Lead Opinion
delivered the opinion of the Court.
The question before us is whether defendants in a case filed in a state court, with claims “arising under” federal law, can remove that case to federal court — where some claims, made against a State, are subject to an Eleventh Amendment bar. We conclude that the defendants can remove the ease to a federal court and that the court can decide the nonbarred claims.
I
In 1993, the Wisconsin Department of Corrections dismissed Keith Schacht, a prison guard, for stealing items from the Oakhill Correctional Institution, a state prison. In January 1996, Schacht filed a complaint in state court against the Department and several of its employees, both in their “personal” and in their “official” capacities. The complaint, in several different claims, alleged that the Department and its employees had deprived Schacht of “liberty” and “property” without “due process of law,” thereby violating the Federal Constitution and civil rights laws. U. S. Const.,
The defendants’ answer, filed in federal court, in part raised as a “defense” that the “eleventh amendment to the United States Constitution, and the doctrine of sovereign immunity, bars any claim under 42 U. S. C. § 1983 against” the State itself, namely, the “defendant Wisconsin Department of Corrections [and] against any of the’named defendants in their official capacities.” Answer and Defenses, App. 14-15. See Kentucky v. Graham,
After further proceedings, the Federal District Court considered those claims that were not against the State, that is, the claims against the individual defendants in their “personal capaeit[ies].” It concluded as to those claims that, even if Schaeht’s factual allegations were true, Schacht had received the process that was his “due,” and his dismissal did not violate the Fourteenth Amendment. No. 96-C-122-S (WD Wis., Sept. 13, 1996), App. 31-34. It therefore granted the defendants’ motion for summary judgment with respect to those claims. Id., at 34.
The federal court also considered the defendants’ motion to dismiss those claims filed against the State, i. e., the claims against the Department of Corrections and its employees in their “official capacities.” The District Court granted the motion, stating:
“Plaintiff agrees his claims for money damages are barred [by the Eleventh Amendment] but pursues his claims for injunctive relief. Plaintiff does not, however, request injunctive relief in his complaint.... Defendants’ motion to dismiss plaintiff’s claims against the Wisconsin Department of Corrections and the individual*385 defendants in their official capacities will be granted.” Id., at 30.
Sehaeht appealed. He did not assert that the District Court was wrong to have dismissed the claims against the State. He argued only that the court’s disposition of the “personal capacity” claims, i. e., the grant of summary judgment, was legally erroneous. During the appeal, the Court of Appeals for the Seventh Circuit itself raised the question whether the removal from state to federal court had been legally permissible. See
The Court of Appeals pointed out that Sehacht’s original state-court complaint, while presenting only claims arising under federal law, asserted some of those claims against the State. Id., at 1152. The court added that the Eleventh Amendment, as interpreted by this Court, prohibited the.assertion of those claims in federal court. Ibid, (citing U. S. Const., Arndt. 11; Hans v. Louisiana, 134 U. S 1, 10 (1890)). The Court of Appeals concluded that the presence of even one such claim in an otherwise removable ease deprived the federal courts of removal jurisdiction over the entire ease.
We granted certiorari to review the Seventh Circuit’s view of the matter, and the similar views taken in several earlier cases upon which that court relied, see, e.g., Frances J., supra; McKay v. Boyd Constr. Co.,
H-Í hH
The governing provision of the federal removal statute authorizes a defendant to remove “any civil action brought in a State court of which the district courts of the United States have original jurisdiction.” 28 U. S. C. § 1441(a). See also Judiciary Act of 1789, § 12, 1 Stat. 79-80 (original removal statute); Act of Mar. 3,1887, 24 Stat. 552, corrected by Act of Aug. 13, 1888, 25 Stat. 433 (setting forth removal power in terms roughly similar to present law). The language of this section obviously permits the removal of a ease that contains only claims that “arise under” federal law. That is because a federal statute explicitly grants the federal courts “original jurisdiction of all civil actions arising under the Constitution, laws, or treaties of the United States,” 28 U. S. C. § 1331. This case, however, requires us to consider what happens if one, or more, of those claims is subject to an Eleventh Amendment bar. Does that circumstance destroy removal jurisdiction that would otherwise exist?
The primary argument that it does destroy removal jurisdiction has several parts. First, the argument distinguishes a ease with federal-law claims that include one or more Eleventh Amendment claims from a case with both federal-law claims and state-law claims. See
“[The] federal claims suffice to make the actions ‘civil actions’ within the ‘original jurisdiction’ of the district*387 courts for purposes of removal. . . . Nothing in the jurisdictional statutes suggests that the presence of related state law claims somehow alters the fact that [the] complaints, by virtue of their federal claims, were 'civil actions’ within the federal courts’ 'original jurisdiction.’ ” Id., at 166 (citation omitted).
See also Metropolitan Life Ins. Co. v. Taylor,
This statement, however, and others like it, appear in the context of cases involving both federal-law and state-law claims. And the Seventh Circuit found a significant difference between such cases and cases in which the Eleventh Amendment applies to some of the federal-law claims. See
Second, the argument emphasizes the “jurisdictional” nature of this difference. The Seventh Circuit, for example, said: “Glaims barred by sovereign immunity stand on different footing than other claims that are not independently removable, because of the affirmative limitation on jurisdiction imposed by the sovereign immunity doctrines.”
Third, the argument looks to removal based upon “diversity jurisdiction,” 28 U. S. C. § 1332, for analogical authority that leads to its conclusion, namely, that this “jurisdictional” problem is so serious that the presence of even one Eleventh-Amendment-barred claim destroys removal jurisdiction with respect to all claims (i. e., the entire “ease”). See, e. g.,
We find the analogy unconvincing. This ease differs significantly from a diversity case with respect to a federal dis
The Eleventh Amendment, however, does not automatically destroy original jurisdiction. Rather, the Eleventh Amendment grants the State a legal power to assert a sovereign immunity defense should it choose to do so. The State can waive the defense. Atascadero State Hospital v. Scanlon,
These differences help to explain why governing authority has treated the defects differently for purposes of original jurisdiction. Where original jurisdiction rests upon Congress’ statutory grant of “diversity jurisdiction,” this Court has held that one claim against one nondiverse defendant destroys that original jurisdiction. See, e.g., Newman-Green, Inc., supra, at 829 (“When a plaintiff sues more than one defendant in a diversity action, the plaintiff must meet the requirements of the diversity statute for each defendant or face dismissal”). But, where original jurisdiction rests upon the Statute’s grant of “arising under” jurisdiction, the Court has assumed that the presence of a potential Eleventh Amendment bar with respect to one claim, has not destroyed original jurisdiction over the case. E. g., Pugh,
Other considerations further undermine the analogy. For example, for purposes of removal jurisdiction, we are to look at the case as of the time it was filed in state court — prior to the time the defendants filed their answer in federal court. See, e. g., St. Paul Mercury Indemnity Co. v. Red Cab Co.,
These differences between “diversity” and “Eleventh Amendment” eases with respect to original and removal jurisdiction are sufficient to destroy the analogy upon which
Ill
We must consider one further argument that respondent has made. That argument is not based upon an analogy but upon the specific language of a particular statutory provision, 28 U. S. C. § 1447(c). The provision says: “If at any time before final judgment it appears that the district court lacks subject matter jurisdiction, the ease shall be remanded.” Ibid. Respondent argues that, at least after the State asserted its Eleventh Amendment defense, the federal court “lacked subject matter jurisdiction.” Brief for Respondent 19. He points out that the statute says that the entire “case shall be remanded” to the state court. That is to say, he contends that, if the “district court lacks subject matter jurisdiction” over any claim, then every claim, i. e., the entire “ease,” must be “remanded” to the state court.
Even making the assumption that Eleventh Amendment immunity is a matter of subject-matter jurisdiction — a question we have not decided — we reject respondent’s argument
Nor does the statute’s purpose favor Schacht’s interpretation. The statutory section that contains the provision deals, not with the question of what is removable, but with the procedures that a federal court is to follow after removal occurs. It is entitled: “Procedure after removal generally.” § 1447. In substance, the section differentiates between removals that are defective because of lack of subject-matter jurisdiction and removals that are defective for some other reason, e. g., because the removal took place after relevant time limits had expired. For the latter kind of case, there must be a motion to remand filed no later than 30 days after the filing of the removal notice. § 1447(c). For the former kind of case, remand may take place without such a motion and at any time. Ibid. The provision, then, helps to specify a procedural difference that flows from a difference in the kinds of reasons that could lead to a remand. That objective is irrelevant to the kind of problem presented in this case.
We repeat our conclusion: A State’s proper assertion of an Eleventh Amendment bar after removal means that the federal court cannot hear the barred claim. But that circumstance does not destroy removal jurisdiction over the remaining claims in the case before us. A federal court can
For these reasons, the judgment of the Court of Appeals is vacated, and the ease is remanded for further proceedings consistent with this opinion.
It is so ordered.
Concurrence Opinion
concurring.
In joining the opinion of the Court, I write to observe we have neither reached nor considered the argument that, by-giving its express consent to removal of the case from state court, Wisconsin waived its Eleventh Amendment immunity. Insofar as the record shows, this issue was not raised in the proceedings below; and it was not part of the briefs filed here or the arguments made to the Court. The question should be considered, however, in some later ease.
Removal requires the consent of all of the defendants. See, e. g., Chicago, R. I. & P. R. Co. v. Martin,
Given the latitude accorded the States in raising the immunity at a late stage, however, a rule of waiver may not be all that obvious. The Court has said the Eleventh Amendment bar may be asserted for the first time on appeal, so a State which is sued in federal court does not waive the Eleventh Amendment simply by appearing and defending on the mer
I have my doubts about the propriety of this rule. In permitting the belated assertion of the Eleventh Amendment bar, we allow States to proceed to judgment without facing any real risk of adverse consequences. Should the State prevail, the plaintiff would be bound by principles of res judi-cata. If the State were to lose, however, it could void the entire judgment simply by asserting its immunity on appeal.
This departure from the usual rules of waiver stems from the hybrid nature of the jurisdictional bar erected by the Eleventh Amendment. In certain respects, the immunity bears substantial similarity to personal jurisdiction requirements, since it can be waived and courts need not raise the issue sua sponte. See Patsy v. Board of Regents of Fla.,
The Court could eliminate the unfairness by modifying our Eleventh Amendment jurisprudence to make it more consistent with our practice regarding personal jurisdiction. Under a rule inferring waiver from the failure to raise the objection at the outset of the proceedings, States would be prevented from gaining an unfair advantage. See Fed. Rule Civ. Proe. 12(h)(1).
We would not need to make this substantial revision to find waiver in the circumstances here, however. Even if appearing in federal court and defending on the merits is not sufficient to constitute a waiver, a different case may be presented when a State under no compulsion to appear in federal court voluntarily invokes its jurisdiction. As the Court recognized in Gunter v. Atlantic Coast Line R. Co.,
An early decision of this Court applied this principle in holding that a State’s voluntary intervention in a federal-court action to assert its own claim constituted a waiver of the Eleventh Amendment. Clark v. Barnard,
Some Courts of Appeals, following this reasoning, have recognized that consent to removal may constitute a waiver. Newfield House, Inc. v. Massachusetts Dept. of Pub. Welfare,
“It is conceded by the respondents that if it is within the power of the administrative and executive officers of Indiana to waive the state’s immunity, they have done so in this proceeding. The issue thus becomes one of their power under state law to do so. As this issue has not been determined by state courts, this Court must resort to the general policy of the state as expressed in its Constitution, statutes and decisions. Article 4, § 24 of the Indiana Constitution provides:
“'Provision may be made, by general law, for bringing suit against the State, as to all liabilities originating after the adoption of this Constitution; but no special act authorizing such suit to be brought, or making compensation to any person claiming damages against the State, shall ever be passed.’
“We interpret this provision as indicating a policy prohibiting state consent to suit in one particular ease in*397 the absence of a general consent to suit in all similar causes of action. Since the state legislature may waive state immunity only by general law, it is not to be presumed in the absence of clear language to the contrary, that they conferred on administrative or executive officers discretionary power to grant or withhold consent in individual cases. ... It would seem, therefore, that no properly authorized executive or administrative officer of the state has waived the state’s immunity to suit in the federal courts.”323 U.S., at 467-469 (footnotes omitted).
See also Sosna v. Iowa,
Notwithstanding the quoted language from Ford Motor Co., the absence of specific authorization, it seems to me, is not an insuperable obstacle to adopting a rule of waiver in every case where the State, through its attorneys, consents to removal from the state court to the federal court. If the States know or have reason to expect that removal will constitute a waiver, then it is easy enough to presume that an attorney authorized to represent the State can bind it to the jurisdiction of the federal court (for Eleventh Amendment purposes) by the consent to removal.
It is true as well that the Court’s recent cases have disfavored constructive waivers of the Eleventh Amendment and have required the State’s consent to suit be unequivocal. Atascadero State Hospital v. Scanlon,
These questions should be explored. If it were demonstrated that a federal rule finding waiver of the Eleventh
