UNITED STATES OF AMERICA v. KENNETH RANDALE DOOR
No. 19-30213
United States Court of Appeals for the Ninth Circuit
April 28, 2021
D.C. No. 3:12-cr-05126-RBL-1
Appeal from the United States District Court for the Western District of Washington Ronald B. Leighton, District Judge, Presiding
Argued and Submitted September 4, 2020 Seattle, Washington
Filed April 28, 2021
Before: Jay S. Bybee and Daniel P. Collins, Circuit Judges, and James Alan Soto,*
Opinion by Judge Bybee
UNITED STATES V. DOOR
SUMMARY**
Criminal Law
The panel affirmed a criminal judgment in a case in which Kenneth Randale Door was convicted for being a felon in possession of a firearm (
The panel held that in light of Rehaif v. United States, 139 S. Ct. 2191 (2019), the district court committed plain error by failing to require the government to prove Door‘s knowledge of his prohibited status and omitting the knowledge element from the indictment and jury instructions. The government admitted that Door‘s
UNITED STATES V. DOOR
The panel held that the district court did not clearly err in applying an obstruction of justice enhancement pursuant to
COUNSEL
Carlton F. Gunn; Law Office of Carlton F. Gunn, Pasadena, California, for Defendant-Appellant.
Michael S. Morgan (argued), Assistant United States Attorney; Brian T. Moran, United States Attorney; United States Attorney‘s Office, Seattle, Washington; for Plaintiff-Appellee
OPINION
BYBEE, Circuit Judge:
Defendant Kenneth Randale Door was convicted in 2014 for being a felon in possession of a firearm and a felon convicted
I. FACTS AND PROCEEDINGS
A. Search, Indictment, and Trial
Kenneth Door has an extensive criminal history, including convictions for burglary, theft, assault, and harassment. In 2011, an informant told an agent of the Bureau of Alcohol, Tobacco, Firearms, and Explosives that Door possessed guns and was selling methamphetamine out of his home. Because Door was on probation in Washington, the agent contacted a Washington State Community Corrections officer, who conducted a probation search of Door‘s house in Tacoma. The search revealed two pistols, multiple rounds of ammunition for the pistols, two military grade ballistic vests, an explosive device known as a “seal bomb,” two digital scales, drug packaging materials, and two drug pipes containing methamphetamine residue. Door was arrested shortly thereafter.
While in the county jail, and before he was indicted on federal charges, Door requested a meeting with his federal case agent. During that visit, Door admitted that the guns, vests, and seal bomb belonged to him. After the agent testified at Door‘s suppression hearing, Door told his attorney that he intended to have the agent killed. The attorney asked to be removed from the case and reported the threats to the government. After his trial, Door made additional threats in front of other inmates that he would have the case agent and his former attorney killed.
UNITED STATES V. DOOR
In March 2012, Door was indicted in United States District Court for the Western District of Washington and charged with being a felon in possession of a firearm in violation of
Prior to November 9, 2011, Kenneth Door, the defendant herein, had been convicted of a felony crime punishable by a term of imprisonment exceeding one year. That is a crime of violence, as defined by law, and therefore was a convicted felon and a person convicted of a felony that is a crime of violence at the time of the events that are the subject of this prosecution.
Door proceeded to trial and was convicted on all counts.
B. Sentencing and First Appeal
The Probation Office (Probation) recommended a base offense level of 24 due to “at least two felony convictions of either a crime of violence or a controlled substance offense.” Probation also recommended a number of Sentencing Guidelines (Guidelines) enhancements, including for possession of a destructive device (seal bomb), possession of a stolen firearm, possession of firearms in connection with another felony offense (drug trafficking), and obstruction of justice (based on Door‘s threats to
On direct appeal, we found that the destructive device enhancement did not apply to the seal bomb, and that the district court made insufficient findings on the obstruction of justice and the “in connection with another felony” enhancements. United States v. Door, 647 F. App‘x 755, 757 (9th Cir. 2016), as amended by 668 F. App‘x 784 (9th Cir. 2016). We initially deferred ruling on the ACCA issue but ultimately held that Door‘s burglary convictions were not violent felonies under the ACCA and vacated Door‘s sentence accordingly. United States v. Door, 656 F. App‘x 376, 376–77 (9th Cir. 2016).
C. Re-sentencing and Second Appeal
On remand, Probation again recommended a base offense level of 24, reasoning that Door‘s prior Washington state convictions for second-degree assault with a deadly weapon and felony harassment constituted crimes of violence.
UNITED STATES V. DOOR
Probation further recommended enhancements for possession of a stolen firearm, possession of a firearm in connection with another felony, and obstruction of justice. The enhancements, coupled with Door‘s criminal history category of VI, produced a Guidelines range of 210–262 months. Probation recommended a 276-month sentence due to Door‘s extensive criminal history.
Over Door‘s objections, the district court determined at sentencing that the second-degree assault and felony harassment convictions qualified as crimes of violence under the required categorical approach. The district court also ruled that the various enhancements were supported by sufficient evidence. During sentencing, the district court noted its “long-standing criticism” of the categorical approach but acknowledged that it was “duty-bound” to re-sentence Door in accordance with the law. The district court imposed the recommended sentence of 276 months, followed by 5 years of supervised release. On Door‘s second appeal, we ruled that a felony harassment conviction is a crime of violence for Guidelines purposes but that Door‘s conviction for second-degree assault is not and remanded accordingly for a second re-sentencing. United States v. Door, 917 F.3d 1146, 1152-55 (9th Cir. 2019).2
UNITED STATES V. DOOR
D. Second Re-sentencing and Current Appeal
At the second re-sentencing, Probation recommended a base offense level of 20 based on Door‘s felony harassment conviction. Probation also recommended enhancements
At the start of the re-sentencing hearing, the district court again expressed frustration with the categorical approach jurisprudence. Of Door, the district court stressed, “I consider Mr. Door to perhaps be the most dangerous defendant I have had in 18 or 19 years . . . . He did everything and then more to justify his sentence, with the threats.” Before imposing the sentence, the district court made clear that it had heard argument and reviewed all of the material submitted from both sides. In response to defense counsel‘s argument that Door‘s recent good behavior in prison merited mitigation, the district court agreed that re-sentencing afforded an opportunity for “a mid-course correction” but noted that Door was being sentenced for his past behavior, “which is very serious.” The district court further observed that “[t]he guidelines are a guide, unless they are not.”
In imposing the sentence, the district court adopted the factual assertions in the PSR and applied the sentencing enhancements. Relevant to this appeal, the district court found—over Door‘s objection—that the obstruction of justice enhancement was warranted because it involved “the worst kind of abuse of our system, including threats to officers.” The district court then adopted the recommendation from Probation and the government for 276 months, followed by three years of supervised release.
In the present appeal, Door raises four issues: (1) whether his felon in possession of firearm and violent felon in possession of body armor convictions must be vacated because the government failed to prove, the indictment failed to allege, and the jury instructions failed to require that he knew of his prohibited statuses when he possessed the firearms and body armor, as required by Rehaif v. United States, 139 S. Ct. 2191 (2019); (2) whether the district erred in applying the Guideline enhancement for obstruction of justice; (3) whether his sentence was procedurally and substantively unreasonable; and (4) whether we should reassign the case in the event of remand. We will consider each issue in turn. Because we conclude that there was no error in the first three issues raised, we need not reach the question of reassignment, which in any event has been mooted by the retirement of the district judge who imposed the sentence.
II. KNOWING POSSESSION AND REHAIF
We first consider Door‘s claim that the Supreme Court‘s intervening decision in Rehaif requires us to vacate his convictions for being a felon in possession of a firearm in violation of
A. Rehaif and Knowing Violations
Hamid Rehaif was convicted of violating
erred in instructing the jury that the government did not have to prove Rehaif knew he was in the country unlawfully. Id. at 2195. The Court agreed with Rehaif that the term “knowingly” in
Although neither Door nor the government anticipated the Court‘s decision in Rehaif, Door gets the benefit of Rehaif on his direct appeal. See Griffith v. Kentucky, 479 U.S. 314, 328 (1987) (“[A] new rule for the conduct of criminal prosecutions is to be applied retroactively to all cases, state or federal, pending on direct review or not yet final, with no exception for cases in which the new rule constitutes a ‘clear break’ with the past.“). The government admits that Door‘s conviction under
We think such a construction is incompatible with Rehaif‘s analysis. In Rehaif, the Supreme Court held that “[t]he term ‘knowingly’ in
This same logic extends to the relationship between
We think the government has overread Rehaif. We do not understand Rehaif to mean that the government must prove that the defendant knew that he had been convicted of a crime that a court has specifically declared to be a “crime of violence” under
combined with
We thus conclude that Rehaif requires the government to prove that a defendant charged with violating
B. Sufficiency of the Evidence
At the close of the government‘s case, Door made a general oral motion for a “directed verdict on all three counts” under
Both parties initially assumed that Door‘s summary
Following oral argument, however, we held in United States v. Johnson, 979 F.3d 632 (9th Cir. 2020), amending 963 F.3d 847 (9th Cir. 2020), that plain error, not sufficiency of the evidence, is the proper standard to review an unpreserved Rehaif error. In that case, Lamar Johnson was convicted of being a felon in possession of a firearm, in violation of
Johnson then petitioned for rehearing and rehearing en banc, arguing that because he had pled not guilty and proceeded to a bench trial, the panel should have reviewed his sufficiency of the evidence challenge de novo. Id. (discussing United States v. Atkinson, 990 F.2d 501, 503 (9th Cir. 1993) (en banc) (holding that, in a bench trial, a defendant who had pled not guilty need not move for acquittal to preserve
Following oral argument in this case, the government filed a 28j letter alerting us to Johnson. We asked the government and Door to submit supplemental briefs addressing what impact, if any, Johnson has on the standard of review applicable to Door‘s sufficiency of the evidence challenge. Having reviewed the parties’ submissions, we conclude that Johnson compels the conclusion that Door‘s sufficiency claim is subject to plain-error review.
Door first argues that the government has forfeited any plain-error argument. Relying on United States v. Murguia-Rodriguez, 815 F.3d 566 (9th Cir. 2016), Door urges the panel that the government‘s briefing of sufficiency of the evidence operates as a forfeiture of plain-error review. But unlike Murguia-Rodriguez, this is not a situation in which the government failed to argue that, under controlling law, an error was not objected to and therefore forfeited. Id. at 573-74. Rather, both parties assumed that the general rule regarding preservation of sufficiency of the evidence claims via summary
Door next argues that we are not bound by Johnson because Door had a jury trial, not a bench trial. We are not persuaded that this distinction relieves us of our duty to follow Johnson. Johnson advanced the
Under plain-error review, we may reverse only where there is an (1) error that is (2) plain, (3) affects substantial rights, and (4) “seriously affects the fairness, integrity or public reputation of judicial proceedings.” United States v. Olano, 507 U.S. 725, 732 (1993) (cleaned up) (quoting United States v. Young, 470 U.S. 1, 15 (1985)). In light of Rehaif, it is clear that the district court erred in failing to require the government to prove Door‘s knowledge of his prohibited statuses and that error is now plain. As we did in Johnson, we will “assume without deciding that the district court‘s error affected [Door]‘s substantial rights.” 979 F.3d at 636. Thus, we will resolve this case under the fourth prong of plain-error review.
This prong “helps enforce one of
Beginning with Door‘s
Turning to Door‘s
Prior to November 9, 2011, Kenneth Door, the defendant herein, had been convicted of a felony crime punishable by a term of imprisonment exceeding one year. That is a crime of violence, as defined by law, and therefore was a convicted felon and a person convicted of a felony that is a crime of violence at the time of the events that are the subject of this prosecution.
Thus, at the very least, that stipulation admitted that Door knew of the fact of his convictions at trial.
The more difficult question is whether the stipulation also conceded that Door knew that at least one of his prior felonies was punishable for a term exceeding a year and that one was a crime of violence as defined in
The stipulation was, no doubt, a strategic concession by Door because it precluded the government from presenting evidence of Door‘s status as a violent felon and laying out his multiple prior convictions before the jury. See Old Chief v. United States, 519 U.S. 172, 190–92 (1997). Had Door refused to stipulate to his convictions, the government likely would have—subject, of course, to the limitations imposed by the Federal Rules of Evidence—introduced proof of his prior convictions to establish the status element. See, e.g., United States v. Weiland, 420 F.3d 1062, 1077–78 (9th Cir. 2005) (analyzing the admissibility of records of convictions in a
Moreover, this case presents a starkly different situation than the hypothetical that the Court set out in Rehaif. In Rehaif, the majority posited that a convicted felon might lack knowledge that he was convicted
But we do not rest our decision on Door‘s stipulation alone. As discussed, our review is not limited to the record adduced at trial, and Door had multiple felony convictions when he possessed the body armor. One of those convictions was for felony harassment under
UNITED STATES V. DOOR
C. Indictment and Jury Instructions
Door argues that his indictment and jury instructions were also flawed because
1. Indictment
With respect to the
The government claims that (1) Door has waived his challenge to the indictment; and (2) the indictment is not plainly insufficient because it tracked the statutory language of
2. Jury Instructions
It is undisputed that “the absence of an instruction requiring the jury to find that Defendant knew he was a felon was clear error under Rehaif.” Benamor, 937 F.3d at 1188. However, as discussed, Door cannot satisfy the final prong of the plain-error test.
III. OBSTRUCTION OF JUSTICE
We next consider whether the district court erred in applying the obstruction of justice enhancement. We review the proper interpretation of the Guidelines de novo, the district court‘s factual findings made at sentencing for clear error, and the application of the Guidelines to the facts of a case for abuse of discretion. United States v. Gasca-Ruiz, 852 F.3d 1167, 1170 (9th Cir. 2017).
As a preliminary matter, our review is not, as the government contends, limited to plain error. At sentencing, Door objected to the obstruction of justice enhancement on the grounds that the record was insufficient to show he made any threats; Door now argues that the district court failed to make a finding as to his purpose in making the alleged threats. Door‘s basic claim, however, remains the same: the district court‘s findings were insufficient to support the obstruction of justice enhancement. See United States v. Guzman-Padilla, 573 F.3d 865, 877 n.1 (9th Cir. 2009) (holding that claims, not arguments, are waived or forfeited).9
obstruct justice on the theory that Door wanted to prevent the agent from testifying at his trial.
IV. SENTENCE
Finally, we consider Door‘s claim that his sentence was both procedurally and substantively unreasonable. The court reviews the district court‘s sentencing decision for abuse of discretion. Gall v. United States, 552 U.S. 38, 51 (2007).
“Procedural errors include, but are not limited to, incorrectly calculating the Guidelines range, treating the Guidelines as mandatory, failing to properly consider the
We disagree. It is well settled that the district court “may not presume that the Guidelines range is reasonable . . . . Nor should the Guidelines factor be given more or less weight than any other.” Carty, 520 F.3d at 991. Rather, the sentencing court is “free to conclude that the applicable Guidelines range gives too much or too little weight to one or more factors, either as applied in a particular case or as a matter of policy.” United States v. Christensen, 732 F.3d 1094, 1101 (9th Cir. 2013). Contrary to Door‘s characterization, the district court‘s remarks indicate that it looked to the Guidelines and determined that the range did not adequately account for the seriousness of Door‘s criminal history and his various threats to witnesses. This was an experienced judge, who was very familiar with Door‘s case. Moreover, the district
Door‘s sentence is also substantively reasonable. In reviewing the reasonableness of a sentence, we consider the totality of the circumstances. Carty, 520 F.3d at 993. The reviewing court must give “due deference to the district court‘s decision that the
It is undisputed that in imposing a 276-month sentence, the district court deviated significantly from the guideline range of 140–175 months. The district court explained that it had, “on two prior occasions, said that I consider Mr. Door to perhaps be the most dangerous defendant I have had in 18 or 19 years. . . . Mr. Door is, was, and will be in my mind an extremely dangerous person. He did everything and then more to justify his sentence.” The record fully supports the district court‘s determination that Door was an extremely dangerous person who had shown an unwillingness to change. There is no basis upon which to find Door‘s sentence substantively unreasonable.
V. CONCLUSION
Although, in light of Rehaif, the district court committed plain error by failing to require the government to prove Door‘s knowledge of his prohibited statuses and omitting the knowledge element from the indictment and jury instructions, Door cannot show that these errors affected the fairness, integrity, or public reputation of the judicial proceedings. With respect to Door‘s sentence, the district court did not clearly err in finding that the pre-trial threats Door made could reasonably be construed as an attempt to obstruct justice. Nor is there a basis upon which to find Door‘s sentence either procedurally or substantively unreasonable. We therefore affirm the convictions and sentence.
AFFIRMED.
