Rojas-Tapia v. United StatesRojas-Tapia v. United States
Before Barron, Chief Judge, Montecalvo and Aframe, Circuit Judges.
Robert Fitzgerald, Assistant Federal Public Defender with whom Rachel Brill, Federal Public Defender, District of Puerto Rico, Héctor L. Ramos-Vega, Interim Federal Public Defender, District of Puerto Rico, Franco L. Pérez-Redondo, Assistant Federal Public Defender, Supervisor, Appeals Division, and Kevin E. Lerman, Research and Writing Attorney, were on brief, for Appellant.
Joshua K. Handell, with whom W. Stephen Muldrow, United States Attorney, Mariana E. Bauzá-Almonte, Assistant United States Attorney, Chief, Appellate Division, and Thomas F. Klumper, Assistant United States Attorney, Senior Appellate Counsel, were on brief, for Appellee.
March 3, 2025
BARRON, Chief Judge. José M. Rojas-Tapia appeals the denial of his
I.
A.
Rojas‘s convictions and sentences stem from his October 2000 guilty pleas to charges set forth in two indictments that were handed up in the District Court of Puerto Rico in December 1999 and March 2000. The first indictment contained six counts, each of which pertained to Rojas‘s alleged participation in a robbery of what his plea agreement referred to as the Levittown Post Office. The second indictment contained five counts, each of which pertained to Rojas‘s alleged participation in a robbery of what his plea agreement referred to as the Sabana Seca Post Office.
As relevant here, the first indictment charged Rojas with one count of “aiding and abetting” an assault of employees of the Levittown Postal Service with the intent to rob them of U.S. currency and other property of the United States, and in so doing, placing those employees’ lives in jeopardy by the use of dangerous weapons. The count alleged that this conduct was in violation of the federal mail robbery statute,
Rojas was also charged in this indictment with two counts of violating
Also relevant to this appeal is the fourth count of this indictment, which charged Rojas with violating
The second indictment charged Rojas with one count of “aiding and abetting” an assault of employees of the Sabana Seca Post Office with the intent to rob them of U.S. currency and other property of the United States, and in so doing, putting those employees’ lives in jeopardy by the use of dangerous weapons. Here, too, the charge alleged that Rojas had engaged in the conduct in violation of
B.
Rojas pleaded guilty to the six counts related to the alleged robbery of the Levittown Post Office and the five counts related to the alleged robbery of the Sabana Seca Post Office. The resulting eleven convictions stemming from the two indictments were then consolidated for purposes of sentencing. At sentencing, Rojas received concurrent sentences for the convictions on the counts contained in the two indictments that were based on the same statutory sections. But Rojas successfully appealed his sentences for his convictions and was resentenced on January 19, 2005. At his resentencing, he received a combined prison sentence of 262 months for all his convictions other than his
In being sentenced for his
C.
Rojas did not challenge any of his convictions on direct appeal. Nor did he file a direct appeal from the sentences that he received when he was re-sentenced. In 2017, however, he filed the two habeas petitions in the District of Puerto Rico under
One petition challenged the
Judge Daniel R. Domínguez was assigned to the Levittown Petition, while Judge Juan M. Pérez-Giménez was assigned to the Sabana Seca Petition. In each petition, Rojas argued that, under Johnson v. United States, 576 U.S. 591 (2015) (Johnson II), his
Section 924(c) defines a “crime of violence” to include any felony offense that “has as an element the use, attempted use, or threatened use of physical force against the person or property of another,”
In contending that his
In addition to challenging his
Each of Rojas‘s
Each opinion noted that, while the habeas petition at issue was pending, the Supreme Court had held in United States v. Davis, 588 U.S. 445 (2019), that the logic of Johnson II extended to the definition of “crime of violence” that applies to
As to the claims set forth in each petition that concerned the relevant ACCA-enhanced sentence, Judge Domínguez, who heard the Levittown Petition, explained that, under United States v. Báez-Martinez, 950 F.3d 119 (1st Cir. 2020), Rojas‘s prior convictions for attempted murder and second-degree murder under Puerto Rico law both qualified as “violent felon[ies]” under the force clause of the ACCA‘s definition of a “violent felony.” Judge Pérez-Giménez, who heard the Sabana Seca Petition, reached the same conclusion based on a previous District of Puerto Rico opinion that he had written.
The judges each also ruled that Rojas‘s convictions for armed carjacking under Puerto Rico law qualified as convictions for “violent felon[ies]” under the force clause of the ACCA‘s definition of a “violent felony.” The judges then each also held that those predicate Puerto Rico law convictions -- in conjunction with Rojas‘s previous conviction for a “serious drug offense” -- supported his ACCA-enhanced sentence.
In their respective orders denying Rojas‘s petitions, each judge expressly declined to issue a Certificate of Appealability (“COA“) on any of Rojas‘s claims. Rojas nonetheless appealed the denials of his request for a COA to this Court, and the appeals were consolidated. Rojas then filed a single request for a COA on each of the claims that he presented below in his two petitions. This Court granted the request with respect to his claims that his
II.
“When reviewing a district court‘s denial of a
III.
We start with Rojas‘s challenge to the denial of his petitions challenging his
To decide whether Rojas has made the required showing about his federal mail robbery convictions, we apply what is known as the “categorical approach.” Mathis v. United States, 579 U.S. 500, 504 (2016). We thus must assess the elements of the offense that is claimed to qualify as the “crime of violence” for a defendant‘s
Here, the offense that is claimed to be the predicate “crime of violence” is the offense of federal mail robbery under
A.
Section 2114(a)3 provides as follows:
(a) Assault.--A person who assaults any person having lawful charge, control, or custody of any mail matter or of any money or other property of the United States, with intent to rob, steal, or purloin such mail matter, money, or other property of the United States, or robs or attempts to rob any such person of mail matter, or of any money, or other property of the United States, shall, for the
first offense, be imprisoned not more than ten years; and if in effecting or attempting to effect such robbery he wounds the person having custody of such mail, money, or other property of the United States, or puts his life in jeopardy by the use of a dangerous weapon, or for a subsequent offense, shall be imprisoned not more than twenty-five years.
The parties agree that
The parties therefore are in agreement that the offense (or offenses) of simple mail robbery carries (or carry) a maximum sentence of ten years imprisonment and requires (or require) proof that the defendant “assaults any person having lawful charge, control, or custody of any mail matter or of any money or other property of the United States, with intent to rob, steal, or purloin such mail matter, money, or other property of the United States, or robs or attempts to rob any such person of mail matter, or of any money, or other property of the United States.”
At this point, though, the parties’ arguments begin to diverge in ways that are relevant to this appeal. We therefore turn to their points of disagreement.
B.
For starters, Rojas contends -- contrary to the government -- that it is not clear whether his conviction for each federal mail robbery offense under
We agree with the government, however, that the record contradicts this assertion about the nature of his underlying
C.
We also see no merit in Rojas‘s fallback ground for challenging his
As the Supreme Court has explained, for a statute‘s alternatively listed items to be means of committing a single offense, rather than elements that specify distinct offenses, the alternatives must “enumerate[] various factual means of committing a single element.” Mathis, 579 U.S. at 506. For example, a statute that has as an element the use of a “dangerous weapon” might also list a “knife, gun, bat, or similar weapon” as factual means illustrating “diverse means of satisfying [that] single element. . . .” Id. So, too, might a statute list “any building, structure, [or] land, water, or air vehicle” as factual means of satisfying a single “locational element.” See id. at 507 (alteration in original) (emphasis omitted) (first quoting Iowa Code § 702.12 (2013)); see also id. at 518 (citing favorably to United States v. Howard, 742 F.3d 1334, 1348 (11th Cir. 2014), for its holding that a statute that listed “any vehicle, aircraft or watercraft used for the lodging of persons or carrying on business therein” and “any railroad box car or other rail equipment or trailer or tractor trailer or combination thereof” merely provided “non-exhaustive examples of items that qualify as a ‘structure’ and thus count as a ‘building‘” for the purpose of defining the element of “building” in an Alabama burglary statute).
In arguing that the repeated commission of simple mail robbery is just a means of committing aggravated mail robbery -- and so not a distinct offense in its own right -- Rojas points out that this Court has never expressly held that a jury would have to find that a defendant wounded a mail carrier, as opposed to placing that mail carrier‘s life in jeopardy, or vice versa, to convict that defendant for aggravated mail robbery. Cf. id. at 504, 506 (holding that, “[a]t a trial” elements are “what the jury must find beyond a reasonable doubt to convict,” but that, when a statutory list “merely specifies diverse means of satisfying a single element,” a jury need not unanimously agree on which means the defendant used to commit that element). He also notes that
We agree, however, with the government -- and all other circuits to have addressed the issue -- that
In that respect,
Rojas‘s counsel at oral argument did contend that the alternatives of wounding, placing a life in jeopardy, and repeatedly committing the offense of simple mail robbery is each properly understood to identify a means of satisfying the single element of “enhanced culpability.” But this purported
That same logic applies here and reinforces the conclusion that it does not make sense to read an implied umbrella element of “enhanced culpability” into
Further, this conclusion comports with the structure of
Finally, although the First Circuit has not issued model jury instructions on
Thus, we reject Rojas‘s argument that the alternatives listed after the semicolon in
D.
This last point also suffices to resolve any arguable dispute between the parties over whether the District Court documents “speak plainly” as to which variant of the offense of aggravated mail robbery formed Rojas‘s predicate offenses. It is clear that each of Rojas‘s convictions for federal mail robbery under
Moreover, Rojas does not dispute that the offense of aggravated mail robbery -- if not susceptible of being committed by means of repeatedly committing simple mail robbery -- qualifies as a “crime of violence” under the force clause of
E.
Accordingly, we need only address Rojas‘s final ground for contending that, under Johnson II, his federal mail robbery convictions under
In addressing this last aspect of Rojas‘s challenge to his
Moreover, against that backdrop, we held in Lassend that whether a defendant is convicted of a predicate “crime of violence” as a principal or an accomplice makes no difference under the categorical approach. 898 F.3d at 130 (“[The definition of a predicate offense of conviction] focuses on the elements of the crime of conviction, not on the particular act committed by the defendant or the circumstances of his conviction. What matters for the force clause, then, is whether a felony‘s legal definition involves violent force, not whether a particular individual actually employed or intended to employ violent force in committing that felony.“). We reaffirmed that holding in United States v. García-Ortiz, 904 F.3d 102 (1st Cir. 2018), stating that
This approach also accords with the approach taken by every sister circuit to date. See, e.g., Medunjanin v. United States, 99 F.4th 129, 135 (2d Cir. 2024) (per curiam); United States v. Stevens, 70 F.4th 653, 662 (3d Cir. 2023); United States v. Draven, 77 F.4th 307, 316-18 (4th Cir. 2023); United States v. Hill, 63 F.4th 335, 363 (5th Cir. 2023); Nicholson v. United States, 78 F.4th 870, 880 (6th Cir. 2023); United States v. Worthen, 60 F.4th 1066, 1069-70 (7th Cir. 2023); Kidd v. United States, 929 F.3d 578, 581 (8th Cir. 2019) (per curiam); United States v. Eckford, 77 F.4th 1228, 1236-37 (9th Cir. 2023); United States v. Deiter, 890 F.3d 1203, 1214-16 (10th Cir. 2018); United States v. Wiley, 78 F.4th 1355, 1363-65 (11th Cir. 2023); United States v. Smith, 104 F.4th 314, 323 (D.C. Cir. 2024). Indeed, at least one of our sister circuits -- in rejecting a similar argument -- has stated that, if we adopted the position Rojas asks us to take today, no federal crime could qualify as a predicate under the force clause, because any federal conviction can rest on accomplice liability, whether or not a guilty plea or jury instructions make that basis explicit. See Worthen, 60 F.4th at 1070-71; Sanchez, 917 F.2d at 611; see also United States v. Cammorto, 859 F.3d 311, 316 (4th Cir. 2017) (rejecting an argument on the grounds that it would “mean that no federal offense could be treated as a predicate offense for purposes of [the] ACCA, the Sentencing Guidelines, the Immigration and Nationality Act, or any other statute under which courts use the categorical approach.“); cf. Voisine v. United States, 579 U.S. 686, 695-96 (2016) (declining to read a statutory provision under the categorical approach such that it would not have been operative in more than half of the country at the time of passage).
Rojas offers no response to this last concern about the practical consequences of our adopting his position. Nor does he dispute that Lassend and García-Ortiz rejected the aiding and abetting-based theory for why an offense does not qualify as a “crime of violence” that he raises today, or that, as the government notes, a rule of law announced by a panel of this Court is generally binding on subsequent panels. See United States v. Whindleton, 797 F.3d 105, 113 (1st Cir. 2015). Nonetheless, he points out that we have recognized a narrow exception to this general rule under the law-of-the-circuit doctrine when “[a]n existing panel decision [is] undermined by controlling authority, subsequently announced, such as an opinion of the Supreme Court . . . ,” id. at 113 (alterations in original) (quoting United States v. Rodriguez-Pacheco, 475 F.3d 434, 441 (1st Cir. 2007)), or “when ‘authority that postdates the original decision, although not directly controlling, . . . nevertheless offer[s] a compelling reason for believing that the former panel, in light of new developments, would change its collective mind,‘” United States v. Guerrero, 19 F.4th 547, 550 (1st Cir. 2021) (alterations in original) (quoting United States v. Guzmán, 419 F.3d 27, 31 (1st Cir. 2005)). And he contends that the Supreme Court‘s recent decision in Taylor fits the bill.
To make this case, Rojas emphasizes the fact that Taylor expressly states that the focus of the categorical approach is on whether “the offense requires proof of the defendant‘s use of force or threatened use of force.” See United States v. Taylor, 596 U.S. 845, 856 (2022) (emphasis added). Rojas then notes that under Rosemond v. United States, 572 U.S. 65, 71 (2014), “a person is liable under
We recognize that “a good rule of thumb for reading [Supreme Court] decisions is that what they say and what they mean are one and the same . . . ” Mathis, 579 U.S. at 514. It is also true that some of the language in the more-recent Taylor opinion does appear, when read in isolation, to support Rojas‘s view. For example, the recent Taylor majority said the following: “[Section 924(c)(3)(A)] speaks of the ‘use’ or ‘attempted use’ of ‘physical force against the person or property of another.’ Plainly, this language requires the government to prove that the defendant took specific actions against specific persons or their property.” Taylor, 596 U.S. at 856 (emphasis added) (quoting
We are also mindful of the Court‘s instruction, however, that “[t]he language of an opinion is not always to be parsed as though . . . dealing with language of a statute,” and instead “must be read with a careful eye to context” in light of the discrete case or controversy to which the opinion was addressed. Nat‘l Pork Prods. Council v. Ross, 598 U.S. 356, 373-74 (2023) (citation omitted). Considering Taylor with this admonition in mind, we conclude that Taylor does not suffice to permit us to disregard our holdings in Lassend and García-Ortiz.
Taylor had no occasion to address the question of whether the defendant in committing the offense must have personally engaged in conduct that satisfied all the elements of attempted Hobbs Act robbery, rather than merely have aided and abetted the principal in engaging in such conduct. See 596 U.S. at 849-51. Instead, that case required the Court to address only the question of whether, to commit attempted Hobbs Act robbery, force needed to be used at all. See id. at 851. As a result, the Court had no reason to consider there whether the defendant might be deemed to have used the requisite force by virtue of having been an accomplice to an offense that, when committed by the principal, involves the use of such force. We thus have no basis for concluding that, in Taylor, the Court meant to make a significant statement about whether a conviction premised on an aiding and abetting theory of liability is encompassed by the force clause in
We also are reluctant to conclude that the Court meant to do any such thing, given the legal backdrop against which the question of Taylor‘s import here arises. In that regard, we have held that
We therefore conclude that our decisions in Lassend and García-Ortiz remain binding on us as a panel. Accordingly, we must reject Rojas‘s contention that his convictions for aggravated mail robbery as an accomplice do not qualify as convictions for crimes of violence because his accomplice status rendered his predicates beyond the reach of
IV.
We address Rojas‘s final argument briefly. Here, he contends, as he did below, that his sentences for his convictions under
As we already have noted, however, each of the judges below in denying his respective habeas petitions, as well as a prior panel of this court, denied Rojas‘s application for a COA on this issue. Because Rojas does not raise any new arguments that were not before that original panel, we see no reason to overturn that panel‘s decision. Accordingly, we decline to reach the merits of Rojas‘s arguments on this score. See Peralta v. United States, 597 F.3d 74, 83 (1st Cir. 2010) (“The general rule is that ‘a court of appeals should not consider the merits of an issue advanced by a habeas petitioner unless a COA first has been obtained with respect to that issue.‘” (emphasis omitted) (quoting Bui v. DiPaolo, 970 F.3d 232, 237 (1st Cir. 1999))).
V.
For the foregoing reasons, the judgments are affirmed.