Oyenike Alaka v. Attorney General of the United States Secretary of Department of Homeland SecurityOyenike Alaka v. Attorney General of the United States Secretary of Department of Homeland Security
OPINION OF THE COURT
Oyenike Alaka petitions for review of a final order of removal issued by the Board of Immigration Appeals (“BIA”). We conclude that it erred in affirming the decision of an immigration judge (“IJ”) that Alaka was ineligible for withholding of removal as a person convicted of a “particularly serious crime.” Accordingly (and after concluding that we have jurisdiction), we grant the petition for review of her withholding of removal claim, vacate the BIA’s decision on this issue, and remand to the BIA for further proceedings. As we do not have jurisdiction to consider the BIA’s conclusion, in affirming the IJ, that Alaka abandoned her lawful permanent resident status, we dismiss her petition for cancellation of removal and relief under former § 212(c) of the Immigration and Nationality Act (“INA”).
I. Factual Background
Alaka is a citizen of Nigeria who entered the United States without inspection in
In 1992, Alaka was convicted in the United States for aiding and abetting bank fraud in violation of
Alaka was also convicted and incarcerated twice outside the United States. In 1994, she was convicted in France for a drug-related offense and was sentenced to approximately one and a half years incarceration. In 1998, a Canadian court convicted her of fraud (for over $5,000 Canadian dollars) and unlawful possession and use of a credit card. She received a three-month sentence for the fraud charge and a concurrent thirty-day sentence for the credit card offense. The United States Government was not able to produce a record of conviction for these offenses, and it is uncontested that the exact details of the foreign convictions are unknown.
Since becoming a permanent resident in 1990, Alaka has left the United States on nine occasions. She has taken four trips to Nigeria (one of which included the trip to France that resulted in her 1994 drug conviction), and five trips to Canada. Her longest absences from the United States were twenty-two months she spent abroad from 1994 to 1995 (the bulk of which time was spent incarcerated in France), and her eight-month visit to Nigeria in 2001. During that last trip, Alaka married a Nigerian citizen who is the father of two of her three sons. The events that occurred during that visit were what prompted her to return to the United States and form the basis of her claims for relief now before us.
II. Procedural History
Alaka was detained by the INS on August 8, 2001, when she attempted to reen
In July 2002, the IJ found that the time Alaka spent abroad caused her to abandon her permanent resident status, and she was thus ineligible for cancellation of removal and § 212(c) relief. Had Alaka not abandoned her resident status, the IJ stated he “would have found her eligible, as a matter of law, to apply for discretionary relief of the two applications [cancellation of removal and § 212(c) relief].” Alaka responded that she would apply for withholding of removal pursuant to
In February 2003, the IJ restated his conclusion that Alaka was ineligible for cancellation of removal and 212(c) relief, ruled against her claims for withholding of removal and relief under the CAT, and ordered her removed to Nigeria.
7
Though the IJ found Alaka to be credible, and stated that her experience in Nigeria could support a finding of persecution on the basis of, at least in part, political opinion, the “particularly serious” nature of her bank fraud crime under
Alaka filed a timely motion for reconsideration with the IJ, challenging the designation of her bank fraud offense as “particularly serious.” The IJ denied the motion, stating that “while I do not recall with specificity all of the factors which led me to find [Alaka’s] conviction to be a ‘particularly serious crime’ for purposes of withholding of removal ..., [Alaka’s] brief, well presented as it is, does not convince me that I erred.”
Alaka appealed both the removal order and the denial of her motion to reconsider, and the BIA adopted and affirmed both decisions of the IJ with only a brief discussion.
On appeal, Alaka reasserts her claims that she is eligible for cancellation of removal, § 212(c) relief, and withholding of removal.
8
She has not briefed the CAT claim, and we accordingly consider it waived.
United States v. Pelullo,
III. Discussion
A. Jurisdiction
Alaka’s status as a person convicted of a crime involving moral turpitude raises jurisdictional questions under
1.
Does
The Government argues that we do not have jurisdiction to consider Alaka’s withholding of removal claim in light of
an alien who has been convicted of an aggravated felony (or felonies) for which the alien has been sentenced to an aggregate term of imprisonment of at least 5 years shall be considered to have committed a particularly serious crime. The previous sentence shall not preclude the Attorney General from determining that, notwithstanding the length of sentence imposed, an alien has been convicted of a particularly serious crime.
Because Alaka was sentenced to fewer than five years for her bank fraud offense, her crime is not automatically designated as “particularly serious.” The IJ (acting as agent for the Attorney General) determined she had been convicted of a “particularly serious crime” based on the individual facts of her case. Alaka challenges that determination on appeal, and the Government argues we do not have jurisdiction to review it pursuant to
That subsection, added to the INA in 1996 as part of the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 (“IIRIRA”), precludes judicial review of a “decision or action of the Attorney General or the Secretary of Homeland Security the authority for which is specified under this subchapter to be in the discretion of the Attorney General or the Secretary of Homeland Security” (other than the granting of asylum).
We conclude that the exception to eligibility for withholding at
if “discretion” under § 125[2](a)(2)(B)(ii) means nothing more than the application of facts to principles, then it is hard to imagine any action by the Attorney General under the relevant title that would not be deemed discretionary. For example, the substantial evidence standard under which we review many immigration actions contemplates that in some cases there will be a range of acceptable outcomes among which an adjudicator might reasonably choose.8 U.S.C. § 1252(b)(4)(B) .
“The key to
There are two sentences in
The terms “decide[]” or “determin[e]” are not, standing alone, sufficient to “specify” discretion. Indeed, we have exercised jurisdiction over another of the four conditions that the “Attorney General decides.” In
McAllister v. Att’y Gen.,
We have likewise reviewed the merits of a petitioner’s objection to the designation of his claim as frivolous, another condition that “the Attorney General determines.”
Muhanna v. Gonzales,
By way of contrast, Congress knows how to “specify” discretion and has done so repeatedly in other provisions of the INA. Within the category of “[djenials of discretionary relief’ at
Although the explicit use of language granting discretion — such as “the Attorney General may, in his discretion” — would presumably trigger the application of
In contrast, in
Jilin Pharm. USA, Inc. v. Chertoff,
Similarly, in
Urena-Tavarez
we found that a hardship waiver determination under
In our case, the determination of a “particularly serious offense” is more like the decision considered in
Soltane,
and less like the ones in
Jilin
and
Urena-Tavarez,
for the following reasons. First, there is no explicit reference in
Second,
Soltane, Jilin
and
Urena-Tava-rez
each focus on the import of either “shall” or “may.”
Soltane,
Third, our Court has observed that “the question of whether discretionary authority has been specified by statute
Finally, and most importantly, the statutes found to specify discretion in
Jilin
and
Urena-Tavarez
contain language that serves to elevate the decision — out of the broader class of determinations the Attorney General is entitled to make — into the narrower category of decisions where discretion has been “specified.” As described above, the language of the statute in
Ure-na-Tavarez
made the judicial intent to preclude judicial review “not merely fairly discernible, [but] express and manifest.”
We note that our conclusion threatens to bring us into conflict with the Ninth Circuit Court of Appeals, the only other Circuit Court to address this question squarely in a precedential opinion.
22
In 2001— prior to the passage of the REAL ID Act of 2005, Pub.L. No. 109-13, 119 Stat. 231 (2005) (“REAL ID Act”), discussed in more detail in the next section — the Ninth Circuit held it did not have jurisdiction to review a “particularly serious crime” decision because it was “based upon an exercise of the BIA’s discretion.”
Matsuk v. INS,
In addition, we take note of two Seventh Circuit Court of Appeals cases stating in
dicta
that courts of appeals may exercise jurisdiction over the determination whether an offense is “particularly serious.” In
Bosede v. Ashcroft,
[a]s to the question of whether , Ali has rebutted the presumption that his conviction was for a “particularly serious crime,” we find he has not exhausted his administrative remedies on this point. Ali has not presented his arguments to the BIA, and we cannot review these arguments now in the first instance.
“The Supreme Court has held that only a showing of ‘clear and convincing evidence’ is sufficient to support a finding that Congress intended to preclude judicial review of an administrative action.”
Urena-Tavarez,
2.
Is our jurisdiction precluded by
The second jurisdictional question in this case arises from
(a) abandonment of lawful permanent resident status
Alaka challenges the IJ’s determination that she was ineligible for possible relief under former § 212(c) of the INA, and cancellation of removal under
Alaka claims that the conclusion that she abandoned her permanent legal resident status is based on legal error, and the Government argues it is a factual question that we do not have jurisdiction to review. In this particular context, we agree with the Government. The basic test for evaluating whether a lawful permanent resident has abandoned that status by virtue of traveling abroad is “whether [the petitioner’s] extended trips [outside the United States] constitute ‘temporary visits abroad.’ ”
Singh v. Reno,
Here, Alaka’s trips abroad (lasting up to twenty-two months) were not short; thus, the critical issue was whether she had the requisite uninterrupted intent to return to the United States. Determining a petitioner’s intent is a fact-based inquiry.
See Katebi v. Ashcroft,
(b) “particularly serious crime” determination
We do, however, have jurisdiction over Alaka’s challenge to the denial of withholding of removal. She has raised a question of law by asserting that the IJ made a legal error in determining that her crime was “particularly serious.” Specifically, she claims the IJ erred because an offense must be an aggravated felony to qualify as a “particularly serious crime,” and her conviction for bank fraud does not constitute an aggravated felony. In other words, she claims the IJ applied the wrong legal standard and erroneously classified her offense as an aggravated felony. Whether an IJ applied the correct legal standard is a question of law.
See, e.g., Afridi,
B. Merits
Having established our jurisdiction to consider Alaka’s legal questions regarding the designation of her offense as “particularly serious,” we now tackle the merits. Alaka contends an offense cannot be “particularly serious” if it is not an aggravated felony and her offense was not; thus the IJ’s “particularly serious” designation was a legal error. We consider each part of this argument in turn.
1. Does an offense have to be an aggravated felony to be “particularly serious”?
Alaka insists that to be eligible for classification as a “particularly serious crime,” an offense must be an aggravated felony as defined in the INA at
Here, the text and structure of the statute suggest that an offense must be an aggravated felony to be “particularly serious.” For ease of reference, we repeat the text of
[A]n alien who has been convicted of an aggravated felony (or felonies) for which the alien has been sentenced to an aggregate term of imprisonment of at least 5 years shall be considered to have committed a particularly serious crime. The previous sentence shall not preclude the Attorney General from determining that, notwithstanding the length of sentence imposed, an alien has been convicted of a particularly serious crime.
The second sentence, authorizing the Attorney General to determine when a conviction is “particularly serious,” is clearly tied to the first; it explicitly refers back to the “previous sentence,” and accordingly implies that it is limited to aggravated
We therefore conclude that an offense must be an aggravated felony in order to be classified as a “particularly serious crime.”
See Chong,
2. Was Alaka’s offense an aggravated felony?
Alaka alleges that the IJ’s conclusion that her conviction was for an aggravated felony was incorrect. She asserts that the IJ improperly relied on the sentencing report and used the wrong loss amount in making his determination. While we conclude that the IJ properly considered the factual findings in the sentencing report, we agree with Alaka that the loss amount tied to the dismissed charges was improperly considered as part of the aggravated felony analysis. 27
Alaka was convicted of violating
knowingly executes, or attempts to execute, a scheme or artifice (1) to defraud a financial institution; or (2) to obtain any of the moneys, funds, credits, assets, securities, or other property owned by, or under the custody or control of, a financial institution, by means of false or fraudulent pretenses, representations, or promises.
The INA defines “aggravated felony” to include an offense that “involves fraud or deceit in which the loss to the victim or victims exceeds $10,000.”
When evaluating whether an offense is an aggravated felony, we presumptively apply the categorical approach.
Francis v. Reno,
We have already determined that
That said, we hold it was legal error for the IJ to consider the amount of intended loss for all of the charges rather than the single count for which she was convicted.
29
In reaching our conclusion, we find the opinions of our sister Circuit Courts instructive. The Seventh, Ninth and Tenth Circuits have each been faced with cases where, as here, the petitioner had pled guilty to bank fraud in violation of
First, “the plain and unambiguous language of the statute ... predicates removal on a
convicted
offense resulting in losses greater than $10,000.”
Knutsen,
Second, in light of the statute’s focus on a “conviction,” it is the plea agreement that controls our analysis here. In other words, because it is the
plea agreement
that establishes the offense for which the defendant will be
convicted,
it is to that agreement, and not the indictment or the sentence, that we look in determining the intended loss. We find the logic of
Chang
particularly persuasive on this point. In that case, Chang had been charged with 14 counts of bank fraud, “each count corresponding to a bad check that he allegedly passed.”
[t]he written plea agreement between Chang and the government prevents the INS from treating Chang’s bank fraud conviction as an aggravated felony. The INS must take the plea agreement as the agency finds it, and in this case, ... [t]he text of the plea agreement ... definitively establishes that the only offense of which Chang was convicted falls about $9,400 shy of qualifying as an aggravated felony.
Id. at 1190.
As the Seventh Circuit observed,
Chang
“supports the basic and sensible proposition that courts should strive to honor the contractual agreement reached between a defendant and the government.”
Knutsen,
uncertainty on whether the loss amounts specified in a plea agreement will control in subsequent removal proceedings does not benefit either party. Defendants may be less willing to enter into plea agreements in light of the uncertainty of their effect in any future immigration proceedings. As a result, the government may be forced to expend unnecessary time and resources litigating and appealing cases that otherwise could have been resolved through a plea agreement.
Id; see also Chang,
Similarly, in
Knutsen,
the petitioner had been indicted on two counts of bank fraud, but pled guilty to only one, for which the loss amount was $7,350.
Id.
at 735. The second count, with a loss amount of $12,930.96, was dismissed.
Id.
For purposes of the Sentencing Guidelines, Knut-sen acknowledged that the total loss from the offense of conviction and the related conduct (which encompassed the facts of the dismissed charge) exceeded $20,000, and he was ultimately ordered to pay more than $22,000.
Id.
Despite Knutsen’s stipulation as to the total loss, and the fact that the charges were crimes against a single victim, the Seventh Circuit held that to be “consistent with the statute ... the court should focus narrowly on the loss amounts that are particularly tethered to convicted counts alone,” and considered only the loss amount tied to the convicted charge by the plea agreement.
Id.
at 739-40. Because our consideration is limited to the offense
An exception to the strict emphasis on the plea agreement was articulated by the Tenth Circuit.
Khalayleh,
We hold that on the facts before us the loss amount relevant to Alaka’s aggravated felony determination is $4,716.68 — the loss suffered by the victim of the count to which Alaka pled guilty. That conclusion is not affected by the District Court’s conclusion, for sentencing purposes, that Alaka’s conduct as to the dismissed charges was “part of a common scheme or plan as the offense of conviction.” Allowing the loss calculated for sentencing purposes to supersede the amount designated in the plea agreement “would divorce the $10,000 loss requirement from the conviction requirement, [citing
Here, as was the case in
Knutsen
and
Chang,
Alaka “unmistakably pled guilty only to [one count], and ... the plea agreement plainly documented that loss at [less than $10,000].”
Knutsen,
3. Can dismissed charges be considered in determining whether an offense was “particularly serious”?
Our analysis of the aggravated felony conviction leads us to conclude further
IV. Conclusion
The determination of Alaka’s offense as a “particularly serious crime” is not a decision conferring unreviewable discretion on the Attorney General. We therefore have jurisdiction to hold that an offense must be an aggravated felony to be considered a “particularly serious crime” and Alaka’s bank fraud conviction was not an aggravated felony. Dismissed charges ipso facto are not convictions, and thus are not taken into account in either the aggravated felony or “particularly serious crime” analysis.
We accordingly grant Alaka’s petition for review of her withholding of removal claim, vacate the BIA’s decision insofar as it affirmed the conclusion that she committed a “particularly serious crime,” and remand to the BIA for proceedings consistent with this opinion. As we do not have jurisdiction to review the BIA’s affirmance of the IJ’s determination that Alaka abandoned her lawful permanent resident status and was ineligible for either § 212(c) relief or cancellation of removal, we dismiss her petition for review of those claims.
Notes
. Since March 1, 2003, the INS has been merged into the Department of Homeland Security, and is now called the Bureau of Immigration and Customs Enforcement. However, since the case began as an INS matter, we shall continue to refer to the INS.
. Because we do not reach the merits of Ala-ka's persecution and torture claims, we do not provide a detailed description of her experiences in Nigeria. In summary, Alaka is a member of the Yoruba tribe in Nigeria and a Christian. Her husband owned a complex of stores and shops in Lagos, Nigeria, some of which he rented to Ibo and Hausa tribesmen. The Oodua People’s Congress (''OPC”) is a Yoruba tribal organization that attempts to exercise control over the Yoruba sections of Nigeria. On two occasions, in January and June of 2001, Alaka claims the OPC came to her home and beat her husband for renting property to non-Yorubas.
. Alaka was charged as being inadmissible even though she had lawful permanent resident status because she had been convicted of a crime involving moral turpitude.
. Alaka does not dispute that aiding and abetting bank fraud is a crime of moral turpitude.
. Under this now-repealed provision, deporta-ble aliens who had accrued seven years of lawful permanent residence in the United States could request discretionary relief from deportation by arguing that the equities weighed in favor of their remaining in this country. Section 304(b) of the Illegal Immigration Reform and Immigrant Responsibility Act of 1996 ("IIRIRA”) repealed § 212(c) relief entirely, replacing it with cancellation of removal under
. G.A. Res 39/46, U.N. GAOR, 39th Sess., Supp. No. 51, at 197, U.N. Doc. A/39/51 (1984).
. IIRIRA eliminated the previous legal distinction between deportation and removal proceedings, and we use the terms interchangeably here.
See Avila-Macias v. Ashcroft,
.We have always retained jurisdiction to determine our own jurisdiction,
Papageorgiou v. Gonzales, 413
F.3d 356, 357 (3d Cir.2005), and we review those questions
de novo. Valansi v. Ashcroft,
. Alaka even admits in a footnote in her brief that "the people [Alaka] fears, the OPC, are not state actors as required under the CAT.” Pet.’s Brief at 30 n. 10.
. As “federal courts are not generally obligated to address jurisdictional issues in any particular order,” we accordingly organize our jurisdictional discussion in the manner that best lends itself to the questions in this case.
In re Hechinger Inv. Co. of Del., Inc.,
. The BIA has interpreted this language to mean that a petitioner convicted of a "particularly serious crime” necessarily constitutes a danger to the community.
Matter of Carballe,
19 I. & N. Dec. 357, 360,
. Accordingly, we see no conflict with House Conference Report No. 104-828, stating that "the Attorney General retains the authority to determine other circumstances in which an alien has been convicted of a particularly serious crime, regardless of the length of sentence.” H.R.Rep. No. 104-828, at 216 (1996). This report highlights only the uncontested fact that the Attorney General may reach one of multiple possible outcomes and does not suggest that his discretion is "specified” in the statute. We likewise see no conflict with the Attorney General's observation that, "[w]ith respect to aggravated felony convictions for which a lesser sentence has been imposed [,] ... Congress explicitly empowered the Attorney General to make the relevant determination.”
In re Y-L-,
23 I. & N. Dec. 270, 273,
. The three other conditions, not applicable in this case, are
(i) the alien ordered, incited, assisted, or otherwise participated in the persecution of an individual because of the individual's race, religion, nationality, membership in a particular social group, or political opinion; ... (iii) there are serious reasons to believe that the alien committed a serious nonpolitical crime outside the United States before the alien arrived in the United States; or (iv) there are reasonable grounds to believe that the alien is a danger to the security of the United States.
. Jurisdiction was not explicitly discussed in
McAllister,
but, in light of our "inherent obligation to satisfy ourselves that appellate jurisdiction attaches," we consider the evaluation of the merits as evidence of an implicit conclusion that jurisdiction exists.
Adapt of Phila. v. Phila. Hous. Auth.,
.
If the Attorney General determines that an alien has knowingly made a frivolous application for asylum and the alien has received the notice under paragraph (4)(A), the alien shall be permanently ineligible for any benefits under this chapter, effective as of the date of a final determination on such application.
.
See
. See
.
Visas shall be made available, in a number not to exceed 7.1 percent of such worldwide level, to qualified special immigrants described insection 1101(a)(27) of this title (other than those described in subpara-graph (A) or (B) thereof), of which not more than 5,000 may be made available in any fiscal year to special immigrants described in subclause (II) or (III) of section 110 l(a)(27)(C)(ii) of this title, and not more than 100 may be made available in any fiscal year to special immigrants, excluding spouses and children, who are described insection 1101(a)(27)(M) of this title.
(emphasis added).
.
.
. We note that in
Chong v. Dist. Dir., I.N.S.,
we stated that
. The Sixth Circuit Court of Appeals has issued an unpublished decision holding that "as to the initial question of whether the alien committed a serious crime ... [,] we lack jurisdiction to review the BIA’s discretionary determination."
Celaj v. Ashcroft,
.
Unuakhaulu
is identified as a pre-REAL ID Act case because it was filed on December 20,
. Alaka does not contend that aiding and abetting bank fraud is not a crime of moral turpitude. Moreover, we conclude that
.
. We emphasize that we may not exercise jurisdiction over this issue because it would require review of the IJ’s
factual
determination; our jurisdiction is not barred merely because cancellation of removal is a
discretionary
form of relief.
See Cruz
v.
Att’y Gen.,
. Our analysis does not track exactly the decision making process of the IJ because of the manner in which Alaka’s case unfolded. In an earlier hearing, the IJ concluded that Alaka had been convicted of an aggravated felony, on the ground that the intended loss was more than $10,000. His consideration of the sentencing report was conducted in the context of the "particularly serious” determination, not the aggravated felony analysis. In other words, the IJ determined the loss amount was over $10,000 in one context, and then addressed in detail the question of multiple victims, multiple charges and the total loss amount in a separate discussion of the "particularly serious” nature of her conduct. We have imported the IJ’s consideration of the sentencing memorandum from the “particularly serious” discussion into the aggravated felony analysis because each requires analysis of some of the same factors.
.
. We review this question of law
de novo, Ilchuk,
Under Chevron ... we review an agency's construction of a statute it administers under a two-step inquiry. If congressional intent is clear from the statute’s language, we must give effect to it as written. If Congress's intent is silent or ambiguous, we must decide if the agency's action is based on a permissible construction of the statute.
Knapik,