STATE OF CONNECTICUT v. CHANDRA BOZELKO
(AC 35450)
Lavine, Sheldon and Bishop, Js.
Arguеd October 15, 2014—officially released January 13, 2015
(Appeal from Superior Court, judicial district of Ansonia-Milford, geographical area number five, Arnold, J.)
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Kathryn W. Bare, assistant state’s attorney, with whom, on the brief, were Kevin D. Lawlor, state’s attorney, and Paul O. Gaetano, supervisory assistant state’s attorney, for the appellee (state).
Opinion
SHELDON, J. The self-represented defendant, Chandra Bozelko, appeals from the trial court’s judgment dismissing her mоtion to correct illegal sentence under
The following facts and procedural history are relevant to our resolution of this appeal. Following a jury trial, the defendant was convicted of ten felonies and four misdemeanors based upon her involvement in four separate incidents involving larceny or attempt to commit larceny, identity theft, illegal use of a credit card, and forgery.2 After the jury returned its verdict on Oсtober 9, 2007, the trial court, Cronan, J., set December 7, 2007, as the sentencing date. Pursuant to
On November 14, 2007, Lisa Gerald, the probation officer assigned to prepare the PSI, sent the defendant a letter directing her to report for an interview on November 19, 2007. The following day, the defendant responded to Gerald by sending her a letter informing her that she was seeking new counsel to represent her at sentencing and requesting, on that basis, that she not be interviewed for the PSI until her new counsel could be present. Gerald replied to the defendant, in a letter dated November 15, 2007, that she would not interview her until all issues ‘‘pertaining to counsel have been resolved,’’ and that she should report to court on December 7, 2007, to receive further instructions.
Four days later, however, at the November 19, 2007 hearing on defense counsel’s motion to withdraw,5 Judge Cronan reported that he had received a letter from Gerald notifying him that the defendant had chosen not to participate in the presentence investigation interview. In light of that communication, the court advised the defendant that it intended to proceed with sentencing on December 7, 2007, and warned her as
On December 7, 2007, the defendant appeared before the court with her new counsel, Tina D’Amato, who first presented argument in support of the defendant’s posttrial motions for judgment of acquittal and for a new trial. The court denied both motions on the record immediately after they were argued. D’Amato then requested that the defendant’s sentencing be continued so that the office of adult probation could interview the defendant with D’Amato in attendance. D’Amato also suggested that the PSI that had been prepared without the defendant’s participation was misleading, in that it suggested that she had engaged in delay tactics in connection with the prеsentence investigation.6 She further apprised the court that the defendant had retained a mitigation specialist and suggested that it would be improvident for the court to sentence the defendant without the benefit of mitigating evidence that she intended to present to the court with the specialist’s assistance.
The court denied the request for a continuance, noting that it previously had established the ‘‘ground rules’’ as to what would happen if the defendant retained new counsel prior to sentencing, including its unwillingness to continue the sentencing to a later date to accommodate new counsel. Addrеssing D’Amato’s assertion that a complete PSI had not been prepared, the court stated that it had researched the relevant case law on that issue in anticipation of the defendant’s sentencing, and had determined that a PSI was merely an ‘‘aid to the judge,’’ which the court did not need in order to proceed.7 The court further stated that it had received the PSI that had been prepared without the defendant’s input, as had both the state’s attorney and D’Amato. The court reiterated, however, that ‘‘there is not an absolute right for a defendant to get a PSI,’’ and further stated that it was not going to ‘‘entertain аny arguments of why the interview was or was not done at the appropriate time.’’ According to the court, ‘‘the PSI is something that gets used as a tool by the sentencing judge and . . . the case law is fairly clear . . . [i]t is not an absolute right.’’8
After hearing D’Amato’s remarks and inviting the defendant to address the court—an invitation which the defendant declined—the court set forth its considerations in structuring the defendant’s sentence. It stated that it had taken into account the defendant’s lack of a previous criminal record, and the nonviolent nature of her crimes, all of which involved identity theft and credit card schemes for the acquisition of expensive cosmetics and jewelry. On the basis of these factors, the cоurt imposed a total effective sentence of ten years incarceration, execution suspended after five years, followed by four years of probation.
This court later affirmed the defendant’s convictions on appeal; State v. Bozelko, 119 Conn. App. 483, 987 A.2d 1102 (2010); and our Supreme Court denied the defendant’s petition for certification to appeal. State v. Bozelko, 295 Conn. 916, 990 A.2d 867 (2010), cert. denied, 571 U.S. 1206, 134 S. Ct. 1314, 188 L. Ed. 2d 331 (2014). The defendant did not raise any claims concerning her sentencing on direct appeal.10 Thereafter, the defendant unsuccessfully sought habeas corpus relief from her convictions, claiming ineffective assistance of counsel at her criminal trial and in her posttrial proceedings.11 See Bozelko v. Commissioner of Correction, Superior Court, judicial district of Tolland, Docket No. CV-10-4003804-S (August 13, 2013).
On December 20, 2011, as a self-represented party, the defendant filed a motion to correct illegal sentence pursuant to
On July 31, 2012, the court, Arnold, J.,12 convened an initial hearing on the defendant’s motion to correct. At the outset of hearing, the court raised, sua sponte, the question of whether it had subject matter jurisdiction over the claims presented in the motion and ordered the parties to submit supplemental briefs addressing that question.13 On January 17, 2013, after the parties had submitted their supplemental briefs on the court’s jurisdiction, but without convening another hearing for evidence or argument on that or any other issue raised by the motion, the court issued a written memorandum of decision, in which it dismissed the motion for lack of subject matter jurisdiction, on the basis of its interpretation of our Supreme Court’s decision in State v. Parker, supra, 295 Conn. 825. This appeal followed. Additional facts will be set forth as necessary.
I
The defendant claims that the trial court improperly dismissed her motion to correct illegal sentence.14 Specifically, she argues that under our Supreme Court’s holding in State v. Parker, supra, 295 Conn. 825, the grounds alleged in her motion to correct are sufficient to invoke the trial court’s subject matter jurisdiction under
The defendant’s claim presents a question of law over which our review is plenary. State v. Koslik, 116 Conn. App. 693, 697, 977 A.2d 275, cert. denied, 293 Conn. 930, 980 A.2d 916 (2009). In Parker, our Supreme Court confirmed that the court’s jurisdiction is properly invoked under
The court in Parker explained that the mere allegation of a procedural violation in the sentencing process, standing alone, is not a sufficient basis upon which to invoke the power of the trial court to correct a sentence on the ground that it was imposed in an illegal manner. Id., 846. In addition to alleging a procedural violation, the defendant must allege: first, that the violation in question was committed by the trial court, rather than by her own counsel, and second, that the trial court’s challenged violation materially impacted her resulting sentence. Id., 847–50.
To illustrate these requirements more fully, the claim presented in Parker can usefully be contrasted with that presented in this court’s subsequent decision in State v. Charles F., 133 Conn. App. 698, 705, 36 A.3d 731, cert. denied, 304 Conn. 929, 42 A.3d 390 (2012). The defendant in Parker alleged that his sentence had been imposed in an illegal manner because he had been deprived of the opportunity to review the PSI considered by the trial court at his sentencing, and thus that he had been deprived of the ability to correct any inaccuracies contained within it. Id., 840. Although the Supreme Court agreed with the defendant that ‘‘due process рrecludes a sentencing court from relying on materially untrue or unreliable information in imposing a sentence’’; id., 843; and that the procedural mechanisms set forth in the General Statutes and our rules of practice, specifically,
Our Supreme Court went on to note, moreover, that aside from alleging a procedural violation, the defendant had failed to advance any claim ‘‘that the purported inaccuracies [in the PSI] were materially false and that the sentencing court actually had relied on them in sentencing him.’’ Id., 850. The Supreme Court noted that the sole reference in the record to purported inaccuracies in the PSI was the defendant’s suggestion that there were ‘‘issues’’ in the report that he would like to correct. Id., 850 n.19. There was no corollary allegation that any such issues materially impacted the defendant’s sentence. Accordingly, the Supreme Court reasoned, the defendant had stated no basis upon which to infer that the purported inaccuracies were relevant to the trial court’s sentencing considerations. Id.
In State v. Charles F., supra, 133 Conn. App. 702–704, by contrast, this court, in applying the legal principles set forth in Parker, rejected the state’s contention on appeal that the trial court lacked jurisdiction to consider the defendant’s motion to correct, on the basis of the defendant’s allegations. In that case, the defendant alleged that he had not received his PSI in timely fashion, and that such untimely receipt of the PSI had caused the sentencing court to rely on inaccurate information in passing sentence upon him. Id., 699–704. This court distinguished such allegations from those made by the defendant in Parker, which had failed to explicate any constitutional basis for invоking the trial court’s jurisdiction, and noted that the defendant had specifically identified the inaccurate information in his PSI upon which the trial court allegedly relied to his detriment when the challenged sentence was imposed. Id., 703–704. This court determined, however, that although the trial court had jurisdiction, and thus properly entertained the defendant’s motion, the defendant had failed to present any evidence showing that the sentencing court gave explicit attention to the inaccurate information as a basis for its sentence. Id., 705. For that reason, this court concluded that the court properly had denied the defendant’s motion to correct because he had failed to show any resultant prejudice. Id., 706.
Against this backdrop, we consider the defendant’s claim in the present case. Indulging every reasonable presumption in favor of jurisdiction, as we must; see State v. Smith, 150 Conn. App. 623, 634, 92 A.3d 975 (2014); we review the defendant’s pleadings to determine whether they present claims of the sort that, if proved, would establish grounds invoking the court’s jurisdiction to correct her sentence.16 Here, the defendant alleged that the sentencing court violated several mandatory procedural rules, as a result of which it considered and imposed a sentenсe on the basis of inaccurate and unreliable information, in violation of her due process rights.17 More specifically, she argued
The defendant acknowledged that she did not have a constitutional right to the PSI. See State v. Patterson, 236 Conn. 561, 564, 674 A.2d 416 (1996) (defendant’s right to due process did not include PSI). She argued, however, that she had a right to be sentenced on the basis of accurate and reliable information, including facts related to her personal history and her version of the offenses underlying her convictions.18 The defendant identified in her motion and memorandum several ‘‘mitigating factors’’ that she would have put before the court, had she been able to participate in the presentence investigation interview with counsel present, as is provided for under our rules of practice. Those claimed factors included: (1) her family dysfunction; (2) the fact that she was illegally conserved in 2005 and ‘‘forcibly medicated and incorrectly diagnosed for a number of years’’; (3) the fact that she ‘‘was effectively denied treatment through the incorrect diagnoses’’; and (4) the fact that she subsequently received a correct diagnosis, depression, and she was now being treated with the correct medication. The defendant further argued that her case ‘‘underscore[d] the importance of mitigation evidence to be presented at sentencing because [she] was not subject to any mandatory minimum sentence.’’
Finally, the defendant argued that her inability to set forth such evidence was further exacerbated by the information that was presented in the PSI, namely, the alleged misrepresentаtion pertaining to her ‘‘refusal to participate’’ in the presentence investigation interview. She argued that her supposed ‘‘delay tactics,’’ as reported by Gerald in the PSI, not only consumed the court’s attention at sentencing and resulted in its procedurally unreasonable conduct, but also that she made every effort to correct that information, to no avail.19 In sum, she contended that she was ‘‘sentenced on the basis of improper factors [and] erroneous information,’’ and, thus, ‘‘the manner in which her sentence was imposed was illegal.’’
II
Having concluded that Judge Arnold erred in dismissing the defendant’s motion to correct illegal sentence for lack of subject matter jurisdiction, we next consider the appropriate remedy. The defendant maintains that her case should be remanded to the trial court for a hearing on the claims underlying her motion. The state concedes that the trial court had subject matter jurisdiction over those claims, but argues that no remand is necessary because the court actually went on to deny the dеfendant’s motion on the merits. We disagree. Once the court determined that it lacked subject matter jurisdiction, it had no authority to decide the case, and did not purport to do so. See State v. Abraham, 152 Conn. App. 709, 724, 99 A.3d 1258 (2014) (rejecting state’s claim that court denied defendant’s motion to correct on ground that court had no authority to act once it concluded it lacked subject matter jurisdiction). The defendant is entitled to a hearing on the merits of her motion.
The judgment is reversed and the case is remanded for a hearing on the defendant’s motion to correct illegal sentence.
In this opinion the other judges concurred.
