UNITED STATES OF AMERICA, Plaintiff-Appellee, v. SAMIR BENAMOR, Defendant-Appellant.
No. 17-50308
UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
June 6, 2019
D.C. No. 2:16-cr-00461-SJO-1. Argued and Submitted April 10, 2019 Pasadena, California. Before: Susan P. Graber and Jay S. Bybee, Circuit Judges, and M. Douglas Harpool, District Judge. Opinion by Judge Graber.
SUMMARY**
Criminal Law
The defendant argued that because firearms manufactured in or before 1898 do not qualify as “firearms” under
The panel held that the admission of an ATF agent‘s testimony that his interview with the defendant‘s landlord confirmed the agent‘s decision to arrest the defendant for the firearm and ammunition violated the Confrontation Clause, but that the error was harmless beyond a reasonable doubt.
COUNSEL
Michael Tanaka (argued), Los Angeles, California, for Defendant-Appellant.
Matthew O‘Brien (argued), Assistant United States Attorney; Lawrence S. Middleton, Chief, Criminal Division; Nicola T. Hanna, United States Attorney, Los Angeles, California; for Plaintiff-Appellee.
GRABER, Circuit Judge:
Defendant Samir Benamor appeals his conviction for knowingly possessing a firearm as a felon, in violation of
BACKGROUND
At the time of his arrest in this case, Defendant was a felon, and law enforcement had authority to conduct warrantless searches of his car and residence. After the local police department received tips that Defendant had engaged in illegal activity, two detectives, Anthony Chavez and Matthew Concannon, conducted surveillance outside the house in the garage of which Defendant resided.
Concannon saw two vehicles, a Volvo and a minivan, parked in front of the house. Concannon also saw Defendant appear from the back of the property and walk to the street, where he opened the sliding door on the minivan‘s passenger side, climbed into the driver‘s seat, and moved the van a short distance down the road. Defendant left the van through the same door and returned to the house. At that point, Concannon ran the number on the van‘s license plate and learned that it belonged to Defendant.
Several minutes later, Concannon saw Defendant re-emerge from the back of the house, accompanied by a man named Angel Vasquez and an unidentified woman. All three individuals got into the Volvo and drove away. Chavez and Concannon then searched the garage. They found, among other things, keys to the minivan and an ammunition belt containing four shotgun rounds. Concannon used the keys to open the minivan‘s locked doors. Next to the sliding door that Defendant used to enter and exit the minivan, Concannon found a shotgun on the floor. The ammunition found in the garage did not match Defendant‘s shotgun.
Defendant‘s landlord arrived at the property during the search and confirmed that Defendant was the only person living in the garage. Because Defendant was a felon and because the detectives had found the ammunition and the shotgun, Chavez directed that Defendant be arrested. Officers arrested Defendant, Vasquez, and the unidentified woman that same day, and jailed Defendant. Four days later, while Chavez was transporting Defendant to a different jail, Defendant asked Chavez how much prison time he might serve. After Chavez responded, Defendant said that he had not intended to use the shotgun but, instead, wanted only to sell it or give it away.
Defendant went to trial on two counts of violating
After the government rested, Defendant moved for acquittal. The district court denied his motion. The court also denied Defendant‘s request for an instruction that the government must prove that he knew that the shotgun was manufactured after 1898. The jury found Defendant guilty on the shotgun count but acquitted him on the ammunition count. Defendant then moved for a new trial, arguing that Thompson‘s testimony about his interview with the landlord violated the Confrontation Clause. The district court denied the motion.
DISCUSSION
A. The “Antique Firearm” Exception
Defendant argues that the district court should have instructed the jury that, to find Defendant guilty, they had to find that he knew that his firearm was manufactured after 1898. For the same reason, he argues that the government presented insufficient evidence to convict him. We review de novo “whether jury instructions omit or misstate elements of a statutory crime,” and we review de novo the sufficiency of the evidence. United States v. Kaplan, 836 F.3d 1199, 1211, 1214 (9th Cir. 2016) (internal quotation marks and alteration omitted).
To convict someone under
Although Defendant‘s shotgun was old, it was not “antique” within the statutory definition, because it was manufactured after 1898. Defendant does not dispute that his shotgun met
Every circuit to address the “antique firearm” exception in the criminal context has held that the exception is an affirmative defense to a
Defendant acknowledges the line of cases holding that a firearm‘s antique status is an affirmative defense, but he argues that United States v. Aguilera-Rios, 769 F.3d 626 (9th Cir. 2014), overrides those cases. There, we held that, after the Supreme Court‘s decision in Moncrieffe, the categorical approach requires courts to consider “a definitional element of a criminal offense, like the antique firearms exception.” Aguilera-Rios, 769 F.3d at 635. But that “definitional element” label matters only in the context of the categorical approach, not in the context of a criminal prosecution. See id. at 636 (noting that, in some cases, “a conviction must necessarily establish the presence of certain factors that are not themselves elements of the crime” to qualify as a categorical match (emphasis added) (internal quotation marks omitted)). Our concern here is whether “the defendant bears the burden in a criminal trial” of proving that the firearm was an antique, which is “irrelevant to the ‘more focused, categorical inquiry.‘” Id. (quoting Moncrieffe, 569 U.S. at 197). Aguilera-Rios’ holding about how to conduct the categorical approach did not convert a firearm‘s age into a traditional element of a
Defendant also argues that Staples v. United States, 511 U.S. 600 (1994), requires that the government prove his knowledge of every characteristic of his shotgun that made it incriminating, including its age. Staples addressed certain provisions of the National Firearms Act (“NFA“), which criminalizes possessing an unregistered or improperly registered firearm. Id. at 602. The NFA defines “firearm” to include a “machinegun,” meaning “any weapon which shoots . . . or can be readily restored to shoot, automatically more than one shot, without manual reloading, by a single function of the trigger.”
Staples does not help Defendant. The characteristics of a “firearm” at issue in Staples were located in the general provision defining the term, not, as here, in a “‘distinct clause‘” that stands alone as an exception “to the general definition of ‘firearm.‘” Royal, 731 F.3d at 338 (quoting McKelvey, 260 U.S. at 357). Thus, unlike the NFA,
That leaves Defendant with only the affirmative defense of the “antique firearm” exception on which to rely. Defendant had the burden of production to put that affirmative defense at issue. Royal, 731 F.3d at 338; United States v. Cruz, 554 F.3d 840, 850 n.16 (9th Cir. 2009). We need not, and do not, decide whether the affirmative defense is objective (meaning that the firearm‘s date of manufacture, alone, provides the answer) or subjective (meaning that a reasonable belief, even if mistaken, that the firearm was manufactured before 1899 could suffice). Either way, Defendant failed to meet his burden of production. He did not dispute the government‘s evidence that his gun could not have been manufactured before 1915, and he offered no evidence that he reasonably believed that the gun was manufactured before 1899.
Thus, the district court correctly declined to give Defendant‘s proposed jury instruction. Defendant‘s sufficiency-of-the-evidence argument rests entirely on the argument that we have just rejected, so we also reject the
B. Confrontation Clause Issue
After Defendant‘s arrest, Thompson interviewed Defendant‘s landlord, who told him that she had seen Defendant “with a very old or antique firearm.” At trial, the government sought to introduce the landlord‘s statement through Thompson. The government gave advance notice of its intent, and Defendant objected to the testimony. He argued both that the testimony violated the Confrontation Clause and that the government‘s stated purpose for introducing the testimony was irrelevant. The district court sustained Defendant‘s objection: “The agent will not be able to testify that [the landlord] told the agent that she had seen the defendant with a very old long gun.” When the government asked for clarification, the court said: “Well, the fact that there was an interview can be elicited. The substance of what was discussed at the interview, depending on what you intend to refer to, is probably prohibited.”
Thompson testified later that morning. On redirect, the government asked him about Vasquez, the man who left the house with Defendant and was arrested with Defendant. Vasquez was also a felon at the time of the arrest. That line of questioning led to Thompson‘s interview with the landlord:
Q: And then you interviewed the landlady, Ms. Ewen, on July 13th; is that right?
A: That‘s correct.
Q: And did your discussion with Ms. Ewen have any effect on your decision on whether to investigate Vasquez?
A: It did.
Q: Did your discussion with Ms. Ewen confirm your decision to arrest Mr. Benamor for the firearm and ammunition?
A: Yes, it did
Q: Did anything—without getting into the specifics about what Ms. Ewen told you, did anything from that interview cause you to suspect that Mr. Vasquez had anything to do with that shotgun?
A: No. To the contrary, it made me believe more that he did not.
Defendant did not object during the testimony. In its closing argument, the government brought up the landlord‘s statement again: “Special Agent Thompson testified that that interview with the landlady confirmed his suspicions, his knowledge, that it was defendant‘s gun and defendant‘s ammunition.”
We review de novo whether a Confrontation Clause violation occurred. United States v. Tuyet Thi-Bach Nguyen, 565 F.3d 668, 673 (9th Cir. 2009). The
The government‘s argument carries little weight for the following exchange:
Q: Did your discussion with Ms. Ewen confirm your decision to arrest Mr. Benamor for the firearm and ammunition?
A: Yes, it did.
In context, that answer implied that the landlord confirmed that Defendant possessed the shotgun and the ammunition. The government made that implication unmistakable during closing argument by again emphasizing the landlord‘s statement. If the government‘s argument prevailed here, then “every time a person says to the police ‘X committed the crime,’ the statement (including all corroborating details) would be admissible to show why the police investigated X. That would eviscerate the constitutional right to confront and cross-examine one‘s accusers.” United States v. Silva, 380 F.3d 1018, 1020 (7th Cir. 2004).
The brevity of Thompson‘s testimony did not prevent it from violating Defendant‘s rights. “To the contrary, it would be an unreasonable application of the core Confrontation Clause principle underlying Crawford to allow police officers to testify to the substance of an unavailable witness‘s testimonial statements as long as they do so descriptively rather than verbatim or in detail.” Ocampo v. Vail, 649 F.3d 1098, 1109 (9th Cir. 2011). Indeed, a brief description might be even more harmful to Crawford‘s principle than a verbatim recitation. “With the language actually used by the out-of-court witness obscured, any clues to its truthfulness provided by that language—contradictions, hesitations, and other clues often used to test credibility—are lost, and instead, a veneer of objectivity conveyed.” Id.
The parties dispute what level of error would require reversal here. Defendant argues for harmless error, while the government argues that plain error applies because Defendant failed to renew his objection to Thompson‘s testimony. We need not resolve the parties’ dispute because the error is harmless even under the more lenient standard of harmless error.
2. Harmlessness
Assuming, as we do, that harmless error applies, the government bears the burden of proving beyond a reasonable doubt that an error was harmless. United States v. Esparza, 791 F.3d 1067, 1074 (9th Cir. 2015). To assess whether Thompson‘s testimony was harmless, we must consider “a variety of factors, including whether the testimony was cumulative, the presence or absence of [evidence] corroborating or contradicting the testimony on material points, the extent of cross-examination,
Here, Defendant spontaneously confessed to possessing the gun by telling Chavez that he did not intend to use it, but wanted only to sell it or give it away. And the detectives found the shotgun in Defendant‘s locked minivan, after they observed Defendant entering and exiting the van right next to the spot where the shotgun rested on the floor. The evidence differed with respect to the ammunition: Defendant did not confess to owning the ammunition, it did not match the shotgun, and it was found in a common area of the house rather than in Defendant‘s locked vehicle. Indeed, the jury‘s decision to acquit on the ammunition charge shows that it likely did not rely on the landlord‘s statement, because both Thompson and the government, in closing argument, stated that the landlord said that Defendant possessed the gun and the ammunition. In sum, the testimony was harmless beyond a reasonable doubt.
AFFIRMED.