245 Conn. 93 | Conn. | 1998
Opinion
The sole issue in this appeal is the constitutionality of General Statutes § 46b-127 (a),
This appeal arises out of four consolidated cases, each challenging the constitutionality of § 46b-127 (a). The underlying relevant facts are not disputed by the defendants. On October 29, 1995, three assailants accosted and attempted to rob a pedestrian in the area of York Street in New Haven. The three assailants, one of whom was wearing a mask, surrounded the victim, demanded cash and attempted to search the victim. One of the assailants claimed to have a gun and threatened to use it if the victim did not comply with their demand. The victim escaped unscathed, however, and called the police. Soon after, the three perpetrators accosted another victim. Using the same method, they obtained $17. Soon thereafter, the defendants Randy D., Angel C. and Jose C., each of whom was fourteen years of age, were apprehended in the vicinity. The police found a mask and $17 in their possession, but no gun.
The defendant Reggie Battles,
The four defendants appealed from the judgments of the trial court to the Appellate Court, and we transferred the appeals to this court pursuant to Practice Book § 4023, now Practice Book (1998 Rev.) § 65-1, and General Statutes § 51-199 (c).
We begin our analysis by noting that the defendants face a difficult task in seeking to prove that § 46b-127 (a) is unconstitutional. It is firmly established that “ ‘legislative enactments carry with them a strong presumption of constitutionality, and that a party challenging the constitutionality of a validly enacted statute bears the heavy burden of proving the statute unconstitutional beyond a reasonable doubt.’ ”
I
The defendants first argue that they have a liberty interest in their status as juveniles and the special benefits that such status entails. They further argue that their automatic transfer to the criminal docket violates their right to procedural due process, namely the right to notice of the pending transfer, an opportunity for a hearing and the right to the assistance of counsel at the hearing prior to the transfer. In the defendants’ view, whenever a state has created a juvenile court system and permits transfers from the juvenile court to the criminal court, a juvenile must be accorded those minimal protections prior to the transfer. We do not agree.
There is no dispute that adjudication as a juvenile rather than prosecution as an adult carries significant benefits, chief among which are a determination of delinquency rather than criminality; General Statutes § 46b-121; confidentiality; General Statutes § 46b-124; limitations with respect to sentencing; General Statutes § 46b-140; erasure of files; General Statutes § 46b-146; and isolation from the adult criminal population. General Statutes § 46b-133; see also In re Tyvonne M., 211 Conn. 151, 158-61, 558 A.2d 661 (1989). Accordingly, we assume without deciding that a juvenile in whom a liberty interest in his or her juvenile status has vested, has a substantial liberty interest in the continuation of that juvenile status and that the juvenile cannot and should not be deprived of that status without the procedural protections claimed by the defendants. The
The requirements for a successful due process claim are well established. “The fourteenth amendment to the United States constitution provides that the State [shall not] deprive any person of life, liberty, or property, without due process of law .... In order to prevail on his due process claim, the [defendant] must prove that: (1) he has been deprived of a property [or liberty] interest cognizable under the due process clause; and (2) the deprivation of the property [or liberty] interest has occurred without due process of law. . . .” (Citations omitted; emphasis added; internal quotation marks omitted.) State v. Matos, 240 Conn. 743, 749, 694 A.2d 775 (1997); see State v. Morales, 240 Conn. 727, 739, 694 A.2d 758 (1997). As a threshold matter, therefore, the defendants must show that they have a vested liberty interest in their juvenile status that is cognizable under the due process clause. Frillici v. Westport, 231 Conn. 418, 437-38, 650 A.2d 557 (1994). “Liberty interests protected by the Fourteenth Amendment may arise from two sources — the Due Process Clause itself and the laws of the States. Meachum v. Fano, 427 U.S. 215, 223-227 [96 S. Ct. 2532, 49 L. Ed. 2d 451] (1976). Hewitt v. Helms, 459 U.S. 460, 466, 103 S. Ct. 864, 74 L. Ed. 2d 675 (1983).” (Internal quotation marks omitted.) State v. Matos, supra, 749.
As they must, the defendants concede that their liberty interest in juvenile status does not emanate directly from the state or federal constitutions. “Any [special treatment] accorded to a juvenile because of his [or her] age with respect to proceedings relative to a criminal offense results from statutory authority, rather than from any inherent or constitutional right. . . . Because the right to [special treatment] emanates from
The basis of th^ defendants’ argument is their assertion that the Juvenile Justice Act itself has created and vested them with a liberty interest in juvenile status. “[0]nce a state provides its citizens with certain statutory rights beyond those secured by the constitution itself, the constitution forbids the state from depriving individuals of those statutory rights without due process of law.” (Internal quotation marks omitted.) State v. Matos, supra, 240 Conn. 749. In this regard, the defendants’ argument is twofold.
First, they assert that § 46b-127 (a) vests the juvenile court with original and exclusive jurisdiction over juveniles who are fourteen years of age or older and charged with any of the enumerated offenses. Consequently, they argue, this creates a liberty interest in juvenile status that vests prior to the automatic transfer. Second, the defendants argue that § 46b-127 (a) does not mandate that all juveniles meeting the statutory criteria be tried as adults. Rather, they contend that because prosecutors have discretion to recommend the transfer of juveniles charged with/ class B felonies from the criminal docket to the juvenile docket, some juveniles coming within the purview of § 46b-127 (a) may be tried as adults, while others may be tried as juveniles. In their view, the possibility that some juveniles who meet the statutory criteria may be adjudicated as juveniles
The state argues, however, that defendants who are fourteen or over and are charged with one of the enumerated offenses never have a liberty interest in juvenile status because the statute, which is the sole source of any such right, denies that status ab initio. By mandating that juveniles who meet the statutory criteria automatically be transferred to the criminal docket, the legislature has defined which juveniles are excluded from eligibility for juvenile status. In light of this, the state denies that either the vesting of original jurisdiction in the juvenile court or the discretionary authority of prosecutors with respect to juveniles charged with class B felonies creates a vested liberty interest in juvenile status. Even if jurisdiction does originate in the juvenile court, the state argues, this alone is insufficient to create a liberty interest when the statute expressly denies the right to the continuation of such jurisdiction or the exercise of any substantive adjudication by the juvenile court. The state asserts, moreover, that the existence of discretion creates nothing more than the possibility of the future vesting of juvenile status in certain of these offenders, which is not adequate to create a liberty interest. We agree with the state.
The defendants rely heavily upon Kent v. United States, 383 U.S. 541, 86 S. Ct. 1045, 16 L. Ed. 2d 84 (1966), arguing that it mandates a hearing prior to any transfer of a juvenile to the criminal docket. We conclude, however, that the defendants misinterpret the scope of Kent. Kent simply stands for the proposition that if a statute vests a juvenile with the right to juvenile status, then that right constitutes a liberty interest, of which the juvenile may not be deprived without due process, i.e., notice and a hearing.
The statutory scheme in Kent, was far different from that of Connecticut. In Kent, the statute vested “original and exclusive jurisdiction” in the juvenile court; id., 556; and permitted the juvenile court to waive jurisdiction only after “full investigation.”
Conversely, § 46b-127 (a) does not provide for exclusive jurisdiction in the juvenile court or a waiver of that jurisdiction by the court.
The defendants contend, however, that § 46b-127 (a) is unlike any other statutory scheme requiring automatic transfer because it appears to vest some type of initial jurisdiction in the juvenile court and then divests the juvenile court of jurisdiction over a juvenile who is charged with one or more of the enumerated offenses. They contend, therefore, that reliance on decisions in other jurisdictions is not persuasive. The defendants point to the fact that a juvenile is brought initially to a juvenile detention facility,
The state maintains, and the defendants concede, that this initiation of proceedings in the juvenile court is exclusively for administrative purposes and that nothing substantive occurs or can occur while the case is temporarily on the juvenile docket. The state argues, consequently, that the administrative processing of paperwork is insufficient to create a right to juvenile status in the face of the statute that specifically denies the right to juvenile status. We agree.
In reaching this conclusion we join the overwhelming majority of courts that have addressed this issue. A review of state and federal decisions reveals that statutes providing, under stated circumstances, for mandatory adult adjudication of offenders of otherwise juvenile age, routinely have been upheld against due process challenges based on Kent. See, e.g., Woodard v. Wainwright, 556 F.2d 781, 783-84 (5th Cir. 1977), cert. denied, 434 U.S. 1088, 98 S. Ct. 1285, 55 L. Ed. 2d 794 (1978); United States v. Bland, 472 F.2d 1329, 1336-37 n.26 (D.C. Cir. 1972); People v. Thorpe, 641 P.2d 935, 939-40 (Colo. 1982); Lane v. Jones, 244 Ga. 17, 19, 257 S.E.2d 525 (1979); People v. P.H., 145 Ill. 2d 209, 235-36, 582 N.E.2d 700 (1991); State v. Perique, 439 So. 2d 1060, 1063-64 (La. 1983); In the Matter of Wood, 236 Mont. 118, 121-22, 768 P.2d 1370 (1989); Vega v. Bell, 47 N.Y.2d 543, 550-51, 393 N.E.2d 450, 419 N.Y.S.2d 454 (1979); Jones v. State, 654 P.2d 1080, 1084 nn.2 & 3 (Okla. Crim. 1982); Jahnke v. State, 692 P.2d 911, 927-29 (Wyo. 1984).
The seminal case addressing the constitutionality of automatic, mandatory adult adjudication statutes for
Additionally, the Louisiana Supreme Court specifically addressed and rejected the defendants’ argument in upholding its juvenile transfer statute in State v. Perique, supra, 439 So. 2d 1060. The court recognized that “until a bill of information is filed or a grand jury indictment [is] returned against a juvenile, he is subject to juvenile rather than adult procedures.”
We find the rationale of these courts to be persuasive. Although the statutes surveyed may differ in some respects from § 46b-127 (a), they are similar inasmuch as they provide that initial procedures commence in the juvenile court, but adult criminal prosecution is mandated on the basis of the juvenile’s age and the offense charged, thus automatically divesting the juvenile court of jurisdiction.
The defendants argue, secondarily, that the due process violation is “exacerbate [d]” by the fact that “unre-viewable prosecutorial discretion clearly increases the
Under federal law, the attorney general has the discretion to direct that any juvenile be prosecuted either as an adult or as a juvenile, and federal law does not provide standards to guide the exercise of discretion by the attorney general.
There is a vast difference between the exercise of judicial discretion without a hearing and the exercise of executive, i.e., prosecutorial, discretion without a hearing. The former has been held to violate due process, while the latter has not. “Judicial proceedings must be clothed in the raiment of due process, while the processes of prosecutorial decision-making wear very different garb. It is one thing to hold, as we have, that when a state makes waiver of a juvenile court’s jurisdiction a judicial function, the judge must cast about the defendant all of the trappings of due process, but it does not necessarily follow that a state or the United States may not constitutionally treat the basic question as a prosecutorial function . . . . [T]he character of the proceeding, rather than its consequences to the accused, are largely determinative of his rights. . . . [T]he guaranty of a hearing found in the due process clause of the Fifth [and Fourteenth] Amendments] has traditionally been limited to judicial and quasi-judicial proceedings. It has never been held applicable to the processes of prosecutorial decision-making.” Cox v. United States, supra, 473 F.2d 336. Consequently, the prosecutor’s right to exercise discretion in determining whether to recommend transfer to the juvenile docket does not violate the defendants’ due process rights.
Another fundamental flaw in the defendants’ due process argument is the presumption that judicial review
We are persuaded, therefore, that the lack of judicial review or express standards to guide the prosecutor’s decision does not render § 46b-127 (a) constitutionally infirm. Because any juvenile that comes within the
Finally, the existence of prosecutorial discretion does nothing to further the determination of whether juveniles that come under the provisions of § 46b-127 (a) have a vested interest in their juvenile status. The fact that the prosecutor can recommend transfer of certain offenders from the criminal court to the juvenile docket does not create a liberty interest in juvenile status. In order for the defendants to succeed in their contention that state law creates a liberty interest in their staths as juveniles they must show that the “state statute creates a right to treatment [as juveniles] or creates a justifiable expectation that such treatment will be afforded to [them].” State v. Campbell, 224 Conn. 168, 183, 617 A.2d 889 (1992), cert. denied, 508 U.S. 919, 113 S. Ct. 2365, 124 L. Ed. 2d 271 (1993); State v. Davis, 190 Conn. 327, 340, 461 A.2d 947, cert. denied, 464 U.S. 938, 104 S. Ct. 350, 78 L. Ed. 2d 315 (1983). The mere fact that the prosecutor may exercise discretion to recommend transfer of certain juveniles to the juvenile docket does not create a justifiable expectation of juvenile status such that its inclusion in § 46b-127 (a) may be said to create a liberty interest.
We conclude that any individual who is fourteen years of age or older and charged with the commission of a capital or class A or B felony or arson murder cannot
II
The defendants also argue that substantive due process requires that the juvenile court conduct a hearing prior to transfer to determine whether there is probable cause to believe that the juvenile committed the offense charged in order to prevent the harm that follows the loss of juvenile status. They argue that the absence of a mandatory probable cause hearing in the juvenile court renders § 46b-127 (a) constitutionally invalid. This argument founders upon the inaccuracy of its major premise, namely, that these defendants have a substantive liberty interest in their juvenile status that is in danger of being lost without a probable cause hearing. As we concluded in part I of this opinion, a juvenile who is at least fourteen years of age and charged with certain offenses has no constitutionally cognizable liberty interest in juvenile status.
We note, however, that the legislature has taken steps to ensure that the protections the defendants complain
Consequently, the trial court must, either as a matter of course, or upon request of the defendant, make a
Although the defendants also raise their substantive and proceedural due process claims separately under article first, § 8, of the state constitution,
Ill
The defendants next assert that § 46b-127 (a) violates the equal protection clauses of the state and federal
The law governing equal protection claims is well established. “To implicate the equal protection clauses under the state and federal constitutions . . . it is necessary that the state statute in question, either on its face or in practice, treat persons standing in the same relation to it differently. . . . The equal protection clause does not require absolute equality or precisely equal advantages .... Where, as here, the classification at issue neither impinges upon a fundamental right nor affects a suspect group it will withstand constitutional attack if the distinction is founded on a rational basis. . . ,”
The sole basis upon which the defendants rest their equal protection claim is the existence of prosecutorial discretion to recommend that juveniles who are fourteen years of age or older and are charged with class B felonies be transferred from the criminal docket to the juvenile docket. More specifically, the defendants take issue with the necessary corollary of this provision, which allows prosecutors the discretion not to recommend transfer. They argue that this discretion violates their right to the equal protection of the laws. We do not agree.
Contrary to the defendants’ assertion, § 46b-127 (a) does require that every juvenile who is at least fourteen years old and is charged with a capital or class A or B
It is firmly settled in both state and federal due process jurisprudence that “ ‘[a]bsent a showing of a selection deliberately based upon an unjustifiable standard such as race, religion or other arbitrary classification . . . conscious selectivity in enforcement of the law is not in itself a constitutional violation. Oyler v. Boles, 368 U.S. 448, 456, 82 S. Ct. 501, 7 L. Ed. 2d 446 (1962). A defendant claiming discriminatory prosecution must show (1) that others similarly situated have generally not been prosecuted and that he has been singled out and (2) that he is the victim of invidious discrimination based on impermissible considerations such as race, religion, or the exercise of a constitutionally protected right. United States v. Berrios, 501 F.2d 1207, 1211 (2d Cir. 1974).’ State v. Haskins, 188 Conn. 432, 474, 450
The defendants make no allegation that prosecutors, in applying § 46b-127 (a), have acted with a discriminatory purpose based on impermissible criteria, nor does the record support such a claim. There is no evidence that any prosecutorial decision to retain certain juveniles on the criminal docket was motivated by a discriminatory purpose. In keeping with our traditional review of inadequately supported allegations, “we note that the constitutional challenge to [§ 46b-127 (a)] comes to us in the posture least likely to succeed. [We have] frequently noted the imprudence of adjudicating constitutional questions in a ‘factual vacuum.’ ... A party mounting a constitutional challenge to the validity of a statute must provide an adequate factual record in order to meet its burden of demonstrating the statute’s adverse impact on some protected interest of its own, in its own particular case, and not merely under some hypothetical set of facts as yet unproven. . . . We do not give advisory opinions, nor do we sit as roving commissions assigned to pass judgment on the validity of legislative enactments.” (Citations omitted; internal quotation marks omitted.) State v. Floyd, supra, 217 Conn. 78.
The defendants’ reliance on State v. Mohi, 901 P.2d 991 (Utah 1995), in which the Utah Supreme Court declared the Utah transfer statute unconstitutional in light of Utah’s uniform operation of laws clause, is unpersuasive.
Research has revealed no case, and the defendants point to none, in which a juvenile transfer statute was struck down as violative of equal protection solely because the prosecutor has discretion to recommend that a juvenile who would otherwise be tried as an adult be transferred to the juvenile docket. To the contrary, cases addressing prosecutorial discretion far greater than that provided by § 46b-127 (a) uphold the constitutionality of those statutes.
The defendants’ final argument is that the discretion of the prosecutor to determine whether to recommend that a juvenile charged with a class B felony be transferred from the criminal docket to the juvenile docket without any statutory standards violates principles of separation of powers.
The law is well established with respect to evaluating “challenges to statutes whose constitutional infirmity is claimed to flow from impermissible intrusion upon the judicial power . . . .” (Internal quotation marks omitted.) Bartholomew v. Schweizer, 217 Conn. 671, 676, 587 A.2d 1014 (1991). “Because the powers of the three branches of government inevitably overlap, this court has consistently held that the doctrine of the separation of powers cannot be applied rigidly . . .
We conclude that control of the criminal docket is not an exclusive judicial function. By this we mean only that the prosecution, by exercising its core function of determining which cases to prosecute, obviously exercises some “control” over the criminal docket. That, however, does not infringe on the separation of powers principle; it flows from that principle. Additionally, we conclude that § 46b-127 (a) does not permit the prosecutor to control the docket to the point of interfering with the orderly function of the judiciary. The legislature, by enacting laws that define criminal conduct, in large part already affects which cases will appear on the criminal docket. A prosecutor’s decision whether to charge or whether to take a plea bargain also affects the docket. Although these actions affect the docket, they do not control the time and manner of scheduling. Similarly, the decision whether to request that an individual be transferred to the juvenile docket might affect,
The judgments are affirmed.
In this opinion the other justices concurred.
General Statutes § 46b-127 (a) provides: “The court shall automatically transfer from the docket for juvenile matters to the regular criminal docket of the Superior Court the case of any child charged with the commission of a capital felony, a class A or B felony or a violation of section 53a-54d [arson murder], provided such offense was committed after such child attained the age of fourteen years. The child shall be arraigned in the regular criminal docket of the Superior Court at the next court date following such transfer. The file of any case so transferred shall remain sealed until the tenth day following such arraignment unless the state’s attorney has filed a motion pursuant to this subsection in which case such file shall remain sealed until the court makes a decision on the motion. A state’s attorney may, not later than ten working days after such arraignment, file a motion to transfer the case of any child charged with the commission of a class B felony to the docket for juvenile matters for disposition in accordance with the provisions of this chapter. The court sitting for the regular criminal docket shall, after hearing and not later than ten working days after the filing of such motion, decide such motion.”
General Statutes § 53a-25 provides: “(a) An offense for which a person may be sentenced to a term of imprisonment in excess of one year is a felony.
“(b) Felonies are classified for the purposes of sentence as follows: (1)
“(c) The particular classification of each felony defined in this chapter is expressly designated in the section defining it. Any offense defined in any other section of the general statutes which, by virtue of an expressly specified sentence, is within the definition set forth in subsection (a) shall be deemed an unclassified felony.”
General Statutes § 53a-54d provides: “A person is guilty of murder when, acting either alone or with one or more persons, he commits arson and, in the course of such arson, causes the death of a person. Notwithstanding any other provision of the general statutes, any person convicted of murder under this section shall be punished by life imprisonment and shall not be eligible for parole.”
General Statutes § 53a-134 provides in relevant part: “(a) A person is guilty of robbery in the first degree when, in the course of the commission of the crime of robbery as defined in section 53a-133 or of immediate flight therefrom, he or another participant in the crime ... (3) uses or threatens the use of a dangerous instrument; or (4) displays or threatens the use of what he represents by his words or conduct to be a pistol, revolver, rifle, shotgun, machine gun or other firearm, except that in any prosecution under this subdivision, it is an affirmative defense that such pistol, revolver, rifle, shotgun, machine gun or other firearm was not a weapon from which a shot could be discharged. . . .
“(b) Robbery in the first degree is a class B felony . . . .”
General Statutes § 53a-48 (a) provides: “A person is guilty of conspiracy when, with intent that conduct constituting a crime be performed, he agrees with one or more persons to engage in or cause the performance of such conduct, and any one of them commits an overt act in pursuance of such conspiracy.”
General Statutes § 53a-49 (a) provides: “A person is guilty of an attempt to commit a crime if, acting with the kind of mental state required for commission of the crime, he: (1) Intentionally engages in conduct which would constitute the crime if attendant circumstances were as he believes them to be; or (2) intentionally does or omits to do anything which, under the circumstances as he believes them to be, is an act or omission constituting a substantial step in a course of conduct planned to culminate in his commission of the crime.”
Pursuant to Practice Book (1998 Rev.) § 41-8 (4), formerly § 815 (4), the defendants’ objection to the “[ajbsence of jurisdiction of the court over the defendant or the subject matter” was appropriately raised by a motion to dismiss. If § 46b-127 (a) were unconstitutional and the transfers were therefore invalid, the criminal court would lack jurisdiction.
Chapter 960a of the General Statutes contains the provisions relating to youthful offender status and the benefits attendant thereto. General Statutes § 54-76b provides: “For the purpose of sections 54-76b to 54-76n, inclusive, ‘youth’ means a minor who has reached the age of sixteen years but has not reached the age of eighteen years or a child who has been transferred to the regular criminal docket pursuant to section 46b-127; and ‘youthful offender' means a youth who is charged with the commission of a crime which is not a class A felony or a violation of subdivision (2) of section 53-21, section 53a-70, 53a-70a, 53a-70b, 53a-71, 53a-72a or 53a-72b, [all relating to various types of sexual assault] who has not previously been convicted of a felony or been previously adjudged a serious juvenile offender or serious juvenile repeat offender, as defined in section 46b-120, or a youthful offender, or been afforded a pretrial program for accelerated rehabilitation under section 54-56e, and who is adjudged a youthful offender pursuant to the provisions of said sections. The Interstate Compact on Juveniles, except the provisions of article four thereof, shall apply to youthful offenders to the same extent as to minors below sixteen years of age.”
General Statutes § 54-94a provides in relevant part: “When a defendant, prior to the commencement of trial, enters a plea of nolo contendere conditional on the right to take an appeal from the court’s denial of the defendant’s . . . motion to dismiss, the defendant after the imposition of sentence may file an appeal within the time prescribed by law. The issue to be considered in such an appeal shall be limited to whether it was proper for the court to have denied the motion to suppress or the motion to dismiss. A plea of nolo contendere by a defendant under this section shall not constitute a waiver by the defendant of nonjurisdictional defects in the criminal prosecution.”
The defendant was denied youthful offender status, which would have preserved his anonymity, because he was charged with a crime that consti
General Statutes § 53a-92 provides: “(a) A person is guilty of kidnapping in the first degree when he abducts another person and: (1) His intent is to compel a third person (A) to pay or deliver money or property as ransom or (B) to engage in other particular conduct or to refrain from engaging in particular conduct; or (2) he restrains the person abducted with intent to (A) inflict physical injury upon him or violate or abuse him sexually; or (B) accomplish or advance the commission of a felony; or (C) terrorize him or a third person; or (D) interfere with the performance of a government function.
“(b) Kidnapping in the first degree is a class A felony.”
General Statutes § 53a-70 provides in relevant part: “(a) A person is guilty of sexual assault in the first degree when such person (1) compels another person to engage in sexual intercourse by the use of force against such other person or a third person, or by the threat of use of force against such other person or against a third person which reasonably causes such person to fear physical injury to such person or a third person ... or (3) commits sexual assault in the second degree as provided in section 53a-71 and in the commission of such offense is aided by two or more other persons actually present.
“(b) Sexual assault in the first degree is a class B felony . . . .”
The trial court relied on the memoranda of decision issued by the trial court in the cases of Jose C., CR [9]6-421185, and Angel [C.j, CR 96-159081, and incorporated their rationales, in concluding that the statute was not unconstitutional.
General Statutes § 53a-103 provides: “(a) A person is guilty of burglary in the third degree when he enters or remains unlawfully in a building with intent to commit a crime therein.
“(b) Burglary in the third degree is a class D felony.”
General Statutes § 53a-95 provides: “(a) A person is guilty of unlawful restraint in the first degree when he restrains another person under circumstances which expose such other person to a substantial risk of physical injury.
“(b) Unlawful restraint in the first degree is a class D felony.”
General Statutes § 53a-73a provides in relevant part: “(a) A person is guilty of sexual assault in the fourth degree when ... (2) such person subjects another person to sexual contact without such other person’s consent. . . .
“(b) Sexual assault in the fourth degree is a class A misdemeanor.”
We granted the motions of the defendants Angel C., Jose C. and Randy D. to consolidate their appeals and transfer them to this court from the Appellate Court. We also granted Battles’ motion to consolidate his appeal with and join in the briefs of Angel C., Jose C. and Randy D. Although certain of the issues pertaining to prosecutorial discretion regarding juveniles charged with class B felonies would not be applicable to the count of the substitute information charging Battles with kidnapping in the first degree, a class A felony, reference is made to “the defendants” collectively throughout this opinion, unless specification is necessary for the sake of clarity.
The defendants request that we abandon this standard because it unfairly precludes a conclusion of unconstitutionality by clear and convincing evidence. They cite no compelling reason why the court should retreat from this long-standing precedent, and we decline to do so. The strong presumption of the constitutional validity of a statute is an integral aspect of our jurisprudence, and its elimination or dilution would seriously undermine the foundation of our precedents. Furthermore, the notion of “proving” a statute unconstitutional beyond a reasonable doubt, although phrased in terms appropriate to “proof’ offacts, is a misnomer when applied to the appellate function of determining whether a statute is constitutional. That function involves a quintessential question of law, and is not accurately described in terms appropriate to questions of fact. Thus understood, the standard is really another way of expressing the notion that respect for separation of powers counsels that a court be very cautious about declaring a statute unconstitutional.
The statute at issue in Kent required that waiver by the court be made only after “full investigation.” Kent v. United States, supra, 383 U.S. 558.
This language has caused jurists and academicians to struggle with the appropriate interpretation of Kent. See, e.g., Woodard v. Wainwright, 556 F.2d 781, 783-84 (5th Cir. 1977), cert. denied, 434 U.S. 1088, 98 S. Ct. 1285, 55 L. Ed. 2d 794 (1978). Narrowly construed, Kent requires a hearing only if the applicable statute requires a. hearing because due process requires the court to comply with the statutory mandate. A broader view of the opinion may be that federal due process requires that whenever an individual is given a statutory right to juvenile status, that right may not be divested by a transfer to the criminal court, without a prior hearing. It is unnecessary to resolve this issue in light of our conclusion that, even under the broadest interpretation, Kent is inapplicable to this case because § 46b-127 (a) precludes vesting of any liberty interest in juveniles who are at least fourteen years old and charged with an enumerated offense.
The court was reviewing the District of Columbia statutes, D.C. Code Ann. § 11-914 (1961), which permitted the juvenile court to waive its exclusive jurisdiction over a juvenile over the age of sixteen, thus enabling prosecution as an adult. Kent v. United States, supra, 383 U.S. 547-48.
Connecticut has a unified court system. All criminal and civil matters fall within the subject matter jurisdiction of the Superior Court. Consequently, we have concluded that the issue of juvenile “jurisdiction” is not a question of subject matter jurisdiction, but rather more a question of venue. State v. Kelley, 206 Conn. 323, 331-32, 537 A.2d 483 (1988). This is unlike other states where there is a transfer of actual jurisdiction between independent courts. We refer to the concept of the rights that arise upon the commitment of a case to the juvenile docket in terms of jurisdiction vesting in the juvenile court for the sake of convenience in comparing our conclusion to that of other jurisdictions because the concept of venue is inadequate to make this comparison. This should not be viewed, however, in any way as a retreat from our conclusion or rationale in Kelley.
We find the fact that the juvenile is taken to juvenile detention when first arrested to be of little moment, because this is a right mandated by a separate statutory provision for any individual under the age of sixteen, irrespective of the crime charged, and the juvenile is not deprived of this right pursuant to § 46b-127 (a). See General Statutes § 46b-127 (c); footnote 32 of this opinion. By statute, all juveniles are to be taken to a juvenile detention facility and, if they are to be maintained in custody, they must . remain in a juvenile facility during their trial until the earlier of their sixteenth birthday or after sentencing upon conviction as an adult. The defendants assert that some, indeed most, juveniles are actually sent to adult criminal detention facilities pending trial. The record does not substantiate that assertion and, if it is correct, it appears to occur in direct contravention of the law.
Our research reveals numerous states mandate criminal prosecution of certain youths, usually based on age and the severity of the offense charged, without providing a pretransfer hearing. The mechanism by which these statutes accomplish this may vary, but the effect is the same. Most jurisdictions define the jurisdiction of their juvenile courts to exclude certain juveniles, as in Bland. Other statutes, like § 46b-127 (a), call for mandatory transfer after the age and offense charged have been determined.
Statutes following the former approach include: Del. Code Ann. tit. 10 § 921 (2) (1996 Cum. Sup.) (no juvenile jurisdiction if criteria met); D.C. Code Ann. § 16-2301 (3) (1997) (not “child” if criteria met; juvenile jurisdiction only over “child”); Ga. Code Ann. § 15-11-5 (1997 Sup.) (granting exclusive criminal court jurisdiction when statutory criteria met; judicial and prosecu-torial discretion to transfer to juvenile court); Idaho Code § 20-509 (1997) (mandatory adult treatment if criteria met); Ind. Code Ann. § 31-6-2-1 (d) (Michie 1987) (no juvenile jurisdiction over certain cases); Kan. Stat. Ann. §§ 38-1602 (b) and 38-1604 (1994) (not “juvenile offender” if criteria met; juvenile jurisdiction only for “juvenile offender”); Nev. Rev. Stat. § 62-040
Statutes following the latter approach include: Colo. Rev. Stat. §§ 19-2-104 and 19-2-517 (1997 Cum. Sup.) (automatically divests juvenile jurisdiction if prosecutor also brings charges in criminal court); Fla. Stat. Ann. § 985.225 (West 1998 Cum. Sup.) (automatically divests juvenile jurisdiction if indictment for certain offenses); 705 111. Comp. Stat. Ann. § 405/5-4 (3.1) and (3.2) (West 1992) (mandatory transfer if statutory criteria met); La. Rev. Stat. Ann. § 13:1570 (A) (5) (West 1983) (divesting juvenile jurisdiction if statutory criteria met); N.Y. Penal Law § 30.00 (2) (McKinney 1998) (mandating criminal responsibility for certain offenses; prosecutorial discretion to recommend transfer to juvenile court).
Contrary to the defendants’ assertions, several jurisdictions, including, for example, Illinois, Florida, and Louisiana, vest jurisdiction in the juvenile court and subsequently divest that jurisdiction upon a determination of adequate age and upon the charging of the defendant with an enumerated offense. Many statutes, such as those of New York and Georgia, also include provisions permitting the prosecutor to recommend transfer to the juvenile court.
The Florida statute, § 39.02 (5), specifically provided at that time: “ ‘A child of any age charged with a violation of Florida law punishable by death or by life imprisonment shall be subject to the jurisdiction of the [juvenile] court as set out in § 39.06 (7) unless and until an indictment on such charge is returned by the grand jury, in which event and at which time the court shall be divested of jurisdiction under this statute and the charge shall be made and the child shall be handled in every respect as if he were an adult. . . .’ ” (Emphasis added.) Woodard v. Wainwright, supra, 556 F.2d 782 n.1.
The Louisiana “transfer” statute denied exclusive juvenile court jurisdiction over juveniles fifteen years of age or older and charged with certain
In addition to these decisions, other courts have upheld transfer statutes that divest jurisdiction without expressly referring to that issue of divestiture of jurisdiction. See, e.g., Mont. Code Arm. § 41-5-206 (3) (1989), upheld against constitutional attacks by In the Matter of Wood, supra, 236 Mont. 118; Ill. Comp. Stat. c. 37, para. 805-4 (3.1) (1989) (now 705 Ill. Comp. Stat. Ann. § 405/5-4 [3.1] [West 1992]), upheld against constitutional challenges by People v. P.H., supra, 145 Ill. 2d 209.
We rely on Perique and Woodard solely for the analysis therein regarding the constitutionality of the divestiture of juvenile status.
As previously noted, the juvenile court may later obtain jurisdiction over juveniles charged with class B felonies if the criminal court grants the discretionary motion of the prosecutor to transfer a juvenile charged with a class B felony to the juvenile docket.
The defendants’ reliance on Hughes v. State, 653 A.2d 241 (Del. 1994), declaring an amendment to Delaware’s transfer statute unconstitutional, is misplaced. The Delaware amendment provided that a juvenile whose case was pending adjudication in juvenile court was required to be transferred automatically to the criminal court on reaching his or her eighteenth birthday. Id., 247. Previously, the statute had required a hearing to determine whether the juvenile in question was better served by remaining in the juvenile court. Id., 248. The statute struck down in Hughes did not mandate that divesture be immediate upon charging the defendant, but that it might occur sometime during the pendency of the case if the defendant reached eighteen years of age prior to final adjudication. Consequently, for some meaningful period of time prior to transfer, the juvenile was permitted to enjoy the benefits of juvenile status. Moreover, the juvenile court exercised exclusive jurisdiction over substantive matters relating to the adjudication. The provisions of the Delaware statute are not similar to § 46b-127 (a), in which the mandate of criminal adjudication occurs immediately upon charging before any substantive matters are adjudicated.
Prosecutorial discretion under § 46b-127 (a) with respect to recommending the transfer of certain juveniles to the juvenile docket is neither unfettered nor exclusive. “An attorney as an officer of the court in the administration of justice, is continually accountable to it for the manner in which he exercises the privilege which has been accorded him.” (Internal quotation marks omitted.) Massameno v. Statewide Grievance Committee, 234 Conn. 539, 554-55, 663 A.2d 317 (1995); In re Peck, 88 Conn. 447, 450, 91 A. 274 (1914); see Heslin v. Connecticut Law Clinic of Trantolo & Trantolo, 190 Conn. 510, 524, 461 A.2d 938 (1983). Prosecutors, as attorneys, are constrained by the duties of public office and as officers of the court to act according to law and in the interest of justice. Massameno v. Statewide Grievance Committee, supra, 574. Any defendant who has reason to believe that the prosecuting authority has abused its discretion may bring a motion to the court seeking dismissal of the charge. See General Statutes § 54-56 set forth in footnote 31 of this opinion; Practice Book (1998 Rev.) § 41-8, formerly § 815. “[T]he purpose of the law [§ 54-56] and the philosophy [behind] it was to prevent unchecked power by a prosecuting attorney.” (Internal quotation marks omitted.) State v. Corchado, 200 Conn. 453, 460, 512 A.2d 183 (1986); State v. Bellamy, 4 Conn. App. 520, 527, 495 A.2d 724 (1985).
Furthermore, the prosecutor never acts alone in deciding that a juvenile should be transferred to the criminal docket or, thereafter, whether any matter should be transferred to the juvenile docket. The legislature, through the application of § 46b-127 (a), determines which juveniles are to be placed on the criminal docket, not the prosecutor. The prosecutor recommends removal, but the recommendation must be approved by the court before a juvenile may be removed to the juvenile docket. Consequently, we are not persuaded that prosecutors have the ability to exercise either unrestrained or exclusive discretion to affect the court’s docket.
Under the Federal Youth Corrections Act; 18 U.S.C. § 5005 et seq. (1982); “a juvenile charged with a federal offense not punishable by death or life imprisonment shall be prosecuted as a juvenile delinquent, if he consents to that procedure and unless the Attorney General has expressly directed that he be prosecuted as an adult.” Cox v. United States, 473 F.2d 334, 335 (4th Cir.), cert. denied, 414 U.S. 869, 94 S. Ct. 183, 38 L. Ed. 2d 116 (1973). The United States attorney seeks the consent of the attorney general, or her duly authorized appointee, to try the juvenile as an adult, and the juvenile is given neither notice nor a hearing prior to the time the attorney general, or her appointee, makes a decision with respect to the charge. See 18 U.S.C. § 5032 (1994).
In addition to the federal cases noted, there are several state statutes that provide for prosecutorial discretion either to charge as an adult or as a juvenile, or to recommend a transfer from the criminal docket to the juvenile docket, that have been upheld against due process challenges. See, e.g., People v. Thorpe, supra, 641 P.2d 940; Lane v. Jones, supra, 244 Ga. 19; State v. Grayer, 191 Neb. 523, 525-26, 215 N.W.2d 859 (1974); Vega v. Bell, supra, 47 N.Y.2d 551; Jones v. State, supra, 654 P.2d 1082-83; Jahnke v. State, supra, 692 P.2d 927-29.
This threshold requirement for a substantive due process challenge is the same as that applicable to a procedural due process claim, as discussed in part I of this opinion. See, e.g., State v. Matos, supra, 240 Conn. 749; State v. Morales, supra, 240 Conn. 739.
Cerstein requires that any defendant in custody or subject to other “significant restraints on liberty,” must be afforded a timely hearing to determine that probable cause exists to continue his detention. It is presumptively timely if the hearing is held within forty-eight hours of arrest, in the absence of a showing of some unreasonable delay. County of Riverside v. McLaughlin, 500 U.S. 44, 56, 111 S. Ct. 1661, 114 L. Ed. 2d 49 (1991); see also C. Whitebread & C. Slobogin, Criminal Procedure Text (3d Ed. 1993) § 20.02, pp. 488-90.
General Statutes § 54-56 provides: “All courts having jurisdiction of criminal cases shall at all times have jurisdiction and control over informations and criminal cases pending therein and may, at any time, upon motion by the defendant, dismiss any information and order such defendant discharged if, in the opinion of the court, there is not sufficient evidence or
General Statutes § 46b-127 (c) provides: “Upon the effectuation of the transfer, such child shall stand trial and be sentenced, if convicted, as if he were sixteen years of age, except that no such child shall be placed in a correctional facility but shall be maintained in a facility for children and youth until he attains the age of sixteen years or until he is sentenced, whichever occurs first. Such child shall receive credit against any sentence imposed for time served in a juvenile facility prior to the effectuation of the transfer. A child who has been transferred may enter a guilty plea to a lesser offense if the court finds that such plea is made knowingly and voluntarily. Any child transferred to the regular criminal docket who pleads guilty to a lesser offense shall not resume his status as a juvenile regarding said offense. If the action is dismissed or nolled or if such child is found not guilty of the charge for which he was transferred, the child shall resume his status as a juvenile until he attains the age of sixteen years.” (Emphasis added.)
This return to juvenile status also occurs if the charges are nolled or if the juvenile is found not guilty of the enumerated offense charged and any lesser included offense. See State v. Morales, supra, 240 Conn. 737-38.
The constitution of Connecticut, article first, § 8, provides in relevant part: “No person shall be compelled to give evidence against himself, nor be deprived of life, liberty or property without due process of law . . . .”
Section 1 of the fourteenth amendment to the United States constitution provides in relevant part: “No state shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.”
Article first, § 1, of the Connecticut constitution provides: “All men when they form a social compact, are equal in rights; and no man or set of men are entitled to exclusive public emoluments or privileges from the community.”
Article first, § 20, of the Connecticut constitution provides: “No person shall be denied the equal protection of the law nor be subjected to segregation or discrimination in the exercise or enjoyment of his civil or political rights because of religion, race, color, ancestry or national origin.”
The defendants concede that the equal protection provisions of the Connecticut constitution have the same scope as the fourteenth amendment to the federal constitution; they do not, therefore, raise an independent state constitutional claim.
“Under the rational basis test, [t]he court’s function ... is to decide whether the purpose of the legislation is a legitimate one and whether the
It is only after it has been established that the complainant challenging the constitutionality of the statute meets the threshold requirement that the court will consider whether such differential treatment is rationally related to a legitimate governmental objective. See Blakeslee Arpaia Chapman, Inc. v. El Constructors, Inc., supra, 239 Conn. 756.
To the extent the prosecutor and court exercise their discretion, it may be exercised in favor of the juvenile only by removing the case to the juvenile docket. If the prosecutor declines to request removal, or the court denies the request, the juvenile remains on the criminal docket, but does so pursuant to legislative mandate.
The statute was declared unconstitutional on the basis of a provision of Utah’s state constitution, although the court noted that a plurality of the court previously had concluded that the statute did not violate the federal constitution. State v. Mohi, supra, 901 P.2d 996.
The defendants also rely on Hughes v. State, 653 A.2d 241 (Del. 1994), for support of their equal protection claim. As indicated in part I of this opinion, the rationale of Hughes is unpersuasive for lack of similarity between the statutes at issue. See footnote 25 of this opinion.
Federal law, along wi1h many state statutes, the constitutionality of which has been upheld, grant prosecutorial discretion to charge as either an adult or juvenile, not merely the discretion to recommend transfer to the juvenile court. See, e.g., Russell v. Parratt, supra, 543 F.2d 1216 (Nebraska law); United States v. Quinones, supra, 516 F.2d 1311 (federal law); Cox v. United States, supra, 473 F.2d 335-36 (same); People v. Thorpe, supra, 641 P.2d 939-40 (Colorado law); People v. P.H., supra, 145 Ill. 2d 235-36 (Illinois law); Jahnke v. State, supra, 692 P.2d 927-29 (Wyoming law). Both the Georgia and New York statutes mandate adult adjudication in certain circumstances, but permit the prosecutor discretion to recommend transfer to the juvenile court from the criminal court and have been upheld against equal protection challenges. Lane v. Jones, supra, 244 Ga. 19; Vega v. Bell, supra, 47 N.Y.2d 551-52.
Article second of the constitution of Connecticut, as amended by article eighteen of the amendments, provides: “The powers of government shall be divided into three distinct departments, and each of them confided to a separate magistracy, to wit, those which are legislative, to one; those which are executive, to another; and those which are judicial, to another. The legislative department may delegate regulatory authority to the executive department; except that any administrative regulation of any agency of the executive department may be disapproved by the general assembly or a committee thereof in such manner as shall by law be prescribed.”