UNITED STATES of America, ex rel. Ronald E. LONG, Appellee/Cross-Appellant, v. SCS BUSINESS & TECHNICAL INSTITUTE, INC., et al., Appellees. State of New York, Appellant/Cross-Appellee. Attorney General of the United States, Intervenor.
Nos. 98-5133, 98-5149 and 98-5150.
United States Court of Appeals, District of Columbia Circuit.
April 30, 1999.
173 F.3d 890 | 15 IER Cases 32
Howard L. Zwickel, Assistant Attorney General, State of New York, argued the cause for appellant/cross-appellee. With him on the briefs was Peter H. Schiff, Deputy Solicitor General.
Ronald A. Shems, Assistant Attorney General, State of Vermont, argued the cause for amici curiae State of Vermont, et al. With him on the brief was William H. Sorrell, Attorney General.
Douglas N. Letter, Appellate Litigation Counsel, United States Department of Justice, argued the cause for United States as intervenor. With him on the briefs were Frank W. Hunger, Assistant Attorney General, and Wilma A. Lewis, United States Attorney. Richard L. Cys entered an appearance.
Stuart F. Pierson argued the сause and filed the briefs for appellee/cross-appellant.
Jill A. Dunn was on the notice of joinder in brief for appellant Joseph P. Frey.
Mark B. Rotenberg was on the brief for amicus curiae The Regents of the University of Minnesota.
Before: WALD, SILBERMAN, and SENTELLE, Circuit Judges.
Opinion for the Court filed by Circuit Judge SILBERMAN.
SUPPLEMENTAL OPINION
SILBERMAN, Circuit Judge:
In the same week that our opinion issued, the Fifth Circuit held that the
The Fifth Circuit reasoned as follows: since the question whether a relator can sue a state under the Act is a cause of action or merits question, and since the question whether a federal court can hear such a suit under the
We did not address this Steel Co. question in our opinion, we confess, because we did not focus on it. Indeed, New York—whose immunity from suit is at stake—specifically urged us, aрparently unlike Texas in Foulds, to decide the statutory question first on the ground that nonconstitutional grounds should be considered before constitutional ones.
To be sure, the Court has also held that the ”
New York‘s explicit request that we first decide the statutory question could therefore be seen as a kind of agreement to assert its
But even if we were not so obligated, we think that we are at least permitted to do so. Had New York chosen not to assert its
Another difficulty in applying Steel Co. here is that classifying the statutory question in an
If the
Still, it might be thought that the “jurisdiction to determine jurisdiction” concept is not wholly satisfactory because whether states are persons under the False Claims Act is also a cause of action question (which is what the Fifth Circuit emphasized). But even if the cause of action aspect of the statutory question takes it outside the “jurisdiction to determine jurisdiction” doctrine, two additional considerations justify the approach we have taken.
As our discussion alrеady indicates, the “merits” question is, in the
We think this close relationship between the statutory and “jurisdictional” issues, even putting aside “jurisdiction to determine jurisdiction,” provides an independent ground on which to distinguish Steel Co. The relationship between these two issues is quite different from the relationship between an ordinary “cause of action” question and a pure jurisdictional issue such as standing. The Court in Steel Co. rejected the contention that merits questions could be decided before constitutional standing questions because the
In addition, we do not think our approach even implicates the concerns underlying the Supreme Court‘s rejection of “hypothetical jurisdiction” because the statutory question is logically antecedent to the
Perhaps most important, our reasoning is confirmed by several
On the other hand, the Court in Welch v. Texas Department of Highways and Public Transportation, 483 U.S. 468 (1987), decided an
Nor do we think, as did the Fifth Circuit, see Foulds, 171 F.3d at 286, that Blatchford v. Native Village of Noatak, 501 U.S. 775 (1991), is to the contrary. The Supreme Court did note in Blatchford that, given the
We have taken pains to discuss the issue that the Fifth Circuit identified because of its importance. Although the issue is complex, and the case law not altogether clear, we are confident that no authority or principle prohibits our approach. And because it has the significant virtue of avoiding a difficult constitutional question, we think it is also the preferable one.
