State v. Angel C.State v. Angel C.
Opinion
The sole issue in this appeal is the constitutionality of
This appeal arises out of four consolidated cases, each challenging the constitutionality of
The defendant Reggie Battles,
The four defendants appealed from the judgments of the trial court to the Appellate Court, and we transferred the appeals to this court pursuant to
We begin our analysis by noting that the defendants face a difficult task in seeking to prove that
I
The defendants first argue that they have a liberty interest in their status as juveniles and the special benefits that such status entails. They furthеr argue that their automatic transfer to the criminal docket violates their right to procedural due process, namely the right to notice of the pending transfer, an opportunity for a hearing and the right to the assistance of counsel at the hearing prior to the transfer. In the defendants’ view, whenever a state has created a juvenile court system and permits transfers from the juvenile court to the criminal court, a juvenile must be accorded those minimal protections prior to the transfer. We do not agree.
There is no dispute that adjudication as a juvenile rather than prosecution as an adult carries significant benefits, chief among which are a determination of delinquency rather than criminality;
The requirements for a successful due process claim are well established. “The fourteenth amendment to the United States constitution provides that the State [shall not] deprive any person of life, liberty, or property, without due process of law .... In order to prevail on his due process claim, the [defendant] must prove that: (1) he has been deprived of a property [or liberty] interest cognizable under the due process clause; and (2) the deprivation of the property [or liberty] interest has occurred without due process of law. . . .” (Citations omitted; emphasis added; internal quotation marks omitted.) State v. Matos,
As they must, the defendants concede that their liberty interest in juvenile status does not emanate directly from the state or federal constitutions. “Any [special treatment] accorded to a juvenile because of his [or her] age with respect to proceedings relative to a criminal offense results from statutory authority, rather than from any inherent or constitutional right. . . . Because the right to [special treatment] emanates from
The basis of th^ defendants’ argument is their assertion that the Juvenile Justice Act itself has created and vested them with a liberty interest in juvenile status. “[0]nce a state provides its citizens with certain statutory rights beyond those secured by the constitution itself, the constitution forbids the state from depriving individuals of those statutory rights without due process of law.” (Internal quotation marks omitted.) State v. Matos, supra,
First, they assert that
The state argues, however, that defendants who are fourteen or over and are charged with one of the enumerated offenses never have a liberty interest in juvenile status because the statute, which is the sole source of any such right, denies that status ab initio. By mandating that juveniles who meet the statutory criteria automatically be transferred to the criminal docket, the legislature has defined which juveniles are excluded from eligibility for juvenile status. In light of this, the state denies that either the vesting of original jurisdiction in the juvenile court or the discretionary authority of prosecutors with respect to juveniles charged with class B felonies creates a vested liberty interest in juvenile status. Even if jurisdiction does originate in the juvenile court, the state argues, this alone is insufficient to create a liberty interest when the statute expressly denies the right to the continuation of such jurisdiction or the exercise of any substantive adjudication by the juvenile court. The state asserts, moreover, that the existence of discretion creates nothing more than the possibility of the future vesting of juvenile status in certain of these offenders, which is not adequate to create a liberty interest. We agree with the state.
The defendants rely heavily upon Kent v. United States,
The statutory scheme in Kent, was far different from that of Connecticut. In Kent, the statute vested “original and exclusive jurisdiction” in the juvenile court; id., 556; and permitted the juvenile court to waive jurisdiction only after “full investigation.”
Conversely,
The defendants contend, however, that
The state maintains, and the defendants concede, that this initiation of proceedings in the juvenile court is exclusively for administrative purposes and that nothing substantive occurs or can occur while the case is temporarily on the juvenile docket. The state argues, consequently, that the administrative processing of paperwork is insufficient to create a right to juvenile status in the face of the statute that specifically denies the right to juvenile status. We agree.
In reaching this conclusion we join the overwhelming majority of courts that have addressed this issue. A review of state and federal decisions reveals that statutes providing, under stated circumstances, for mandatory adult adjudication of offenders of otherwise juvenile age, routinely have been upheld against due process challenges based on Kent. See, e.g., Woodard v. Wainwright,
The seminal case addressing the constitutionality of automatic, mandatory adult adjudication statutes for
Additionally, the Louisiana Supreme Court specifically addressed and rejected the defendants’ argument in upholding its juvenile transfer statute in State v. Perique, supra,
We find the rationale of these courts to be persuasive. Although the statutes surveyed may differ in some respects from
The defendants argue, secondarily, that the due process violation is “exacerbate [d]” by the fact that “unre-viewable prosecutorial discretion clearly increases the
Under federal law, the attorney general hаs the discretion to direct that any juvenile be prosecuted either as an adult or as a juvenile, and federal law does not provide standards to guide the exercise of discretion by the attorney general.
There is a vast difference between the exercise of judicial discretion without a hearing and the exercise of executive, i.e., prosecutorial, discretion without a hearing. The former has been held to violate due process, while the latter has not. “Judicial proceedings must be clothed in the raiment of due process, while the рrocesses of prosecutorial decision-making wear very different garb. It is one thing to hold, as we have, that when a state makes waiver of a juvenile court’s jurisdiction a judicial function, the judge must cast about the defendant all of the trappings of due process, but it does not necessarily follow that a state or the United States may not constitutionally treat the basic question as a prosecutorial function . . . . [T]he character of the proceeding, rather than its consequences to the accused, are largely determinative of his rights. . . . [T]he guaranty of a hearing found in the due process clause of the Fifth [and Fourteenth] Amendments] has traditionally been limited to judicial and quasi-judicial proceedings. It has never been held applicable to the processes of prosecutorial decision-making.” Cox v. United States, supra,
Another fundamental flaw in the defendants’ due process argument is the presumption that judicial review
We are persuaded, therefore, that the lack of judicial review or express standards to guide the prosecutor’s decision does not render
Finally, the existence of prosecutorial discretion does nothing to further the determination of whether juveniles that come under the provisions of
We conсlude that any individual who is fourteen years of age or older and charged with the commission of a capital or class A or B felony or arson murder cannot
II
The defendants also argue that substantive due process requires that the juvenile court conduct a hearing prior to transfer to determine whether there is probable cause to believe that the juvenile committed the offense charged in order to prevent the harm that follows the loss of juvenile status. They argue that the absence of a mandatory probable cause hearing in the juvenile court renders
We note, however, that the legislature has taken steps to ensure that the protections the defendants complain
Consequently, the trial court must, either as a matter of course, оr upon request of the defendant, make a
Although the defendants also raise their substantive and proceedural due process claims separately under article first, § 8, of the state constitution,
Ill
The defendants next assert that
The law governing equal protection claims is well established. “To implicate the equal protection clauses under the state and federal constitutions . . . it is necessary that the state statute in question, either on its face or in practice, treat persons standing in the same relation to it differently. . . . The equal protection clause does not require absolute equality or precisely equal advantages .... Where, as here, the classification at issue neither impinges upon a fundamental right nor affects a suspect group it will withstand constitutional attack if the distinction is founded on a rational basis. . . ,”
The sole basis upon which the defendants rest their equal protection claim is the existence of prosecutorial discretion to recommend that juveniles who are fourteen years of age or older and are charged with class B felonies be transferred from the criminal docket to the juvenile docket. More specifically, the defendants take issue with the necessary corollary of this provision, which allows prosecutors the discretion not to recommend transfer. They argue that this discretion violates their right to the equal protection of the laws. We do not agree.
Contrary to the defendants’ assertion,
It is firmly settled in both state and federal due process jurisprudence that “ ‘[a]bsent a showing of a selection deliberately based upon an unjustifiаble standard such as race, religion or other arbitrary classification . . . conscious selectivity in enforcement of the law is not in itself a constitutional violation. Oyler v. Boles,
The defendants make no allegation that prosecutors, in applying
The defendants’ reliance on State v. Mohi,
Research has revealed no case, and the defendants point to none, in which a juvenile transfer statute was struck down as violative of equal protection solely because the prosecutor has discretion to recommend that a juvenile who would otherwise be tried as an adult be transferred to the juvenile docket. To the contrary, cases addressing prosecutorial discretion far greater than that provided by
The defendants’ final argument is that the discretion of the prosecutor to determine whether to recommend that a juvenile charged with a class B felony be transferred from the criminal docket to the juvenile docket without any statutory standards violates principles of separation of powers.
The law is well established with respect to evaluating “challenges to statutes whose constitutional infirmity is claimed to flow from impermissible intrusion upon the judicial power . . . .” (Internal quotation marks omitted.) Bartholomew v. Schweizer,
We conclude that control of the criminal docket is not an exclusive judicial function. By this we mean only that the prosecution, by exercising its core function of determining which cases to prosecute, obviously exercises some “control” over the criminal docket. That, however, does not infringe on the separation of powers principle; it flows from that principle. Additionally, we conclude that
The judgments are affirmed.
In this opinion the other justices concurred.
Notes
“(b) Felonies are classified for the purposes of sentence as follows: (1)
“(c) The particular classification of each felony defined in this chapter is expressly designated in the section defining it. Any offense defined in any other section of the general statutes which, by virtue of an expressly specified sentence, is within the definition set forth in subsection (a) shall be deemed an unclassified felony.”
“(b) Robbery in the first degree is a class B felony . . . .”
Pursuant to Practice Book (1998 Rev.) § 41-8 (4), formerly § 815 (4), the defendants’ objection to the “[ajbsence of jurisdiction of the court over the defendant or the subject matter” was appropriately raised by a motion to dismiss. If
Chapter 960a of the General Statutes contains the provisions relating to youthful offender status and the benefits attendant thereto.
The defendant was denied youthful offender status, which would have preserved his anonymity, because he was charged with a crime that consti
“(b) Kidnapping in the first degree is a class A felony.”
“(b) Sexual assault in the first degree is a class B felony . . . .”
The trial court relied on the memoranda of decision issued by the trial court in the cases of Jose C., CR [9]6-421185, and Angel [C.j, CR 96-159081, and incorporated their rationales, in concluding that the statute was not unconstitutional.
“(b) Burglary in the third degree is a class D felony.”
“(b) Unlаwful restraint in the first degree is a class D felony.”
“(b) Sexual assault in the fourth degree is a class A misdemeanor.”
We granted the motions of the defendants Angel C., Jose C. and Randy D. to consolidate their appeals and transfer them to this court from the Appellate Court. We also granted Battles’ motion to consolidate his appeal with and join in the briefs of Angel C., Jose C. and Randy D. Although certain of the issues pertaining to prosecutorial discretion regarding juveniles charged with class B felonies would not be applicable to the count of the substitute information charging Battles with kidnapping in the first degree, a class A felony, reference is made to “the defendants” collectively throughout this opinion, unless specification is necessary for the sake of clarity.
The defendants request that we abandon this standard because it unfairly precludes a conclusion of unconstitutionality by clear and convincing evidence. They cite no compelling reason why the court should retreat from this long-standing precedent, and we decline to do so. The strong presumption of the constitutional validity of a statute is an integral aspect of our jurisprudence, and its elimination or dilution would seriously undermine the foundation of our precedents. Furthermore, the notiоn of “proving” a statute unconstitutional beyond a reasonable doubt, although phrased in terms appropriate to “proof’ offacts, is a misnomer when applied to the appellate function of determining whether a statute is constitutional. That function involves a quintessential question of law, and is not accurately described in terms appropriate to questions of fact. Thus understood, the standard is really another way of expressing the notion that respect for separation of powers counsels that a court be very cautious about declaring a statute unconstitutional.
The statute at issue in Kent required that waiver by the court be made only after “full investigation.” Kent v. United States, supra,
This language has caused jurists and academicians to struggle with the appropriate interpretation of Kent. See, e.g., Woodard v. Wainwright,
The court was reviewing the District of Columbia statutes,
Connecticut has a unified court system. All criminal and civil matters fall within the subject matter jurisdiction of the Superior Court. Consequently, we have concluded that the issue of juvenile “jurisdiction” is not a question of subject matter jurisdiction, but rather more a question of venue. State v. Kelley,
We find the fact that the juvenile is taken to juvenile detention when first arrested to be of little moment, because this is a right mandated by a separate statutory provision for any individual under the age of sixteen, irrespective of the crime charged, and the juvenile is not deprived of this right pursuant to
Our research reveals numerous states mandate criminal prosecution of certain youths, usually based on age and the severity of the offense charged, without providing a pretransfer hearing. The mechanism by which these statutes accomplish this may vary, but the effect is the same. Most jurisdictions define the jurisdiction of their juvenile courts to exclude certain juveniles, as in Bland. Other statutes, like
Statutes following thе former approach include: Del. Code Ann. tit. 10 § 921 (2) (1996 Cum. Sup.) (no juvenile jurisdiction if criteria met);
Statutes following the latter approach include:
Contrary to the defendants’ assertions, several jurisdictions, including, for example, Illinois, Florida, and Louisiana, vest jurisdiction in the juvenile court and subsequently divest that jurisdiction upon a determination of adequate age and upon the charging of the defendant with an enumerated offense. Many statutes, such as those of New York and Georgia, also include provisions permitting the prosecutor to recommend transfer to the juvenile court.
The Florida statute, § 39.02 (5), specifically provided at that time: “ ‘A child of any age charged with a violation of Florida law punishable by death or by life imprisonment shall be subject to the jurisdiction of the [juvenile] court as set out in § 39.06 (7) unless and until an indictment on such charge is returned by the grand jury, in which event and at which time the court shall be divested of jurisdiction under this statute and the charge shall be made and the child shall be handled in every respect as if he were an adult. . . .’ ” (Emphasis added.) Woodard v. Wainwright, supra,
The Louisiana “transfer” statute denied exclusive juvenile court jurisdiction over juveniles fifteen years of age or older and charged with certain
In addition to these decisions, other courts have upheld transfer statutes that divest jurisdiction without expressly referring to that issue of divestiture of jurisdiction. See, e.g., Mont. Code Arm. § 41-5-206 (3) (1989), upheld against constitutional attacks by In the Matter of Wood, supra,
We rely on Perique and Woodard solely for the analysis therein regarding the constitutionality of the divestiture of juvenile status.
As previously noted, the juvenile court may later obtain jurisdiction over juveniles charged with class B felonies if the criminal court grants the discretionary motion of the prosecutor to transfer a juvenile charged with a class B felony to the juvenile docket.
The defendants’ reliance on Hughes v. State,
Prosecutorial discretion under
Furthermore, the prosecutor never acts alone in deciding that a juvenile should be transferred to the criminal docket or, thereafter, whether any matter should be transferred to the juvenile docket. The legislature, through the application of
Under the Federal Youth Corrections Act;
In addition to the federal cases noted, there are several state statutes that provide for prosecutorial discretion either to charge as an adult or as a juvenile, or to recommend a transfer from the criminal docket to the juvenile docket, that have been upheld against due process challenges. See, e.g., People v. Thorpe, supra,
This threshold requirement for a substantive due process challenge is the same as that applicable to a procedural due process claim, as discussed in part I of this opinion. See, e.g., State v. Matos, supra,
Cerstein requires that any defendant in custody or subject to other “significant restraints on liberty,” must be afforded a timely hearing to determine that probable cause exists to continue his detention. It is presumptively timely if the hearing is held within forty-eight hours of arrest, in the absence of a showing of some unreasonable delay. County of Riverside v. McLaughlin,
This return to juvenile status also occurs if the charges are nolled or if the juvenile is found not guilty of the enumerated offense charged and any lesser included offense. See State v. Morales, supra,
The constitution of Connecticut, article first, § 8, provides in relevant part: “No person shall be compelled to give evidence against himself, nor be deprived of life, liberty or property without due process of law . . . .”
Section 1 of the fourteenth amendment to the United States constitution provides in relevant part: “No state shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.”
Article first, § 1, of the Connecticut constitution provides: “All men when they form a social compact, are equal in rights; and no man or set of men are entitled to exclusive public emoluments or privileges from the community.”
Article first, § 20, of the Connecticut constitution provides: “No person shall be denied the equal protection of the law nor be subjected to segregation or discrimination in the exercise or enjoyment of his civil or political rights because of religion, race, color, ancestry or national origin.”
The defendants concede that the equal protection provisions of the Connecticut constitution have the same scope as the fourteenth amendment to the federal constitution; they do not, therefore, raise an independent state constitutional claim.
“Under the rational basis test, [t]he court’s function ... is to dеcide whether the purpose of the legislation is a legitimate one and whether the
It is only after it has been established that the complainant challenging the constitutionality of the statute meets the threshold requirement that the court will consider whether such differential treatment is rationally related to a legitimate governmental objective. See Blakeslee Arpaia Chapman, Inc. v. El Constructors, Inc., supra,
To the extent the prosecutor and court exercise their discretion, it may be exercised in favor of the juvenile only by removing the case to the juvenile docket. If the prosecutor declines to request removal, or the court denies the request, the juvenile remains on the criminal docket, but does so pursuant to legislative mandate.
The statute was declared unconstitutional on the basis of a provision of Utah’s state constitution, although the court noted that a plurality of the court previously had concludеd that the statute did not violate the federal constitution. State v. Mohi, supra,
The defendants also rely on Hughes v. State,
Federal law, along wi1h many state statutes, the constitutionality of which has been upheld, grant prosecutorial discretion to charge as either an adult or juvenile, not merely the discretion to recommend transfer to the juvenile court. See, e.g., Russell v. Parratt, supra,
Article second of the constitution of Connecticut, as amended by article eighteen of the amendments, provides: “The powers of government shall be divided into three distinct departments, and each of them confided to a separate magistracy, to wit, those which are legislative, to one; those which are executive, to another; and those which are judicial, to another. The legislative department may delegate regulatory authority to the executive department; except that any administrative regulation of any agency of the executive department may be disapproved by the general assembly or a committee thereof in such manner as shall by law be prescribed.”