides for a mandatory sentence of life imprisonment without possibility of parole for a first-time drug offender, and then only when a defendant possesses 10 kilograms or more of cocaine.
Application of Solem‘s proportionality analysis leaves no doubt that the Michigan statute at issue fails constitutional muster.8 The statutorily mandated penalty of life without possibility of parole for possession of narcotics is unconstitutionally disproportionate in that it violates the
JUSTICE MARSHALL, dissenting.
I agree with JUSTICE WHITE‘s dissenting opinion, except insofar as it asserts that the
JUSTICE STEVENS, with whom JUSTICE BLACKMUN joins, dissenting.
While I agree wholeheartedly with JUSTICE WHITE‘s dissenting opinion, I believe an additional comment is appropriate.
The severity of the sentence that Michigan has mandated for the crime of possession of more than 650 grams of cocaine, whether diluted or undiluted, does not place the sentence in the same category as capital punishment. I remain convinced that Justice Stewart correctly characterized the penalty of death as “unique” because of “its absolute renunciation of all that is embodied in our concept of humanity.” Furman v. Georgia, 408 U. S. 238, 306 (1972) (Stewart, J., concurring). Nevertheless, a mandatory sentence of life imprisonment without the possibility of parole does share one important characteristic of a death sentence: The offender will never regain his freedom. Because such a sentence does not even purport to serve a rehabilitative function, the sentence must rest on a rational determination that the punished “criminal conduct is so atrocious that society‘s interest in deterrence and retribution wholly outweighs any considerations of reform or rehabilitation of the perpetrator.” Id., at 307. Serious as this defendant‘s crime was, I believe it is irrational to conclude that every similar offender is wholly incorrigible.
The death sentences that were at issue and invalidated in Furman were “cruel and unusual in the same way that being
I respectfully dissent.
