Lead Opinion
OPINION
delivered the opinion of the Court
Pursuant to a plea agreement, applicant was convicted of intoxication manslaughter (Count I) and manslaughter (Count II) arising out of a traffic accident involving a single victim occurring on July 12, 1995. The trial court sentenced him to 25 years for each offense and ordered the sentences
I. The problem
Applicant was convicted under two closely-related homicide statutes that are not the “same” offense under a strict application of the same elements test announced by the Supreme Court in Blockburger v. United States,
The applicable rule is that where the same act or transaction constitutes a violation of two distinct statutory provisions, the test to be applied to determine whether there are two offenses or only one, is whether each provision requires proof of a fact which the other does not.
Id. at 304,
The question we confront today is whether these two offenses should nevertheless be considered the same for double jeopardy purposes. That inquiry requires us to determine whether the Blockburger test is in fact the only test for double jeopardy, and, if it is not the only test, whether the offenses in question are the “same” under applicable double jeopardy principles.
II. The trial court’s conclusion
In the present habeas corpus proceeding, the trial court issued findings of fact and conclusions of law. Based upon our opinion in Ex Parte Peterson,
When multiple offenses are prosecuted at a single trial, the Double Jeopardy Clause “prevent[s] the sentencing court from prescribing greater punishment than the legislature intended.” Missouri v. Hunter,
The Blockburger test’s status as a “mere rule of statutory construction” raises an inverse conclusion as well: the Blockburger test cannot authorize two punishments where the legislature clearly intended only one. And, that status raises the possibility that there exist other rules of statutory construction that may be employed to help ascertain whether a legislature intended multiple punishments.
IV. Other jurisdictions
Whether homicide offenses that are distinct under Blockburger may nevertheless be considered the “same” for purposes of the “multiple punishments” aspect of the Double Jeopardy Clause is an issue of first impression in Texas. Because the issue is of federal constitutional dimension, other jurisdictions may have useful insights into the matter. Hence, we will examine the cases in other jurisdictions for assistance in resolving the issue before us.
A. Murder variations
The issue appears to arise most often in the context of murder prosecutions. The most common manifestation of this issue is in a prosecution for both felony murder and a murder offense that contains a culpable mental state, for example, the culpable mental state of “intentionally.”
1. The prevailing view
Despite the apparent divergence of elements under Blockburger, a decisive majority of jurisdictions that have addressed the issue have held that a trial court cannot impose multiple convictions and sentences for variations of murder when only one person was killed: Alaska, Gray v. State,
Many of these jurisdictions have expressly characterized punishment for two or more murder variations for a single death as a double jeopardy violation. Arnett,
In finding multiple convictions improper, many jurisdictions have held that murder is one crime with multiple theories of liability. Gray,
The District of Columbia Court of Appeals has held that a double jeopardy analysis may properly take into account whether the offenses are directed at separate evils. Byrd,
Other jurisdictions have simply asserted that variations of murder are the same offense, or a derivative offense, without much elaboration. Grayson,
Colorado, Nebraska, New Mexico, and the District of Columbia have addressed in detail the question concerning Block burger ’s applicability to variations of murder. The Colorado and Nebraska high courts explained that Blockburger applies only when one offense merges into another due to identity of elements and that the Block-burger test never applied when a person was charged with the same crime committed in alternate ways. Lowe,
In a later case, Colorado’s high court came to similar conclusions regarding the consequences of placing offenses in the same or separate statutes. In People v. Leske,
Finally, all four jurisdictions relied upon the Supreme Court’s holding in Hunter that Blockburger is only a rule of statutory construction. Lowe,
Although concluding that Blockburger was not controlling, the D.C. court alternatively argued that the Blockburger test was satisfied. Byrd,
2. The minority view
A minority of jurisdictions have held that different variations of murder can support multiple convictions even though only one person was killed. Alabama, Ex Parte McWilliams,
However, of these jurisdictions, only Delaware stands as solid persuasive authority for this proposition. Alabama’s Supreme Court has held that robbery-murder and rape-murder are different offenses for double jeopardy purposes because they are distinct under Blockburger. McWilliams,
Delaware, however, has consistently maintained that intentional murder and felony murder are different offenses. In determining that the offenses are different, the Supreme Court of Delaware relied upon Blockburger as the exclusive test. Chao,
B. Homicide variations
The double jeopardy implications of homicide variations other than murder are addressed less frequently. A variety of offenses have raised the issue in various jurisdictions although they are usually some form of reckless homicide, vehicular homicide, driving while intoxicated homicide, or homicide arising from a misdemeanor violation, usually involving a motor vehicle. Generally, the offenses are defined in separate statutes and are labeled in accordance with different terminology (as opposed to being labeled with the common term “murder” as intentional murder and felony murder are). Although the trend is less one-sided, the greater number of jurisdictions that have addressed the issue have held that a trial court cannot impose multiple convictions and sentences for variations of homicides when only one person was killed: Florida, Houser v. State,
The Florida court has grounded its holding in the Double Jeopardy Clause. Houser,
Massachusetts appears to take the position that two homicide offenses are the same if they involve the same conduct:
Although we decline to hold that vehicular homicide is a lesser-included crime of manslaughter, we nonetheless conclude that in the present situation, which in fact did involve operation of a motor vehicle on a public way, the two offenses*813 are sufficiently closely related so as to preclude punishment on both.
Commonwealth v. Jones,
Pennsylvania considers the conduct of the particular crime as part of a relaxed version of the Blockburger test. Commonwealth v. Comer,
Three courts in different states have held that multiple convictions can be imposed when a single homicide results in a violation of more than one homicide statute. Michigan, People v. Price,
Although recognizing that a “wooden” application of the Blockburger test had been rejected in Michigan, the Michigan Court of Appeals nevertheless found that OUI causing death and involuntary manslaughter were different offenses. The Michigan court so found not only because the offenses contained distinct elements under Blockburger but also because the statutes were aimed at “distinct societal norms” (one offense punished grossly negligent conduct while the other punished those who operate vehicles under the influence of alcohol or a controlled substance) and the statutes did not “involve a hierarchy of offenses or a situation where one statute incorporates most of the elements of a base statute and then increases the penalty on the basis of the presence of aggravating conduct.” Price,
South Carolina and Vermont found the offenses in their cases to be different based upon a strict application of the Blockburger test. Easier,
The Colorado Supreme Court, in an old case, held that involuntary manslaughter and DUI death were separate offenses for double jeopardy purposes under a Block-burger-style analysis. Daniels v. State,
The D.C. Circuit addressed a somewhat singular situation involving convictions within the federal system. The defendant was convicted, for a single killing, of first degree murder while armed under the D.C.Code and of killing in the furtherance of a continuing criminal enterprise under the United States Code. United States v. Sumler,
Finally, as discussed above, in cases concerning variations of murder, courts in Connecticut, Maryland, and South Dakota have broadly articulated a “one death, one homicide” rule that would appear to extend to any multiple homicide prosecution based upon a single death. See discussion in Part IV.A.1. By contrast, Delaware and the Second Circuit would certainly reject such a “one death, one homicide” rule given their reliance upon Blockburger as articulating the exclusive test for evaluating double jeopardy claims. See discussion in Part IV.A.2.
Y. Evaluation
A. Blockburger is not the only test for multiple punishments
The above discussion leads us to conclude that Blockburger is not the sole test for determining whether offenses are the same under the multiple punishments aspect of the Double Jeopardy Clause. The inquiry is whether the Legislature intended to permit multiple punishments. The Blockburger test is a useful tool for ascertaining legislative intent, but it is not the only tool. Other (nonexclusive) considerations relevant to determining whether the Legislature intended multiple punishments are: whether the offenses provisions are contained within the same statutory section, whether the offenses are phrased in the alternative, whether the offenses are named similarly, whether the offenses have common punishment ranges, whether the offenses have a common focus (i.e. whether the “gravamen” of the offense is the same) and whether that common focus tends to indicate a single instance of conduct, whether the elements that differ between the offenses can be considered the “same” under an imputed theory of liability which would result in the offenses being considered the same under Block-burger (i.e. a liberalized Blockburger standard utilizing imputed elements), and whether there is legislative history containing an articulation of an intent to treat the offenses as the same or different for double jeopardy purposes. Having already determined that manslaughter and intoxication manslaughter contain different elements under Blockburger, we turn next to analyze whether other factors nevertheless require us to hold that the offenses are the same for double jeopardy purposes.
B. Pre-1994 statute
Intoxication manslaughter is in essence a specialized variant of the “misdemeanor-manslaughter” doctrine, the misdemeanor analogue of the felony-murder doctrine. See WHARTON’S, Vol. II, § 167 Unlawful Act, 266; SUBSTANTIVE CRIMINAL LAW, Vol. 2, § 7.13(a), 288. Driving while intoxicated serves as the predicate misdemeanor that enhances a non-reckless death to manslaughter in the very same way that various felonies serve as predicates to enhance an unintentional death to murder.
We agree with the vast majority of jurisdictions holding that variants of murder contained within the same statutory section are the same offense for double jeopardy purposes when the same victim is involved. That intentional murder and felony murder are contained within the same section, are phrased as alternative means of committing an offense, are considered forms of “murder,” and carry the same punishment ranges are strong indications that the legislature intended the offenses to be the same for double jeopardy purposes. And, under that reasoning, we must necessarily find that intoxication manslaughter and reckless manslaughter under the pre-1994 involuntary manslaughter statute constituted the same offense. They were contained within the same statutory section entitled “involuntary manslaughter,” were alleged as alternative means of committing an offense, and carried the same punishment ranges.
The only potential indications to the contrary are found in former § 19.01, entitled, “Types of Criminal Homicide”:
(a) A person commits criminal homicide if he intentionally, knowingly, recklessly, or with criminal negligence causes the death of an individual.
(b) Criminal homicide is murder, capital murder, voluntary manslaughter, involuntary manslaughter, or criminally negligent homicide.
§ 19.01 (1993). Former § 19.05(a)(2)(in-toxication manslaughter) does not contain any of the culpable mental states outlined in § 19.01(a). But the same point could be made about “serious bodily injury” murder under § 19.02(a)(2)(1993) and felony murder under § 19.02(a)(3)(1993). And, the intoxication manslaughter offense did fall within the categories contained in § 19.01(b). In fact, the wording of § 19.01(a) may be an indication that the three nonconforming offenses were considered to have the listed culpable mental states by imputation: that is, that felony status and the “intent to cause serious bodily injury” were imputed forms of the culpable mental state of intent (to cause death) and that intoxication was an imputed form recklessness. That conclusion would support a finding of the same offense under a liberalized version of the Blockburger test that utilizes imputed elements.
C. Post-1994 statutes
However, effective September 1, 1994, the Texas Legislature moved the intoxication manslaughter portion of the involuntary manslaughter statute to a new section of the code consisting of intoxication offenses. The question then becomes: did this move by the Legislature change intoxication manslaughter into an entirely different offense for double jeopardy purposes?
The 1994 law lifted the provision relating to intoxication manslaughter, without change,
We cannot conclude that the Legislature intended to create separate offenses for double jeopardy purposes merely by moving the provision. The elements of the offense were not changed, the offense still carries within its title “manslaughter,” and the punishment ranges for both versions of manslaughter remain identical. Intoxication manslaughter would appear to have dropped completely outside the coverage of § 19.01, but that statute appears to have inaccurately characterized the full range of homicides before the change. And, intoxication manslaughter could still be viewed as having the element of recklessness by imputation, which would make the offenses the same under the liberalized, “imputation” version of the Blockburger test.
In addition, at least one plausible explanation exists for moving the intoxication manslaughter offense that does not require us to conclude that multiple punishments were intended. The Legislature apparently consolidated all intoxication offenses under a single, newly enacted chapter of the Penal Code. That chapter contains definitions that are relevant to defining intoxication manslaughter, as well as other intoxication offenses. See § 49.01. Hence, the Legislature’s transplantation of the intoxication manslaughter offense could be explained as a mere housekeeping measure.
Finally, manslaughter and intoxication manslaughter have a common focus: the death of an individual. Both crimes are result of conduct crimes with death being the result. Because a person can die only once, two result-of-conduct homicide offenses involving the same victim must necessarily involve the same result. Given that the result is the focus of these offenses, the sameness of the result is some indication that the Legislature did not intend to impose multiple punishments. And this sameness of result is an inherent characteristic of homicide offenses that does not depend upon the development of evidence at trial.
D. Post-1995 statutes
Effective September 1, 1995, the Legislature passed two amendments to the Penal Code relevant to the offense of intoxication manslaughter. § 3.03 was amended to permit consecutive sentences for more than one intoxication manslaughter arising from the same criminal episode. § 3.03(b)(1) & (2)(1996). And, § 49.09 was amended to include intoxication manslaughter in the list of offenses that could be used for enhancement purposes in a later prosecution for driving, flying, or boating while intoxicated. § 49.09(c)(1)(B), (2)(B), & (3)(B)(1996).
These changes in the law occurred after the incident serving as the basis for applicant’s convictions. Although we have held that subsequent enactments by the Legislature may be some evidence of their intent in a prior version of the statute, we nevertheless give little weight to those subsequent enactments in interpreting the prior law. Compare Brown v. State,
More to the point, any link between the September 1995 amendments and a legislative intent to impose multiple punishments is, at best, tenuous. The statute still does not permit consecutive sentencing for other crimes even if they arise out of the same episode as an intoxication
As for the 1995 amendments to the enhancement statute, those amendments not only authorize the use of offenses under § 49.08 for enhancement, but also authorize the use of offenses under the old § 19.05(a)(2) for that purpose. See § 49.09(c)(1)(E), (2)(D), & (3)(D). Because those amendments permit the use of manslaughter by intoxication offenses that were committed before that offense was moved to chapter 49, the amendments cannot be said to mark intoxication manslaughter as becoming a separate offense after the move. Moreover, that an offense might conceivably be used for enhancement in a future prosecution is a very speculative basis for concluding that the offense is a different one for double jeopardy purposes.
E. Conclusion
From the above discussion, we conclude that manslaughter and intoxication manslaughter are the same offense for double jeopardy purposes when they ■involve the same victim, and imposing convictions for both in this situation violates the Double Jeopardy Clause. A double jeopardy violation‘occurs even when, as in this case, the sentences are concurrent. Ball v. United States,
Although the present case involves a plea agreement, the State does not request that the guilty plea be set aside, nor does the State request that we try to effectuate the agreement by reforming one of the convictions to a lesser-included offense that would not be considered the “same” offense. Instead the State has suggested in its answer that we vacate the first conviction, which is manslaughter. We have implied that the State may be able to waive an illegal portion of a judgment and maintain the remainder of the plea agreement. Ex Parte McJunkins,
Notes
. The Fifth Amendment states in relevant part: “... nor shall any person be subject for the same offence to be twice put in jeopardy of life or limb ...” (ellipses inserted).
. All further references to sections are to the Texas Penal Code unless otherwise provided.
.Whether Peterson retains any vitality is an open question. But see State v. Perez,
. Other common culpable mental states are knowledge, premeditation, and depraved indifference. We shall use the intentional mental state in this discussion for purposes of illustration.
. We note that the Maine Court held that these crimes did "not involve a lesser included offense" but were “alternative theories of criminal responsibility.” Id.
. The Nebraska case addressed a multiple prosecutions double jeopardy issue- — initial prosecution and acquittal of premeditated murder (conviction on lesser included offense) followed by a subsequent prosecution for felony murder. Id. at 743. However, in reaching its holding, the Court relied upon a multiple punishments analysis. Id. at 747.
.The New Mexico court addressed a single statute concerning vehicular homicide which contained alternative formulations of vehicular homicide that were charged. Landgraf,
. Sexual assault of a child required proof that the child was under age fifteen and that the actor was at least four years older than the child. Sexual assault of a child in a position of trust did not contain these age elements but merely required proof that the child was under age eighteen. The latter offense also required that the actor be in a position of trust, an element not required by the former offense. Id. at 1038.
. The D.C. Circuit followed the District of Columbia Court of Appeals’ holding that the trial court was not permitted to impose two first degree murder convictions under the D.C. code for the same killing. Sumler,
. § 49.08 did add the language "in a public place,” but we had already held such language to be implied under - the old statute. Williams v. State,
. Former § 19.04, "Voluntary manslaughter,” was changed into a punishment issue and moved into § 19.02.
Dissenting Opinion
Dissenting opinion delivered by
joined by MANSFIELD and JOHNSON, JJ.
The majority correctly holds the two offenses for which applicant was convicted are the “same” for double jeopardy purposes. I join this holding as well as the reasoning in support of it.
But the majority’s remedy of vacating the manslaughter conviction while retaining the intoxication manslaughter conviction does not redress the fact that the double jeopardy violation was an integral part of a plea bargain. Applicant plead guilty to both offenses in exchange for two twenty-five year sentences. Since the two offenses are the “same”, as explained in the majority’s opinion, applicant’s plea to both led to a double jeopardy violation, rendering the plea bargain unenforceable. When a provision of a plea bargain becomes unenforceable, the plea is considered involuntary. Ex parte Austin,
The judgment and sentence of the trial court in each cause should be set aside and applicant ordered released to the custody of the Sheriff of Travis County. I dissent to the majority’s direction to the trial court to vacate the manslaughter conviction and retain the manslaughter intoxication conviction.
. Ex parte McJunkins,
