Regan v. Time, Inc.Regan v. Time, Inc.
Lead Opinion
announced the judgment of the Court and delivered the opinion of the Court with respect to Part II-A, and an opinion with respect to Parts II-B, II-C, and II-D, in which The Chief Justice, Justice Rehnquist, and Justice O’Connor join.
The Constitution expressly empowers Congress to “provide for the Punishment of counterfeiting the Securities and current Coin of the United States.”
I
Title
This complete ban on the use of photographic reproductions of currency remained without statutory exception for almost a century. However, during that time, the Treasury Department developed a practice of granting special permission to those who wished to use certain illustrations of paper money for legitimate purposes. In 1958, Congress acted to codify that practice by amending
Over the course of the past two decades, Time, Inc., the publisher of several popular magazines, has been advised by Secret Service agents that particular photographic reproductions of currency appearing in its magazines violated the provisions of
On cross-motions for summary judgment, the District Court ruled in favor of Time.
The court concluded that the exceptions permitted by
Appellants sought review of the District Court’s decision by invoking this Court’s appellate jurisdiction under
h — 1 HH
The District Court correctly observed that “[bjecause of the interrelationship of
A
Appellants assert that the restrictions imposed by
A determination concerning the newsworthiness or educational value of a photograph cannot help but be based on the content of the photograph and the message it delivers. Under the statute, one photographic reproduction will be allowed and another disallowed solely because the Government determines that the message being conveyed in the one is newsworthy or educational while the message imparted by the other is not. The permissibility of the photograph is therefore often “dependent solely on the nature of the message being conveyed.” Carey v. Brown,
B
The District Court also concluded on vagueness and other grounds that limiting the exemption from the
Time nevertheless contends that the publication requirement renders the statute overbroad and subject to challenge by a publisher such as Time. Kolender v. Lawson,
C
The District Court concluded that because the purpose and publication requirements were unconstitutional, the entire regulatory scheme outlined in
In exercising its power to review the constitutionality of a legislative Act, a federal court should act cautiously. A ruling of unconstitutionality frustrates the intent of the elected representatives of the people. Therefore, a court should refrain from invalidating more of the statute than is necessary. As this Court has observed, “whenever an act of Congress contains unobjectionable provisions separable from those found to be unconstitutional, it is the duty of this court to so declare, and to maintain the act in so far as it is valid.” El Paso & Northeastern R. Co. v. Gutierrez,
Whether an unconstitutional provision is severable from the remainder of the statute in which it appears is largely a question of legislative intent, but the presumption is in favor of severability. “ ‘Unless it is evident that the Legislature would not have enacted those provisions which are within its power, independently of that which is not, the invalid part may be dropped if what is left is fully operative as a law.’” Buckley v. Valeo, supra, at 108 (quoting Champlin Refining Co. v. Corporation Comm’n of Oklahoma, supra, at 234). Accord, United States v. Jackson, supra, at 585. Utilizing this standard, we are quite sure that the policies Congress sought to advance by enacting
One of the main purposes of the 1958 version of
D
In considering the validity of the color and size limitations, we once again begin with appellants’ contention that the requirements are sustainable as reasonable time, place, and manner regulations. Unlike the purpose requirement, the
The size and color limitations also meet the second requirement in that they effectively serve the Government’s conced-edly compelling interest in preventing counterfeiting. Time contends that although the color restriction serves the Government’s interest in preventing counterfeiting, it is nonetheless invalid because it is not narrow enough. Time asserts that the color restriction applies to an illustration of currency regardless of its capacity to deceive and is thus broader than is necessary to achieve the Government’s interest in preventing counterfeiting. However, Time places too narrow a construction on the Government’s interest and too heavy a burden .on those enacting time, place, and manner regulations. The Government’s interest in preventing the color photographic reproduction of currency is not limited to its desire to prevent would-be counterfeiters from utilizing the illustration itself. The requirement that the illustration be in
The color and size limitations are therefore reasonable manner regulations
H-H J — ( h — i
The District Court correctly determined that the purpose requirement of
It is so ordered.
Notes
Congress first made it a crime to “print, photograph, or in any other manner execute” an impression “in the likeness” of any United States security in 1862. Act of Feb. 25,1862, ch. 33, §§ 6, 7,12 Stat. 347-348. Two years later, Congress broadened the prohibition to include the making of any such print or photograph. Act of June 30,1864, ch. 172, § 11,13 Stat. 221-222. The statute was reenacted, with few changes, as § 5430 of the Revised Statutes of 1878, and again as § 150 of the codification of 1909. Act of Mar. 4, 1909, ch. 321, 35 Stat. 1116. The statute was reenacted once again with minor changes in the 1948 recodification of the penal laws. Ch. 645, 62 Stat. 706.
In full,
“Notwithstanding any other provision of this chapter, the following are permitted:
“(1) the printing, publishing, or importation, or the making or importation of the necessary plates for such printing or publishing, of illustrations of—
“(A) postage stamps of the United States,
“(B) revenue stamps of the United States,
“(C) any other obligation or other security of the United States, and
“(D) postage stamps, revenue stamps, notes, bonds, and any other obligation or other security of any foreign government, bank, or corporation for philatelic, numismatic, educational, historical, or newsworthy purposes in articles, books, journals, newspapers, or albums (but not for advertising purposes, except illustrations of stamps and paper money in philatelic or numismatic advertising of legitimate numismatists and dealers in stamps or publishers of or dealers in philatelic or numismatic articles, books, journals, newspapers, or albums). Illustrations permitted by the foregoing provisions of this section shall be made in accordance with the following conditions—
“(i) all illustrations shall be in black and white, except that illustrations of postage stamps issued by the United States or by any foreign government may be in color;
“(ii) all illustrations (including illustrations of uncanceled postage stamps in color) shall be of a size less than three-fourths or more than one and one-half, in linear dimension, of each part of any matter so illustrated which is covered by subparagraph (A), (B), (C), or (D) of this paragraph, except that black and white illustrations of postage and revenue stamps issued by the United States or by any foreign government and colored illustrations of canceled postage stamps issued by the United States may be in the exact linear dimension in which the stamps were issued; and
“(iii) the negatives and plates used in making the illustrations shall be destroyed after their final use in accordance with this section.”
In addition to the Secretary of the Treasury and the Director of the Secret Service, the defendants included the Attorney General, the United States Attorney for the Southern District of New York, and the Special Agent in charge of the Secret Service’s New York Field Office.
Appellants do not defend the constitutionality of the purpose requirement as written. Brief for Appellants 27-28; Tr. of Oral Arg. 10-14. They ask us to construe the statute narrowly in оrder to avoid the constitutional conflict, contending that the references to the various purposes are merely descriptive and illustrative, rather than prescriptive and mandatory. However, appellants are unable to suggest any meaningful interpretation of the purpose requirement that would survive constitutional scrutiny. If the requirement means only that the photograph must serve some purpose, it is meaningless because every photograph serves some purpose. On the other hand, if the requirement means that the photograph must serve a purpose similar to those enumerated in the statute, it requires the type of content-based scrutiny that the First Amendment forbids. Assuming that Congress intended the language to have some meaning, we conclude that the entire purpose requirement is unconstitutional. In light of that ruling, there is no need for us to consider Time’s argument that the purpose requirement is also unconstitutionally vague.
Justice Brennan seems to believe that we hold that the publication requirement can constitutionally be used to prohibit nonpublishers from ever using photographic reproductions of currency since much of the discussion in his opinion concerns the constitutionality of the publication requirement. Post, at 679-690. As clearly stated above, and as we reiterate here, we express no opinion as to the validity of the publication requirement since Time has failed to show that that requirement affects its conduct in any way. It may well be that a person could not constitutionally be prohibited from using a reproduction which conformed with every portion of the statute other than the publication requirement. But that is
Justice Brennan also suggests that we should decide whether the publication requirement is invalid on the basis that it is inextricably intertwined with the unconstitutional purpose requirement. However, Time has not made that argument. Time argues that the publication requirement is unconstitutional because it is vague and overbroad, not that it should be struck down because Congress would never have included the requirement in the statute in the absence of the purpose requirement. Given the fact that we hold that, even in the absence of both the purpose and publication requirements, the color and size requirements can constitutionally be applied to Time, infra, at 656, 658-659, and that Time has made no showing that the validity of the publication requirement by itself is of any interest to it, we see no nеed to reach out and decide the latter issue on our own.
The Committees observed that photographic reproductions of currency could be used for many legitimate purposes. “Publishers of textbooks often desire to use illustrations of United States savings bonds and postal money orders, for example, in school textbooks. Collectors of old paper money likewise wish to use illustrations of such money in articles relating to their issue and in collector’s catalogs. Historians similarly want to use illustrations of paper money to picture the currency in circulation during a particular historical period. Newspapers quite often publish pictures of paper money or checks in connection with news articles . . . .” S. Rep. No. 2446, at 5; H. R. Rep. No. 1709, at 3.
Time cites one instance in which a person may have been prevented from utilizing a photographic reproduction of currency because it failed to appear in one of the enumerated publications. Wagner v. Simon,
Justice Brennan maintains that we misconstrue the overbreadth doctrine by focusing on the one prior instance in which the statute was arguably applied in an unconstitutional manner. Post, at 684. However, we cite only the one example because that is the only concrete example brought to our attention by Time. There is no evidence that the Government has ever, or will ever, interpret the statute so as to prevent Polaroid snapshots of children holding currency or any of the other hypothetical activities conjured up in Time’s brief. It is important to remember that the overbreadth doctrine operates as an exception to the normal rules of standing. Thus, it is up to the party invoking the doctrine to demonstrate “a realistic danger that the [ordinance] will significantly compromise recognized First Amendment protections of parties not before the Court.” City Council of Los Angeles v. Taxpayers for Vincent,
Justice Brennan seems to misconceive the premise upon which our argument is based as he goes to great lengths to establish that the publication requirement and the purpose requirement “are so completely intertwined as to be plainly inseverable . . . .” Post, at 677. See post, at 665-677. Our severability argument proceeds on the premise that both the purpose and publication requirements are unconstitutional. Thus, our entire discussion is directed at whether the color and size requirements can survive on their own.
Justice Brennan seems to agree that the purpose requirement does not significantly advance Congress’ express interest in easing the Treasury Department’s administrative burden. Post, at 676-677, n. 14. Similarly, he does not dispute our conclusion that the statute can serve the other purpose expressed by Congress — to ensure that the exception would not permit counterfeiters to circumvent the law — even in the absence of the purpose requirement. Instead, he argues that Congress had some other, paramount interest in mind when it enacted the statute and that that interest cannot be achieved once the purpose requirement is struck down. This overriding congressional interest, according to Justice Brennan, is to “permit illustrations for purposes Congress considered worthwhile.” Post, at 673. However, nothing in the legislative history of the 1958 amendment indicates that Congress’ overriding concern in expanding the purpose requirement was to promote certain worthwhile activities. There is no discussion in the legislative history concerning which activities were considered to be most worthwhile or why some activities were more worthwhile than others. Instead, the statute referred to illustrations for numismatic, educational, historical, and newsworthy purposes only because those were the types of activities for which the Treasury Department had received exemption requests in the past.
“The Treasury Department receives numerous requests for special permission to use illustrations of paper money . . . for various legitimate purposes. Publishers of textbooks often desire to use illustrations of UnitedStates savings bonds and postal money orders, for example in school textbooks. Collectors of old paper money likewise wish to use illustrations in articles relating to their issue and in collector’s catalogs. Historians similarly want to use illustrations of paper money tо picture the currency in circulation during a particular historical period. Newspapers quite often publish pictures of paper money or checks in connection with news articles, usually because of ignorance of the statutory prohibitions against the use of such illustrations.
“Paragraph (1) ofsection 504 ... as it would be amended by the bill, will specifically permit such illustrations for numismatic, educational, historical, and newsworthy purposes and will obviate the necessity of obtaining special permission from the Secretary of the Treasury in each case where the use of such illustrations is desired.” S. Rep. No. 2446, at 5-6; H. R. Rep. No. 1709, at 3-4 (emphasis added).
While the legislation undoubtedly benefits those who engage in the listed activities, there is no indication that Congress enacted the legislation out of special concern for such individuals. Instead, as Time itself points out, Congress apparently acted “in response to the Treasury Department’s desire to be rid of an administrative nuisance.” Brief for Appellee 8. As noted above, that interest and the other interest expressed by Congress when it enacted the amendment can adequately be served even in the absence of the purpose requirement.
Time does not challenge the constitutionality of the requirement that the negatives and plates be destroyed immediately after the final authorized use. Id., at 9, n. 11.
Justice Brennan argues that the color restriction at issue in this ease is invalid because one of the interests served by that restriction — prohibiting counterfeiters from gaining access to color negatives and plates and from having an instant alibi for possessing those items — was not adequately expressed in the 1958 legislative history. Post, at 688-690, n. 27. Although Congress never expressly articulated this specific interest when it enacted the legislation in 1958, it did state that in imposing the size and color restrictions, it was relying heavily on the Treasury Department’s opinion that the restrictions would adequately ensure that the statutory exception would not “facilitate counterfeiting.” S. Rep. No. 2446, at 5-6;
First, in determining whether a time, place, and manner regulation substantially serves the Government’s interest, the effectiveness of the regulation should not be measured solely by the adverse consequences of exempting a particular plaintiff from the regulation. Clark v. Community for Creative Non-Violence, ante, at 296-297; Heffron v. International Society for Krishna Consciousness, Inc.,
Second, the fact that the Government’s interest is served to some degree by the requirement that the negatives and plates be destroyed after their final use does not render the color requirement superfluous. During the time that the negatives and plates are in existence for legitimate purposes, they can still be used for counterfeiting purposes, possibly by the same individuals who are creating the legitimate reproductions. Coupled with the other interest served by the color requirement — to prevent the unwary from being deceived by otherwise legitimate reproductions — we believe that the Government’s interest in the increased deference provided by the color requirement in this respect is sufficient to override whatever interest Time might have in printing the reproduction in color.
Time does not suggest that the color and size restrictions are invalid because they fail to leave open ample alternative channels of communication. Nor would such an argument be persuasive. Time is free to use whatever means it wishes to communicate its ideas short of using color
All Justices except Justice Stevens agree that the District Court was correct to this extent.
The Justices joining this opinion and Justice Stevens disagree with and reverse the District Court in these respects.
Concurrence Opinion
with whom Justice Marshall joins, concurring in part and dissenting in part.
Title
The key to this paradoxical result lies in the fact that somewhere between the beginning and the end of his opinion, Justice White stops reviewing the statutes enacted by Congress and begins assessing a statutory scheme of his own creation. After identifying separate “purposes” and “publications” conditions for obtaining the
I
Because the Court decides that
Relying on these varying constructions of the statutes, Secret Service agents informed Time that it violated federal law when it used partial and distorted likenesses of currency to illustrate articles concerning, among other things, inflation, the effect of economics on an election campaign, a conference on international monetary policy, corporate bribery, and the financial difficulties faced by a “cash-rich” corporation. Id., at 29-34. On several occasions, advance warnings and “slap[s] on the wrist,” id., at 34, from the Secret Service led Time’s editors to withdraw covers that had been prepared and to substitute illustrations which, in their judgment, were “not nearly as effective in communicating the thought intended to be conveyed as the illustration banned by the Secret Service.” Id., at 30.
In May 1981, a Secret Service agent informed Time’s legal department that the cover of an issue of Sports Illustrated that had appeared three months earlier violated the counterfeiting statute. The supposedly offending cover, illustrating an article concerning a bribery scandal in amateur basketball, included color reproductions of portions of $100 bills, one-third of actual size, pouring into a basketball hoop. The
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The linchpin of Justice White’s opinion is his view that the words in
A
As relevant here, the version of
“(1) the printing, publishing, or importation, or the making or importation of the necessary plates for such printing or publishing, of illustrations of—
“(C) any . . . obligation or other security of the United States, . . .
“for philatelic, numismatic, educational, historical, or newsworthy purposes in articles, books, journals, newspapers, or albums (but not for advertising purposes, except illustrations of stamps and paper money in philatelic or numismatic advertising of legitimate numismatists and dealers in stamps or publishers of or dealers in philatelic or numismatic articles, books, journals, newspapers, or albums).”18 U. S. C. §504(1) (emphasis added).
The plain language of
As far as I am aware, this is the first time that Members of the Court have sought to sever selected words from a single integrated statutory phrase and to transform a modifying clause into a provision that can operate independently.
B
Notwithstanding the statute’s clearly expressed goal of exempting only illustrations with “philatelic, numismatic, educational, historical, or newsworthy purposes,” Justice White expresses his confidence that “the policies Congress
(1)
Consistent with the plain language of
Beginning nearly 60 years after the broad prohibition was first enacted, Congress grew concerned that the prohibition swept within it a number of legitimate activities posing little threat of counterfeiting. Accordingly, in a succession of
In 1937, the statute was amended to extend its protection to undefaced foreign stamps and to allow the Treasury Department to regulate exempted uses, ch. 10, 52 Stat. 6. See S. Rep. No. 1159, 75th Cong., 1st Sess., 3 (1937). The new version, now entitled “an act [t]o permit the printing of black- and-white illustrations of United States and foreign postage stamps for philatelic purposes,” ch. 10, 52 Stat. 6, carried forward the original restriction to publications concerned with
The exemption was amended again in 1958 in order to extend its protection to illustrations of United States obligations other than stamps and to expand the range of specified purposes for which such illustrations could be used. Pub. L. 85-921, 72 Stat. 1771. This revision retained the sentence structure of the 1938 statute, including its list of permissible media. And, as before, the legislative history makes clear that Congress intended the “purposes” restriction to continue to act as a central and indispensable qualification on the scope of the exemption. For instance, the Committee Reports say nothing about specially favored “publications” when they explain that the purpose of the bill, as relevant here, is to “[pjermit black and white illustrations of United States and foreign paper money and other obligations and securities
Given this history, it is clear that the central objective of §504 — its very essence — was to exempt only illustrations “for philatelic, numismatic, educational, historical, or newsworthy purposes.” Having concluded that this objective cannot constitutionally be achieved through the legislatively chosen means, Justice White therefore errs in simply deleting the crucial statutory language and using the words that remain as the raw materials for a new statute of his own making.
In light of the history and obvious objective of the statute, an independent “publications” requirement standing alone makes little sense. As appellants now seem to acknowledge,
Ill
A court’s obligation to leave separable parts of a statute in force is consistent with its general duty to give statutes constructions that avoid constitutional difficulties. See New York v. Ferber,
Because the First Amendment interests at stake in this eаse are denigrated by the Government, Brief for Appellants 20, and all but ignored by Justice White, it becomes necessary to emphasize their nature and importance. The adage that “one picture is worth a thousand words” reflects the common-sense understanding that illustrations are an extremely important form of expression for which there is no genuine substitute.
A
An independent “publications” requirement has not, until today, been understood as the critical element in the statutory scheme even by the Government. See supra, at 674-677.
As I have noted, supra, at 672-673, appellants’ interpretation of the statute licenses the Treasury Department to determine, on a necessarily ad hoc basis, whether a given picture appears in a medium of which the statutory list is “illustrative” or whether, instead, its medium looks too much like the kind of “facsimiles” prohibited by other parts of the statutory scheme. This construction might enable many people using pictures of the currency for legitimate purposes to avoid criminal liability, but it creates precisely the sorts of constitutional infirmities that have led the Court to invalidate the “purposes” requirement. As read by appellants, the “publications” requirement vests in Secret Service agents, monitoring the enormous variety of uses to which pictures of the currency can be put, virtually unconstrained authority to decide whether a given illustration imposes criminal liability on its author or not. Cf. Kolender v. Lawson, supra, at 358-361.
Accordingly, if, as appellants suggest, the “publications” requirement is only “descriptive and illustrative” of the kinds of uses Congress intended to permit and its precise meaning must be left to case-by-case judgments by Secret Service agents, people “whose First Amendment rights are abridged by [
Insofar as his opinion'reveals, however, Justice White appears to assume that the list of media is not “illustrative” as appellants suggest, but rather strictly limited to “articles, books, journals, newspapers, or albums.” See ante, at 649, n. 5, 650, and nn. 6 and 7. Assuming, arguendo, that so construed the list of media is sufficiently definite to prevent arbitrary enforcement,
“[E]qually banned by the statute are a Polaroid snapshot of a child proudly displaying his grandparent’s birthday gift of a $20 bill; a green, six-foot enlargement of the portrait of George Washington on a $1 bill, used as theatrical scenery by a high school drama club; a copy of the legend, ‘In God We Trust’, on the leaflets distributed by those who oppose Federal aid to finance abortions; and a three-foot by five-foot placard bearing an artist’s rendering of a ‘shrinking’ dollar bill, borne by a striking workerto epitomize his demand for higher wages in a period of inflation.” Brief for Appellee 5-6.
I do not, of course, suggest that each of the people making and displaying these sorts of depictions will be deterred from doing so by potential enforcement of the broad statutory scheme upheld today. I have no doubt, however, that substantial numbers of them will be, particularly if advised by lawyers aware of today’s decision. Cf. Erznoznik v. City of Jacksonville,
By imposing criminal liability without fault on those who use pictures of money for any purpose whatsoever unless the pictures appear in “publications,” the statutory scheme at issue here plainly amounts to “a direct and substantial limitation on protected activity that cannot be sustained unless it serves a sufficiently strong, subordinating interest” of the Government. Schaumburg v. Citizens for a Better Environment,
The strongest evidence that the important Government interest in preventing counterfeiting may be served by means less restrictive of free expression than those upheld today can be found in the numerous other provisions of Title 18 designed to serve that end.
Second, appellants claim that, without
The degree to which a statutory ban on a form of expression substantially furthers legitimate state interests may often be assessed by consideration of its exceptions.
>
As appellants acknowledge, the statutory scheme sustained today “regulates the manner in which publishers
I do not doubt that a statute can be written that would both satisfy the requirements of the First Amendment and effectively advance the legitimate and important ends Congress sought to achieve in
I would affirm the judgment of the District Court.
In response to this opinion, Justice White denies that he has severed the “publications” requirement from the “purposes” requirement or that he needs to do so in order to reach his result. Ante, at 649-650, n. 6,652, n. 9. But a court must obviously determine the scope of a statutory standard under review before evaluating its constitutionality. From the outset óf this litigation, both parties and the District Court have read
Because of his construction of the “purposes” language, Justice Stevens does not reach the question whether the rest of the statute can remain in force without that requirement, consistent with congressional intent. On that issue, the Court is equally divided. Compare ante, at 652-656 (opinion of White, J.), with post, at 691-692 (Powell, J., concurring in part and dissenting in part).
1 join Part II-A of Justice White’s opinion because I find Justice Stevens’ interpretation of the “purposes” requirement impossible to square with either the plain language of the statute or its legislative history. For instance, if, as Justice Stevens suggests, post, at 698-699,
In fact, contrary to Justice White’s implication, severability is exclusively a question of legislative intent. See, e. g., New York v. Ferber,
Congressional Committees reporting recent amendments to
Cf. Planned Parenthood of Missouri v. Danforth,
Cf. EEOC v. Allstate Insurance Co.,
There are several other indications in the language and structure of the statute that the “purposes” language imposes an inextricable limitation on the availability of the
In 1948, as part of a general codification of the criminal laws, the exemption, with only “[m]inor changes in phraseology” not relevant here, H. R. Rep. No. 152, 79th Cong., 1st Sess., A40 (1945), was given its current section number and a shorter title, “Printing stamps for PHILATELIC PURPOSES.” 62 Stat. 713.
The Committee Reports refer to regulations promulgated by the Treasury Department to enforce the existing exemption for illustrations with “philatelic purposes in articles, books, journals, newspapers, or albums.” H. R. Rep. No. 1709, at 2; S. Rep. No. 2446, at 4. Not surprisingly, there is nothing in the cited regulations suggesting a special effort to prevent illustrations in “nonpublications,” much less to define such a classification. See
It is true, as Justice White notes, ante, at 651, and n. 6, that the examples given by the Committees of people who might wish to use illustrations of money for legitimate purposes — textbook and newspaper publishers, collectors of paper money, and historians — could all be said to involve “publications.” There is no indication in the legislative history, however, that these examples were meant to be exclusive.
Independent of the provisions at issue here, several other parts of the extensive statutory scheme designed to prevent counterfeiting control the possession of items which, by virtue of their size, shape, or consistency, look like pieces of currency. For instance,
In 1968, the exemption was amended so as to permit colored illustrations of stamps. Pub. L. 90-353, 82 Stat. 240. Although the Committee Reports explaining this amendment referrеd to the “publications” requirement, they continued to describe satisfaction of the “purposes” requirement as a necessary condition for obtaining the statutory exemption. See H. R. Rep. No. 1213, 90th Cong., 2d Sess., 1-2, 4, 5, 6 (1968); S. Rep. No. 1206, 90th Cong., 2d Sess., 1-2, 4, 5, 7 (1968). See n. 2, supra.
The statute was amended again in 1970 in order to include postage meter stamps within its protections. Pub. L. 91-448, 84 Stat. 921. See H. R. Rep. No. 91-640, p. 1 (1969).
The Government’s construction of the statutory scheme it enforces has hardly been a model of consistency. As noted above, the Secret Service has adopted at least three different interpretations of the exemption during the years it has overseen the work of Time’s editors and art directors. See supra, at 662. And even over the course of this litigation, appellants have frequently shifted their position. In the District Court, they seemed to depart from a construction of
If
The same flaw undermines Justice White’s conclusion that the color and size requirements of
There is also a rather significant linguistic obstacle to Justice White’s view. The statute imposes the color and size restrictions on “[ijllustra-tions permitted by the foregoing provisions of this section.” With both the “purposes” and the “publications” requirements deleted, the “foregoing provisions” permit, as relevant here, “the printing . . . of. . . any ... obligation or other security of the United States” — that is, they permit everything prohibited by § 4.74,, ¶ 6. The sentence limiting the exemption to illustrations “for philatelic, numismatic, educational, historical, or newsworthy purposes in articles, books, journals, newspapers, or albums” is therefore clearly the heart of the exemption, and the remaining provisions are meant only to ensure that the central objective of permitting certain specified
Cf. Spence v. Washington,
“Symbolism is a primitive but effective way of communicating ideas. The use of an emblem or flag to symbolize some system, idea, institution, or personality, is a short cut from mind to mind. Causes and nations, political parties, lodges and ecclesiastical groups seek to knit the loyalty of their following to a flag or banner, a color or design. The State announces rank, function, and authority through crowns and maces, uniforms and black robes; the churсh speaks through the Cross, the Crucifix, the altar and shrine, and clerical raiment. Symbols of State often convey political ideas just as religious symbols come to convey theological ones. ... A person gets from a symbol the meaning he puts into it, and what is one man’s comfort and inspiration is another’s jest and scorn.” West Virginia Board of Education v. Barnette,319 U. S. 624 , 632-633 (1943).
E. g., City Council of Los Angeles v. Taxpayers for Vincent,
Aside from the fact that the Government simply has no business second-guessing editorial judgments .as to the communicative value of illustrations, cf. Miami Herald Publishing Co. v. Tornillo,
Indeed, appellants claim that neither the “purpose” nor the “publications” requirements of
Justice White’s rejection of Time’s vagueness challenge, like his statement that “we may assume that the legitimate reach of
See Secretary of State of Maryland v. Joseph H. Munson Co.,
See Wagner v. Simon,
See Thornhill v. Alabama,
There is, however, much truth in the District Court’s observation that “[t]he definition of a journal, newspaper or album is anyone’s game to play.”
See Secretary of State of Maryland v. Joseph H. Munson Co.,
See also Secretary of State of Maryland v. Joseph H. Munson Co., supra, at 964-968; City Council of Los Angeles v. Taxpayers for Vincent, supra, at 798-799; Schaumburg v. Citizens for a Better Environment,
The passage in the text that I have quoted from Time’s brief, supra, at 683-684, setting out examples of potential applications of the statutory-scheme to protected conduct, belies Justice White’s statement that the Wagner ease is “the only concrete example brought to our attention by Time.” Ante, at 651, n. 8. Furthermore, as the very portion of Time’s brief cited by Justice White demonstrates, appellee did not in fact contend below that “it had standing to challenge the publication requirement because of the overbreadth doctrine.” Ante, at 652, n. 8 (emphasis supplied). See Brief for Appellee 41, n. 29 (“One of Time’s major assertions has been and remains that
Wholly apart from the statutes at issue here, it remains a crime to forge, counterfeit, or alter any United States obligation with intent to defraud, § 471; to pass, utter, publish, or sell (or attempt to do so), or to import, possess, or conceal a forged, counterfeited, or altered obligation with intent to defraud, § 472; to buy, sell, exchange, transfer, receive, or deliver any forged, counterfeited, or altered obligation with the intent that the same be passed, published, or used as true and genuine, § 473; to possess, with intent to forge or counterfeit, a plate, stone, or other thing (including photographic negatives) which resemble plates used to make currency,
See, e. g., Schaumburg v. Citizens for a Better Environment,
Because I believe that the “purposes” and “publications” language in
First, Justice White upholds the statute’s apparently irrational distinction between black and white pictures and those appearing in, say, pink or orange on the basis of what may be the weakest conceivable kind of legislative history. A statement by a party to this litigation submitted to Congress three days after that party had filed its notice of appeal in this Court and concerning legislation that has not been reported out of committee, much less passed by either House of Congress. See App. D to Juris. Statement (transmitting to House Subcommittee statement of Deputy Assistant Secretary of Treasury on H. R. 4275). There is no indication whatsoever in the legislative history of the statute actually passed by Congress that color prints were excluded because they require more negatives to produce, thereby “increasing] a counterfeiter’s access,” ante, at 657, to materials that can be used illegitimately. Instead, it seems obvious that the color restriction was intended to minimize the possibility that permitted illustrations could be passed off as the genuine article. See, e. g., 64 Cong. Rec. 4976 (1923) (remarks of Sen. Cummins) (“Mark you, these stamps are to be printed in black and white, not in color, and they are to be defaced, so that they can not possibly be used again”).
Second, the post hoc justification offered by appellants for the color restriction in the statute as now written cannot satisfy the requirement that “viewpoint neutral” regulations abridging speech must be narrowly tailored to achieve substantial governmental interests. See, e. g., City Council of Los Angeles v. Taxpayers for Vincent,
Perhaps most significantly, however, the Government does not prohibit color printing generally; therefore, allowing a printer to produce plates that can print only distorted pictures of portions of the currency cannot possibly provide him or his employees with an additional “alibi” for creating plates that can produce realistic facsimiles of currency. Nothing in the statutory scheme upheld today diminishes the ability of a printer with unlawful intentions to create such plates. See 127 Cong. Rec. 17624-17625 (1981) (remarks of Rep. McClory) (
Concurrence Opinion
with whom Justice Blackmun joins, concurring in part and dissenting in part.
I agree with the reasoning and the holding of the Court that the “purposes” requirement contained in
Justice Stevens, in his opinion concurring in the judgment in part, advances strong policy arguments in favor of upholding the color and size restrictions. See post, at 701-703, and n. 6. Under my view of the case, I do not reach this issue. I note further that one may assume that Congress — if nеcessary — would move promptly to enact a more carefully drawn statute.
In sum, I believe that the “purposes” clause of
Concurrence Opinion
concurring in the judgment in part and dissenting in part.
Time’s challenge to the constitutionality of the prohibition against making any likenesses of currency might proceed on either of two quite different theories. First, even if Time’s ability to communicate is adequately protected by the rather complex exception for publications that contain pictures complying with color and size limitations, the prohibition against communications that do not come within the exception is so broad — or so poorly defined — that the entire statute is invalid. Second, without considering the potential impact of
I also think that the Court should decline Time’s invitation to plunge right into the constitutional analysis without pausing to determine whether, and to what extent, a fair construction of the statute would protect Time’s legitimate interests and also avoid the unnecessary adjudication of constitutional questions. Most of the Treasury Department’s criticism of Time’s use of pictures of currency—and I believe all of its criticism of black and white reproductions—stemmed from what I regard as an incorrect reading of the word “newsworthy” in
Time, however, did not ask the District Court or this Court for a favorable construction of the statute. Instead, as is the current fashion in First Amendment litigation, cf. United States v. Grace,
I
Plainly there is no need to rely on the “overbreadth” doctrine to support Time’s standing to challenge the constitutionality of this statute. Time is a publisher of widely circulated news magazines. The record makes it perfectly clear that the statute impairs its ability to communicate with the public by using some illustratiоns that include small, but colorful reproductions of currency. There can be no doubt
It is clear to me that Time’s problems with this statute are not exacerbated in the slightest by the fact that the exception from its blanket prohibition is limited by a “purpose” requirement and a “publications” requirement or, as Justice Brennan argues, a single requirement that merges both concepts. Under a proper construction of this provision, any picture of money that Time will disseminate would qualify as “newsworthy” — and thus satisfy the purpose requirement — as well as being contained in a “magazine” — and thus satisfy the publications requirement. Thus, to evaluate the constitutionality of the color and size restrictions as they affect Time, it is wholly unnecessary to consider the significance of either the publications or the purpose requirement for parties who are not before the Court. Cf. Metromedia, Inc. v. San Diego,
II
When
This provision stood on the books for nearly a century without modification or challenge, but as the decades passed, and the instruments of mass communication multiplied and became more sophisticated, free expression clashed with
Congress’ attempt to reconcile the competing interests, and to eliminate possibly impermissible applications of
Generally, of course, we construe Acts of Congress to avoid constitutional questions. See, e. g., United States v. Clark,
In this case, this belief is no mere presumption. Congress recognized, as had the Executive Branch for years, the expressive value of the image of the currency and determined that
Appellee maintains that Congress failed in its attempt to accommodate First Amendment interests. Specifically, it attacks the purposes requirement and essentially contends that it has a First Amendment right to take color photographs of United States currency so long as the specific pictures it publishes cannot be passed off as the real thing.
Ill
Purposes Requirement
The Court devotes little attention to the constitutionality of the purposes requirement, brushing aside this attempt by Congress to reconcile the interest in free expression with re
I do not interpret the provision to give the Government a license to determine the newsworthiness or the value of the substantive message being conveyed. Rather, giving it the liberal construction I think it deserves, the question is merely whether the image of the currency is used for such a purpose, or stated another way, whether the image is being
Color and Size Requirements
With respect to the cover illustrations contained in the record in this case, it would appear that Time’s interest is in reproducing realistic illustrations of the currency, and the more realistic the illustration, the more effective the commu
Time particularly objects to the color requirement — it wants to print pictures of money in its actual color.
A reproduction which meets the size requirements, to be sure, advances the Government interest in preventing deception, but the color requirement advances the interest as well, in a manner that is independent of the size requirement. Imposing both requirements reduces the likelihood of the evil Congress legitimately desired to prevent to a greater extent than imposing just one of the requirements.
To argue, as does Time, that the color requirement is invalid would invalidate the size requirement as well. Time argues that the color requirement is invalid because some of its covers violate the color requirement and yet “none of them has the remotest capacity for deception or could otherwise be used to make a counterfeit.” Brief for Appellee 43. The same argument could be made if the covers violated the size requirement. The reasons Time points to in arguing that its covers pose no real risk as instruments for fraud— such factors as the kind of paper used for its covers, and the fact that images of the bills are partially obscured or distorted — would be equally applicable if Time violated both the color and size requirements. The point is that whatever capacity the covers have as instruments of deception is
Moreover, Time all but ignores the potential variety of ways in which a negative could be used for illegitimate purposes. The size requirement is meaningless, or always met, with respect to a negative. The point, of course, is that a negative that makes a print meeting the size requirement can also make a print the exact size of a bill. If it is a black and white negative, all that can be produced is a black and white reproduction of the bill; if it is a color negative, a color reproduction may be made. The fact that the bill is partially obscured in the photographs or even in the negatives is not dispositive; the statute prohibits making color photographs of even parts of bills for a reason.
The statute at issue in this case is but one part of a comprehensive scheme to be sure; but that cannot render it susceptible to invalidation on the ground that the other portions of the scheme largely meet the governmental interest. The fact that there are other statutes available to punish counterfeiters does not negate the Government’s interest here; Congress may provide “alternаtive statutory avenues of prosecution to assure the effective protection of one and the same interest.” United States v. O’Brien,
In conclusion, this statute is one weapon in an arsenal designed to deprive would-be counterfeiters and defrauders of the tools of deception and, given the strength of the state interest and the presumption of constitutionality which attaches to an Act of Congress, I believe the color and size requirements are permissible methods of minimizing the risk of fraud as well as counterfeiting, and can have only a minimal impact on Time's ability to communicate effectively.
It may well be, as Time argues, that “Congress can do a much better job in preventing counterfeiting than the present
Accordingly, I concur in the judgment of the Court in part, and dissent in part.
The Court makes the following statement: “Regulations which permit the Government to discriminate on the basis of the content of the message cannot be tolerated under the First Amendment.” Ante, at 648-649. The Court’s summary invalidation of the purposes requirement on the basis of this sweeping statement is particularly disturbing in light of the fact that Congress employed quite similar language in striking a similar balance between free expression and a governmental interest under the Copyright Act. Pursuant to the express authority of Art. I, § 8, of the Constitution, Congress established a copyright which generally vests the exclusive right to reproduce original works with the author of the work.
To my knowledge, it has never been seriously suggested that the fair use provision of the Copyright Act is violative of the First Amendment because it allows governmental authorities to make decisions on the basis of contеnt. Indeed, we have recognized the interests in free expression that the fair use provision was intended to serve. See generally Sony Corp. v. Universal City Studios, Inc.,
Cf. Schacht v. United States,
The legislative history is consistent with my view that Congress, by use of the term'“newsworthy,” simply intended to exempt pictures of the currency used in connection with articles in publications. The House and Senate Committee Reports, quoted by Justice White, stated that “ ‘[njewspapers quite often publish pictures of paper money or checks in connection with news articles,’” ante, at 655, n. 10 (citations omitted), and plainly that connection was deemed sufficient by the Congress to invoke the exemption.
Time’s analysis of this statement in the legislative history is typical of its approach to this litigation. Incredibly, Time asserts that the need of members of the press to report the news was “[c]uriously absent” from the list of legitimate purposes set forth in the Committee Reports, interpreting the language quoted as a mere passing observation. Brief for Appellee 8, n. 10. Time thus asks this Court to ignore the plain import of the language of the statute and the legislative history — language which was plainly intended to benefit publications such as Time — and actually argues for a construction against its interest.
The history of
It seems clear to me that a fair interpretation of the scope of
Justice Brennan is critical of my construction of the “purposes” requirement of
However, if the idea to be conveyed is to advocate counterfeiting, e. g., the publication of a counterfeiting manual, and the speech presents a clear and present danger of bringing about that substantive evil, the speech is unprotected under the First Amendment.
Time, it should be noted, expresses no interest in simply printing pictures of money unconnected with any message; and hence we need not decide whether the unadorned photograph of a dollar bill, expressing no other message than “this is a dollar bill,” would be covered by the exception.
I should note that because I believe the purposes requirement does not offend the First Amendment, I do not reach any severability issue.
A color other than the actual color, or one similar to it, might be communicative under some circumstances, but the record does not indicate that Time has any interest in using other colors. Time may argue, however, that the black and white requirement is overbroad on the ground that it is irrational as applied to any color other than a color similar to the actual color of the currency. But the legitimate sweep of the statute dwarfs its arguably impermissible applications because it seems quite plain that ordinarily it is the actual color which would be selected most often. This conclusion is suppоrted not only by the record in this case, but by common sense as well.
Time, it should be noted, argues that in most cases the expressive quality of illustrations of the currency derives principally from artistic interpretation and distortion of the image, and therefore states that “an actual-size, true-color, unembellished picture of a dollar bill ... is of little use to Time’s journalists.” Brief for Appellee 3. If that is true, Time seems to be conceding it has little interest in challenging the color and size limitations, or stated another way, the color and size limitations have a de minimis impact on its ability to communicate effectively.
The front of United States currency is not very colorful in any event. Aside from the serial numbers and the Seal of the Department of the Treasury, which are a rather vivid green, the rest of the image borders on being black and white itself. The difference between printing a black and white image of it and and color image of it would have a de minimis impact on the value of the image for communicative purposes, compare App. 17 (black and white likeness of a thousand dollar bill) with an actual one dollar bill, but would have a significant impact on the value of the image for fraudulent or deceptive purposes. While it may be that only the most gullible
If the numerals on the bill are not obscured, for example, a color negative of that bill could be used to reproduce copies of those numerals in the correct size and in color on paper resembling that used in real currency and then affixed to a lower denomination bill, airbrushing the borderlines to complete the deceptive instrument. Moreover, it is no answer to say that for any given photograph used in preparing any given cover, all of the corners are not shown, as they are, for example, in the hundred dollar bills shown in Exhibit F to the complaint, App. 23. All of the numerals may not be necessary for perpetrating a fraud; and the patient counterfeiter or con-artist in the printshop may bide his time, making prints from the negatives as they become available. It is no answer to say that the criminal would do better to take his own color photographs, see ante, at 688-690, n. 27, for in doing so he would be violating this statute.