Lead Opinion
Steven M. Glovsky sought to solicit signatures for his nomination to public office outside the entrance to a supermarket owned by the defendant, Roche Bros. Supermarkets, Inc. (Roche Bros.), but was informed that Roche Bros, prohibited this activity on its property. Glovsky filed suit in the Superior Court claiming that Roche Bros, had violated his right to equal ballot access under art. 9 of the Massachusetts Declaration of Rights. He requested relief under the Massachusetts Civil Rights Act, G. L. c. 12, § 111 (act), for a violation of his rights “by threats, intimidation or coercion.”
Background. The complaint sets forth the following allegations. In early 2012, Glovsky undertook a bid for election to the second district seat on the Governor’s Council. To place his name on the September 6, 2012, State primary ballot, Glovsky needed to submit, by May 29, 2012, nomination papers containing at
On the afternoon of March 14, 2012, Glovsky traveled to a location in Westwood, near the geographic center of the Governor’s Council second district, intending to solicit signatures on Roche Bros.’ property there. Roche Bros.’ Westwood property consists of 4.99 acres and contains a 47,568 square foot supermarket building. As alleged in the complaint, Roche Bros.’ Web site describes its Westwood supermarket as “the first to incorporate a ‘department’ concept of merchandising, adding a bakery, florist, and a restaurant to make shopping more enjoyable.” The store is the only supermarket in Westwood, which, as of July, 2009, reported a population of 14,330. Roche Bros, also leases space inside the building to a banking institution, which operates a “full service banking” branch there. The bank has its own separate business logo displayed on the building’s marquee, and maintains a twenty-four hour deposit slot in the building’s exterior wall.
Upon arriving at the Westwood property, Glovsky notified Roche Bros, personnel that he intended to solicit nominating signatures from voters on the sidewalk immediately outside the entrance to the store. Jim Visconti, the store manager, informed Glovsky that Roche Bros, had adopted a policy that “no longer” permitted signature solicitation anywhere on its Westwood property. Glovsky’s complaint alleges that he felt “intimidated” by this delivery of Roche Bros.’ policy and “threatened by the inherent consequences he understood could result if he acted against such a clearly stated prohibition.” As a result, Glovsky left the property despite believing that he had a right under art. 9 to solicit signatures there.
Discussion, a. Standard of review. “We review the allowance of a motion to dismiss de novo, accepting the allegations in the complaint as true and drawing all reasonable inferences in the plaintiff’s favor.” Harrington v. Costello,
b. Article 9. Glovsky argues that he has a protected right under art. 9 to solicit signatures in support of his nomination to public office on the property of the Roche Bros, supermarket in Westwood. Article 9 provides that “[a]ll elections ought to be
In Batchelder I, supra at 84, we held that art. 9 protects the right to solicit nominating signatures in the common areas of a private shopping mall or shopping center, despite the property owner’s objection. The present case requires us to consider whether art. 9 extends the right to solicit nominating signatures to private property like that of Roche Bros.’ Westwood supermarket, which is not alleged to be a shopping mall or shopping center. As in Batchelder I, supra at 91, “[w]e are concerned with ballot access and not with any claim of a right to exercise free speech apart from the question of ballot access.” As we noted in that case, “[t]he difference between free speech and art. 9 rights to free elections and to be a candidate equally with others is not purely theoretical.” Id. at 92.
In determining that the plaintiff in Batchelder I had a right to solicit nominating signatures in a shopping mail’s common areas, we balanced his need to solicit signatures on the property in order to effectuate his right to equal ballot access against the burden that such conduct would impose on the mall owner’s property
Second, the plaintiff sought only to engage in “unobtrusive and reasonable solicitations in the common areas of the mall,” not in the stores themselves, so that his activity would not unduly burden the mall owner’s property interests; indeed, those common areas “ha[d] been dedicated to the public as a practical matter” based on the mall owner’s use of the property to host frequent civic, charitable, and other events in order to attract customers and generate good will. See id. at 92, 93 n.12. Nor had the mall owner shown that requiring it to permit access by those soliciting nominating signatures would infringe its own constitutional property or speech rights, either by adversely affecting its economic interests or by forcing it to associate with the plaintiff’s views. Id. at 93. The mall owner adequately could protect its interests by adopting reasonable time, place, and manner restrictions to minimize the burden that signature solicitation placed on it. Id. at 84, 93.
Roche Bros, misreads our opinion in Batchelder I. Functional equivalence to a traditional public forum is not the test for determining whether art. 9 protects signature solicitation on private property. For example, in Commonwealth v. Hood,
In many rural and suburban communities, the local supermarket may serve as one of the few places in which an individual soliciting signatures would be able to approach members of the public in large numbers. We disagree with Roche Bros.’ contention that, for purposes of a claim to ballot access under art. 9, the privately owned area immediately outside the entrance to such a supermarket differs as a matter of kind from the common areas of a shopping mall or shopping center so as to warrant dismissal of Glovsky’s claim pursuant to Mass. R. Civ. P. 12 (b) (6).
Glovsky has alleged a substantial interest in soliciting signatures in this area for his nomination to public office. He “cannot reasonably obtain” such signatures other than by “personal contact with voters,” Batchelder I, supra at 92, and “[f]rom the standpoint of a signature gatherer . . . there could hardly be a more ideal or efficient spot to conduct one’s business than the single entrance and exit of a [supermarket or giant] grocery store.” Waremart, Inc. v. Progressive Campaigns, Inc.,
Moreover, the allegations in the complaint support the reasonable inference that allowing individuals to solicit nominating signatures in the area outside the Westwood supermarket building would not unduly burden Roche Bros.’ property interests. Roche Bros, invites the public at large to shop at its property and offers numerous amenities to attract a significant number of people with diverse needs and interests. Furthermore, as the only supermarket in Westwood and especially given the other features it offers, it is likely that the property does draw large numbers of people on a daily basis.
Roche Bros, argues that, as compared to the common areas of a shopping mall, requiring it to permit signature solicitation outside its entrance would impose an undue burden because the close proximity to its free-standing establishment would create greater risks both that Roche Bros, will be seen as indorsing the potential political candidate in question and that its patrons will be unable to avoid the solicitations as they enter or leave the supermarket. Without further evidentiary support, however, these hypothetical risks do not outweigh the interest of an individual seeking nominating signatures in accessing the property. It cannot be assumed at this stage of the proceeding that Roche Bros, would be identified with the views expressed by a person soliciting nominating signatures merely because the person does so on premises owned by Roche Bros, but open to the general public. See Batchelder I, supra at 93. See also PruneYard Shopping Ctr. v. Robins,
We are not persuaded by the California cases on which Roche Bros, relies for the proposition that a State constitutional right to engage in expressive activity in the common areas of a shopping mall should not extend to the area outside a supermarket.
Furthermore, in concluding that the balance of interests weighs in favor of the supermarket owner, the California cases rely on the fact that such an owner has invited the public only to pass through the area outside the store’s entrance, not to congregate there. See Ralphs Grocery Co. v. United Food & Commercial Workers Union Local 8,
We conclude that Glovsky plausibly has alleged a right under art. 9 to solicit nominating signatures on the private property outside Roche Bros.’ Westwood supermarket. We now turn to whether Glovsky may seek relief under the Massachusetts Civil Rights Act for Roche Bros.’ alleged violation of this right.
c. Massachusetts Civil Rights Act. “Not every violation of law is a violation of the [Massachusetts Civil Rights Act].” Brunette v. Lynn Pub. Sch.,
For purposes of the act, we define “threats, intimidation or
Glovsky argues that Roche Bros, interfered with his art. 9 right “by threats, intimidation or coercion” when Visconti, Roche Bros.’ store manager, informed him that Roche Bros, had adopted a policy against signature solicitation, causing Glovsky to feel “intimidated” and “threatened” such that he vacated the premises. Glovsky relies on Batchelder v. Allied Stores Corp.,
Batchelder II, supra at 823, however, turned on the threat of immediate arrest or forcible ejection implicit within an “order[ ]” from a “uniformed security officer.” See Longval v. Commissioner of Correction,
Glovsky contends that Visconti’s statement carried an implicit threat of arrest pursuant to G. L. c. 266, § 120, which provides: “Whoever, without right enters or remains in or upon the . . . improved or enclosed land ... of another . . . after having been forbidden so to do by the person who has lawful control of said premises . . . may be arrested by a sheriff, deputy sheriff, constable or police officer.” Without further indication, however, that Visconti would seek Glovsky’s arrest, or cause him to suffer other serious adverse consequences, his mere declaration of Roche Bros.’ policy against signature solicitation does not rise to the level of threats, intimidation, or coercion. See Kennie v. Natural Resource Dep’t of Dennis,
Conclusion. That portion of the judgment dismissing Glovsky’s request for declaratory relief under art. 9 is vacated and set aside. The remainder of the judgment is affirmed. The matter is remanded to the Superior Court for entry of a judgment dismissing the request for declaratory relief as moot.
So ordered.
Notes
General Laws c. 12, § 111, provides that
“[a]ny person whose exercise or enjoyment of rights secured by the constitution or laws of the United States, or of rights secured by the constitution or laws of the commonwealth, has been interfered with, or attempted to be interfered with, as described in section 11H, may institute and prosecute in his own name and on his own behalf a civil action for injunctive and other appropriate equitable relief . . . .”
General Laws c. 12, § 11H, applies
“[wjhenever any person or persons, whether or not acting under color of law, interfere by threats, intimidation or coercion, or attempt to interfere by threats, intimidation or coercion, with the exercise or enjoyment by any other person or persons of rights secured by the constitution or laws of the United States, or of rights secured by the constitution or laws of the commonwealth . . . .”
We acknowledge the amicus brief submitted by the American Civil Liberties Union of Massachusetts in support of the plaintiff, and the amicus brief submitted by New England Legal Foundation; Associated Industries of Massachusetts; the Greater Boston Real Estate Board; the Massachusetts Food Association, NAIOP Massachusetts; the Real Estate Bar Association for Massachusetts, Inc.; and the Abstract Club in support of the defendants.
In addition to practical differences between the exercise of these rights, art. 16 of the Massachusetts Declaration of Rights, which protects free speech, may contain a State action requirement. See Roman v. Trustees of Tufts College,
We have not had occasion since Batchelder v. Allied Stores Int’l, Inc.,
See, e.g., Ralphs Grocery Co. v. United Food & Commercial Workers Union Local 8,
Indeed, private property’s function as a traditional public forum serves as the test for State action in this context. See, e.g., Central Hardware Co. v. National Labor Relations Bd.,
As Roche Bros, concedes, none of the out-of-State cases on which it relies was decided in the context of a motion to dismiss.
Contrary to the dissent’s assertion, see post at 772 & n.7, we do not suggest that the art. 9 right to solicit nominating signatures extends to small-scale general stores just because they offer a variety of goods. See note 4, supra. Such small-scale stores attract fewer customers than does a supermarket of the type at issue here, thereby both diminishing an individual’s need to solicit signatures there and increasing the relative burden that such solicitation places on the property owner. Furthermore, many of these small-scale stores abut public walkways, so that individuals soliciting signatures would have access to the store’s customers without entering the private property.
The statement attributed to Roche Bros.’ store manager that Roche Bros, “no longer” permits signature solicitation on the Westwood property implies that Roche Bros, previously did permit such solicitation.
The dissent concludes that Roche Bros.’ concerns about indorsement and interference outweigh Glovsky’s admittedly strong interest in soliciting signatures because such solicitation “may” negatively impact Roche Bros. See post at 774-775. At this stage of the proceeding, our obligation under Mass. R. Civ. P. 12 (b) (6),
Although our decision in Batchelder I favorably cited California precedent, California case law at the time apparently extended its State constitutional free expression right to the area outside a supermarket. See Robins v. Pruneyard Shopping Ctr.,
Because she concluded that Glovsky had no right under art. 9 to solicit nominating signatures on Roche Bros.’ property, the judge did not address whether Roche Bros, violated this right “by threats, intimidation or coercion.” Nevertheless, both parties have briefed this issue on appeal.
We need not here decide whether to revisit the conclusion in Batchelder v. Allied Stores Corp.,
This conclusion ordinarily would not preclude Glovsky from seeking declaratory relief under art. 9. See Batchelder I, supra at 84 n.2. See also Longval v. Commissioner of Correction,
Dissenting Opinion
(dissenting). The court in this case significantly
expands the scope of the right afforded by art. 9 of the Massachusetts Declaration of Rights at the expense of the rights of countless commercial property owners across the Commonwealth. In so doing, its reasoning departs not only from the cautious analysis employed in Batchelder v. Allied Stores Int'l, Inc.,
Roche Bros. Supermarkets, Inc. (Roche Bros.), advocates for a functional equivalence test that is supported by Batchelder I and by the decisional law of other jurisdictions that have grappled with this issue. This test would provide clearer guidance to property owners and individuals and would achieve an appropri
The functional equivalence test finds support in Batchelder I and in the analyses employed by other courts on this issue. Batchelder I involved the then largest shopping mall in Massachusetts, which included ninety-five separate retail stores, a movie theater, a bowling alley, an exercise facility, a beauty
The United States Supreme Court and the California appellate courts, on whose decisions this court relied in Batchelder I,
Other States that use a multifactor balancing test akin to the court’s interpretation of Batchelder I also place significant emphasis on the nature of the invitation extended to the public. See, e.g., Bock v. Westminster Mall Co.,
Applying this test, it is clear that there is a meaningful difference between large shopping malls, which consistently have been deemed places where a solicitation right may not be infringed, and freestanding supermarkets, which consistently have been deemed places where such rights are not protected.
A large shopping mall like the one at issue in Batchelder I can span over eighty acres, typically serving hundreds of thousands of visitors per week, and containing a wide variety of retail and department stores, commercial establishments, and many other services and amenities. See Batchelder I,
Although its primary purpose, as with any commercial endeavor, is to make a profit, the mall promotes itself as a place where all members of the community can engage in any number of activities, thereby blurring the line between commercial, civic, and expressive endeavors.
In so opening the property to a nearly limitless range of uses, the mall situates itself as the functional equivalent of and substitute for the downtown district, where historically communities have gathered for such mixed purposes.
Indeed, “every state that has found certain of its constitutional free-speech-related provisions effective regardless of ‘state action’ has ruled that shopping center owners cannot prohibit that free speech” (emphasis in original). J.M.B. Realty Corp.,
In stark contrast, a freestanding supermarket like Roche Bros., no matter how large, does not replicate a downtown area on these measures. A supermarket occupies significantly less acreage, here just under five acres, and may contain a handful of ancillary businesses, such as the full-service bank that leases a small portion of the space inside the Roche Bros, store here. Although the complaint does not allege additional facts,
I am very troubled by the court’s suggestion that the variety of the items sold by Roche Bros, is particularly relevant to the analysis. See ante at 758-759. This is a matter of convenience and not of constitutional importance. The court allows itself to be distracted by the plaintiff’s argument that because the supermarket offers products that in a bygone era would require visits to numerous stores, the supermarket must be considered a wholesale replica of a downtown shopping district. This argument shifts the inquiry from the design and purposeful use of the property to the inventory of the particular store, which may change with the seasons, global product availability, business priorities, consumer demand, or any number of variables irrelevant to the constitutional analysis we are conducting here. It diminishes the weight
It cannot be that a single store, designed to invite customers for a limited commercial purpose, falls into the same class as a large shopping mall simply because it carries a varied inventory.
Rather, supermarkets that lack common spaces designed to facilitate congregation and encourage visitors with varied agendas fail to replicate the historic downtown district. For this reason, other States have explicitly rejected the analogy of a single store or supermarket, even where situated among a few other stores, to a downtown district or to a large shopping mall, and accordingly they have declined to extend certain individual liberties to such private property. See Ralphs Grocery Co.,
Even under the Batchelder I balancing test as the court interprets it, which entails more interest-based rather than size, scope, and functional considerations, the balance to be struck for a
Where a retail business stands alone in its physical space, unaccompanied by other stores, there is a real risk that it will be seen as indorsing a candidate for whom signatures are being solicited outside its entrance. In addition, where there is only one entrance, and the supposed “common area” of the property consists of the walkway to that entrance, other customers will be unable to avoid the solicitations as they enter and leave the store.
The solutions the court proposes for overcoming perceived indorsement and commercial interference do not cure these concerns. See ante at 760. There are numerous reasons why posting disclaimers would be impracticable or undesirable for property owners, and time, place, and manner restrictions can go only so far in countering perceived indorsement and interference while still being minimal and reasonable limitations on the solicitation right. Cf. PruneYard,
The consequences of today’s decision are significant. Aside from swinging the pendulum too far in favor of the exercise of individual rights at the expense of those of property owners, the court’s decision offers an unworkable test in several respects. No retail store except the smallest, most highly specialized one can safely determine that it falls outside the scope of the art. 9 right. All other property owners must interpret the sweeping strokes and muddied reasoning of the court’s decision to parse whether they are obligated to respect an individual’s exercise of the art. 9 right in any common or outdoor areas, even when that exercise interferes with their own constitutional rights or with the livelihood of their commercial enterprise, and even when, under an appropriate analysis, their rights as property owners would rightfully trump those of their visitors. To preserve their independence from perceived indorsement and to ensure a safe and easy shopping experience for other customers, property owners will need to craft careful time, place, and manner restrictions that minimize interference. See Batchelder I,
In addition, in determining whether they must permit solicitation activity and the extent to which they may restrict such activity, property owners will be inclined to err on the side of caution where the court creates today the likelihood that, if the business makes the incorrect calculation, it will owe compensatory money damages under the Massachusetts Civil Rights Act
In vastly expanding the realm of private properties on which the art. 9 right may be exercised, and in interpreting the requirements for a successful claim under the Massachusetts Civil Rights Act in this way, the court creates a burdensome and unnavigable standard for property owners. This holding goes too far in eroding the rights of property owners to use their property for commercial endeavors without undue interference. Because I believe that the exercise of the art. 9 right on private property should be limited to properties that serve as the functional equivalent of a traditional downtown area, and that the Roche Bros, supermarket at issue here does not so serve, I would affirm the grant of Roche Bros.’ motion to dismiss on all grounds.
That some jurisdictions employ this functional equivalence test to determine whether the conduct of a private property owner constitutes State action for the purposes of a constitutional rights analysis is not problematic. See ante at note 6. Where we are concerned with private property owners who lure the public from downtown areas by providing a full and nearly identical spectrum of services and resources without providing the individual rights typically afforded in public spaces, the analytical framework employed to determine when a private actor is behaving like a State actor is particularly fitting.
The court rejects Roche Bros.’ reliance on California decisional law as a guidepost for the legal analysis here because the right to solicit signatures there is based in the right to free speech, which confers along with it a host of other rights. See ante at 760-762. The court notes that because the art. 9 right is less intrusive in its exercise and less broad in scope, it should extend to more areas than the free speech right. See ante at 755-756. I am not convinced that the balancing must be conducted any differently, or that the result cannot be instructive, where the factual scenarios and the ultimate “speech” sought are so similar to those of the case at hand. There is no reason why the basis of the right should preclude our comparison where the ultimate right sought, the right to solicit signatures, is the same. Further, Batchelder v. Allied Stores Int’l, Inc.,
As the Supreme Court of New Jersey observed, “The hope is that once there they will spend. The certainty is that if they are not there they will not.” New Jersey Coalition Against War in the Middle East v. J.M.B. Realty Corp.,
A mall need not be enclosed to serve this purpose, and indeed, current commercial developments employ an outdoor shopping concept that even more closely resembles the historic Main Street. As but two examples, the recently developed The Street in Chestnut Hill and Legacy Place in Dedham are both designed with the clear intention of replicating Main Street. The Street blurs the line between commercial and noncommercial purposes by offering a wide range of high-end retail stores intermixed with restaurants, a medical center, a movie
There is no indication on the record before us of how many visitors the supermarket receives each week, what its gross annual or weekly sales are, whether the supermarket offers any programming or social events, or whether there are any common areas in the store.
Even if Roche Bros, were to provide other amenities not specifically identified in the complaint, they most likely would be in furtherance of its explicit commercial purpose of inviting the public to shop there. A pharmacy, a movie rental facility, photograph printing services, a United States mail box, lottery ticket sales, small children’s rides outside the entrance, public payphones, or any number of other, small-scale services are all amenities of convenience, ancillary to the primary purpose of shopping for groceries and other household items. They render it more likely that a customer will choose to shop for groceries at this store instead of another option; they do not signal to the public that they should come to the store to engage in noncommercial activities. See Fred Meyer Stores, Inc. v. Garrett,
Although the court assures us that its holding does not extend to “small-scale general stores,” see ante at note 9, it provides no further guidance as to where exactly it would draw the line.
There is a key distinction between the inventory of a single store and the over-all collection assembled within a large shopping mall. A large mall intentionally brings together numerous tenants to cater to a range of different types of customers. In so doing, it creates common spaces between these stores that then serve as points of congregation and replicate a downtown area.
This is indeed what makes the location so appealing to those seeking signatures.
In contrast, perceived indorsement concerns are minimal if not nonexistent at large shopping malls with hundreds of tenants. Where many malls carry a name that is localized (e.g., Northshore Mall, Natick Mall) or catchy (e.g., Assembly Row, Legacy Place), only the most informed visitor would know the identity of the mail’s owner. Further, because large malls contain “numerous separate business establishments” and numerous entrances, it is unlikely that permitting the solicitation of signatures would impair the value or use of the property as a mall or interfere with normal business operations. See PruneYard Shopping Ctr. v. Robins,
