STATE OF CONNECTICUT v. TAUREN WILLIAMS-BEY
(AC 37430)
Appellate Court of Connecticut
Argued May 26—officially released August 23, 2016
Lavine, Beach and Alvord, Js.
(Appeal from Superior Court, judicial district of Hartford, Clifford, J. [judgment]; Alexander, J. [motion to correct illegal sentence].)
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Heather Clark, assigned counsel, for the appellant (defendant).
Michele C. Lukban, senior assistant state‘s attorney, with whom, on the brief, were Gail P. Hardy, state‘s attorney, Vicki Melchiorre, senior assistant state‘s attorney, and Melissa E. Patterson, assistant state‘s attorneys, for the appellee (state).
Opinion
The defendant, Tauren Williams-Bey, appeals from the trial court‘s dismissal of his motion to correct an illegal sentence. The defendant claims that the court erred by concluding that it did not have jurisdiction over his motion after determining that his sentence did not violate the eighth amendment to the United States constitution and article first, §§ 8 and 9, of the constitution of Connecticut. We conclude that the trial court improperly determined that it lacked jurisdiction to consider the defendant‘s motion, but properly concluded that the defendant‘s federal and state constitutional rights have not been violated.
The following facts and procedural history are relevant to this appeal. On December 20, 1997, the defendant and two friends jumped out of a van and shot at the victim, killing him. At the time, the defendant was sixteen years old. The state charged the defendant with murder as an accessory, in violation of
The defendant filed a motion to correct an illegal sentence on December 16, 2013, asserting that his sentence violated the eighth amendment as explicated in Graham v. Florida, 560 U.S. 48, 130 S. Ct. 2011, 176 L. Ed. 2d 825 (2010), and Miller v. Alabama, 567 U.S. 460, 132 S. Ct. 2455, 183 L. Ed. 2d 407 (2012). The defendant filed an amended motion to correct on April 2, 2014. In the amended motion, the defendant claimed that his sentence violated the eighth amendment because “the sentence and the manner in which it is imposed fails to provide for a meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation . . . .” The court, Alexander, J., heard oral argument on the motion on April 2, 2014, and issued a written memorandum of decision on July 29, 2014. At the time, neither State v. Riley, 315 Conn. 637, 110 A.3d 1205 (2015), cert. denied, 577 U.S. 1202, 136 S. Ct. 1361, 194 L. Ed. 2d 376 (2016), nor Casiano v. Commissioner of Correction, 317 Conn. 52, 115 A.3d 1031 (2015), cert. denied sub nom. Semple v. Casiano, 577 U.S. 1202, 136 S. Ct. 1364, 194 L. Ed. 2d 376 (2016), Connecticut‘s leading cases on juvenile sentencing, had been decided. Riley and Casiano applied Miller retroactively to discretionary life without parole sentences and term of years sentences that are the functional equivalent of life sentences.2 The trial court concluded that because the defendant was not serving a mandatory life without parole sentence, Graham and Miller were inapplicable. It
We conclude that the defendant‘s sentence does not violate the eighth amendment as interpreted by Miller v. Alabama, supra, 132 S. Ct. 2469. Furthermore, we conclude that even if the sentence violated the eighth amendment pursuant to Miller, in light of the United States Supreme Court‘s decision in Montgomery v. Louisiana, 577 U.S. 190, 136 S. Ct. 718, 736, 193 L. Ed. 2d 599 (2016), which decided that conferring parole eligibility on a juvenile offender is a constitutionally adequate remedy for a sentence that violates Miller‘s teachings upon retroactive application, and the fact that the defendant will be parole eligible under § 1 of No. 15-84 of the 2015 Public Acts (Public Act 15-84), codified at
I
LAW REGARDING JUVENILE SENTENCING
We first discuss the law regarding juvenile sentencing, as the law in this rapidly evolving area has changed since the defendant filed his motion to correct. The eighth amendment of the United States constitution provides: “Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted.” This provision is applicable to the states through the due process clause of the fourteenth amendment. See Furman v. Georgia, 408 U.S. 238, 239–40, 92 S. Ct. 2726, 33 L. Ed. 2d 346 (1972). In Miller, the United States Supreme Court held that sentencing schemes imposing mandatory life without parole sentences on juveniles convicted of homicide offenses violate the eighth amendment. Miller v. Alabama, supra, 132 S. Ct. 2469. In Graham v. Florida, supra, 560 U.S. 74, the court had determined that imposing mandatory sentences of life imprisonment without the possibility of parole on juvenile offenders convicted of nonhomicide crimes likewise constitutes cruel and unusual punishment.3 Specifically, Miller requires that prior to sentencing juveniles to life without parole, a judicial authority must “take into account how children are different [from adults], and how
Our Supreme Court has determined that “the holding in Miller implicates not only mandatory sentencing schemes, but also discretionary sentencing schemes that permit a life sentence without parole for a juvenile offender but do not mandate consideration of Miller‘s mitigating factors.” Casiano v. Commissioner of Correction, supra, 317 Conn. 72. Thus, in Connecticut, Miller applies to discretionary sentences and term of years sentences that are functionally equivalent to life without parole. Our Supreme Court has addressed what constitutes a functional life without parole sentence. In State v. Riley, supra, 315 Conn. 641, our Supreme Court concluded that an aggregate sentence of 100 years without parole imposed on a juvenile offender violates Miller, and remanded the case for resentencing with consideration of the factors identified in Miller.4 Our Supreme Court has concluded that Miller applies in both direct and collateral review sentencing appeals. See id. (direct appeal); Casiano v. Commissioner of Correction, supra, 54-55 (habeas appeal). The defendant in Casiano, whose case was on collateral review, was sentenced to fifty years without parole. In reaching its conclusion that a sentence of fifty years without parole violates Miller, the court rejected the “notion that, in order for a sentence to be deemed life imprisonment, it must continue until the literal end of one‘s life.” (Internal quotation marks omitted.) Casiano v. Commissioner of Correction, supra, 73, 75. The court remanded the case for resentencing.
Riley and Casiano also dealt with claims brought under Graham v. Florida, supra, 560 U.S. 48. As our Supreme Court has explained: ”Graham precludes the [judicial authority] from determining at the outset that a juvenile nonhomicide offender is beyond rehabilitation, [and] thus requir[es] that such offenders be afforded a meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation if sentenced to life imprisonment.” State v. Riley, supra, 315 Conn. 661. Because Graham specifically applied to nonhomicide offenses, our Supreme Court in Riley declined to consider that defendant‘s Graham claim that he was entitled to a “second look.” Id., 663.
In Riley, which involved a direct appeal, our Supreme Court concluded that the Graham claim was not ripe, and that legislation regarding the ” ‘means and mechanisms for compliance’ with the dictates of
There have been two extremely significant changes in the law regarding juvenile sentencing at the state and federal level since our Supreme Court decided Riley and Casiano: our legislature‘s enactment of Public Act 15-84 and the United States Supreme Court‘s decision in Montgomery v. Louisiana, supra, 136 S. Ct. 718. On October 1, 2015, Public Act 15-84, codified in part at
Also of great significance is the fact that the United States Supreme Court has substantially refined its holding in Miller since our Supreme Court decided Riley and Casiano. In Montgomery v. Louisiana, supra, 136 S. Ct. 718, decided on January 25, 2016, the United States Supreme Court held that Miller applies retroactively upon collateral review to all juvenile offenders serving mandatory life without parole sentences because Miller announced a substantive rule of consti-tutional law.” Id., 734. The court also recognized that the substantive rule in Miller had procedural components regarding the factors that the judicial authority must consider. It stated that ”Miller requires [the judicial authority] to consider a juvenile offender‘s youth and attendant characteristics before determining that life without parole is a proportionate sentence.” Id. The court noted that “[t]he foundation stone for Miller‘s analysis was [the] Court‘s line of precedent holding certain punishments disproportionate when applied to juveniles.” (Internal quotation marks omitted.) Id., 732. The court reiterated that because of children‘s decreased culpability and greater ability to reform, ”Miller recognized that the distinctive attributes
The United States Supreme Court, however, also recognized in Montgomery the practical limitations in remedying sentences that violated Miller upon its retroactive application. Juvenile offenders whose sentences violate Miller upon retroactive application did not have the opportunity to demonstrate the mitigating factors of youth at the time of sentencing. The court emphasized that this violation of Miller could be remedied by affording those juvenile offenders parole eligibility, thus providing, in the context of Graham, a meaningful “opportunity for release . . . .” Id., 736. The court also emphasized that “[g]iving Miller retroactive effect . . . does not require States to relitigate sentences, let alone convictions, in every case where a juvenile offender received mandatory life without parole. A State may remedy a Miller violation by permitting juvenile homicide offenders to be considered for parole, rather than by resentencing them. See, e.g.,
“Extending parole eligibility to juvenile offenders does not impose an onerous burden on the States, nor does it disturb the finality of state convictions. Those prisoners who have shown an inability to reform will continue to serve life sentences. The opportunity for release will be afforded to those who demonstrate the truth of Miller‘s central intuition—that children who commit even heinous crimes are capable of change.” (Emphasis added.) Montgomery v. Louisiana, supra, 136 S. Ct. 736. It is within this legal framework that we address the defendant‘s specific claims.
II
JURISDICTION
We first address the issue of whether the trial court had jurisdiction over the defendant‘s motion to correct an illegal sentence. The trial court dismissed the defendant‘s motion to correct for lack of jurisdiction. The defendant appealed, claiming (1) that the trial court erred in concluding that it lacked jurisdiction to consider his Miller claim; (2) that the trial court erred in concluding that it lacked jurisdiction to consider his Graham claim;8 and (3) that the court erroneously concluded that the defendant‘s sentence did not violate the eighth amendment and the constitution of Connecticut. We agree that the trial court erred in concluding that it lacked jurisdiction.
“Subject matter jurisdiction involves the authority of the court to adjudicate the type of controversy presented by the action before it. . . . [A] court lacks discretion to consider the merits of a case
The trial court concluded that it lacked jurisdiction because, at the time, Miller and Graham did not clearly apply to lengthy term of years sentences, and “the relief sought exceeds the jurisdiction of this court.” In reviewing the defendant‘s pleadings, however, the motion challenged the manner in which the sentence was imposed, namely, that the court did not consider the Miller factors during sentencing and whether the defendant was entitled to a later meaningful opportunity for release. Because the motion to correct challenged the manner in which the sentence was imposed, the defendant‘s claim was properly raised by a motion to correct pursuant to
III
FEDERAL CONSTITUTIONAL CLAIM
We next address the defendant‘s claim that his sentence of thirty-five years imprisonment violates the eighth amendment of the United States constitution because it was imposed without consideration of the factors listed in Miller v. Alabama, supra, 132 S. Ct. 2455. We note that, pursuant to
A
We first address the defendant‘s claim that the United States Supreme Court‘s statement that parole eligibility will remedy a Miller violation is dicta, and, regardless, is at odds with our Supreme Court‘s rationale regarding Miller as set forth in State v. Riley, supra, 315 Conn. 637, and Casiano v. Commissioner of Correction, supra, 317 Conn. 52. We are not persuaded.
Black‘s Law Dictionary (9th Ed. 2009) defines “obiter dictum” as “[a] judicial comment made while delivering a judicial opinion, but one that is unnecessary to the decision in the case and therefore not precedential . . . .” See also Remax Right Choice v. Aryeh, 100 Conn. App. 373, 378, 918 A.2d 976 (2007) (statements by court that are not germane to holding are dicta and not binding precedent). Dicta of the United States Supreme Court, however, is persuasive authority. See United States v. Dorcely, 454 F.3d 366, 375 (D.C. Cir.) (“carefully considered language of the [United States] Supreme Court, even if technically dictum, generally must be treated as authoritative” [internal quotation marks omitted]), cert. denied, 549 U.S. 1055, 127 S. Ct. 691, 166 L. Ed. 2d 518 (2006). This is especially so in this case, in which we consider a federal constitutional claim. See State v. Kimbro, 197 Conn. 219, 235, 496 A.2d 498 (1985) (“we recognize, as we must, the authority of the United States Supreme Court to act as the final arbiter of controversies arising under the United States constitution“), overruled in
It is true that the Supreme Court granted certiorari in Montgomery to determine only whether the court had jurisdiction over the defendant‘s claim and whether Miller applied retroactively. Montgomery v. Louisiana, supra, 136 S. Ct. 725, 727. The court, though, had to have recognized that Miller‘s retroactive application would potentially affect thousands of cases across several states and that the logical extension of its holding would require state legislatures and courts to fashion a constitutionally adequate remedy for sentences that violated Miller. It thus is illogical to categorize Montgomery‘s conclusion that Miller applies retroactively as the holding of the court, but its pronouncement of a constitutionally adequate remedy in light of Miller‘s retroactive application as not being germane to that holding, and, thus, mere dicta. We do not believe that the United States Supreme Court would so glibly identify a constitutionally adequate remedy under the eighth amendment. Moreover, as noted, the court in Montgomery stated unequivocally that “[a] State may remedy a Miller violation by permitting juvenile homicide offenders to be considered for parole, rather than by resentencing them.” Montgomery v. Louisiana, supra, 736. The court could hardly have been clearer. We conclude that parole eligibility is an adequate remedy for sentences that violated Miller as applied retroactively.
B
Nevertheless, the defendant suggests that this court cannot follow Montgomery regarding parole eligibility as a constitutionally adequate remedy for a Miller violation because, in doing so, we would implicitly be overruling our own Supreme Court. The defendant argues that because Riley and Casiano treated the claims raised under Miller and Graham as distinct claims, we are required to reject Montgomery to the extent that it concludes that providing a “meaningful opportunity to obtain release” under Graham, in this case parole eligibility, will remedy a Miller violation. He thus asserts that he is constitutionally entitled to be resentenced like the defendants in Riley and Casiano. We find this argument to be convoluted and reject it.
Although our Supreme Court remanded Riley and Casiano for resentencing pursuant to Miller, at the time it did so, Montgomery had not yet been decided. In other words, Montgomery significantly changed the legal landscape under which Riley and Casiano were decided. In Riley and Casiano, our Supreme Court did not have the opportunity to consider parole eligibility as a remedy pursuant to the eighth amendment for sentences already imposed that violated Miller. Nothing in Riley or Casiano remotely suggests, however, that in light of the subsequent passage of
STATE CONSTITUTIONAL CLAIM
The defendant also contends that this court should hold that, even if parole eligibility is adequate under the federal constitution, it does not provide an adequate remedy under the state constitution. The defendant argues that, under the Connecticut constitution, the only remedy for sentences imposed in violation of Miller is resentencing.
The following legal principles are relevant to this claim. “It is well established that federal constitutional law establishes a minimum national standard for the exercise of individual rights and does not inhibit state governments from affording higher levels of protection for such rights.” (Internal quotation marks omitted.) State v. Ross, 230 Conn. 183, 247, 646 A.2d 1318 (1994), cert. denied, 513 U.S. 1165, 115 S. Ct. 1133, 130 L. Ed. 2d 1095 (1995). In several cases, our Supreme Court has concluded that “the state constitution provides broader protection of individual rights than does the federal constitution.” (Internal quotation marks omitted.) Id., 248. “It is by now well established that the constitution of Connecticut prohibits cruel and unusual punishments under the auspices of the dual due process provisions contained in article first, §§ 8 and 9. Those due process protections take as their hallmark principles of fundamental fairness rooted in our state‘s unique common law, statutory, and constitutional traditions. . . . Although neither provision of the state constitution expressly references cruel or unusual punishments, it is settled constitutional doctrine that both of our due process clauses prohibit governmental infliction of cruel and unusual punishments.” (Citations omitted; footnote omitted.) State v. Santiago, 318 Conn. 1, 17-18, 112 A.3d 1 (2015). We must determine whether, under these sections of the state constitution, parole eligibility under
“In order to construe the contours of the state constitution and reach reasoned and principled results, the following tools of analysis should be considered to the extent applicable: (1) the textual approach . . . (2) holdings and dicta of [our Supreme Court], and the Appellate Court . . . (3) federal precedent . . . (4) sister state decisions or sibling approach . . . (5) the historical approach, including the historical constitutional setting and the debates of the framers . . . and (6) economic/sociological considerations.” (Citations omitted; emphasis omitted.) State v. Geisler, 222 Conn. 672, 685, 610 A.2d 1225 (1992).
In regard to the first Geisler factor, the textual approach is neutral. Article first, §§ 8 and 9, of the Connecticut constitution do not contain any language specifically applying to juveniles.
As to the second Geisler factor, we have already addressed the relevant Connecticut precedents on juvenile sentencing, namely, Riley, Casiano, Taylor G., and Logan. See part I of this opinion. As noted, Riley and Casiano expanded the holdings of Graham and Miller under Connecticut law to apply to discretionary life sentences and de facto life sentences.
We next address the third Geisler factor, federal precedent. The defendant asserts that federal precedent supports his claim and cites to United States v. Pete, 819 F.3d 1121, 1126, 1133-34 (9th Cir. 2016), in which the United States Court of Appeals for the Ninth Circuit, after Montgomery, remanded the case to the District Court for a second resentencing because the District Court had abused its discretion in declining to appoint an expert to aid the defendant in presenting mitigating evidence at his first resentencing after Miller. The defendant was serving a mandatory life without parole sentence pursuant to federal statute for a murder he committed in 2002 at the age of sixteen. Id., 1124, 1126. The Ninth Circuit concluded that the refusal to appoint an expert was an abuse of discretion, vacated the sentence, and remanded the case for resentencing. Id., 1133-34. There is no reference in Pete to the remedy of parole eligibility because “[t]he Sentencing Reform Act of 1984 abolished all forms of federal parole for offenses committed after November 1, 1987.” Rich v. Maranville, 369 F.3d 83, 85 n.1 (2d. Cir.) cert. denied sub nom. Rich v. Hatin, 543 U.S. 913, 125 S. Ct. 233, 160 L. Ed. 2d 193 (2004). Pete therefore is not persuasive authority upon which this court, in light of the defendant‘s parole eligibility, should expand Miller and Graham under the constitution of Connecticut to require resentencing for juvenile offenders in the defendant‘s circumstances.18
In regard to decisions from sister states, the trend, though not definitive, appears to
For example, the California Supreme Court recently held, in a direct appeal, that the claims of juvenile offenders whose mandatory de facto life sentences violate Miller are moot because those juvenile offenders are now parole eligible under a recently enacted statute. People v. Franklin, 63 Cal. 4th 261, 370 P.3d 1053, 202 Cal. Rptr. 3d 496 (2016). In Franklin, the defendant was convicted of murder as a juvenile and was serving a mandatory fifty year to life sentence. Id., 268. After the defendant was sentenced but before the Montgomery decision, the California legislature enacted a statute conferring parole on juvenile offenders and explicitly recognized that the purpose of the legislation was “to bring juvenile sentencing into conformity with Graham [and] Miller . . . .” Id., 277. Under this statute, the defendant in Franklin is entitled to a parole hearing after serving twenty-five years in prison. Id. The court stated that “[the defendant] is now serving a life sentence that includes a meaningful opportunity for release during his 25th year of incarceration. Such a sentence is neither [life without parole] nor its functional equivalent. Because [the defendant] is not serving [a life without parole] sentence or its functional equivalent, no Miller claim arises here. The Legislature‘s enactment of [the statute] has rendered moot [the defendant‘s] challenge to his original sentence under Miller.”19 (Emphasis added.) Id., 279–80. The remedy under
The defendant in his supplemental brief to this court asserts that sister state precedent supports his position that parole eligibility is constitutionally inadequate as a remedy for a Miller violation. He cites to State v. Zarate, Indictment No. 09-02-0062, 2016 WL 1079462, *1 (N.J. App. Div. March 21, 2016), in which the juvenile offender was sentenced in 2009 to a “life sentence carrying a mandatory parole ineligibility period of 63.75 years” pursuant to New Jersey‘s “No Early Release Act . . . .” The defendant in that case would not be eligible for parole until 2069, at which time he would be seventy-eight years and eight months old. State v. Zarate, supra, 2016 WL 1079462, *2. The court determined that a mandatory parole ineligibility period of 63.75 years is a de facto life sentence and remanded the case to the trial court to reconsider the defendant‘s sentence. State v. Zarate, supra, 2016 WL 1079462, *15.
The defendant is correct that, after Montgomery, some courts have remanded cases for resentencing.22 This is especially true in jurisdictions that do not have parole or have limited parole eligibility for juvenile offenders sentenced prior to Miller. See Atwell v. State, Docket No. SC14-193, 2016 WL 3010795, *2-3 (Fla. May 26, 2016) (remanding for resentencing because juvenile defendant would not be parole eligible pursuant to pre-Miller statute until 2130 and “[r]ather than offer[ing] parole as a means of complying with the principles . . . [in Miller and Graham], the Florida Legislature chose instead to enact a wholly new and distinct sentencing framework for juvenile offenders, offering term-of-years sentencing options for trial courts and providing for subsequent judicial review of lengthy sentences” [emphasis added]).23
The fifth Geisler factor, the historical approach, in theory, arguably weighs against the defendant. The state, quoting State v. Jose C., Superior Court, judicial district of New Haven, Docket No. CR-6421185 (March 21, 1996) (16 Conn. L. Rptr. 419, 425), aff‘d sub nom. State v. Angel C., 245 Conn. 93, 715 A.2d 652 (1998), points out that “[a]t the time of the adoption of its 1818 constitution, Connecticut followed the common law and treated fourteen and fifteen year olds as adults when charged with a felony offense. It was not until 1921 that Connecticut established by statute a juvenile justice system.” (Internal quotation marks omitted.) This historical consideration, however, offers no insight into the specific question of whether the state constitution mandates the resentencing of juvenile offenders whose sentences violate Miller upon retroactive application.
The sixth Geisler factor involves consideration of the contemporary understandings of applicable economic and sociological norms. In regard to sociological considerations, the laws of Connecticut have changed in several areas throughout our state‘s history to provide special protections to juveniles. Section 54-125a (f) specifically confers special protection on juveniles, as it applies only to those who were under the age of eighteen at the time they committed their offenses. This factor does not support the defendant‘s assertion that the remedy the statute provides is not constitutionally adequate; it was specifically enacted by the legislature to respond to Miller and Graham by providing increased parole eligibility to juvenile offenders.
Because of the unique circumstances of this case, we also note the practical challenges that would be inherent in requiring resentencing in these circumstances. Section 54-91g provides an extensive list of factors that sentencing courts must consider post-Miller when a juvenile offender is convicted of a class A or B felony. This section mandates consideration of “the defendant‘s age at the time of the offense, the hallmark features of adolescence, and any scientific and psychological evidence showing the differences between a child‘s brain development and an adult‘s brain development . . . .”
In the present case, as a practical matter, it would be exceedingly difficult for a sentencing court to retroactively make the determinations required by
As the United States Supreme Court emphasized in Montgomery, the key focus in remedying retrospective Miller violations is providing juvenile offenders a meaningful opportunity for release in which they will be able to demonstrate the mitigating factors of youth and their greater ability for rehabilitation. See id., 736 (majority). In this state, juvenile offenders sentenced to greater than ten years incarceration will have a meaningful opportunity for release in a parole hearing during which the parole board will be able to consider the mitigating factors of youth. Our state legislature has enacted, in careful consideration of the evolving legal landscape, a constitutionally adequate remedy for sentences that were imposed in violation of Miller.25 We conclude that, for those juvenile defendants whose sentences violated Miller and who are, or will be, eligible for parole under
The form of the judgment is improper, the judgment is reversed and the case is remanded with direction to render judgment denying the defendant‘s motion to correct an illegal sentence.
In this opinion the other judges concurred.
