REPUBLIC OF IRAQ v. BEATY ET AL.
No. 07-1090
Supreme Court of the United States
Argued April 20, 2009—Decided June 8, 2009
556 U.S. 848
*Together with No. 08-539, Republic of Iraq et al. v. Simon et al., also on certiorari to the same court.
Douglas Hallward-Driemeier argued the cause for the United States as amicus curiae urging reversal in both cases. With him on the brief were then-Acting Solicitor General Kneedler, Acting Assistant Attorney General Hertz, Douglas N. Letter, and Lewis S. Yelin.
Thomas C. Goldstein argued the cause for respondents in both cases. Andrew C. Hall, James Cooper-Hill, and Nelson M. Jones III filed a brief for Jordan Beaty et al., respondents in No. 07-1090. Michael Rips, Anthony A. Onorato, Justin B. Perri, and Stephen A. Fennell filed a brief for Robert Simon et al., respondents in No. 08-539.†
We consider in these cases whether the Republic of Iraq remains subject to suit in American courts pursuant to the terrorism exception to foreign sovereign immunity, now repealed, that had been codified аt
I
A
Under the venerable principle of foreign sovereign immunity, foreign states are ordinarily “immune from the jurisdiction of the courts of the United States and of the States,”
In 1996, Congress added to the list of statutory exceptions one for state sponsors of terrorism, which was codified at
“against a foreign state for personal injury or death that was caused by an act of torture, extrajudicial killing, aircraft sabotage, hostage taking, or the provision of material support or resources... for such an act... except
that the court shall decline to hear a claim under this paragraph— “(A) if the foreign state was not designated as a state sponsor of terrorism under section 6(j) of the Export Administration Act of 1979 (50 U. S. C. App. 2405(j)) or section 620A of the Foreign Assistance Act of 1961 (22 U. S. C. 2371) at the time the аct occurred....”
In brief,
B
In September 1990, Acting Secretary of State Lawrence Eagleburger formally designated Iraq, pursuant to
Toward that end, Congress enacted in April 2003 the Emergency Wartime Supplemental Appropriations Act (EWSAA), 117 Stat. 559. Section 1503 of that Act authorized the President to “make inapplicable with respect to Iraq
Shortly thereafter, the United States Court of Appeals for the District of Columbia Circuit had occasion to consider whether that Presidential action had the effect of rendering inapplicable to Iraq the terrorism exception to foreign sovereign immunity. The court сoncluded in a divided panel decision that the President‘s EWSAA authority did not permit him to waive
C
There is yet another legislative enactment, and yet another corresponding executive waiver, that bear on the question presented. The National Defense Authorization Act for Fisсal Year 2008 (NDAA), 122 Stat. 3, was passed in January 2008. That Act (1) repealed the FSIA‘s terrorism exception, § 1083(b)(1)(A)(iii); (2) replaced it with a new, roughly similar exception, § 1083(a); (3) declared that nothing in § 1503 of the EWSAA had “ever authorized, directly or indirectly, the making inapplicable of any provision of chapter 97 of title 28, United States Code, or the removal of the jurisdiction of any court of the United States” (thus purporting to ratify the Court of Appeals’ Acree decision), § 1083(c)(4), 122 Stat. 343; and (4) authorized the President to waive “any provision of this section with respect to Iraq” so long as he made certain findings аnd so notified Congress within 30 days, § 1083(d), id., at 343-344.
The last provision was added to the NDAA after the President vetoed an earlier version of the bill, which did not include the waiver authority. The President‘s veto message
II
We consider today two cases that have been navigating their way through the lower courts against the backdrop of the above-described congressional, military, Presidential, and judicial actions. Respondents in the Simon case are American nationals (and relatives of those nationals) who allege that they were captured and cruelly mistreated by Iraqi officials during the 1991 Gulf War. The Beaty respondents are the children of two other Americans, Kenneth Beaty and William Barloon, who are alleged to have been similarly abused by the regime of Saddam Hussein in the aftermath of that war. Each set of respondents filed suit in early 2003 against Iraq in the United States District Court for the District of Columbia, alleging violations of local, federal, and international law.
Respondents invoked the terrorism exception to foreign sovereign immunity, and given Acree‘s holding that the President had not rendered that statutory provision inapplicable to Iraq, the District Court refused to dismiss either case on jurisdictional grounds. In Beaty, after the District Court denied Iraq‘s motion to dismiss, 480 F. Supp. 2d 60, 70 (2007), Iraq invoked the collaterаl order doctrine to support an interlocutory appeal. See Mitchell v. Forsyth, 472 U. S. 511, 524-529 (1985). In Simon, the District Court determined that the claims were time barred and dismissed on that alter-
In the Beaty appeal, Iraq (supported by the United States as amicus) requested that the Court of Appeals for the District of Columbia Circuit reconsider Acree‘s holding en banc. The court denied that request over the dissent of Judges Brown and Kavanaugh, and a panel then summarily affirmed in an unpublished order the District Court‘s denial of Iraq‘s motion to dismiss. No. 07-7057 (Nov. 21, 2007) (per curiam), App. to Pet. for Cert. in No. 07-1090, pp. 1a-2a.
While the Simon appeal was still pending, Congress enacted the NDAA, and the Court of Appeals requеsted supplemental briefing addressing the impact of that legislation on the court‘s jurisdiction. Iraq contended, as an alternative argument to its position that Acree was wrongly decided, that even if
The Court of Appeals rejected that argument, holding instead, based on a close reading of the statutory text, that “the NDAA leaves intact our jurisdiction over cases... that were pending against Iraq when the Congress enacted the NDAA.” 529 F. 3d 1187, 1194 (2008). The panel then reversed the District Court‘s determination that the Simon respondents’ claims were untimely, id., at 1195-1196, and rebuffed Iraq‘s request for dismissal under the political question doctrine, id., at 1196-1198.
Iraq sought this Court‘s review of both cases, asking us to determine whether under current law it remains subject to suit in the federal courts. We granted certiorari, 555 U. S. 1092 (2009), and consolidated the cases.
III
A
Section 1503 of the EWSAA consists of a principal clause, followed by eight separate proviso clauses. The dispute in these cases concerns the second of the provisos. The principal clause and that proviso read:
“The President may suspend the application of any provision of the Iraq Sanctions Act of 1990:... Provided further, That the President may make inapplicable with respect to Iraq section 620A of the Foreign Assistance Act of 1961 or any other provision of law that applies to countries that have supported terrorism....” 117 Stat. 579.
Iraq and the United States both read the quoted proviso‘s residual clause as sweeping in the terrorism exception to foreign sovereign immunity. Certainly that reading is, as even the Acree Court acknowledged, “straightforward.” 370 F. 3d, at 52.
Title
To a layperson, the notion of the President‘s suspending the operation of a valid law might seem strange. But the practice is well established, at least in the sphere of foreign
B
The Court of Appeals in Acree resisted the above construction, primarily on the ground that the relevant text is found in a proviso. We have said that, at least presumptively, the “grammatical and logical scope [of a proviso] is confined to the subject-matter of the principal clause.” United States v. Morrow, 266 U. S. 531, 534-535 (1925). Using that proposition as a guide, the Acree panel strove mightily to construe the proviso as somehow restricting the principal clause of EWSAA § 1503, which authorized the President to suspend “any provision of the Iraq Sanctions Act of 1990,” 117 Stat. 579.
In the Court of Appeals’ view, the second proviso related to that subsection of the Iraq Sanctions Act (referred to in the principal provision) which dictated that certain enumerated statutory provisions, including § 620A of the Foreign Assistance Act of 1961 and “all other provisions of law that impose sanctions against a country which has repeаtedly provided support for acts of international terrorism,” shall be fully enforced against Iraq. § 586F(c), 104 Stat. 2051 (emphasis added). The panel understood the second EWSAA
This is a highly sophisticated effort to construe the proviso as a limitation upon the principal clause. Ultimately, however, we think that effort neither necessary nor successful. It is true that the “general office of a proviso is to except something from the enacting clause, or to qualify and restrain its generality.” Morrow, supra, at 534. But its general (and perhaps appropriate) office is not, alas, its exclusive use. Use of a proviso “to state a general, independent rule,” Alaska v. United States, 545 U. S. 75, 106 (2005), may be lazy drafting, but is hardly a novelty. See, e. g., McDonald v. United States, 279 U. S. 12, 21 (1929). Morrow itself came with the caveat that a proviso is sometimes used “to introduce independent legislation.” 266 U. S., at 535. We think that was its office here. The principal clause granted the President a power; the second proviso purported to grant him an additional power. It was not, on any fair reading, an exception to, qualification of, or restraint on the principal power.
Contrasting the second EWSAA proviso to some of the other provisos illustrates the point. For example, the first proviso cautioned that “nothing in this section shall affect
There are other indications that the second proviso‘s waiver authority was not limited to the statutory provisions embraced by § 586F(c) of the Iraq Sanctions Act. If that is all it was meant to accomplish, why would Congrеss not simply have tracked § 586F(c)‘s residual clause? Instead of restricting the President‘s authority to statutes that “impose sanctions” on sponsors of terror, the EWSAA extended it to any statute that “applies” to such states. That is undoubtedly a broader class.
Even if the best reading of the EWSAA proviso were that it encompassed only statutes that impose sanctions or prohibit assistance to state sponsors of terrorism, see Acree, 370 F. 3d, at 54, we would disagree with the Court of Appeals’ conclusion that the FSIA exception is not such a law. Allowing lawsuits to proceed certainly has thе extra benefit of facilitating the compensation of injured victims, but the fact that
It may well be that when Congress enacted the EWSAA it did not have specifically in mind the terrorism exception to sovereign immunity. The Court of Appeals evidently found that to be of some importance. Id., at 56 (noting there is “no reference in the legislative history to the FSIA“). But the whole value of a generally phrased residual clause, like the one used in the second proviso, is that it serves as a catchall for matters not specifically contemplated—known unknowns, in the happy phrase coined by Secretary оf Defense Donald Rumsfeld. Pieces of Intelligence: The Existential Poetry of Donald H. Rumsfeld 2 (H. Seely comp. 2003). If Congress wanted to limit the waiver authority to particular statutes that it had in mind, it could have enumerated them individually.
We cannot say with any certainty (for those who think this matters) whether the Congress that passed the EWSAA would have wanted the President to be permitted to waive
C
Respondents advance two other objections to the straightforward interpretation of the EWSAA proviso. First, in a less compelling variant of the D. C. Circuit‘s approach, the Simon respondents argue that “section 620A of the Foreign Assistance Act of 1961 or any other provision of law that аpplies to countries that have supported terrorism” means § 620A of the Foreign Assistance Act or any other provision of law cited therein. The provision would thus allow the President to make inapplicable to Iraq the statutes that § 620A precludes from being used to provide support to terror-sponsoring nations. Not to put too fine a point upon it, that is an absurd reading, not only textually but in the result it produces: It would mean that the effect of the EWSAA was to permit the President to exclude Iraq from, rather than include it within, such beneficent legislation as the Food for Peace Act of 1966,
Both respondents also invoke the canon against implied repeals, TVA v. Hill, 437 U. S. 153, 190 (1978), but that canon has no force here. Iraq‘s construction of the statute neither rests on implication nor effects a repeal. The EWSAA proviso expressly allowed the President to render certain statutes inapplicable; the only question is its scope. And it did not repeal anything, but merely granted the President authority to waive the application of particular statutes to a single foreign nation. Cf. Clinton v. City of New York, 524 U. S. 417, 443-445 (1998).
D
We must consider whether anything in the subsequent NDAA legislation changes the above analysis. In particular, § 1083(c)(4) of that statute specifically says that “[n]othing in section 1503 of the [EWSAA] has ever authorized, directly or indirectly, the making inapplicable of any provision of chapter 97 of title 28, United States Code, or the removal of the jurisdiction of any court of the United
Is such a ratification effective? The NDAA is not subsequent legislative history, as Iraq claims, cf. Sullivan v. Finkelstein, 496 U. S. 617, 632 (1990) (SCALIA, J., concurring in part); rather, it is binding law, approved by the Legislature and signed by the President. Subsequent legislation can of course alter the meaning of an existing law for the future; and it can even alter the past operation of an existing law (constitutional objections aside) if it makes that retroactive operation clear. Landgraf v. USI Film Products, 511 U. S. 244, 267-268 (1994). To tell the truth, however, we are unaware of any case dealing with the retroactive amendment of a law that had already expired, as the EWSAA had here. And it is doubtful whether Congress can retroactively claw back power it has given to the Executive, invalidating Presidential action that was valid when it was taken. Thankfully, however, we need not explore these difficulties here.
In § 1083(d)(1) of the NDAA, the President was given authority to “waive any provision of this section with respect to Iraq.” 122 Stat. 343. The President proceeded to waive “all” provisions of that section as to Iraq, including (presumably) § 1083(c)(4). 73 Fed. Reg. 6571. The Act can therefore add nothing to our analysis of the EWSAA. Respondent Beaty objects that the President cannot waive a fact. But neither can Congress legislate a fact. Section 1083(c)(4) could change our interpretation of the disputed EWSAA language only if it has some substantive effect, changing what would otherwise be the law. And if the President‘s waiver doеs anything, it eliminates any substantive effect that the NDAA would otherwise have on cases to which Iraq is a party.2
IV
Having concluded that the President did render
This argument proceeds as follows: The FSIA exception becomes “applicable” to a foreign state when that foreign state is designated as a sponsor of terrorism. In parallel fashion, rendering the exception “inapplicable” should be equivalent to removing the state‘s designation. And under
Respondents support this interpretation with a policy argument and a canon of construction. First, why would Congress have sought to give Iraq better treatment than any other state that saw the error of its ways, reformed its behavior, and was accordingly removed from the list of terror-sponsoring regimes? See Acree, 370 F. 3d, at 56 (calling such a result “perplexing“). Providing immunity for future acts is one thing, but wiping the slate clean is quite another. Second, this Court has often applied a presumption that, absent clear indication to the contrary, statutory amendments do not apply to pending cases. Landgraf, supra, at 280. A
As a textual matter, thе proffered definition of “inapplicable” is unpersuasive. If a provision of law is “inapplicable” then it cannot be applied; to “apply” a statute is “[t]o put [it] to use.” Webster‘s New International Dictionary 131 (2d ed. 1954). When the District Court exercised jurisdiction over these cases against Iraq, it surely was putting
As a policy matter, moreover, we do not find that result particularly “perplexing.” As then-Judge Roberts explained in his separate opinion in Acree, Congress in 2003 “for the first time confronted the prospect that a friendly successor government would, in its infancy, be vulnerable under Section 1605(a)(7) to crushing liability for the actions of its renounced predecessor.” 370 F. 3d, at 61 (opinion concurring in part and concurring in judgment) (emphasis in original). The Government was at the time spending considerable sums of money to rebuild Iraq, see Rogers, Congress Gives Initial Apprоval for War Funding, Airline Aid, Wall Street Journal, Apr. 4, 2003, p. A10. What would seem perplexing is converting a billion-dollar reconstruction project into a compensation scheme for a few of Saddam‘s victims.
As for the judicial presumption against retroactivity, that does not induce us to read the EWSAA proviso more narrowly. Laws that merely alter the rules of foreign sovereign immunity, rather than modify substantive rights, are not operating retroactively when applied to pending cases. Foreign sovereign immunity “reflects current political realities and relationships,” and its availаbility (or lack thereof)
In any event, the primary conduct by Iraq that forms the basis for these suits actually occurred prior to the enactment of the FSIA terrorism exception in 1996. See Saudi Arabia v. Nelson, 507 U. S. 349, 351 (1993). That is, Iraq was immune from suit at the time it is alleged to have harmed respondents. The President‘s elimination of Iraq‘s later subjection to suit could hardly have deprived respondents of any expectation they held at the time of their injury that they would be able to sue Iraq in United States courts.
V
Accordingly, the District Court lost jurisdictiоn over both suits in May 2003, when the President exercised his authority to make
In respondents’ view, that is not fatal to their claims. They point to the eighth proviso in § 1503 of the EWSAA:
”Provided further, That the authorities contained in this section shall expire on September 30, 2004, or on the date of enactment of a subsequent Act authorizing assistance for Iraq and that specifically amends, repeals or otherwise makes inapplicable the authorities of this section, whichever occurs first.” 117 Stat. 579.
The effect of this provision, they contend, is that the EWSAA waiver expired in 2005,3 and that when it did so
The premise, however, is flawed. It is true that the “authorities contained in” § 1503 of the EWSAA expired, but expiration of the authorities (viz., the President‘s powers to suspend and make inapplicable cеrtain laws) is not the same as cancellation of the effect of the President‘s prior valid exercise of those authorities (viz., the restoration of sovereign immunity). As Iraq points out, Congress has in other statutes provided explicitly that both the authorities granted and the effects of their exercise sunset on a particular date. E. g.,
We think the better reading of the eighth EWSAA proviso (the sunset clause) is that thе powers granted by the section could be exercised only for a limited time, but that actions taken by the President pursuant to those powers (e. g., suspension of the Iraq Sanctions Act) would not lapse on the sunset date. If it were otherwise, then the Iraq Sanctions Act—which has never been repealed, and which imposes a whole host of restrictions on relations with Iraq—would have returned to force in September 2005. Nobody believes that is so.
*
*
*
When the President exercised his authority to make inapplicable with respect to Iraq all provisions of law that аpply to countries that have supported terrorism, the exception to foreign sovereign immunity for state sponsors of terrorism became inoperative as against Iraq. As a result, the courts below lacked jurisdiction; we therefore need not reach Iraq‘s
It is so ordered.
Notes
Briefs of amici curiae urging affirmance in No. 08-539 werе filed for the Center for Justice & Accountability by William J. Aceves and Kim J. Landsman; for the Human Rights Committee of the American Branch of the International Law Association by Jordan J. Paust; for St. Mary‘s University School of Law, Center for Terrorism Law et al. by Jeffrey F. Addicott; for Tortured American Prisoners of War by John Norton Moore; for Dr. Louis Fisher et al. by Charles Swift and Ruth J. Vernet; and for Dr. Stephen Neale by Leslie E. Chebli.
Steven R. Perles and Thomas Fortune Fay filed a brief of amici curiae in No. 08-539 for Plaintiffs in Peterson v. Islamic Republic of Iran, CA 01-2094 (RCL) etc., in the United States District Court for the District of Columbia.
