REHAIF v. UNITED STATES
No. 17-9560
SUPREME COURT OF THE UNITED STATES
June 21, 2019
OCTOBER TERM, 2018
(Slip Opinion)
Syllabus
NOTE: Where it is feasible, a syllabus (headnote) will be released, as is being done in connection with this case, at the time the opinion is issued. The syllabus constitutes no part of the opinion of the Court but has been prepared by the Reporter of Decisions for the convenience of the reader. See United States v. Detroit Timber & Lumber Co., 200 U. S. 321, 337.
SUPREME COURT OF THE UNITED STATES
Syllabus
REHAIF v. UNITED STATES
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT
No. 17-9560. Argued April 23, 2019—Decided June 21, 2019
Held: In a prosecution under
(a) Whether a criminal statute requires the Government to prove that the defendant acted knowingly is a question of congressional intent. This inquiry starts from a longstanding presumption that Congress intends to require a defendant to possess a culpable mental state regarding “each of the statutory elements that criminalize otherwise innocent conduct,” United States v. X-Citement Video, Inc., 513 U. S. 64, 72, normally characterized as a presumption in favor of “scienter.” There is no convincing reason to depart from this presumption here.
The statutory text supports the presumption. It specifies that a defendant commits a crime if he “knowingly” violates
This reading of the statute is also consistent with a basic principle underlying the criminal law: the importance of showing what Blaсkstone called “a vicious will.” Scienter requirements advance this principle by helping to separate wrongful from innocent acts. That is the case here. Possessing a gun can be entirely innocent. It is the defendant‘s status, not his conduct alone, that makes the difference. Without knowledge of that status, a defendant may lack the intent needed to make his behavior wrongful. Pp. 3–7.
(b) The Government‘s arguments to the contrary are unpersuasive. In claiming that Congress does not normally require defendants to know their own status, it points to statutes where the defendant‘s status is not the “crucial element” separating innocent from wrongful conduct. X-Citement Video, supra, at 73. Those statutes are quite different from the provisions at issue here, where the defendant‘s status separates innocent from wrongful conduct. The Government also argues that whether an alien is “illegally or unlawfully in the United States” is a question of law, not fact, and thus appeals to the maxim that “ignorance of the law” is no excuse. But that maxim normally applies where a defendant possesses the requisite mental state in respect to the elements of the crime but claims to be unaware of a law forbidding his conduct. That maxim does not normally apply where a defendant‘s mistakеn impression about a collateral legal question causes him to misunderstand his conduct‘s significance, thereby negating an element of the offense. Rehaif‘s status as an alien “illegally or unlawfully in the United States” refers to what commentators call a “collateral” question of law, and a mistake regarding that status negates an element of the offense. Finally, the statutory and legislative history on which the Government relies is at best inconclusive. Pp. 7–
888 F. 3d 1138, reversed and remanded.
BREYER, J., delivered the opinion of the Court, in which ROBERTS, C. J., and GINSBURG, SOTOMAYOR, KAGAN, GORSUCH, and KAVANAUGH, JJ., joined. ALITO, J., filed a dissenting opinion, in which THOMAS, J., joined.
Opinion of the Court
NOTICE: This opinion is subject to formal revision before publication in the preliminary print of the United States Reports. Readers are requested to notify the Reporter of Decisions, Supreme Court of the United States, Washington, D. C. 20543, of any typographical or other formal errors, in order that corrections may be made before the preliminary print goes to press.
SUPREME COURT OF THE UNITED STATES
No. 17–9560
HAMID MOHAMED AHMED ALI REHAIF, PETITIONER v. UNITED STATES
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT
[June 21, 2019]
JUSTICE BREYER delivered the opinion of the Court.
A federal statute,
Thе question here concerns the scope of the word “knowingly.” Does it mean that the Government must prove that a defendant knew both that he engaged in the relevant conduct (that he possessed a firearm) and also that he fell within the relevant status (that he was a felon, an alien unlawfully in this country, or the like)? We hold that the word “knowingly” applies both to the defendant‘s conduct and to the defendant‘s status. To convict a defendant, the Government therefore must show that the defendant knew he possessed a firearm and also that he knew he had the relevant status when he possessed it.
I
Petitioner Hamid Rehaif entered the United States on a nonimmigrant student visa to attend university. After he received poor grades, the university dismissed him and told him that his “immigration status” would be terminated unless he transferred to a different university or left the country. App. to Pet. for Cert. 3a. Rehaif did neither.
Rehaif subsequently visited a firing range, where he shot two firearms. The Government learned about his target practice and prosecuted him for possessing firearms as an alien unlawfully in the United States, in violation of
We granted certiorari to consider whether, in prosecutions under
II
Whether a criminal statute requires the Government to prove that the defendant acted knowingly is a question of congressional intent. See Staples v. United States, 511 U. S. 600, 605 (1994). In determining Congress’ intent, we start from a longstanding presumption, traceable to the common law, that Congress intends to require a defendant to possess a culpable mental state regarding “each of the statutory elements that criminalize otherwise innocent conduct.” United States v. X-Citement Video, Inc., 513 U. S. 64, 72 (1994); see also Morissette v. United States, 342 U. S. 246, 256–258 (1952). We normally characterize this interpretive maxim as a presumption in favor of “scienter,” by which we mean a presumption that criminal statutes require the degree of knowledge sufficient to “mak[e] a person legally responsible for the consequences of his or her act or omission.” Black‘s Law Dictionary 1547 (10th ed. 2014).
We apply the presumption in favor of scienter even when Congress does not specify any scienter in the statutory text. See Staples, 511 U. S., at 606. But the presumption applies with equal or greater force when Congress includes a general scienter provision in the statute itself. See ALI, Model Penal Code §2.02(4), p. 22 (1985) (when a statute “prescribes the kind of culpability that is sufficient for the commission of an offense, without distinguishing among the material elements thereof, such provision shall apply to all the material elements of the offense, unless a contrary purpose plainly appears“).
A
Here we can find no convincing reason to depart from the ordinary presumption in favor of scienter. The statutory text supports the presumption. The text of
The term “knowingly” in
No one here claims that the word “knowingly” modifies the statute‘s jurisdictional element. Jurisdictional elements do not describe the “evil Congress seeks to prevent,” but instead simply ensure that the Federal Government has the constitutional authority to regulate the defendant‘s conduct (normally, as here, through its Commerce Clause power). Luna Torres v. Lynch, 578 U. S. 452, 466–468 (2016) (slip op., at 15–16). Because jurisdictional elements normally have nothing to do with the wrongfulness of the defendant‘s conduct, such elements are not subject to the presumption in favor of scienter. See id., at 468 (slip op., at 16).
Jurisdictional element aside, however, the text of
B
Beyond the text, our reading of
The cases in which we have emphasized scienter‘s importance in separating wrongful from innocent acts are legion. See, e.g., id., at 70; Staples, 511 U. S., at 610; Liparota v. United States, 471 U. S. 419, 425 (1985); United States v. Bailey, 444 U. S. 394, 406, n. 6 (1980); United States v. United States Gypsum Co., 438 U. S. 422, 436 (1978); Morissette, 342 U. S., at 250–251.
Applying the word “knowingly” to the defendant‘s status in
We have sometimes declined to read a scienter requirement into criminal statutes. See United States v. Balint, 258 U. S. 250, 254 (1922). But we have typically declined to apply the presumption in favor of scienter in cases involving statutory provisions that form part of a “regulatory” or “public welfare” program and carry only minor penalties. See Staples, 511 U. S., at 606; Morissette, 342 U. S., at 255–259. The firearms provisions before us are not part of a regulatory or public welfare program, and they carry a potential penalty of 10 years in prison that we have previously described as “harsh.” X-Citement Video, 513 U. S., at 72. Hence, this exception to the presumption in favor of scienter does not apply.
III
The Government‘s arguments to the contrary do not convince us that Congress sought to depart from the normal presumption in favor of scienter.
The Government argues that Congress does not normally require defendants to know their own status. But the Government supports this claim primarily by referring to statutes that differ significantly from the provisions at issue here. One of thеse statutes prohibits “an officer, employee, contractor, or consultant of the United States” from misappropriating classified information.
We need not decide whether we agree or disagree with the Government‘s interpretation of these statutes. In the provisions at issue here, the defendant‘s status is the “crucial element” separating innocent from wrongful conduct. X-Citement Video, 513 U. S., at 73. But in the statutes cited by the Government, the conduct prohibited—misappropriating classified information, seeking to evade detection for certain federal crimes, and facilitating child pornography—would be wrongful irrespective of the defendant‘s status. This difference assures us that the presumption in favor of scienter applies here even assuming the Government is right that these other statutes do not require knowledge of status.
Nor do we believe that Congress would have expected defendants under
The Government also argues that whether an alien is “illegally or unlawfully in the United States” is a question of law, not fact, and thus appeals to the well-known maxim that “ignorance of the law” (or a “mistake of law“) is no excuse. Cheek v. United States, 498 U. S. 192, 199 (1991).
This maxim, however, normally applies where a defendant has the requisite mental state in respect to the elements of the crime but claims to be “unaware of the existence of a statute proscribing his conduct.” 1 W. LaFave & A. Scott, Substantive Criminal Law §5.1(a), p. 575 (1986). In contrast, the maxim does not normally apply where a defendant “has a mistaken impression concerning the legal effect of some collateral matter and that mistake results in his misunderstanding the full significance of his conduct,” thereby negating an element of the offense. Ibid.; see also Model Penal Code §2.04, at 27 (a mistake of law is a defense if the mistake negates the “knowledge . . . required to establish a material element of the offense“).
Much of the confusion surrounding the ignorance-of-the-law maxim stems from “the failure to distinguish [these] two quite different situations.” LaFave, Substantive Criminal Law §5.1(d), at 585.
We applied this distinction in Liparota, where we considered a statute that imposed criminal liability on “whoever knowingly uses, transfers, acquires, alters, or possesses” food stamps “in any manner not authorized by the statute or the regulations.” 471 U. S., at 420 (quotation altered). We held that the statute required scienter not only in respect to the defendant‘s use of food stamps, but also in respect to whether the food stamps were used in a “manner not authorized by the statute or regulations.” Id., at 425, n. 9. We therefore required the Government to provе that the defendant knew that his use of food stamps was unlawful—even though that was a question of law. See ibid.
This case is similar. The defendant‘s status as an alien “illegally or unlawfully in the United States” refers to a legal matter, but this legal matter is what the commentators refer to as a “collateral” question of law. A defendant who does not know that he is an alien “illegally or unlawfully in the United States” does not have the guilty state of mind that the statute‘s language and purposes require.
The Government finally turns for support to the statutory and legislative history. Congress first enacted a criminal statute prohibiting particular categories of persons from possessing firearms in 1938. See Federal Firearms Act, 52 Stat. 1250.
The Government says that, prior to 1986, the courts had reached a consensus that the law did not require the Government to prove scienter regarding а defendant‘s status. And the Government relies on the interpretive canon providing that when particular statutory language has received a settled judicial construction, and Congress subsequently reenacts that “same language,” courts should presume that Congress intended to ratify the judicial consensus. Helsinn Healthcare S. A. v. Teva Pharmaceuticals USA, Inc., 586 U. S. 123, 131 (2019) (slip op., at 7).
Prior to 1986, however, there was no definitive judicial consensus that knowledge of status was not needed. This Court had not considered the matter. As the Government says, most lower courts had concluded that the statute did not require knowledge of status. See, e.g., United States v. Pruner, 606 F. 2d 871, 874 (CA9 1979). But the Sixth Circuit had held to the contrary, specifically citing the risk that a defendant “may not be aware of the fact” that barred him from possessing a firearm. United States v. Renner, 496 F. 2d 922, 926 (1974). And the Fourth Circuit had found that knowledge of a defendant‘s status was not needed because the statute “[b]y its terms” did not require knowledge of status. United States v. Williams, 588 F. 2d 92 (1978) (per curiam).
This last-mentioned circumstance is important. Any pre-1986 consensus involved the statute as it read prior to 1986—without any explicit scienter provision. But Congress in 1986 added a provision clarifying that a defendant could be convicted only if he violated the prohibition on firearm possession “knowingly.” This addition, which would serve no apparent purpose under the Government‘s view, makes it all but impossible tо draw any inference that Congress intended to ratify a pre-existing consensus when, in 1986, it amended the statute.
The Government points to the House Report on the legislation, which says that the 1986 statute would require the Government to prove “that the defendant‘s conduct was knowing.” H. R. Rep. No. 99–495, p. 10 (1986) (emphasis added). Although this statement speaks of “conduct” rather than “status,” context suggests that the Report may have meant the former to include the latter. In any event, other statements suggest that the word “knowingly” was intended to apply to both conduct and status. The Senate Report, for example, says that the proposed amendments sought to exclude “individuals who lack all criminal intent and knowledge,” without distinguishing between conduct and status. S. Rep. No. 97–476, p. 15 (1982). And one Senate sponsor of the bill pointed out that the absence of a scienter requirement in the prior statutes had resulted in “severe penalties for unintentional missteps.” 132 Cong. Rec. 9590 (1986) (statement of Sen. Hatch).
Thus, assuming without deciding that statutory or legislative history could overcome the longstanding presumption in favor of scienter, that history here is at best inconclusive.
*
*
*
We conclude that in a prosecution under
It is so ordered.
Appendix to opinion of the Court
APPENDIX
“Whoever knowingly violates subsection (a)(6), (d), (g), (h), (i), (j), or (o) of section 922 shall be fined as provided in this title, imprisoned not more than 10 years, or both.”
“It shall be unlawful for any person—
“(1) who has been convicted in any court of, a crime punishable by imprisonment for a term exceeding one year;
“(2) who is a fugitive from justice;
“(3) who is an unlawful user of or addicted to any controlled substance . . . ;
“(4) who has been adjudicated as a mental defective or who has been committed to a mental institution;
“(5) who, being an alien—(A) is illegally or unlawfully in the United States; or (B) has been admitted to the United States under a nonimmigrant visa (as that term is defined in section 101(a)(26) of the Immigration and Nationality Act (
“(6) who has been discharged from the Armed Forces under dishonorable conditions;
“(7) who, having been a citizen of the United States, has renounced his citizenship;
“(8) who is subject to a court order that—(A) was issued after a hearing of which such person received actual notice, and at which such person had an opportunity to participate; (B) restrains such person from harassing, stalking, or threatening an intimate partner of such person or child of such intimate partner or person, or engaging in other conduct that would place an intimate partner in reasonable fear of bodily injury to the partner or child; and (C)(i) includes a finding that such person represents a credible threat to the physical safety of such intimate partner or child; or (ii) by its terms explicitly prohibits the use, attempted use, or threatened use of physical force against such intimate partner or child that would reasonably be expected to cause bodily injury; or
“(9) who has been convicted in any court of a misdemeanor crime of domestic violence,
to ship or transport in interstate or foreign commerce, or possess in or affecting commerce, any firearm or ammunition; or to receive any firearm or ammunition which has been shipped or transported in interstate or foreign commerce.”
ALITO, J., dissenting
SUPREME COURT OF THE UNITED STATES
No. 17–9560
HAMID MOHAMED AHMED ALI REHAIF, PETITIONER v. UNITED STATES
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT
[June 21, 2019]
JUSTICE
The Court casually overturns the long-established interpretation of an important criminal statute,
Today‘s decision will make it significantly harder to convict persons falling into some of these categories, and the decision will create a mountain of problems with respect to the thousands of prisoners currently serving terms for
If today‘s decision were compelled by the text of
The push for us to grant review was based on the superficially appealing but ultimately fallacious argument that the text of
I
The majority provides a bowdlerized version of the facts of this case and thus obscures the triviality of this petitioner‘s claim. The majority wants readers to have in mind an entirely imaginary case, a heartless prosecution of “an alien who was brought into the United States unlawfully as a small child and was therefore unaware of his unlawful status.” Ante, at 8. Such a defendant would indeed warrant sympathy, but that is not petitioner, and no one has called to our attention any real case like the one the majority conjures up.
Here is what really happened. Petitioner, a citizen of the United Arab Emirates, entered this country on a visa that allowed him to stay here lawfully only so long as he remained a full-time student. 888 F. 3d 1138, 1140 (CA11 2018). He enrolled at the Florida Institute of Technology, but he withdrew from or failed all of his classes and was dismissed. Brief for Petitioner 4–5. After he was conditionally readmitted, he failed all but one of his courses. His enrollment was then terminated, and he did not appeal. The school sent him e-mails informing him that he was no longer enrolled
II
A
Petitioner claims that the texts of
“Whoever knowingly violates subsection ... (g) of section 922 shall be fined as provided in this title, imprisoned for not more than 10 years, or both.” (Emphasis added.)
Section 922(g), in turn, makes it unlawful for nine catеgories of persons to engage in certain interstate-commerce-related conduct involving firearms. These categories consist of: (1) convicted felons; (2) fugitives from justice; (3) users of illegal drugs or addicts; (4) persons found to have very serious mental problems; (5) illegal aliens; (6) individuals who were dishonorably discharged from the Armed Forces; (7) persons who renounced U. S. citizenship; (8) stalkers, harassers, and abusers subject to restraining orders; and (9) persons convicted of a misdemeanor crime of domestic violence.1 Persons
Petitioner argues that, when
Petitioner begins by extracting the term “knowingly” from
But petitioner‘s reading is guilty of the very sort of leaping that it condemns—and then some. It has “knowingly” performed a jump of Olympian proportions, taking off from
What petitioner and those who have pressed this leaping argument want
Whoever knowingly It is unlawful for any person . . . who, being an alien—is illegally or unlawfully in the United States to possess in or affecting commerсe, any firearm or ammunition . . . .
Congress did not—and certainly would not—enact a statute that reads like that. To convert this garbled conglomeration into intelligible prose, editing is obviously needed, and the editing process would compel the editor to make decisions with substantive implications that could hardly go unnoticed. Here is a way of amalgamating
Whoever knowingly
It is unlawful for any per-son ... who,being an alien—is illegally or unlawfully in the United States . . . and possesses in or affecting commerce, any firearm or ammunition . . . [commits a crime punishable by . . . .]
The most natural reading of this version is that the defendant must know only that he is an alien, not that his presence in the country is illegal or unlawful. And under this version, it is not even clear that the alien‘s possession of the firearm or ammunition must be knowing—even though everyone agrees that this is required.
Here are two other possibilities that require more changes. The first is this:
Whoever knowingly
It is unlawful for any person ... who,being an alien who is illegally or unlawfully in the United States ...topossesses in or affecting commerce, any firearm or ammunition ... [commits a crime punishable by . . . .]
The second, which differs from the first only in that the clause “who is illegally or unlawfully in the United States” is set off by commas, is this:
Whoever knowingly
It is unlawful for any person ... who,being an alien, who is illegally or unlawfully in the United States, ...topossesses in or affecting commerce, any firearm or ammunition ... [commits a crime punishable by . . . .]
A strict grammarian, noting that the clause “who is legally or unlawfully in the United States” is restrictive in the first of these versions and nonrestrictive in the second, might interpret the first to favor petitioner and the second to favor the Government. And under both of these versions, it is again unclear whether a defendant‘s possession оf the firearm or ammunition must be knowing.
All of the versions discussed so far place the term “knowingly” at the beginning of our transformed version of
Whoever
It is unlawful for any person ... who,being an alien who is illegally or unlawfully in the United States ... to knowingly possesses in or affecting commerce, any firearm or ammunition ... [commits a crime punishable by . . . .]
That would make it clear that the long-established interpretation of
What these possibilities show is that any attempt to combine the relevant language from
B
The truth behind the illusion is that the terms used in
First, the language of
Second, a “knowing” violation could require knowledge of every element that makes up the offense. As applied to
Once again, the conclusion that “knowingly” does not apply to the interstate-commerce element is not based on any rule of English usage but on yet another inference about congressional intent: that the question whether a defendant knew that his act of possessing a gun or ammunition was “in or affecting commerce” is simply not the sort of question that Congress wanted a jury to decide. The conclusion is sound, see, e.g., Luna Torres v. Lynch, 578 U. S. ___, ___ (2016) (slip op., at 15). But the inference that this is not what Congress intended is in no way compelled by the text of
Third, a “knowing” violation could require knowledge of both the conduct and status elements of the offense (but not the jurisdictional element). This is the reading that petitioner advocates and that the majority adopts. Yet again, this interpretation is not based on the text of the provisions but on two other factors: the inference about congressional intent just discussed and the assumption that Congress, had it
Fourth, a “knowing” violation could require knowledge of the conduct element—the possession of a firearm or ammunition—but not the others. Putting aside the ques-tion of the jurisdictional element, that is how one would naturally read
As these competing alternatives show, the statutory text alone does not tell us with any degree of certainty the particular elements of
C
1
That is so for at least six reasons. First, in no prior case have we inferred that Congress intended to impose a mens rea requirement on an element that concerns the defendant‘s own status. Nor has petitioner pointed to any statute with text that plainly evinces such a congressional intent. Instead, in instanсes in which Congress has expressly incorporated a mens rea requirement into a provision with an element involving the defendant‘s status, it has placed the mens rea requirement after the status element. For example,
Second, there are sound reasons for treating
A similar consideration appears to provide the basis for the conclusion that a
The reason for the rule exempting knowledge of jurisdiсtional elements supports the conclusion that knowledge of
Take the category defined in
“(a) A determination by a court, board, commission, or other lawful authority that a person, as a result of marked subnormal intelligence, or mental illness, incompetency, condition, or disease:
“(1) Is a danger to himself or to others; or
“(2) Lacks the mental capacity to contract or manage his own affairs.”
27 CFR §478.11(a) (2019) .
Congress thought that persons who fall into this category lack the intellectual capacity to possess firearms safely. Is it likely that Congress wanted
Or consider the category defined by
“who is subject to a court order that—
“(A) was issued after a heаring of which such person received actual notice, and at which such person had an opportunity to participate;
“(B) restrains such person from harassing, stalking, or threatening an intimate partner of such person or child of such intimate partner or person, or engaging in other conduct that would place an intimate partner in reasonable fear of bodily injury to the partner or child; and
“(C)(i) includes a finding that such person represents a credible threat to the physical safety of such intimate partner or child; or
“(ii) by its terms explicitly prohibits the use, attempted use, or threatened use of physical force against such intimate partner or child that would reasonably be expected to cause bodily injury . . . .”
Under this reticulated provision, does the majority‘s interpretation require proof beyond a reasonable doubt that the defendant knew, when he possessed the gun or ammunition, (1) that his restraining order had been issued after a hearing, (2) that he had received actual notice of the hearing,
What about the category defined by
Serious problems will also result from requiring proof that an alien actually knew—not should have known or even strongly suspected but actually knew—that his continued presence in the country was illegal. Consider a variation on the facts of the present case. An alien admitted on a student visa does little if any work in his courses. When his grades are sent to him at the end of the spring semester, he deliberately declines to look at them. Over the summer, he receives correspondence from the college, but he refuses to open any of it. He has good reason to know that he has probably flunked out and that, as a result, his visa is no longer good. But he doesn‘t actually know that he is not still a student. Does that take him outside
That is most doubtful. Congress enacted
Third, while the majority‘s interpretation would frustrate Congress‘s public safety objectives in cases involving some of
Old Chief recognized that a party is generаlly entitled to admit evidence to prove a necessary fact even if the opposing party offers to stipulate to that fact, id., at 186–190, but the Court held that a
Fourth, the majority‘s interpretation of
Fifth, the legal landscape at the time of
During this same period, many States adopted similar laws,4 and no State‘s courts interpreted such a law to require knowledge of the defendant‘s status. See, e.g., People v. Nieto, 247 Cal. App. 2d 364, 368, 55 Cal. Rptr. 546, 549 (1966). People v. Tenorio, 197 Colo. 137, 144–145, 590 P. 2d 952, 957 (1979); State v. Harmon, 25 Ariz. App. 137, 139, 541 P. 2d 600, 602 (1975); State v. Heald, 382 A. 2d 290, 297 (Me. 1978); Williams v. State, 565 P. 2d 46, 49 (Okla. Crim. App. 1977).
All this case law formed part of the relevant backdrop of which we assume Congress was aware when it enacted
Finally, the judgment of the courts of appeals should count for something. In Feola, the Court cited the “practical unanimity” of the courts of appeals, 420 U. S., at 676; see also Luna Torres, 578 U. S., at ___ (slip op., at 15–16), and here, even after Congress added the mens rea requirement, all the courts of appeals to address the question have held that it does not apply to the defendant‘s status.6 In addition, the decisions
2
Petitioner contends that all the Courts of Appeals to address the question now before us have gone astray because they have not given proper weight to the presumption that a mens rea requirement applies to every element of an offense that results in the criminalization of otherwise innocent conduct. See Elonis v. United States, 575 U. S. ___ (2015); United States v. X-Citement Video, Inc., 513 U. S. 64 (1994); Morissette v. United States, 342 U. S. 246 (1952). This concern, which also animates much of the majority‘s analysis, is overstated.
The majority does not claim that the Constitution requires proof of mens rea for every status element or every element that has the effect of criminalizing what would otherwise be lawful conduct. Nor does it suggest that the presumption it invokes is irrebuttable for any other reason. That would be a radical conclusion because it has long been accepted that some status elements do not require knowledge. Laws that aim to protect minors, for example, often do not require proof that an offender had actual knowledge of the age of a minor who is the victim of a crime. “The majority rule in the United States is that a defendant‘s knowledge of the age of a victim is not an essential element of statutory rape. . . . A defendant‘s good faith or reasonable belief that the victim is over the age of consent is simply no defense.” United States v. Gomez-Mendez, 486 F. 3d 599, 603, n. 7 (CA9 2007) (citation omitted). Similarly,
Not only is there no blanket rule requiring proof of mens rea with respect to every element that distinguishes between lawful and unlawful conduct, but petitioner exaggerates in suggesting that the so-called jurisdictional elements in federal criminal statutes comply with this “rule” because they do no more than provide a hook for prosecuting a crime in federal court. These elements often do more than that. They sometimes transform lawful conduct into criminal conduct: In a State that chooses to legalize marijuana, possession is wrongful only if the defendant is on federal property. Cf.
Since a legislative body may enact a valid criminal statute with a striсt-liability element, the dispositive question is whether it has done so or, in other words, whether the presumption that petitioner invokes
I add one last point about what can be inferred regarding Congress‘s intent. Once it becomes clear that statutory text alone does not answer the question that we face and we are left to infer Congress‘s intent based on other indicators, there is no reason why we must or should infer that Congress wanted the same mens rea to apply to all the elements of the
D
Because the context resolves the interpretive question, neither the canon of constitutional avoidance nor the rule of lenity can be invoked to dictate the result that the majority reaches. As to the canon, we have never held that the Due Process Clause requires mens rea for all elements of all offenses, and we have upheld the constitutionality of some strict-liability offenses in the past. See United States v. Freed, 401 U. S. 601 (1971); United States v. Dotterweich, 320 U. S. 277 (1943); United States v. Balint, 258 U. S. 250 (1922); United States v. Behrman, 258 U. S. 280 (1922). In any event, if the avoidance of a serious constitutional question required us to infer that some mens rea applies to
As for the rule of lenity, we resort to it “only if, after seizing everything from which aid can be derived, we can make no more than a guess as to what Congress intended.” Muscarello v. United States, 524 U. S. 125, 138 (1998) (alterations and internal quotation marks omitted). And what I have just said about the constitutional avoidance canon applies equally to lenity: It cannot possibly justify requiring actual knowledge.
III
Although the majority presents its decision as modest, its practical effects will be far reaching and cannot be ignored. Tens of thousands of prisoners are currently serving sentences for violating
Nor is there any reason to think that the Court‘s reasoning here will necessarily be limited to
*
The majority today opens the gates to a flood of litigation that is sure to burden the lower courts with claims for relief in a host of cases where there is no basis for doubting the defendant‘s knowledge. The majority‘s interpretation of
I respectfully dissent.
