Burns v. City of WorcesterBurns v. City of Worcester
MEMORANDUM AND ORDER
GUZMAN, J.
Plaintiff Patrick F. Burns, Sr. (“Plaintiff” or “Burns“), a former firefighter with the City of Worcester Fire Department, brings this action against the City of Worcester (the “City“), Edward M. Augustus, Jr. (“Augustus“), Eric D. Batista (“Batista“), Martin Dyer (“Dyer“), and John Powers (“Powers“) (collectively, “Defendants“), alleging that they terminated his employment without due process and in violation of his constitutional and statutory rights. Defendants have moved to dismiss all counts pursuant to
I. Background and Procedural History1
Burns was employed as a firefighter with the City of Worcester Fire Department from 2010 until his termination in 2023. [ECF No. 1 (“Compl.“) ¶¶ 16, 20]. After completing training and a year of probationary service, Burns became a permanent full-time member of the Fire Department with tenure under the Massachusetts Civil Service Law in 2010. [Id. ¶ 16.]. In 2015, Burns joined Rescue 1, a specialized unit within the Fire Department that “specializes in recovery of people or bodies from fire scenes or other incident locations where people may have been injured or killed.” [Id. ¶¶ 19-20.].
Later that afternoon, after the Rescue 1 unit had completed the training exercises and returned to its base at the Franklin Street fire station, Powers ordered the unit to report to the Fire Department‘s Grove Street headquarters. [Id. ¶¶ 33-34.]. Upon arrival, Burns‘s supervisor, Lt. Jackson Lowbridge, told Burns that Powers wanted to speak with him. [Id. ¶ 35.]. Burns and Lowbridge entered the headquarters building and went to a conference room where Powers and another department supervisor were waiting. [Id. ¶ 36.]. During this meeting, Powers repeatedly told Burns “you‘re on drugs,” and that “your pupils are pin-point.” [Id. ¶ 37.]. Powers ordered Burns to submit to drug testing of his urine and accused Burns of insubordination when he did not agree. [Id.]. According to Burns, Powers had no opportunity to accurately observe the configuration of his pupils that day. [Id. ¶ 38.]. During their brief encounter that morning at Green Hill Park, Powers was never closer than 25 feet from Burns. [Id. ¶ 39.].
Burns alleges that at the time of the meeting, there was nothing abnormal or remarkable about his presentation, including his pupils. [Id. ¶ 40.]. He further claims that at no time before or during his tenure at the Fire Department did he abuse alcohol or prescription drugs or use illicit drugs, nor had he ever consumed drugs or alcohol while on duty or ever been under the influence of drugs or alcohol on duty. [Id. ¶ 41.]. Burns maintains that his fitness for duty records contained no sign of possible drug or alcohol issues. [Id. ¶ 42.]. Burns had recently begun the lawful off-duty use of prescribed oral cannabidiol (CBD), a non-intoxicating derivative of cannabis, as a sleep aid; he was unsure how this could affect drug test results or how such results might be interpreted or portrayed. [Id. ¶ 46.]. Burns was particularly concerned about the potential consequences of the test on his ongoing child custody dispute. [Id. ¶¶ 48-49.]. According to Burns, Powers knew about this custody dispute, as Burns had visited Powers at his office about two weeks previously and informed him of difficulties related to the matter. [Id. ¶¶ 50-51.].
During the meeting, Burns neither explicitly agreed to take the test nor explicitly rejected Powers‘s order to take it. [Id. ¶ 52.]. As Powers repeatedly pressed him to decide, Burns became distraught, with tears streaming down his face. [Id. ¶ 53.]. He raised his voice and accused Powers of lying about the condition of his pupils and about that being the basis of Powers‘s drug abuse claim. [Id. ¶ 54.]. Burns repeatedly asked for “mental health help.” [Id. ¶ 55.]. Finally, as Powers pressed him to say what his decision was on testing, Burns exclaimed: “What I‘m saying is that I need mental health help right now. Are you denying me mental health help?” [Id. ¶ 56.]. Powers did not answer Burns but stood up and left the room. [Id. ¶ 57.].
In November 2021, Burns met twice with Powers, providing him with results of a urine screen from November 8, 2021, as well as letters from primary health and mental health providers attesting to his fitness for duty. [Id. ¶ 67.]. That month, Burns was notified in a telephone call from a union officer that to keep his job he would have to enter into an agreement with the City essentially admitting that he had a drug abuse problem and requiring him to complete substance abuse rehabilitation treatment. [Id. ¶ 68.]. On January 21, 2022, the City sent Burns a letter signed by Kimberly A. McMahon, Coordinator of Labor Relations, repeating this demand. [Id. ¶¶ 71-72.]. According to the letter, at the meeting with Powers on September 21, 2021, Burns did not submit to drug testing and instead “opted to enter into an agreement with the City that requires you to complete substance abuse rehabilitation treatment.” [Id. ¶ 72.].
A proposed agreement enclosed with the January 21 letter required Burns to accept its premise that he was an admitted drug abuser. [Id. ¶ 73.]. The agreement called for Burns to complete treatment with a licensed substance abuse rehabilitation program and provide negative results from hair, urine, and breathalyzer tests, or to accept a “last chance agreement” requiring three years of highly intrusive drug testing on demand with “physical inspection” before providing a urine sample and provision of each sample “under direct observation.” [Id. ¶ 74.]. The agreement also included “permanent transfer off the Rescue [unit] and outside the Franklin Street Fire Station” with Burns to be barred from assignment to that station “even on a temporary basis.” [Id. ¶ 75.]. The letter stated the City would “move for your termination” if Burns did not return the signed agreement within 10 days. [Id. ¶ 76.].
Burns, through his lawyer, answered McMahon‘s letter on January 31, 2022, offering to submit to any drug or health screening the City might require before returning to duty and to abide by the same regulations applicable to all firefighters regarding drugs and alcohol. [Id. ¶ 80.]. There was no response to this proposal. [Id.].
On August 12, 2022, then-acting city manager Eric D. Batista sent Burns a notice of termination, reiterating the claim that Burns had agreed to treatment for substance abuse and stating that because he had not signed the City‘s proposed agreement “the City has concluded that you no longer desire to remain employed as a firefighter with the City.” [Id. ¶ 81.]. A copy of the termination letter was made part of the City‘s permanent personnel file on Burns. [Id. ¶ 82.]. In terminating Burns, Batista relied on
Burns filed this federal complaint on January 3, 2023. On February 28, 2023, the City sent Burns a letter rescinding the initial August 12, 2022 termination notice and providing notice of a new termination hearing, pursuant to
On September 22, 2023, Burns filed an appeal with the Civil Service Commission, pursuant to
II. Legal Standard
A complaint “must provide a short and plain statement of the claim showing that the pleader is entitled to relief.” Cardigan Mountain Sch. v. N.H. Ins. Co., 787 F.3d 82, 84 (1st Cir. 2015) (quoting
To survive a motion to dismiss, the complaint must state a claim that is plausible on its face. Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007). In other words, the “[f]actual allegations must be enough to raise a right to relief above the speculative level, . . . on the assumption that all the allegations in the complaint are true (even if doubtful in fact).” Id. at 555 (citations omitted). Dismissal is appropriate if the complaint fails to set forth “factual allegations, either direct or inferential, respecting each material element necessary to sustain recovery under some actionable legal theory.” Gagliardi v. Sullivan, 513 F.3d 301, 305 (1st Cir. 2008) (quoting Centro Medico del Turabo, Inc. v. Feliciano de Melecio, 406 F.3d 1, 6 (1st Cir. 2005)).
III. Discussion
Plaintiff brings both federal and state claims in this action. Accordingly, the Court will address the federal and state claims separately.2 Counts I-IV, VI, and VII allege violations of constitutional rights under
A. Federal Claims
1. Section 1983 Claims
Section 1983 “is a vehicle through which individuals may sue certain persons for depriving them of federally assured rights[.]” Gagliardi, 513 F.3d at 306. In order to succeed on a Section 1983 claim, a plaintiff must show that defendants acted under the color of state law, and that his or her conduct deprived plaintiff of rights secured by the Constitution or by federal law. Id. (citing Rodriguez-Cirilo v. Garcia, 115 F.3d 50, 52 (1st Cir. 1997)). Vicarious liability is inapplicable to Section 1983 claims. See Welch v. City of Biddeford Police Dep‘t, 12 F.4th 70, 75-76 (1st Cir. 2021) (“Officers are not liable under § 1983 for the actions of other officers“). As such, “a plaintiff must plead that each Government-official defendant, through the official‘s own individual actions, has violated the Constitution.” Ashcroft v. Iqbal, 556 U.S. 662, 676 (2009).
a) Count I: Deprivation of Livelihood Without Due Process (42 U.S.C. § 1983)
At Count I, Plaintiff claims that the City, Powers, Dyer, and Augustus deprived him of his livelihood without due process. The Due Process Clause of the Fourteenth Amendment “has both procedural and substantive components.” DePoutot v. Raffaelly, 424 F.3d 112, 118 (1st Cir. 2005). While procedural due process “ensures that government, when dealing with private persons, will use fair procedures,” id. (citing Fuentes v. Shevin, 407 U.S. 67, 80-82 (1972)), substantive due process “safeguards individuals against certain offensive government actions, notwithstanding that facially fair procedures are used to implement them,” id. (citing Daniels v. Williams, 474 U.S. 327, 331 (1986)). The Complaint alleges that the City, Powers, Dyer, and Augustus deprived Plaintiff of his livelihood from employment as a firefighter without due process of law. [Compl. ¶¶ 87-92]. We will thus analyze both due process components.
However, before we turn to the substance of that analysis, the Court takes note of Defendants’ argument that Plaintiff‘s claim is time-barred. [ECF No. 19 at 13]. That contention is without merit. To determine the statute of limitations for a
(1) Procedural Due Process
In order to establish a valid procedural due process claim, a plaintiff must show that he or she “was deprived of a property interest by defendants acting under color of state law and without the availability of a constitutionally adequate process.” Maymi v. P.R. Ports Auth., 515 F.3d 20, 29 (1st Cir. 2008). The Fourteenth Amendment “affords due process protections to public employees who possess property interests in continued public employment.” Galloza v. Foy, 389 F.3d 26, 33 (1st Cir. 2004) (citing Cleveland Bd. of Educ. v. Loudermill, 470 U.S. 532, 541 (1985)). It is undisputed that Plaintiff possess a property interest in his employment as a full-time member of the Fire Department with tenure under
“Pre-termination and post-termination proceedings are not evaluated for constitutional adequacy in isolation from each other.” Senra v. Town of Smithfield, 715 F.3d 34, 39 (1st Cir. 2013). A post-depravation remedy may cure a pre-deprivation procedural inadequacy caused by the random or unauthorized conduct of defendants. Hadfield v. McDonough, 407 F.3d 11, 21 (1st Cir. 2005).
(a) Pre-Termination Procedures
Plaintiff asserts that he was taken off duty without due process of law. “Because Plaintiff had a protected property interest in his continued employment, he could not be discharged without due process, including a hearing before his termination.” Murphy v. Mass. Exec. Office of Tr. Ct., 335 F. Supp. 3d 137, 147 (D. Mass. 2018) (citing Loudermill, 470 U.S. at 538-42). A pretermination hearing “need not be elaborate.” Loudermill, 470 U.S. at 545. Indeed, “something less” than a full evidentiary hearing would be considered sufficient due process. Id.; see O‘Neill v. Baker, 210 F.3d 41, 48 (1st Cir. 2000) (“[A] very limited hearing prior to termination [is] sufficient, provided that it [is] followed by a more comprehensive post-termination hearing.“). At a minimum, a tenured employee is entitled to receive oral or written notice of the charges against him, an explanation of the employer‘s evidence, and an opportunity to present his side of the story. Chmielinski v. Massachusetts, 513 F.3d 309, 316 (1st Cir. 2008).
Defendants contend that on August 12, 2022, they put Plaintiff on notice that they intended to terminate him for his refusal to enter a rehabilitation program. The letter explained the grounds on which the City relied to move forward
But the analysis does not end there. Plaintiff was initially placed on administrative leave with pay. In cases where an employee is suspended with pay, due process generally does not require a pre-suspension hearing. See Dobelle v. Flynn, 12 F. Supp. 3d 274, 298 n.11 (D. Mass. 2014) (“[A] suspension with pay normally will not constitute a property deprivation.” (citing Cronin v. Town of Amesbury, 895 F. Supp. 375, 386 (D. Mass. 1995))). However, because Plaintiff‘s status later changed to administrative leave without pay, due process may call for procedural protections as the particular situation demands. See Torres-Rosado v. Rotger-Sabat, 335 F.3d 1, 9-10 (1st Cir. 2003) (explaining that Supreme Court “rejected a categorical rule imposing constitutional due process requirements on suspensions without pay“). While the Supreme Court has recognized the severity of depriving someone of the means of their livelihood, it has also emphasized that in determining what process is due, account must be taken to “the length” and “finality of the deprivation.” Gilbert v. Homar, 520 U.S. 924, 932 (1997) (emphasis in original) (citing Fed. Deposit Ins. Co. v. Mallen, 486 U.S. 230, 243 (1988); Loudermill, 470 U.S. at 543) (quoting Logan v. Zimmerman Brush Co., 455 U.S. 422, 434 (1982)). In the context of suspension without pay, an employee is not entitled to notice and hearing prior to his suspension without pay if the “employee receives a sufficiently prompt post-suspension hearing, the lost income is relatively insubstantial (compared with termination), and fringe benefits such as health and life insurance are . . . not affected at all.” O‘Connor v. Spain, No. 12-cv-40106-TSH, 2012 WL 3822101, at *10 (D. Mass. Aug. 31, 2012) (citing Gilbert, 520 U.S. at 932).
Taking the facts alleged in the Complaint as true, Plaintiff was placed on unpaid suspension on or about October 15, 2021, when Defendants retroactively converted his paid suspension to unpaid and charged his compensation against accumulated sick time and vacation benefits. [Compl. ¶¶ 60-64]. This changed occurred “without notice of that action or of the information on which it was based and without opportunity for Burns to be heard or make a presentation of his side of the matter.” [Id. ¶ 65]. Plaintiff alleges he remained without pay from October 2021 until his termination in August 2022, nearly a year later. [Id. ¶¶ 65-66, 81]. While Plaintiff received some process through his eventual termination hearing on June 7, 2023, this process came approximately 20 months after Plaintiff was initially deprived of his pay. Such a significant delay between the deprivation and the hearing cannot be said to arguably satisfy the requirement that due process be provided in a “sufficiently prompt” manner. O‘Connor, 2012 WL 3822101, at *10 (citing Gilbert, 520 U.S. at 932). The Court cannot also reach the conclusion that the deprivation of income in that period was “relatively insubstantial.” Id. However, whether these deficiencies constituted a
Defendants also contend that they did not violate Plaintiff‘s due process rights because Plaintiff waived his right to appeal his suspension to the Civil Service Commission pursuant to
(b) Post-Termination Procedures
Plaintiff claims that the City, Powers, Dyer, and Augustus deprived him of his livelihood from employment without due process of law. Plaintiff, who under state law could only be terminated for “just cause,”
In the instant case, state law requires that before a tenured employee is suspended for a period of more than five days, he “shall be given a written notice . . ., the specific reason or reasons for such action and a copy of sections forty-one through forty-five, and shall be given a full hearing concerning such reason or reasons before the appointing authority or a hearing officer designated by the appointing authority.”
(2) Substantive Due Process
Substantive due process “claims are limited to government action that, by its very nature, shock[s] the conscience . . . and [are] reserve[d] . . . for truly horrendous situations.” Freeman v. Town of Hudson, 714 F.3d 29, 40 (1st Cir. 2013) (internal citation omitted). The applicable test “is primarily concerned with violations of personal rights so severe[,] so disproportionate to the need presented, and so inspired by malice or sadism rather than a merely careless or unwise excess of zeal that it amounted to a brutal and inhumane abuse of official power literally shocking to the conscience.” Harron v. Town of Franklin, 660 F.3d 531, 536 (1st Cir. 2011) (alteration in original) (quoting González-Fuentes v. Molina, 607 F.3d 864, 881 (1st Cir. 2010). In general, government action is “conscience shocking” when the behavior is “extreme and egregious” or “truly outrageous, uncivilized, and intolerable.” Pagán v. Calderón, 448 F.3d 16, 32 (1st Cir. 2006) (quoting Hasenfus v. LaJeunesse, 175 F.3d 68, 72 (1st Cir. 1999)). “Mere violations of state law, even violations resulting from bad faith, do not necessarily amount to unconstitutional deprivations of substantive due process.” DePoutot, 424 F.3d at 119 (citation omitted). This standard was deliberately set high to protect the Constitution from being demoted to “a font of tort law.” Cummings v. McIntire, 271 F.3d 341, 344 (1st Cir. 2001) (quoting Cnty. of Sacramento v. Lewis, 523 U.S. 833, 847 n.8, 848 (1998)).
Plaintiff contends that his substantive due process rights were violated when Powers falsely and knowingly accused him of on-duty intoxication, leading to his suspension and subsequent termination. [ECF No. 23 at 8]. As to the individual Defendants, Plaintiff has adequately
The Complaint‘s allegations regarding Dyer and Augustus’ personal involvement in the due process violation are insufficient to state a claim against them. With respect to Dyer, the Complaint alleges only that he was the acting chief of the Worcester Fire Department at all pertinent times, that “he knew of and had a duty to observe” firefighters’ rights, and that he was “contemporaneously aware of Powers’ conduct at the meeting.” [Compl. ¶¶ 6, 14, 98; ECF No. 23 at 8]. None of these conclusory allegations suffice to establish a claim. In the Court‘s opinion, these allegations do not do anything more than assert a legal conclusion about Dyer‘s involvement. See Iqbal, 556 U.S. at 676 (holding that “a plaintiff must plead that each Government-official defendant, through the official‘s own individual actions, has violated the Constitution“). Without more, the Complaint does not allege that Dyer participated in the decision to change Plaintiff‘s status from paid to unpaid suspension or that he had anything to do with his termination, which are the events relevant to the due process violation alleged in Count I.3
As for Augustus, the allegations are even more attenuated. The Complaint alleges that he was the city manager at all pertinent times before June 1, 2022, that he had the “authority to hire, discipline, and fire Fire Department employees,” and that he had “responsibility to provide oversight and supervision of the Fire Department command staff.” [Compl. ¶¶ 11-12]. Again, these allegations describe Augustus’ position and general responsibilities but do not establish his personal involvement in the specific due process violation at issue. There are no allegations that Augustus knew about Plaintiff‘s situation,
With regard to the City, it is well established that a municipality is not liable for the actions of its employees simply by virtue of the employment relationship. Monell v. Dep‘t of Soc. Servs. of City of N.Y., 436 U.S. 658, 691 (1978). Instead, a plaintiff seeking to prove municipal liability under Section 1983 must identify a municipal policy or custom that caused the plaintiff‘s injury. Id. at 694; Oklahoma City v. Tuttle, 471 U.S. 808, 818 (1985); Young v. City of Providence, 404 F.3d 4, 25 (1st Cir. 2005). As an initial matter, Plaintiff has not sufficiently alleged that a municipal custom, policy, or practiced caused the alleged constitutional harm. Indeed, the Plaintiff takes no issue with the due process afforded to him pursuant to the Massachusetts Civil Service Law. Instead, the Complaint provides that the alleged unconstitutional actions were taken by the individual Defendants, who had final policy-making authority. [See Compl. ¶¶ 11-14]. To survive a motion to dismiss, a complaint must provide support for a reasonable inference that an official has the requisite authority. Mere conclusory allegations of the individual Defendants’ roles and obligations are insufficient. See Rinksy v. Trs. of Bos. Univ., No. 10cv10779-NG, 2010 WL 5437289, at *5-6 (D. Mass. Dec. 27, 2010) (granting motion to dismiss Section 1983 claim against defendant because the complaint did not provide local or state law, town charter, or procedural manual to support inference that individual had final policy-making authority). The Complaint does not specifically allege or provide any information to support the inference that any of the individual Defendants had final policy-making authority.
Accordingly, Count I must be dismissed as to all Defendants.
b) Count II: Deprivation of Livelihood by Defamation (42 U.S.C. § 1983)4
At Count II, Plaintiff alleges that the City, Powers, Dyer, and Batista violated his liberty interest and well establish right to freedom from defamation, thereby depriving him of the ability to earn a livelihood. [Compl. ¶¶ 93-98]. A claim of defamation does not transgress
Plaintiff must satisfy five elements in order to raise an actionable claim premised on the failure to provide a name-clearing hearing: “(1) the alleged defamatory statement must seriously damage the employee‘s standing and association in the community; (2) the employee must dispute the statement as false; (3) the statement must have been intentionally publicized by the government; (4) the stigmatizing statement must have been made in conjunction with an alteration of the employee‘s legal status, such as the termination of his employment; and (5) the government must have failed to comply with the employee‘s request for a name-clearing hearing.” Id.; accord Kando v. R.I. State Bd. of Elections, 880 F.3d 53, 62 (1st Cir. 2018). The Court will apply this framework to the extent Plaintiff raises a claim alleging that he was afforded no due process to dispute the stigmatizing allegations and clear his name.5
Assuming the truth of Plaintiff‘s factual allegations and drawing all reasonable inferences in his favor, the claim fails because the Complaint does not aver any allegations establishing the first, third, and fifth elements of the cause of action. Most fatal to Plaintiff‘s claim is the fact that the alleged false accusations against him were never intentionally publicized or disseminated by any of the Defendants. Indeed, the Complaint only broadly alleges that Batista, Powers, and Dyer defamed Plaintiff by causing an official notice to be placed in his personnel file, attributing his termination to his refusal to obtain treatment for drug abuse. [Compl. ¶¶ 93-98]. “[T]he placement of damaging information in a personnel file, without further dissemination, is not sufficient to trigger the constitutional tort.” Burton v. Town of Littleton, 426 F.3d 9, 17 (1st Cir. 2005) (citing Nethersole v. Bulger, 287 F.3d 15, 21 n.7 (1st Cir. 2002)). “[T]he due process requirement that [an employee] be afforded a hearing at which he may seek to clear his name is triggered only if the
dismissal is based upon false and defamatory charges that are disseminated by the employer and stigmatize the employee so that the employe‘s freedom to obtain alternative employment is significantly impaired.” Ortega-Rosario v. Alvarado-Ortiz, 917 F.2d 71, 74 (1st Cir. 1990) (emphasis added). Moreover, as a public employee, Plaintiff‘s personnel file “is not a record under state law and not subject to public disclosure.” Burton, 426 F.3d at 17 (citingc) Count III: Deprivation of Livelihood by Failure to Intervene (42 U.S.C. § 1983 )
At Count III, Plaintiff alleges that Dyer, Augustus, and Batista failed to intervene when he was taken off-duty, when he was suspended without pay, and then when he was terminated from his employment.7 As we have noted before, supervisory liability under
Under
As an initial matter, supervisory liability under
Even if Plaintiff had established that Powers‘s conduct amounted to a constitutional violation, the Complaint fails to allege sufficient facts to support a plausible inference that Dyer, Augustus, or Batista were directly involved in or had knowledge of the alleged unconstitutional conduct. The Complaint merely states that “Dyer deliberately and knowingly failed to intervene to stop or to rescind Powers‘s actions,” [Compl. ¶ 102], and makes similar conclusory allegations against Augustus and Batista, adding that they failed to intervene, stop, or rescind Dyer‘s actions [id. ¶¶ 103-04]. These are precisely the type of “unadorned, the-defendant-unlawfully-harmed-me accusation[s]” that are insufficient under the pleading standard. Iqbal, 556 U.S. at 678. Critically, the Complaint fails to allege facts showing that Dyer, Augustus, or Batista had actual or constructive knowledge of any alleged constitutional violations. See Camilo-Robles, 151 F.3d at 7. While the Complaint alleges that Powers was the source of the allegedly false claim that Plaintiff had agreed to undergo treatment for drug abuse, [Compl. ¶ 78], it does not allege that Dyer, Augustus, or Batista had any type of knowledge of the alleged falsity. Similarly, the Complaint states that Powers knew of Plaintiff‘s child custody issues, [id. ¶¶ 50-51], but it does not allege that Dyer, Augustus, or Batista shared this knowledge or were aware of its significance to Plaintiff‘s situation. Without adequately establishing notice, it cannot follow that Defendants engaged in actions or omissions that amounted to condonation or tacit authorization. A supervisor cannot be deliberately indifferent to a risk he does not know exists.
The Complaint‘s defects do not end there. Plaintiff has also not alleged any facts establishing an “affirmative link” between any subordinate misconduct and the supervisory officials’ actions or inactions. Although Plaintiff alleges in his opposition that “Dyer was contemporaneously aware of Powers’ conduct at the meeting,” [ECF No. 23 at 8], the Complaint itself does not contain factual allegations supporting the assertion. The Complaint merely states that “upon information and belief Powers ordered Rescue 1 to return to station without Burns” after the meeting, [Compl. ¶ 58], but fails to allege that Dyer was involved in or aware of what transpired at the meeting. As to Augustus and Batista, the Complaint alleges generally that, as city managers at different times, both had “responsibility to provide oversight and supervision of the Fire Department command staff,” [id. ¶¶ 12-13], but fails to allege any specific actions or knowledge on their part related to Plaintiff‘s situation. Allegations that Augustus and Batista “deliberately and knowingly failed to intervene,” [id. ¶¶ 103-04], are conclusory statements that, without more, are insufficient to establish the necessary “affirmative link” for supervisory liability.
Therefore, Count III fails to state a claim upon which relief can be granted and must be dismissed.
d) Counts IV and V: Unreasonable Search (42 U.S.C. § 1983 ; Massachusetts Declaration of Rights)
At Counts IV and V, Plaintiff alleges that Powers violated his right to privacy under the
In order to raise a viable claim pursuant to Article 14 of the MDR, Plaintiff must demonstrate that the drug test was an unreasonable search and seizure. Murphy, 2017 WL 6329614, at *7 (citing Jackson v. Liquid Carbonic Corp., 863 F.2d 111, 113, 115 (1st Cir. 1998)). Compared to the
To the extent Plaintiff challenges that Powers lacked reasonable suspicion to order the test, the Court is unconvinced that the Complaint raises an actionable claim. While Plaintiff alleges that Powers‘s claim about his “pinpoint pupils” was false and made in bad faith, [Compl. ¶¶ 37, 44, 47], the First Circuit has recognized that “even a drug test that violates an employer‘s own policy or agreement with an employee or union is not necessarily unconstitutional.” Cabral, 2019 WL 3781567, at *13. Plaintiff acknowledges in his Complaint that Powers observed him in person on at least two occasions on September 21, 2022—first, at Green Hill Park, and later at the Fire Department‘s headquarters. [Compl. 30, 36]. While Plaintiff disputes Powers‘s ability to observe his pupils from 25 feet away and claims there were no physical signs of impairment, [id. ¶ 39], Powers‘s decision to order a drug test based on his observations does not rise to the level of a constitutional violation, particularly in light of the safety-sensitive nature of Plaintiff‘s position on the Rescue 1 crew, which responds to emergency situations and performs life-saving functions. See Skinner, 489 U.S. at 628 (noting that for safety-sensitive employees such as firefighters “even a momentary lapse of attention can have disastrous consequences“); [Compl. ¶¶ 20-22].8
In short, Plaintiff has not alleged that a search actually occurred, and even if the demand itself could constitute a violation, the Complaint does not plausible allege that Powers lacked reasonable suspicion to order the test given the safety-sensitive nature of Plaintiff‘s position. Accordingly, Counts IV and VI should be dismissed.
e) Count VI: Supervisory and Monell Claims (42 U.S.C. § 1983 )
At Count VI, Plaintiff asserts a
As a threshold matter, municipal liability under
While the Court need not turn into alternatives, we feel compelled to note some of the other deficiencies in the Complaint. Plaintiff alleges that “[a]s chief executives and policymakers of the City, Augustus and Batista by their own conduct and/or according to policy and practice of the City did allow, approve, and implement Burns[‘] deprivation of livelihood without due process.” [Compl. ¶ 120]. Plaintiff also alleges that “Dyer was informed of and did ratify and approve Powers’ termination of Burns’ work with Rescue 1, and Dyer did approve or himself ordered the suspension of Burns without pay.” [Id. ¶ 119]. These allegations are too conclusory and fail to identify any specific municipal policy or custom that was the moving force behind the alleged constitutional violations. Indeed, the Complaint does not identify any specific written policy, persistent practice, or decision officially adopted by the City that led to the alleged violations. While Plaintiff alleges that Powers and Dyer deprived him of his livelihood without due process, he does not provide factual allegations establishing a causal link between a City policy or custom and these alleged violations. Moreover, the Complaint lacks non-conclusory factual allegations that would allow the Court to infer that any officials implemented or executed a policy or custom that violated Plaintiff‘s constitutional rights. While we take note that a municipal policy may be derived from a single decision taken by an official with relevant decision-making authority, see Freeman, 849 F. Supp. 2d at 149, Plaintiff
f) Count VII: Conspiracy (42 U.S.C. § 1983 ; Massachusetts Common Law)
At Count VII, Plaintiff alleges that Powers and Dyer conspired to deprive him of his livelihood without due process and to do so by means of defamation, in violation of
Under
Plaintiff contends in Count VII that the abridged federal rights were “his well established constitutional right to be free of deprivation of his livelihood without due process and to be free of such deprivation by means of defamation.” [Compl. ¶ 122]. As the Court has already established supra, the Complaint fails to establish a constitutional violation. Thus, Plaintiff‘s conspiracy claim under
Massachusetts law recognizes two types of civil conspiracy: the first is true conspiracy, “based on coconspirators exerting some peculiar power of coercion,” and the second is concerted action conspiracy, a “form of vicarious liability for the tortious conduct of others . . . require[ing] an underlying tort.” Greene v. Philip Morris USA Inc., 208 N.E.3d 676, 682 (Mass. 2023) (cleaned up); Taylor v. Am. Chemistry Council, 576 F.3d 16, 34-35 (1st Cir. 2009).
The second theory, concerted action conspiracy, “applies to a common plan to commit a tortious act where the participants know of the plan and its purpose and take affirmative steps to encourage the achievement of the result.” Greene, 208 N.E.3d at 683 (quoting Kurker v. Hill, 689 N.E.2d 833, 837 (Mass. App. Ct. 1998)). As such, proof of an underlying tort is required. Taylor, 576 F.3d at 35. Plaintiff fails to successfully plead his IIED claim, see infra. Therefore, Plaintiff cannot assert civil conspiracy under the concerted action theory.
This leaves only the true conspiracy theory under Massachusetts law. To advance a true conspiracy claim, Plaintiff must allege and prove “that by ‘mere force of numbers acting in unison’ the defendants exercised ‘some peculiar power of coercion of the plaintiff which any individual standing in a like relation to the plaintiff would not have had.‘” Mass. Laborers’ Health & Welfare Fund v. Philip Morris, Inc., 62 F. Supp. 2d 236, 244 (D. Mass. 1999) (quoting Fleming v. Dane, 22 N.E.2d 609, 611 (Mass. 1939)). In other words, Dyer and Powers must collectively be able to “bring about results that are different in kind from what any of them could achieve individually.” Koufos v. U.S. Bank, N.A., 939 F. Supp. 2d 40, 51 (D. Mass. 2013) (quoting Shirokov v. Dunlap, Grubb & Weaver, PLLC, No. 10-12043-GAO, 2012 WL 1065578, at *25-26 (D. Mass. Mar. 27, 2012)). In the present case, Plaintiff does not plead any facts that demonstrate that Dyer and Powers exercised a “peculiar power of coercion” beyond conclusorily stating that they “conspired to accomplish the unlawful end of depriving Burns of his livelihood by means of an indefinite unpaid suspension imposed without notice or due process.” Mass. Laborers’ Health & Welfare Fund, 62 F. Supp. 2d at 244; [ECF No. 1 ¶¶ 122-25.] Plaintiff does not point to any facts indicating an actual agreement between Dyer and Power; he merely conclusory alleges that they conspired to deprive him of his constitutional rights. Moreover, Plaintiff does not allege any facts that indicate that the Dyer and Powers could not have achieved the same result individually. Therefore, the Court finds that Plaintiff cannot advance on a “true conspiracy” claim.
Accordingly, the Court will grant Defendants’ motion to dismiss as to Count VI of the Complaint.
g) Qualified Immunity
Defendants posit that all counts asserting damages against Powers, Dyer, Batista, and Augustus cannot advance because they are entitled to qualified immunity against Plaintiff‘s claims under
When defendants invoke a qualified immunity defense, “the burden is on the plaintiff to show that the defense is
Because the facts as alleged in the Complaint fail to show a violation of a constitutional right as to any Counts, the Court need not engage in a qualified immunity analysis as to those Counts. See Maldonado, 568 F.3d at 269 (explaining that a qualified immunity requires finding whether the facts alleged or shown by the plaintiff make out a violation of a constitutional right). Nonetheless, even if Plaintiff had succeeded in alleging an actionable claim, Plaintiff fails to satisfy his burden in establishing that “controlling authority or a robust consensus of persuasive authority” exists establishing that the constitutional question is beyond debate. Rivera-Corraliza, 794 F.3d at 214. In fact, he does not engage with Defendants’ qualified immunity argument at all. [See generally ECF No. 23]. Since the burden to “demonstrate the infringement of a federally assured right” is on the Plaintiff, failure to do so would entitle the Defendants to qualified immunity. Quintero de Quintero, 974 F.2d at 228.
B. State Law Claims
1. Count VIII: Massachusetts Civil Rights Act (Mass. Gen. Laws ch. 12, § 11I )
At Count VII, Plaintiff alleges that Powers tried to force him by means of threats, intimidation, and coercion to waive his federal and state rights to be free from unreasonable searches and invasions of privacy. The Massachusetts Civil Rights Act (“MCRA“) creates a private action in which individuals may recover for constitutional violations regardless of whether they acted under the color of law.
Under the MCRA,
a threat consists of the intentional exertion of pressure to make another fearful or apprehensive of injury or harm; intimidation involves putting in fear for the purpose of compelling or deterring conduct; and coercion is the application to another of such force, either physical
or moral, as to constrain him to do against his will something he would not otherwise have done.
Glovsky, 17 N.E.3d at 1035 (cleaned up) (quoting Haufler v. Zotos, 845 N.E.2d 322, 335 (Mass. 2006)). Whether a defendant‘s conduct “constitutes such threats, intimidation, or coercion” depends on whether a reasonable person would feel threatened, intimidated, or coerced. Id. (citation omitted).
“Both threats and intimidation often rely on an element of actual or threatened physical force, an element that is missing in this case.” Kennie v. Nat. Res. Dep‘t of Dennis, 889 N.E.2d 936, 944 (Mass. 2008) (citation omitted). However, Massachusetts courts have found that “coercion is a broader category that may rely on physical, moral, or economic coercion.” Id. (finding a genuine issue of fact as to whether town official‘s words and authority used to prevent homeowners from obtaining a permit amounted to non-physical coercion). While it is rare for non-physical conduct to be actionable under the MCRA, “purely economic pressures may constitute actionable coercion under the MCRA[.]” Thomas v. Harrington, 909 F.3d 483, 492 (1st Cir. 2018) (citation omitted).
Case law as to what constitutes non-physical coercion is unsettled. However, courts have typically found that a finding of non-physical coercion “require[s] ‘a pattern of harassment and intimidation[.]‘” Id. at 493 (citing Howcroft v. City of Peabody, 747 N.E.2d 729, 746 (Mass. App. Ct. 2001)). The ability to show non-physical coercion under the MCRA is foreclosed when a mere “threat to use lawful means to reach an intended result” is made. Id. (quoting Buster v. George W. Moore, Inc., 783 N.E.2d 399, 411 (Mass. 2003)); see McClain v. Cape Air, No. 22-cv-10649-DJC, 2023 WL 3587284, at *9 (D. Mass. May 22, 2023) (“Without more, a threat to use lawful means to reach an intended result is not actionable.” (citation omitted)).
Plaintiff alleges that Powers attempted to interfere with his
Accordingly, Count VIII fails to state a claim upon which relief can be granted.
2. Count IX: Invasion of Privacy (Mass. Gen. Laws ch. 214, § 1B )
At Count IX, Plaintiff alleges that Powers invaded his privacy when he demanded that Plaintiff submit to a drug test after fabricating that Plaintiff was on drugs. Under Massachusetts law, “[a] person shall have a right against unreasonable, substantial or serious interference with his privacy.”
Here, Plaintiff‘s invasion of privacy claims must be dismissed for two primary reasons. First, the Complaint does not allege that any actual gathering or dissemination of private information occurred. Indeed, as we held in connection to the unreasonable search claims, see supra, Plaintiff did not submit to any drug test. [See Compl. ¶ 52 (“Burns would not agree to take the test nor would not explicitly reject Powers‘s order to take it.“)]. Since no test was administered, no gathering of private information occurred. Without the gathering element, Plaintiff cannot establish the first prong of an invasion of privacy claim under Massachusetts law.
Second, even assuming the attempted drug test constitutes an interference with privacy, the Complaint‘s own allegations establish that this interference was not unreasonable, substantial, or serious
Moreover, while Plaintiff contends that Powers fabricated the observation about his pupils, the Complaint nonetheless acknowledges that Powers believed he had reasonable suspicion to order the test based on his observation that Plaintiff‘s pupils were “pin-point.” [See id. ¶ 37]. And, notwithstanding Plaintiff‘s allegations that he never abused or consumed drugs or alcohol while on duty,9 or even reasonably appeared as being under the influence, “Burns repeatedly asked for ‘mental health help’ after Powers asked that he submit to a drug test, confirming any suspicion Powers may have had. [Id. ¶¶ 40-44, 55]. These allegations create a legitimate countervailing interest that renders the requested drug test reasonable under the privacy statute. See O‘Connor, 557 N.E.2d at 1150.
Accordingly, Count IX fails to state a claim upon which relief can be granted and should be dismissed.
3. Count X: Intentional Infliction of Emotional Distress
At Count X, Plaintiff contends that Powers intentionally inflicted emotional distress when he fabricated the allegation that Plaintiff was on drugs while on duty, knowing about the potential impacts it would have on his custody case and livelihood. In order to establish a claim for intentional infliction of emotional distress (“IIED“), a plaintiff must show “(1) that [Defendants] intended, knew, or should have known that [their] conduct would cause emotional distress; (2) that the conduct was extreme and outrageous; (3) that the conduct caused emotional distress; and (4) that the emotional distress was severe.” Polay v. McMahon, 10 N.E.3d 1122, 1128 (Mass. 2014) (citing Howell v. Enter. Publ. Co., 920 N.E.2d 1, 28 (Mass. 2010)). A plaintiff must also allege more than bare assertions to demonstrate that the emotional distress was severe. Polay, 10 N.E.3d at 1130 (holding that statements that do “not constitute an allegation of fact but rather a recitation of the element of severe emotional distress” do not suffice).
The conduct for an IIED claim must “go beyond all possible bounds of decency, and [be] regarded as atrocious, and utterly intolerable in a civilized community.” Young v. Wells Fargo Bank, N.A., 717 F.3d 224, 240 (1st Cir. 2013) (quoting Foley v. Polaroid Corp., 508 N.E.2d 72, 82 (Mass. 1987)). Dismissal is appropriate if the “conduct alleged
Here, Plaintiff alleges that Powers acted with knowledge of Burns‘s child custody dispute and fabricated a false allegation that Plaintiff was on drugs and under the influence while on duty. Plaintiff claims Powers knew that such an accusation would cause him “overwhelming consternation and distress” due to the potential impacts on his family life and livelihood. [Compl. 134-37]. Accepting these allegations as true and drawing all reasonable inferences in Plaintiff‘s favor, the conduct described does not rise to the level of “extreme and outrageous” behavior required to sustain an IIED claim. While Powers‘s alleged actions in fabricating a reason to demand drug testing may have been improper if true, they do not “go beyond all possible bounds of decency” or qualify as “atrocious, and utterly intolerable in a civilized community” as required under Massachusetts law. See Young, 717 F.3d at 240; Galvin v. U.S. Bank, N.A., 852 F.3d 146, 161 (1st Cir. 2017) (holding that the standard is “very high and is not met even if the defendant acted with an intent which is tortious or even criminal, with malice, or with a degree of aggravation which would entitle the plaintiff to punitive damages for another tort” (cleaned up)); Sneade v. Rojas, No. 11-40061-TSH, 2014 WL 949635, at *8 (D. Mass. Mar. 10, 2014) (defendant officer‘s conduct of shooting plaintiffs’ dog that ran out of kitchen and barked at officer but then remained sitting lacked “requisite level of outrageousness and atrocity“).
Additionally, Plaintiff has not sufficiently alleged that he suffered severe emotional distress as a result of Powers‘s actions. The Complaint alleges that Plaintiff experienced “severe hardship and emotional distress,” [Compl. 137], but this conclusory recitation of an element of the claim, without specific factual allegations about the nature and severity of the distress, is insufficient. Polay, 10 N.E.3d at 1130. While the Complaint indicates that Plaintiff became distraught during the meeting with Powers, with “tears streaming down his face,” [Compl. ¶ 54], it does not allege facts showing that Plaintiff suffered emotional distress “that no reasonable person could be expected to endure,” Limone v. United States, 579 F.3d 79, 94 (1st Cir. 2009). Therefore, Count X fails to state a claim upon which relief can be granted and must be dismissed.
IV. Conclusion
For the foregoing reasons, Defendants’ Motion to Dismiss [ECF No. 18] is GRANTED.
SO ORDERED.
Dated: March 20, 2025
/s/ Margaret R. Guzman
Margaret R. Guzman
United States District Judge