THE STATE OF TEXAS v. TERENCE JOHNSON, Appellee
NO. PD-0228-14
IN THE COURT OF CRIMINAL APPEALS OF TEXAS
ON STATE’S PETITION FOR DISCRETIONARY REVIEW FROM THE TWELFTH COURT OF APPEALS HOUSTON COUNTY
KELLER, P.J., delivered the opinion of the Court in which JOHNSON, KEASLER, HERVEY, ALCALA, and RICHARDSON, JJ., JOINED. ALCALA, J., filed a concurring opinion. MEYERS, J., filed a dissenting opinion. YEARY, J., filed a dissenting opinion. NEWELL, J., dissents.
Twenty-six years ago, the United States Supreme Court held that the prosecution of Gregory Lee Johnson under the Texas flag-desecration statute for burning an American flag violated the First Amendment.1 Texas has since revised and renamed the statute, which now provides in part:
A person commits an offense if the person intentionally or knowingly damages,
defaces, mutilates, or burns the flag of the United States or the State of Texas.2
We hold that the statute is invalid on its face because it is unconstitutionally overbroad in violation of the First Amendment.
I. BACKGROUND
A. The Incident
Video-camera surveillance showed two men and one woman walking on a covered sidewalk next to a building. One man jumped towards a hanging United States flag. Then the second man—appellee—reached and jumped for the flag and caused the flag and its staff to come off its post into his hand. Appellee then threw the flag and its staff into the street. At almost the same time that appellee threw the flag into the street, the other man knocked over flower pots along the sidewalk. Upon approaching the surveillance camera, appellee made various hand gestures and walked out of view.
In a recorded interview that occurred later, appellee explained that he threw the flag because he was “mad.” He claimed that he was upset because of racial remarks made about his mother by a local merchant.
B. Trial Proceedings
As a result of this incident, appellee was charged by information with violating the Texas flag-destruction statute,
Appellee filed a motion to dismiss the information. At the hearing on the motion to dismiss, the parties presented argument on the constitutionality of the flag-destruction statute, and the State introduced the surveillance video and the recording of appellee’s interview.
The trial judge ultimately granted the motion to dismiss. In her order, the trial judge observed that appellee could have been charged with criminal mischief under
C. Appeal
The State appealed. It contended that the statute was constitutional both on its face and as applied to appellee. With respect to appellee’s facial challenge, the State contended that appellee had the burden to establish the statute’s unconstitutionality and failed to meet that burden. The State contended that appellee had “not presented any evidence, cases, or arguments establishing [the statute’s] unconstitutionality, with the exception of cases that never reached the issue of whether the statute in question was unconstitutional on its face.” With respect to appellee’s as-applied challenge, the State contended that appellee’s conduct was not expressive because anyone observing his actions would believe merely that he was vandalizing the hardware store that displayed the flag and because nothing suggested that appellee was communicating any message at all. Part of the reason the State believed appellee’s conduct was not expressive was that he told the police that he was angry at a merchant from a different store from the one whose flag he vandalized.
The court of appeals rejected appellee’s claim that the flag-destruction statute was unconstitutional as applied. It concluded that appellee’s conduct was not sufficiently imbued with elements of communication so as to implicate the First Amendment.5 But the court of appeals found that
II. ANALYSIS
A. The Overbreadth Doctrine
The First Amendment protects, among other things, the freedom of speech.9 The First Amendment right to freedom of speech applies to the states by virtue of the Fourteenth Amendment.10
With respect to constitutional provisions other than the First Amendment, a facial challenge to the constitutionality of a statute can succeed only when it is shown that the statute is unconstitutional in all of its applications.11 And usually, a defendant does not have standing to
The overbreadth doctrine is “strong medicine” that is used “sparingly and only as a last resort.”15 The overbreadth of a statute must be “substantial, not only in an absolute sense, but also
Judge Yeary’s dissenting opinion suggests that, as a matter of state law, we might be free to
[T]he Secretary urges that Munson should not have standing to challenge the statute as overbroad because it has not demonstrated that the statute’s overbreadth is “substantial.” The Secretary raises a point of valid concern. . . . The Secretary’s concern, however, is one that is more properly reserved for the determination of Munson’s First Amendment challenge on the merits. The requirement that a statute be “substantially overbroad” before it will be struck down on its face is a “standing” question only to the extent that if the plaintiff does not prevail on the merits of its facial challenge and cannot demonstrate that, as applied to it, the statute is unconstitutional, it has no “standing” to allege that, as applied to others, the statute might be unconstitutional.27
Moreover, New York v. Ferber contains what appears to be an explicit statement that state courts are bound to apply the First Amendment overbreadth doctrine: “A state court is not free to avoid a proper facial attack on federal constitutional grounds. . . . By the same token, it should not be
The dissent relies on the following passage in Hicks for the proposition that states may adopt their own standing requirements for overbreadth challenges: “Whether Virginia’s courts should have entertained this overbreadth challenge is entirely a matter of state law.”29 But these comments appear to relate to the issue of whether a state is bound to apply the narrow standing requirements that exist in federal court, or whether a state may instead have less stringent standing requirements. The Supreme Court explained that “the problem” with the Commonwealth’s proposal was that the Court was reviewing the decision of a state supreme court and state courts are not bound “by the limitations” of a case or controversy or other federal rules of justiciability even when they address issues of federal law.30 The cited comments, therefore, seem to be a recognition of the unexceptional proposition that states can provide defendants more protection than federal law provides.31
The dissent also relies on a passage from Willden32 that appears, on its face, to support the dissent’s position. But in that case, the Utah Supreme Court also seems to suggest that a state’s leeway with respect to standing involved whether the state could have less stringent standing
In Jaynes v. Commonwealth, the Supreme Court of Virginia addressed and rejected the exact argument made in Judge Yeary’s dissent.35 The Virginia court remarked that, on its face and without context, the cited passage from Hicks “appears to support the rule of standing advocated by the Commonwealth. In a nutshell, that rule would be that state courts are not required to apply the same standing requirements to a claimant who raises a First Amendment overbreadth challenge to a state statute in a state court as would be accorded a claimant in a federal court considering a similar First Amendment overbreadth claim.”36 “However,” the court responded, “when viewed in the context of the standing issue actually presented in [Hicks], and the longstanding Fourteenth Amendment jurisprudence by which First Amendment rights are made applicable in state court proceedings, we disagree with the Commonwealth’s arguments.”37 Virginia’s high court noted this colloquy, which took place in the Hicks case during oral argument before the United States Supreme Court:
QUESTION: The issue is whether - whether [Virginia] adopted a broader
interpretation under State law than Federal law would require.
[ANSWER]: That is correct. A - a State may well be able to adopt a broader interpretation of standing than this Court requires, but it cannot adopt a narrower interpretation. It cannot disregard this Court’s direction that you give overbreadth standing according to the Federal constitutional standards. . . .
QUESTION: And if they were correct about what our standing rules are, they would have to follow those standing rules, wouldn’t they? They could not apply a narrower . . . basis for standing, could they?
[ANSWER]: That is absolutely correct, Your Honor. The State supreme court has no discretion to disregard this Court’s application of the First Amendment through its overbreadth doctrine.38
The Supreme Court of Virginia further observed that the overbreadth doctrine is a matter of substantive First Amendment law, and as such, it is “a constitutional exception to state and federal rules of standing that would otherwise limit a party to an as applied challenge to a statute.”39 That court also discussed the facts and procedural posture of Hicks, and it concluded that it was clear that in Hicks the Supreme Court addressed the issue of First Amendment standing “only in the context by which that issue was placed before the Court: whether a state’s expansion of First Amendment standing was subject to review by federal courts.”40 Analyzing the passage in Hicks where the Supreme Court stated “[w]hether Virginia’s courts should have entertained this overbreadth challenge is entirely a matter of state law,” the Jaynes court found that “the term ‘this’ plainly limits the standing issue to what was before the Court in that case: an expansion, not a restriction, of state
Moreover, it is difficult to understand how the overbreadth doctrine could ever be applied by any court to invalidate a state law in its entirety if the doctrine is not itself a federal constitutional doctrine that the state courts have to follow.42 This status of overbreadth as a substantive constitutional doctrine is similar in that respect to Fourth Amendment expectation-of-privacy issues, which can be characterized as involving “standing,” but are more accurately viewed as part of substantive Fourth Amendment law.43 No one would claim, for example, that a state court can decline to entertain the Fourth Amendment claims of an overnight guest on the ground that overnight guests simply do not have standing in state court under state law.44
Judge Yeary’s dissent attempts to draw a distinction between the substantive rule of
The dissent also contends that allowing an overbreadth claim by a person who cannot show that the statute is unconstitutional as to him invites us to assume the power to issue advisory opinions and that we are without power to do that. The United States Supreme Court, which recognizes overbreadth claims, is also—under Article III of the United States Constitution—without power to render advisory opinions.49 By holding that overbreadth is an exception to a prudential rule of standing, rather than to jurisdictional standing under Article III,50 the Supreme Court has effectively held that the overbreadth doctrine does not give rise to advisory opinions.51 Even if we could depart from Supreme Court precedent in deciding whether to recognize overbreadth claims, we do not see
B. The State’s Arguments
The State contends that appellee has failed to meet his burden to show that the flag-destruction statute is substantially overbroad by its text and has a substantial number of unconstitutional applications in actual fact. With respect to the text, the State contends that the statute is a legitimate content-neutral law because it does not expressly restrict speech and because it punishes any kind of damage or destruction to a United States or Texas flag, regardless of the actor’s motive. The State further contends that the amount of protected speech covered by
With respect to whether the statute has a substantial number of unconstitutional applications in actual fact, the State contends that appellee has failed to “provide examples of actual people who have been deterred from engaging in protected speech or conduct.” The State further contends that the court of appeals conceded that the absence of evidence of prosecution under this statute arguably shows a pattern of non-enforcement.53 The State argues that the statute produces no chilling effect because “the average citizen generally understands that burning a flag as part of expressive speech
The State also contends that appellee’s conduct was not protected by the First Amendment because it was not expressive:
Appellee’s conduct instead constituted an act of criminal mischief with no intent to convey any particularized message. Indeed, according to appellee, he did not even expect the flag to come off its staff and into his hand when he jumped and reached for it. Appellee attempted to explain his conduct by claiming he was mad [at] a local merchant. However, in no way did his actions relay that he was angry with a local merchant. In fact, the flag that he threw onto the highway was in front of a different store than the one appellee claimed to be angry with. Further, there was no element of speech in his conduct. The very way appellee committed his crime was random in nature.55
During oral argument, the State suggested that the flag-destruction statute was “really just criminal mischief in relation to the flag.” The State argued that a punishment provision with respect to conduct directed against the flag—similar to current provisions that enhance punishment for damage to churches and public monuments—could have been included in the criminal-mischief statute.56 If the flag-destruction statute sweeps too broadly by punishing someone who damages his own flag, the State further argued, the statute could be narrowly construed to apply only to situations in which the conduct would actually constitute criminal mischief, i.e. damage to someone else’s property.57
C. The Statute
1. The Text
“The first step in overbreadth analysis is to construe the challenged statute; it is impossible to determine whether a statute reaches too far without first knowing what the statute covers.”58 The Texas flag-destruction statute provides:
(a) A person commits an offense if the person intentionally or knowingly damages, defaces, mutilates, or burns the flag of the United States or the State of Texas.
(b) In this section, “flag” means an emblem, banner, or other standard or a copy of an emblem, standard, or banner that is an official or commonly recognized depiction of the flag of the United States or of this state and is capable of being flown from a staff of any character or size. The term does not include a representation of a flag on a written or printed document, a periodical, stationery, a painting or photograph, or an article of clothing or jewelry.
(c) It is an exception to the application of this section that the act that would otherwise constitute an offense is done in conformity with statutes of the United States or of this state relating to the proper disposal of damaged flags.59
Unlike its predecessor,60 the current statute narrowly defines what is meant by a “flag,” and it excludes certain depictions of a flag from its reach. For example, the current statute avoids past controversies regarding the representation of a flag on clothing by explicitly providing that such does not count as a flag.61 The current statute also differs from its predecessor in that it does not require
The current Texas statute also circumscribes the type of conduct toward a flag that is proscribed. The statute prohibits only physical mistreatment that alters or damages a flag. The statute does not apply to words spoken that are critical of the United States or Texas flag,63 nor does the statute apply to physical acts that do not alter or damage a flag.64
2. Narrowing Construction?
The federal constitution affords the states broad authority to construe a statute narrowly to avoid a constitutional violation.65 At the outset, we will assume that the flag-destruction statute applies only to acts that physically damage a flag.66
The State argues that the statute may be construed to apply only to conduct that would otherwise constitute criminal mischief, that is, conduct that damages someone else’s flag (without consent).67 We decline to impose such a narrowing construction because nothing in the language of
Although a Texas court has a duty to employ, if possible, a reasonable narrowing construction to avoid a constitutional violation, such a construction should be employed only if the statute is readily susceptible to one.68 “We may not rewrite a statute that is not readily subject to a narrowing construction because such a rewriting constitutes a serious invasion of the legislative domain and would sharply diminish the legislature’s incentive to draft a narrowly tailored statute in the first place.”69 A law is not readily subject to a narrowing construction if its meaning is unambiguous.70 We should be wary of reading into a statute a narrow meaning not supported by its language because such a construction may later be rejected as untenable.71 Moreover, when the statute is unambiguous, the public at large will not necessarily be on notice that the law means something other than exactly what it says. Instead, we should act in accordance with our usual rules of statutory construction and construe a statute in accordance with unambiguous language absent a
D. Sweep of the Statute under its Text
1. Unconstitutional Applications
The Supreme Court has recognized that the conduct of intentionally or knowingly damaging a United States flag is not inherently expressive.74 As a result, a statute that proscribes such conduct will at least theoretically apply to some circumstances that do not implicate the First Amendment. The question is whether the applications of such a statute that do implicate (and violate) the First Amendment are so substantial that the statute must be held invalid on its face.
It is clear that the Texas flag-destruction statute violates the First Amendment when applied to some circumstances. In Texas v. Johnson, the Supreme Court found that the former flag-desecration statute was applied in violation of the First Amendment when the State punished a
The Court then considered the State‘s asserted interest in “preserving the flag as a symbol of nationhood and national unity.”79 This interest was found to be insufficient to justify a content-based restriction because “[i]f there is a bedrock principle underlying the First Amendment, it is that the government may not prohibit the expression of an idea simply because society finds the idea itself offensive or disagreeable” and the Court has “not recognized an exception to this principle even where our flag has been involved.”80 The State argued that, even if the flag‘s symbolic role does not allow the State to prohibit words or some expressive conduct critical of the flag, it does allow the State “to forbid the outright destruction of the flag.”81 The Court rejected this distinction,
Although the current flag-destruction statute differs somewhat from the flag-desecration statute considered in Texas v. Johnson, it is similar to the statute considered in United States v. Eichman. In Eichman, the federal flag-protection statute made it a crime if a person “knowingly mutilates, defaces, physically defiles, burns, maintains on the floor or ground, or tramples upon any flag of the United States” unless the conduct consists of “the disposal of a flag when it has become worn or soiled.”85 The Government relied heavily on the fact that, unlike the statute in Texas v. Johnson, the federal statute did not require the actor to have any intent or knowledge with respect to whether his actions would seriously offend onlookers.86 The Supreme Court was not persuaded
Though the flag-destruction statute before us is not limited solely to expressive conduct, Eichman teaches that, when this type of statute does apply to expressive conduct, it is an impermissible content-based restriction. As in Eichman, the present Texas statute contains an exemption for conduct associated with the proper disposal of a flag. So, as in Eichman, the present statute distinguishes between disrespectful and respectful conduct that damages a flag.91 And while
2. Expressive Applications Predominate
The State contends that the number of lawful applications of the flag-destruction statute dwarfs its unlawful applications, but, aside from the present case, the State does not attempt to describe the lawful applications to which the statute theoretically applies. We are aware of two types of situations suggested by the caselaw that might involve lawful applications to conduct that is non-expressive, but the nature of both situations suggests that prosecutions for them will be uncommon, which in turn suggests that the legitimate reach of the statute is narrow.
The first is conduct toward a flag that is hidden or secretive.94 The more hidden the conduct,
The second type of situation involving potentially non-expressive conduct involves the person who acts disrespectfully toward a flag with a casual or cavalier attitude but without intending to communicate a message. The hypothetical described by the Supreme Court was that of “a tired person” who might “drag a flag through the mud, knowing that his conduct is likely to offend others, and yet have no thought of expressing any idea.”98 The Court offered this hypothetical merely as a “possibility” that might be prosecuted under the former Texas statute that was analyzed in Texas v. Johnson.99 We agree with other courts that this scenario is an unlikely one.100
3. Criminal Mischief Not Relevant
The State argues that the flag-destruction statute essentially penalizes criminal mischief in relation to the flag, but we disagree. Criminal mischief, as defined in Texas, occurs when a person intentionally or knowingly damages, destroys, tampers with, or makes markings on property “without the effective consent of the owner.”103 As we have already explained, the flag-destruction statute
Furthermore, when considering the possible legitimate applications of the flag-destruction statute, there are two reasons that we should not count cases that amount to criminal mischief: the flag-destruction statute does not require the State to show that the person‘s conduct toward a flag was an act of criminal mischief,105 and nothing prevents the State from prosecuting a person under both
However, even if we assumed that the flag-destruction statute could legitimately be applied to conduct that amounted to criminal mischief (whether expressive or not), the statute would still cover a wide swath of expressive conduct that does not amount to criminal mischief. Even under that assumption, then, the unconstitutional applications of the statute would, by its text, be substantial in relation to its plainly legitimate sweep.
E. Sweep of the Statute in Actual Fact
As for whether the application of the flag-destruction statute to expressive activity is significant in actual fact, we need look only to the numerous prosecutions of flag desecration involving physical alteration or damage to a flag that are documented by judicial decisions.108 By
F. Pattern of Non-Enforcement
We turn now to the State‘s contention that the Texas flag-destruction statute will not be unconstitutionally applied in a significant number of instances because there is currently a pattern of non-enforcement. Essentially, the State‘s argument is that the Supreme Court‘s opinions in Texas v. Johnson and United States v. Eichman have deterred and will continue to deter prosecutors from bringing flag-destruction prosecutions that would violate the First Amendment. Concomitantly, the State contends, these cases have caused the average citizen to understand that the United States Constitution protects the right to burn the United States flag to express an idea, so the average citizen will not feel constrained by the statute from engaging in such conduct.113 It is no doubt true that the Supreme Court‘s decisions in Johnson and Eichman have deterred prosecutions for flag desecration114 and that those decisions have raised awareness among members of the general public
The State‘s argument involves a sort of bootstrapping. In effect, the State is arguing that certain applications of the flag-destruction statute are so obviously unconstitutional that prosecutors will steer clear of them, and because of that, the actual unconstitutional applications of the statute will not be substantial in relation to the statute‘s legitimate sweep. The State also suggests that there will be no chilling effect from these unconstitutional applications because the public understands that the courts will not enforce them. The State‘s argument is somewhat like an argument advanced in a capital murder appeal a decade ago. The defense argued that the court should find the evidence to be insufficient to show future dangerousness because the defendant was so obviously dangerous that the prison authorities would place him in lockdown to prevent him from hurting anyone.115 Although we found that defendant‘s argument to be “ingenious,” we rejected it because “it would stand the capital punishment scheme on its head, giving relief to the most dangerous offenders.”116 Likewise, the State‘s argument would seem to stand First Amendment jurisprudence on its head, upholding a statute on the basis that its unconstitutional applications are so glaringly obvious that prosecutors will avoid them and speech will not be chilled by them.
Moreover, the Supreme Court has clearly stated that it will not uphold a statute “merely because the Government promised to use it responsibly.”117 “The First Amendment protects against the Government; it does not leave us at the mercy of noblesse oblige.”118 And so long as a statute remains on the books, the threat of “irresponsible” use remains, because a prosecutor or police
Arguably, people are always “on notice” that constitutionally protected conduct is exempt from prosecution, and law enforcement officials could always look to the First Amendment to determine when a law should not be enforced because it would interfere with constitutionally protected activity . . . . Because First Amendment doctrines are often intricate and/or amorphous, people should not be charged with notice of First Amendment jurisprudence . . . . Moreover, an attempt to charge people with notice of First Amendment caselaw would undoubtedly serve to chill free expression.120
III. CONCLUSION
“The case is made difficult not because the principles of its decision are obscure but because the flag involved is our own.”124 We conclude that the Texas flag-destruction statute, by its text and in actual fact, prohibits a substantial amount of activity that is protected by the First Amendment, judged in relation to its legitimate sweep. Consequently, we hold that the Texas flag-destruction statute is facially invalid because it is unconstitutionally overbroad in violation of the First Amendment. We affirm the judgments below.
Delivered: October 7, 2015
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