SI MIN CEN, Petitioner v. ATTORNEY GENERAL United States of America, Respondent.
No. 14-4831
United States Court of Appeals, Third Circuit.
June 6, 2016
Argued: October 5, 2015
Jeffrey R. Meyer, Esquire, Robert M. Stalzer, Esquire (Argued), United States Department of Justice, Office of Immigration Litigation, Civil Division, P.O. Box 878, Ben Franklin Station, Washington, DC 20044, Counsel for Respondent
Before: SHWARTZ, KRAUSE, and GREENBERG, Circuit Judges
OPINION OF THE COURT
KRAUSE, Circuit Judge.
The
I. Background
As a general matter, aliens abroad who have relatives in the United States may be eligible to obtain lawful permanent residence, but because it can take months or even years for the pertinent paperwork to be processed, these aliens may spend significant time separated from their loved ones while they wait in their home countries for the appropriate visa approval. See, e.g.,
A. Statutory and Regulatory Context
The story of K-visas begins in 1970, when Congress created K-1 and K-2 visas to allow the fiance(e)s of U.S. citizens and such fiance(e)s’ unmarried children under the age of twenty-one, respectively, to obtain temporary, nonimmigrant status. Assuming the fiance(e) and the U.S. citizen married within three months, that status would allow the fiance(e) and children to await processing of their applicаtions for lawful permanent residence from within the United States. Act of Apr. 7, 1970, Pub. L. No. 91-225, § 1(b), 84 Stat. 116, 116. In their original form, K-1 and K-2 visas triggered automatic lawful permanent residence for the visa holders once the marriage was complete. See id. at § 3(b). This feature had the perverse effect, however, of encouraging fraudulent marriages whereby some aliens obtained K-1 visas and married U.S. citizens with the intention to dissolve the marriage once they obtained lawful permanent residence. In re Sesay, 25 I. & N. Dec. 431, 435-38 (BIA 2011) (describing this marriage fraud problem).
In 1986, Congress sought to curb such marriage fraud by passing the Immigration Marriage Fraud Amendments (IMFA), Pub. L. No. 99-639, 100 Stat. 3537 (1986), which replaced K-1 and K-2 aliens’ streamlined method of obtaining lawful permanent residence with the more structured “adjustment of status” process. IMFA § 3(c); see also Carpio v. Holder, 592 F.3d 1091, 1094 (10th Cir. 2010) (describing the post-IMFA requirement that K-visa holders file an application for adjustment of status in order to obtain lawful permanent residence). Since the passage of the IMFA, K-1 and K-2 aliens are required to apply to adjust their status like other aliens through the strictures of
To apply for status adjustment under
This new requirement, however, produced an unintended consequence for some K-2 children because, under the
While the rulemaking process for the gap-filler was underway, Congress also was legislating to the same effect, and only a few months after the gap-filler was finalized, President Reagan signed into law the Immigration Technical Corrections Act of 1988 (ITCA), Pub. L. No. 100-525, 102 Stat. 2609, which added language to
Consistent with the goal of reunifying families stateside pending approval of their permanent residence, the LIFE Act also amended certain portions of the
Notwithstanding Congress‘s clear articulation of its intent to accord the same reunification benefits to K-4 children as enjoyed by their K-2 counterparts, the INS took the opposite tаck. It not only failed to amend the
An alien admitted to the United States as a K-4 under [
8 U.S.C. § 1101(a)(15)(K)(iii) ] may apply for adjustment of status to that of permanent residence pursuant to [8 U.S.C. § 1255 ] at any time following the approval of the Form I-130 petition filed on the alien‘s behalf, by the same citizen who petitioned for the alien‘s parent‘s K-3 status.
The Regulation thus ensnares a K-4 child who was over the age of eighteen at the time of her parent‘s marriage in a legal quandary. Having qualified for the K-4 visa to accompany her parent and younger siblings to the United States to reunite with her U.S. stepparent, a K-4 сhild between ages eighteen and twenty-one is limited by the Regulation to obtaining lawful permanent residence only by way of an I-130 petition filed by her stepparent—a petition which
It may seem strange to impose this plight on the children of alien spouses given that the children of alien fiance(e)s may adjust status as a direct consequence of the marriage and without having to independently demonstrate a parent-child relationship with their U.S. stepparents under
B. Factual and Procedural Background
Cen is a Chinese national who was nineteen when her mother married a U.S. citizen in China. After properly obtaining her K-4 visa and moving to the United States with her mother, Cen filed an application to adjust her status. As required by the Regulation, Cen‘s U.S. stepfather filed an I-130 petition on her behalf, but that petition and hence Cen‘s application were denied because Cen was nineteen when her mother married and therefore could not be deemed her stepfather‘s “child” under
At the same time, however, the Regulation also precluded Cen from adjusting her status on the basis of her mother‘s immigration status. After becoming a lawful permanent resident, Cen‘s mother filed an I-130 petition on Cen‘s behalf, which, because Cen is the biological child of her mother, was approved by the Government. On the basis of this approved I-130 petition, Cen again applied for adjustment of status, but she was denied this time because even though her mother‘s I-130 petition on her behalf had been approved—and even though her mother by that point had become a naturalized U.S. citizen—the Regulation specifies that, in order to be eligible for status adjustment, a K-4 child‘s I-130 petition must be filed by “the same citizen who petitioned for the alien‘s parent‘s K-3 status,” i.e., the U.S. stepparent.
Thwarted at every turn, Cen turned to the courts, challenging the Regulation and the denial of her applicatiоn in the U.S. District Court for the District of New Jersey. At least initially, Cen was again blocked when the Government opened removal proceedings against her for overstaying her original K-4 visa and served her with a Notice to Appear. Because that action created a new administrative remedy for Cen to pursue, the District Court lost subject matter jurisdiction and Cen‘s complaint was voluntarily dismissed.
Cen duly appeared before an immigration judge (IJ) in Newark, who determined that Cen was not entitled to relief due to the Regulation. Bound by the BIA‘s precedential opinion in In re Akram, 25 I. & N. Dec. 874 (BIA 2012), the IJ concluded that Cen could only seek to adjust through an I-130 petition filed by her U.S. stepfather, not her mother, and that her stepfather‘s petition could not be approved because Cen, who was nineteen at the time of the marriage, did not qualify as her stepfather‘s “child” under
Cen now petitions this Court for review of the BIA‘s decision, arguing that the Regulation is ultra vires under Chevron, U.S.A., Inc. v. Natural Resources Defense Council, Inc., 467 U.S. 837 (1984), and that she therefore should be able to adjust her status either by way of an I-130 petition filed by her mother or, like her K-2 counterparts, automatically upon her mother‘s adjustment, i.e., on the basis of the marriage itself.9
II. Jurisdiction and Standards of Review
We have jurisdiction to review final decisions of the BIA under
III. Discussion
Under the familiar two-step Chevron analysis, we first determine under Step One if Congress has “directly addressed the precise question at issue,” and if so, we strike down a regulation that is contrary to Congress‘s “unambiguously expressed intent.” Chevron, 467 U.S. at 842-43. At Step One, we consider the statutory text, as well as “traditional tools of statutory construction,” including canons of construction and the broader statutory context. Shalom Pentecostal Church v. Acting Sec‘y U.S. Dep‘t of Homeland Sec., 783 F.3d 156, 164-65 (3d Cir. 2015); United States v. Geiser, 527 F.3d 288, 292-94 (3d Cir. 2008). If, however, “the statute is silent or ambiguous with respect to the specific issue,” we move on to Step Two, where “the question for the court is whether the agency‘s [regulation] is based on a permissible construction of the statute.” Chevron, 467 U.S. at 843. At Step Two, we may consider “the plain language of the statute, its origin, and purpose” in reviewing the reasonableness of a regulation. Zheng v. Gonzales, 422 F.3d 98, 119 (3d Cir. 2005) (quoting Appalachian States Low-Level Radioactive Waste Comm‘n v. O‘Leary, 93 F.3d 103, 110 (3d Cir. 1996)). Step Two affords agencies considerable deference, and “where Congress has not merely failed to address a precise question, but has given an ‘express delegation of authority to the agency to elucidate a specific provision of the statute by regulation,’ then the agency‘s ‘legislative regulations are given controlling weight unless they are arbitrary, capricious, or manifestly contrary to the statute.‘” Zheng, 422 F.3d at 112 (quoting Chevron, 467 U.S. at 843-44). But deference under Step Two is not absolute, and the regulation must still “harmonize[]” with the statute, id. at 119 (quoting O‘Leary, 93 F.3d at 110), and be “reasonable in light of the legislature‘s revealed design,” NationsBank of N.C., N.A. v. Variable Annuity Life Ins. Co., 513 U.S. 251, 257 (1995). Here, both pаrties urge that we resolve the case at Step One, and there we begin.
A. The Legitimacy of the Regulation Cannot be Resolved at Step One
The Government argues that
First, the Government cherry-picks language from
As a threshold matter, we would hesitate to conclude that Congress clearly intended to deprive older K-4 children of any opportunity to adjust status from within the United States when the several disparate sections of the
First, there is no question that, when Congress has not provided otherwise, the eligibility of an immediate relative to adjust status under
Second, the language in
Third, even assuming arguendo thаt a separate I-130 petition may be required for a K-4 child to adjust status, nothing in
In view of these deficiencies in the Government‘s plain language argument, we cannot resolve this case at Chevron Step One. Nor need we linger at Step One on account of Cen‘s own plain language argument, for even assuming that the
B. The Regulation Is Invalid Under Step Two
In Zheng, we held that where the
Here, as in Zheng, we conclude the Regulation does reverse Congress‘s eligibility structure and must be struck down as “manifestly contrary” to the
1. Plain Language
While the Government argues that the plain language of
By its plain terms,
Second, in defining how K-3 and K-4 aliens may adjust status under
Indeed, tying adjustment to the “petition [filed] on behalf of the K-3 spouse,”
2. Canons of Construction
The irreconcilable conflict between the Regulation and the statute becomes even more apparent when we consider
First, where a statutory provision lists multiple categories of individuals without differentiating between them, Congress is presumed to have intended that all such categories be treated the same. See Clark v. Martinez, 543 U.S. 371, 377-78 (2005) (concluding that, when a section of the INA listed three categories of aliens without differentiating between them, the statute clearly expressed that all categories be treated the same because to treat each category differently would “give the[] same words a different meaning for each category [and] would be to invent a statute rather than interpret one“). Here, Congress authorized both K-2 and K-4 visas in a single subsection,
Second, we “normally” give “identical words and phrases within the same statute the same meaning,” Powerex Corp. v. Reliant Energy Servs., Inc., 551 U.S. 224, 232 (2007), and, here, Congress used the term “minor child” in both of the subsections dealing with K-visa holders:
Third, “our duty to construe statutes, not isolated provisions,” Gustafson, 513 U.S. at 568, means that definitions in other parts of the
Fourth, we find confirmation of Congress‘s intent in “the title of a statute and the heading of a section,” both of which are “tools available for the resolution of a doubt’ about the meaning of a statute.” Almendarez-Torres v. United States, 523 U.S. 224, 234 (1998) (quoting Bhd. of R.R. Trainmen v. Balt. & Ohio R.R. Co., 331 U.S. 519, 528-59 (1947)). The part of the LIFE Act that created K-4 visas and extended
Fifth, we interpret statutes consistent with the canon that “Congress ... does not alter the fundamental details of a regulatory sсheme in vague terms or ancillary provisions—it does not, one might say, hide elephants in mouseholes.” Whitman v. Am. Trucking Ass‘ns, 531 U.S. 457, 468 (2001). Yet the Government would take us on a circuitous route through the
Finally, we avoid interpreting statutes in a way that would render them absurd. See, e.g., Republic of Iraq v. Beaty, 556 U.S. 848, 861 (2009) (discounting a proffered statutory interpretation in part because it would have been “an absurd reading, not only textually but in the result it produces“); Holy Trinity Church v. United States, 143 U.S. 457, 459-60 (1892) (construing a law “to avoid [] absurdity“). Under the current regime, if a nineteen-year-old child of an alien spouse stays behind in her home country while her alien parent moves to the United States and adjusts status, that child would be eligible to apply for lawful permanent residence from abroad, albeit through a long and arduous process. The very purpose of K-visas, however, is to allow for family reunification stateside pending adjustment of status for the alien parent and minor children of the new family. It is therefore surely “unreasonablе to believe that the legislat[ure] intended,” Holy Trinity Church, 143 U.S. at 459, that, in granting K-4 visas to older alien children, it was, in effect, disqualifying any such child who chose to exercise that visa from seeking lawful per-
3. Statutory and Regulatory Context
The regulatory and statutory backdrop to the LIFE Act further demonstrates that the Regulation is incompatible with Congress‘s eligibility scheme, for “Congress is presumed to be aware of an administrative or judicial interpretation of a statute and to adopt that interpretation when it re-enacts a statute without change ... [or] adopts a new law incorporating sections of a prior law, ... at least insofar as [the prior interpretation] affects the new statute.” Lorillard v. Pons, 434 U.S. 575, 580-81 (1978) (citations omitted). Here, before passing the LIFE Act in 2000, Congress was aware that the INS had promulgated
The Government counters that Congress also was aware of the age restriction for a stepchild to qualify as a “child” under
4. Congressional Purpose
Setting aside the text, structure, and history of the
First, the
Second, and more fundamentally, thе Government has failed to explain why a regulation that targets the children—and more precisely, the older children—of alien spouses in any way advances the underlying effort to combat marriage fraud. That goal may be served by careful scrutiny of the K-3 parent‘s I-129F and I-130 petitions and the documentation required at the visa interview to prove both the K-3 parent‘s relationship with the U.S. citizen-spouse and the children‘s relationship with their K-3 parent, but the Government has not shown how it is served by requiring a second I-130 petition on behalf of a K-4 child. Indeed, the Government candidly conceded at oral argument that the Regulation‘s effect of forcing older K-4 children back overseas does not prevent marriage fraud. Oral Arg. at 31:40-32:10.17
The stated goal of combatting marriage fraud thus cannot explain the Regulation‘s differential treatment of K-2 and K-4 children or why the Government should, in effect, accord less value to the dignity and integrity of a family unit when a U.S. citizen is already married to an alien spouse than when an alien is entering the United States with the stated intention of marrying a U.S. citizen. In short, the Government has failed to show the Regulation is “based on a permissible construction of the statute,” Zheng, 422 F.3d at 116 (quoting Chevron, 467 U.S. at 843), or “comport[s] with Congress‘s stated intent,” id. at 119, to combat marriage fraud.
midpage-fn n=“16“>Specifically, the Government places significance on the fact that fiance(e)s undergo scrutiny of their intent to marry before being admitted to the United States (i.e., in the I-129F petition, upon applying for a K-1 visa, and before entry to the United States) and that they must establish their marriage is legitimate at the time of adjustment under5. Limits on the Attorney General‘s Regulatory Authority
Finally, the considerations that led us in Zheng to hold that the regulation in that case exceeded the permissible scope of the Attorney General‘s regulatory authority under
Here, the Attorney General overstepped those bounds. Whereas Congress envi-
IV. Conclusion
While the nation‘s immigration laws are at times labyrinthine, we decline to hold today that they offer older K-4 children nothing more than a legal dead end. For the aforementioned reasons, although we reach our decision at Chevron Step Two rather than Step One, we ultimately agree with the thoughtful decision of the Seventh Circuit in Akram and likewise hold that
