UNITED STATES OF AMERICA v. ABID STEVENS, Appellant
No. 21-2044
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT
June 12, 2023
KRAUSE, Circuit Judge.
PRECEDENTIAL
Argued on November 16, 2022 and January 18, 2023
Before: AMBRO*, KRAUSE and BIBAS, Circuit Judges
Daniel J. Auerbach (ARGUED)
Auerbach
241 S 6th Street, #1902b
Philadelphia, PA 19106
Robert M. Gamburg
Suite 1203
1500 John F. Kennedy Boulevard
Two Penn Center Plaza
Philadelphia, PA 19102
Counsel for Appellant
Bernadette A. McKeon (ARGUED)
Robert E. Eckert, Jr.
Robert A. Zauzmer
Office of United States Attorney
615 Chestnut Street, Suite 1250
Philadelphia, PA 19106
Counsel for Appellee
OPINION
KRAUSE, Circuit Judge.
Supreme Court precedent is now clear that when Congress expressly and unambiguously defines a common-law term in a way that deviates from its historical meaning, such “contrary direction” precludes our consideration of both legislative history and the “cluster of ideas” typically associated with that term at common law. Carter v. United States, 530 U.S. 255, 264-65 (2000) (citation omitted). But this was not always pellucid, and when we described the elements of Hobbs Act robbery in United States v. Nedley over sixty-five years ago, we relied heavily on both legislative history and common law to import two additional elements into the statutory definition of “robbery” in
Relying on Nedley, Appellant Abid Stevens argues that his conviction for Hobbs Act robbery must be vacated because the District Court failed to charge the jury on those elements and the Government failed to prove them. But those elements are absent from the Hobbs Act‘s unambiguous statutory definition of “robbery,” and we acknowledge today that Nedley has been abrogated by intervening Supreme Court precedent, so we will affirm Stevens‘s Hobbs Act robbery conviction. In addition, because Stevens‘s robbery conviction qualifies as a “crime of violence” under
I. BACKGROUND
In January 2020, Stevens and co-defendants Maurice Quinn and Donnie Smith were tried in connection with the armed robbery of a Philadelphia convenience store. The evidence at trial, including witness testimony, video footage, and the guns and money recovered from the defendants, reflected that Quinn entered first, stopped in front of the store‘s ATM, and then attempted to buy a pack of cigarettes with a $20 dollar bill that the clerk immediately rejected as counterfeit. Quinn responded that the bill had just come out of the ATM and demanded that the clerk reimburse him with genuine bills for a series of withdrawals totaling $100 that he had made that day.
Events unfolded quickly when the clerk refused. As Quinn walked behind the counter and began shoving and shouting at the clerk, Stevens entered the store and confronted the clerk from the other side of the counter. But when the clerk grabbed the store‘s security pistol, both made a quick exit, with Stevens “screaming” at the clerk for having retrieved the security pistol and threatening that they would return. App. 217-18.
Return they did, in short order. Quinn came back first, followed by Donnie Smith, who pulled out a gun and pointed it at the clerk‘s head. Then Stevens returned, also holding a gun, and the three defendants forced the clerk to the cashier‘s booth where Smith disarmed him and Quinn made him open the register. Smith told Quinn to “take everything,” id. at 414, but Quinn took only $100 before he headed for the exit, yelling to Stevens to let him take Stevens‘s gun with him. After a brief argument, Stevens handed it to Quinn, who then left the store.
That was not the end of the encounter, however, even for Quinn. As he left, the
At the conclusion of trial, the District Court instructed the jury that each defendant could be convicted of Hobbs Act robbery under three alternative theories of liability: direct, aiding and abetting, or for participation in a Pinkerton conspiracy. The District Court further instructed that defendants could be convicted under
II. DISCUSSION2
Stevens raises two arguments on appeal. First, although he concedes that the evidence would be sufficient to sustain his Hobbs Act robbery conviction if that were merely a general-intent crime, he asserts that Hobbs Act robbery requires a “specific intent to permanently deprive the victim of property,” Opening Br. 1, and that a properly instructed jury could not have found that element satisfied. Second, he claims that his
A. The District Court Correctly Charged the Jury on the Elements of Hobbs Act Robbery.
Stevens contends that Hobbs Act robbery requires a specific intent to permanently deprive a victim of property and that, by failing to instruct the jury on this element, the District Court deprived him of “a jury determination that [he] is guilty of every element of the crime with which he is charged, beyond a reasonable doubt.” Reply Br. 3 (quoting Apprendi v. New Jersey, 530 U.S. 466, 477 (2000)) (internal quotation marks omitted). Because trial counsel failed to raise this objection at trial, we review only for plain error. See United States v. Dobson, 419 F.3d 231, 236 (3d Cir. 2005) (citation omitted).
In the context of jury instructions, however, that is not a particularly heavy burden because a trial court has an independent “obligation to distill the law correctly” for the jury, Robinson v. First State Cmty. Action Agency, 920 F.3d 182, 190 (3d Cir. 2019), so its “omission of an essential element of an
Stevens bases his argument on our 1958 decision in Nedley. There, we held that, absent “contrary direction” from Congress, we presume it “knows and adopts the cluster of ideas that [are] attached to each word” that it has “borrowed” from the common law. 255 F.2d at 357 (quoting Morissette v. United States, 342 U.S. 246, 263 (1952)) (internal quotation marks omitted). Notwithstanding the Hobbs Act‘s express definition of “robbery” in
In the sixty-five years since Nedley, the Supreme Court‘s approach to statutory construction has changed significantly. Today, the Court only looks to legislative history, if at all, “when interpreting ambiguous statutory language.” Bostock v. Clayton Cnty., 140 S. Ct. 1731, 1749 (2020) (emphasis in original). And although the Court has continued to impute common-law concepts when a “federal criminal statute uses a common-law term of established meaning,” Moskal v. United States, 498 U.S. 103, 114 (1990) (citation and internal quotation marks omitted), it has applied that imputation doctrine only to specific undefined words or phrases within a statute rather than to the statutory offense as a whole, see, e.g., Evans v. United States, 504 U.S. 255, 259-63 (1992) (imputing common-law meaning to the undefined phrase “under color of official right” within the Hobbs Act‘s definition of extortion while pointing out that “the present statutory text is much broader than the common-law definition of extortion because it [also] encompasses conduct by a private individual“). Where the statutory text is unambiguous, we need look no further. See Carter v. United States, 530 U.S. 255, 266-67 & n.5 (2000).
This evolution in statutory construction informed the Supreme Court‘s decisions in two cases that bear directly on our ruling today. In United States v. Culbert, the Court rejected the argument that the Hobbs Act required the Government to prove that a defendant‘s conduct constituted “racketeering.” 435 U.S. 371, 373 (1978). Instead, the Court looked to “the face of the statute,” id., observed that it “carefully defines its key terms, such as ‘robbery,’ ‘extortion,’
More recently, in Carter, the Court considered whether Congress “sought to discard the [common-law] asportation requirement” when it criminalized bank robbery in
“robbery” appeared in the statute‘s title, which could be relevant to “shed[] light on some ambiguous word or phrase’ in the statute itself,” there was not “any such ambiguous language” in
Instead, the Court explained, Congress unambiguously opted against asportation and specific-intent requirements by not “simply punish[ing] ‘robbery’ . . . , thereby leaving the definition of [that] term[] to the common law,” but “instead followed the more prevalent legislative practice of spelling out elements of [the] crime[].” Id. at 267 n.5. Carter thus also rejected the argument that legislative history compelled a common-law reading of “robbery,” noting that “[s]uch reasoning [] misunderstands our approach to statutory interpretation.” Id. at 270-71. The Carter Court explained that, “[i]n analyzing a statute, [a court] begin[s] by examining the text . . . , not by ‘psychoanalyzing those who enacted it,‘” id. at 271 (citations omitted). But where the text of a “statute by its terms does not contain” a mental state, id. at 267-68 (quoting United States v. X-Citement Video, Inc., 513 U.S. 64, 70 (1994)), the court instead applies the “presumption in favor of scienter,” and reads in “only that mens rea which is necessary to separate wrongful conduct from ‘otherwise innocent conduct,‘” id. at 268-69 (quoting X-Citement Video, Inc., 513 U.S. at 72).
As relevant here, the Court ultimately held that while “some situations may call for implying a specific intent requirement into statutory text,” id. at 269, where a statute criminalizes a “forceful taking,” a “general intent requirement suffices,” id. at 269-70 (noting that once “proof of knowledge with respect to the actus reus of the crime . . . and [the] actus reus are shown . . . , a forceful taking—even by a defendant who takes under a good-faith claim of right—falls outside the
realm of the ‘otherwise
Stevens attempts to distinguish Carter in a number of ways, none of which is persuasive. First, he points out that “robbery” only appeared in the title of
Next, Stevens points out that the Supreme Court has relied on legislative history to justify importing common-law concepts into the Hobbs Act‘s definition of extortion in
text. Because Stevens does not point us to any such undefined term here, we see no need to review legislative history.
Finally, Stevens argues that, while
As such, we believe that Culbert and Carter have undermined the Nedley Court‘s rationale for looking to the Hobbs Act‘s legislative history, along with its decision to impute common-law meaning for a statutorily defined term. See DiFiore v. CSL Behring, LLC, 879 F.3d 71, 76 (3d Cir. 2018). And while our Internal Operating Procedures “generally obligate[] [us] to follow our precedent absent en banc reconsideration,” Karns v. Shanahan, 879 F.3d 504, 514 (3d Cir. 2018) (discussing 3d Cir. I.O.P. 9.1), they “must give
way” where, as here, a “prior panel‘s holding is in conflict with Supreme Court precedent,” id. at 515 (citation and internal quotation marks omitted); see also United States v. Henderson, 64 F.4th 111, 118 (3d Cir. 2023). Accordingly, we recognize that Nedley‘s analysis and holding with respect to the applicable mens rea for Hobbs Act robbery have been abrogated by intervening precedent.
Further reinforcing this conclusion, every other Court of Appeals to have squarely considered this issue has concluded that Hobbs Act robbery is a general-intent crime. See, e.g., United States v. Garcia-Ortiz, 904 F.3d 102, 108 (1st Cir. 2018) (“The elements of Hobbs Act robbery similarly include ‘an implicit mens rea element of general intent—or knowledge—as to the actus reus of the offense.‘“) (internal quotations omitted); United States v. Gray, 260 F.3d 1267, 1283 (11th Cir. 2001) (“[T]he only mens rea required for a Hobbs Act robbery conviction is that the offense be committed knowingly.“); United States v. Du Bo, 186 F.3d 1177, 1179 (9th Cir. 1999) (“Although not stated in the Hobbs Act itself, criminal intent—acting ‘knowingly or willingly‘—is an implied and necessary element that the government must prove for a Hobbs Act conviction.“) (citation omitted). The Eleventh Circuit even went so far as to expressly reject Nedley and to observe that intervening Supreme Court cases “indicate that it may have been wrongly decided.” United States v. Thomas, 8 F.3d 1552, 1563 (11th Cir. 1993).
The abrogation of Nedley is fatal to Stevens‘s Hobbs Act robbery claim. The Court‘s directive in Carter and the general-intent standard adopted by our sister Circuits map directly onto our Third Circuit Model Jury Instructions for Hobbs Act robbery, which the District Court followed nearly
verbatim here.4 See App. 1142-43; Third Circuit Model Criminal Jury Instructions § 6.18.1951. Under those instructions, the Government must prove that a defendant acted “knowingly and willfully,” a phrase which we have previously interpreted to mean “knowledge that [one‘s] conduct was, in some general sense, ‘unlawful,‘” United States v. Starnes, 583 F.3d 196, 210 (3d Cir. 2009) (citations omitted). Thus, the District Court‘s instruction here fits squarely within the general-intent standard that Carter prescribed for “forceful takings.”
In sum, the District Court did not err, much less plainly err, in giving this jury instruction, and Stevens concedes that a reasonable jury, following this instruction, could have concluded that he aided and abetted Smith‘s completed Hobbs Act robbery by intending to “facilitate[] the taking of the gun from the clerk.” Opening Br. 25; see also Jackson v. Virginia, 443 U.S. 307, 318-19 (1979) (explaining that the relevant question for evidence sufficiency claims is “whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt“). We will therefore affirm that robbery conviction.
B. Stevens Committed a Crime of Violence Under 18 U.S.C. § 924(c) .
We turn next to Stevens‘s
To qualify as a crime of violence, a crime must fall within the ambit of the so-called “elements clause” of
underlying [the offense].‘” Descamps v. United States, 570 U.S. 254, 261 (2013) (emphasis in original) (citation omitted).
Importantly, in assessing whether Stevens‘s conviction qualifies, we do not start with a blank canvas. While Stevens‘s appeal was pending, we decided United States v. Stoney, where we held that Taylor, 142 S. Ct. 2015—a recent Supreme Court ruling that attempted Hobbs Act robbery does not satisfy the elements clause—“[did] not change our [pre-Taylor] position” that “completed Hobbs Act robbery is categorically a crime of violence under
Our analyses are straightforward for both theories of liability.
e.g., United States v. Ali, 991 F.3d 561, 574 (4th Cir. 2021) (“[A]iding and abetting a crime has the exact same elements as the principal offense.“); App. 1149 (instructing that aiding and abetting liability requires that “someone, including one of the Defendants, committed the offense charged by committing each of the elements of the offense“). And because the force required for completed Hobbs Act robbery is sufficient to satisfy the elements clause, Stoney, 62 F.4th at 113, the force required for an aiding and abetting conviction is necessarily also sufficient.
True, the force required for abetting liability need not actually come from the abettor herself. But
(same for bank robbery); United States v. Deiter, 890 F.3d 1203, 1214-16 (10th Cir. 2018) (same for bank robbery); In re Colon, 826 F.3d at 1305.
Likewise, under a Pinkerton liability theory, where the use of physical force is an element of the completed offense, it suffices to impute use of force to co-conspirators. Under Pinkerton, the Government may “prove the guilt of one defendant through the acts of another committed within the scope of and in furtherance of a conspiracy of which the defendant was a member, provided the acts are reasonably foreseeable as a necessary or natural consequence of the conspiracy.” United States v. Lopez, 271 F.3d 472, 480 (3d Cir. 2001) (citing Pinkerton v. United States, 328 U.S. 640, 647-48 (1946)). So like aiding and abetting liability, Pinkerton liability requires proof that at least one conspirator “commit[ed] each of the elements of [the underlying substantive] offense,” App. 1154; see also Lopez, 271 F.3d at 480, and thus also necessarily satisfies
Stevens‘s
a crime of violence. See, e.g., Worthen, 60 F.4th at 1069-70; Henry, 984 F.3d at 1356.
III. CONCLUSION
For the foregoing reasons, we will uphold Stevens‘s convictions and the judgment of the District Court.
