People v. BurnsPeople v. Burns
Justices Freeman, Kilbride, Karmeier, and Theis concurred in the judgment and opinion.
Chief Justice Garman specially concurred, with opinion, joined by Justice Thomas.
OPINION
¶ 1 After a bench trial, defendant was found guilty of violating
¶ 2 The appellate court affirmed defendant‘s conviction, finding that, in Aguilar, this court limited its finding of unconstitutionality to the “Class 4 form” of the offense. 2013 IL App (1st) 120929. The appellate court then held that the “Class 2 form” of the offense, which is applicable to felons, like defendant, is constitutional and enforceable. Id. ¶ 27.
¶ 3 Defendant filed a petition for leave to appeal, pursuant to Illinois Supreme Court Rules 315 and 612 (
BACKGROUND
¶ 4
¶ 5 On June 13, 2009, at about 4 a.m., two police officers in a marked police squad car responded to a dispatch call of “shots fired” in the area of 73rd and Blackstone in the city of Chicago. As the officers approached that location, they saw three men getting into a black Nissan, which was parked on 73rd Street, facing east. A woman was sitting in the driver‘s seat.
¶ 6 Officer McDonough, who was driving the police car, pulled up to the parked Nissan, “nose-to-nose,” blocking the Nissan‘s exit. As Officer McDonough was exiting the police car, he saw the man who had been sitting in the front passenger seat of the Nissan—later identified as defendant, Edward Burns—exit the car with a gun in his hand. When the officer ordered defendant to “Stop, put your hands up,” defendant tossed the handgun back into the car and fled on foot. Officer McDonough pursued defendant and, at one point during the chase, saw defendant throw an object to the ground. Officer McDonough recovered the object, which he discovered was a magazine, or “clip,” loaded with 9-millimeter rounds and then continued to pursue defendant, who appeared to be doubling back to the parked Nissan.
¶ 7 When defendant arrived back at the Nissan, he was detained by Officer McDonough‘s partner, Officer Sobczyk. While Officer McDonough was pursuing defendant, Officer Sobczyk had retrieved a gun from the front passenger seat of the Nissan. The gun had no clip but had one live 9-millimeter round in the chamber. When Officer McDonough returned to the scene, he found that the clip he had retrieved during the chase fit the gun recovered from the car.
¶ 9 The AUUW statute provides, in pertinent part:
“(a) A person commits the offense of aggravated unlawful use of a weapon when he or she knowingly:
(1) Carries on or about his or her person or in any vehicle or concealed on or about his or her person ***[,] or
(2) Carries or possesses on or about his or her person, upon any public street, alley, or other public lands within the corporate limits of a city, village or incorporated town ***; and
(3) One of the following factors is present:
(A) the firearm possessed was uncased, loaded and immediately accessible at the time of the offense; ***
***
(C) the person possessing the firearm has not been issued a currently valid Firearm Owner‘s Identification Card[.]
* * *
(d) Sentence. Aggravated unlawful use of a weapon is a Class 4 felony; a second or subsequent offense is a Class 2 felony for which the person shall be sentenced to a term of imprisonment of not less than 3 years and not more than 7 years. Aggravated unlawful use of a weapon by a person who has been previously convicted of a felony in this State or another jurisdiction is a Class 2 felony for which the person shall be sentenced to a term of imprisonment of not less than 3 years and not more than 7 years.”
720 ILCS 5/24-1.6 (West 2008).
¶ 10 Subsequently, on the State‘s motion, the circuit court of Cook County entered an order of nolle prosequi on counts V, VII, IX, and XI—four counts alleging AUUW based on defendant‘s possession of a firearm without a valid Firearm Owner Identification (FOID) card (
¶ 11 Defendant filed a motion to reconsider in the circuit court. Defendant asserted that the State failed to prove that he had a prior felony conviction, which was a necessary element of the charged offenses. At trial, the State had entered into evidence a certified copy of conviction for a “Damion Smith.” Although the State alleged that defendant used the name “Damion Smith” as an alias, the State presented no proof that defendant was the individual named in the certified copy of conviction. Thus, defendant argued, the State, having failed to prove that he
¶ 12 The circuit court vacated defendant‘s convictions for armed habitual criminal and unlawful use of a weapon by a felon, under counts I, II, and III, agreeing with defendant that a prior felony conviction was a necessary element of those offenses which the State failed to prove. However, the circuit court denied defendant‘s motion with regard to his AUUW convictions, under counts VI and X. The court ruled that a prior felony conviction is not an element of AUUW but, rather, is a sentencing factor to be proven at the time of sentencing. The matter then proceeded to sentencing on defendant‘s conviction under count VI, for AUUW pursuant to
¶ 13 At the sentencing hearing, the State presented, for the first time, a certified copy of defendant‘s record as proof that he had a prior felony conviction (possession of a controlled substance in case number 99-CR-21991, which was a different felony conviction from the one submitted at trial). Based on this evidence, the circuit court ruled that, pursuant to
¶ 14 Defendant appealed. In his initial brief, filed on March 12, 2012, defendant argued that his AUUW conviction must be vacated because the section of the AUUW statute under which he was convicted—
¶ 15 On September 12, 2013, while defendant‘s appeal was still pending, this court issued its decision in Aguilar, 2013 IL 112116. In Aguilar, the defendant was convicted of AUUW pursuant to
¶ 16 Subsequently, we modified our decision in Aguilar upon denial of the State‘s petition for rehearing. In our modified opinion, we added language stating that our finding of unconstitutionality was limited to the “Class 4 form” of AUUW, which referred to a conviction which was subject to sentencing as a Class 4 felony pursuant to
¶ 17 Relying on our modified opinion in Aguilar, the appellate court in the case at bar affirmed defendant‘s AUUW conviction. 2013 IL App (1st) 120929. The appellate court noted that, “[i]n general, where a statute initially sets forth the elements of the offense, then separately provides sentencing classifications based on other factors, these factors only enhance the punishment and do not create a new offense.” Id. ¶ 24. Nevertheless, the court interpreted our
ANALYSIS
¶ 18
¶ 19 The sole issue before this court is, as it was in the appellate court, whether
¶ 20 Defendant argues that the appellate court erred when it held that the “Class 2 form” of aggravated unlawful use of a weapon was constitutional. Defendant contends that a “Class 2 form” of aggravated unlawful use of a weapon does not exist. There is only one offense of AUUW based on
¶ 21 In Aguilar, this court held that
¶ 22 Admittedly, in Aguilar, we specifically limited our holding of facial invalidity to a so-called “Class 4 form” of the offense. See Aguilar, 2013 IL 112116, ¶ 21. However, we now
¶ 23 The elements of the offense of AUUW are contained in subsection (a) of the statute (
¶ 24 In a separate subsection entitled “Sentence,”
¶ 25 In Aguilar, we improperly placed limiting language on our holding that
¶ 26 The State, in support of the appellate court judgment in this case, contends that the offense of AUUW based on
¶ 27 In Patel, 576 U.S. at ___, 135 S. Ct. at 2451, the United States Supreme Court explained the proper analysis for facial challenges:
“Under the most exacting standard the Court has prescribed for facial challenges, a plaintiff must establish that a ‘law is unconstitutional in all of its applications.’ Washington State Grange v. Washington State Republican Party, 552 U. S. 442, 449 (2008). But when assessing whether a statute meets this standard, the Court has considered only applications of the statute in which it actually authorizes or prohibits conduct. For instance, in Planned Parenthood of Southeastern Pa. v. Casey, 505 U. S. 833 (1992), the Court struck down a provision of Pennsylvania‘s abortion law that required a woman to notify her husband before obtaining an abortion. Those defending the statute argued that facial relief was inappropriate because most women voluntarily notify their husbands about a planned abortion and for them the law would not impose an undue burden. The Court rejected this argument, explaining: The ‘[l]egislation is measured for consistency with the Constitution by its impact on those whose conduct it affects. . . . The proper focus of the constitutional inquiry is the group for whom the law is a restriction, not the group for whom the law is irrelevant.’ Id., at 894.”
¶ 28 In Heller, 554 U.S. at 626-27, the United States Supreme Court stated:
“Although we do not undertake an exhaustive historical analysis today of the full scope of the Second Amendment, nothing in our opinion should be taken to cast doubt on longstanding prohibitions on the possession of firearms by felons and the mentally ill ***.”
¶ 29 It would appear, therefore, that the legislature could constitutionally prohibit felons from carrying readily accessible guns outside the home. See also McDonald, 561 U.S. at 786; Moore, 702 F.3d at 940. In fact, Illinois already has legislation which prohibits felons from possessing guns at all. See
¶ 30 It would be improper for this court to condition the constitutionality of
CONCLUSION
¶ 31
¶ 32 For the foregoing reasons, we find the offense of AUUW, as set forth in
¶ 33 Appellate court judgment reversed.
¶ 34 CHIEF JUSTICE GARMAN, specially concurring:
¶ 35 I agree that
¶ 36 The majority asserts that this court has already held that
¶ 37 In resolving that issue, the majority relies entirely on the federal Seventh Circuit Court of Appeal‘s decision in Moore v. Madigan, 702 F.3d 933 (7th Cir. 2012), to conclude that the statutory provision at issue is a “flat ban on carrying ready-to-use guns outside the home,” that such bans “amount[ ] to a wholesale statutory ban on the exercise of a personal right that is specifically named in and guaranteed by the United States Constitution,” and therefore that the statutory section is facially unconstitutional. Supra ¶ 25. I recognize that the provision restricts conduct protected by the second amendment, but I do not agree that a ban on certain conduct within the scope of the amendment is inherently facially unconstitutional.
¶ 38 The second amendment guarantees that “the right of the people to keep and bear Arms, shall not be infringed.”
¶ 39 In People v. Aguilar, we held that the second amendment right of individuals to carry weapons for self-defense extends beyond the home. Aguilar, 2013 IL 112116, ¶ 20; see Moore, 702 F.3d at 942. Therefore, the conduct proscribed by
¶ 40 The State contends that, although it implicates second amendment rights, the statutory section is not facially unconstitutional as it could be enforced against those who are not entitled to exercise second amendment rights. A statute is facially unconstitutional “only if ’ “no set of circumstances exists under which the [statute] would be valid.” ’ ” (Emphasis omitted.) Hill v. Cowan, 202 Ill. 2d 151, 157 (2002) (quoting In re C.E., 161 Ill. 2d 200, 210-11 (1994), quoting United States v. Salerno, 481 U.S. 739, 745 (1987)). “[S]o long as there exists a situation in which a statute could be validly applied, a facial challenge must fail.” Hill, 202 Ill. 2d at 157; People v. Davis, 2014 IL 115595, ¶ 25. That the statutory section “might operate unconstitutionally under some conceivable set of circumstances is insufficient to render it wholly invalid.” Salerno, 481 U.S. at 745. This court first adopted this standard from Salerno in 1994 and has consistently applied it in facial constitutionality challenges ever since. In re C.E., 161 Ill. 2d at 210-11; see In re M.A., 2015 IL 118049, ¶ 39; Mosely, 2015 IL 115872, ¶ 49; In re Derrico G., 2014 IL 114463, ¶ 57; Davis, 2014 IL 115595, ¶ 25; People v. Kitch, 239 Ill. 2d 452, 466 (2011); People v. One 1998 GMC, 2011 IL 110236, ¶ 20; Davis v. Brown, 221 Ill. 2d 435, 442 (2006); In re M.T., 221 Ill. 2d 517, 537 (2006); In re Rodney H., 223 Ill. 2d 510, 521 (2006); People v. Garvin, 219 Ill. 2d 104, 117 (2006); People v. Molnar, 222 Ill. 2d 495, 510-11 (2006); In re Parentage of John M., 212 Ill. 2d 253, 269 (2004); People v. Einoder, 209 Ill. 2d 443, 448 (2004); People v. Huddleston, 212 Ill. 2d 107, 145 (2004); People v. Greco, 204 Ill. 2d 400, 406-07 (2003); People v. Thurow, 203 Ill. 2d 352, 367 (2003); People v. Jackson, 199 Ill. 2d 286, 301 (2002); People v. Swift, 202 Ill. 2d 378, 392 (2002); In re R.C., 195 Ill. 2d 291, 297 (2001); People v. Izzo, 195 Ill. 2d 109, 112 (2001). “Because a finding that the statute is constitutional as applied to [the defendant] would necessarily compel a finding that the statute is constitutional on its face, [the court] *** first consider[s] whether the [statute] is unconstitutional as applied.” In re M.A., 2015 IL 118049, ¶ 41.
¶ 41 In District of Columbia v. Heller, the United States Supreme Court made clear that the right secured by the second amendment is held by “law-abiding, responsible citizens” and is not unlimited. 554 U.S 570, 635 (2008). Noting support from sources from “Blackstone through the 19th-century cases,” the Court concluded that “nothing in [its] opinion should be taken to cast doubt on longstanding prohibitions on the possession of firearms by felons and the mentally ill, or laws forbidding the carrying of firearms in sensitive places such as schools and government buildings, or laws imposing conditions and qualifications on the commercial sale of arms.” Id. at 626-27. Such prohibitions are “presumptively lawful.” Id. at 627 n.26. The Court reiterated this point in McDonald v. City of Chicago, Illinois, 561 U.S. 742, 786 (2010). In Aguilar, we relied upon this language to conclude that regulations restricting a minor‘s ability to possess or use weapons do not implicate the second amendment. 2013 IL 112116, ¶¶ 26-28.
¶ 42 In light of Heller and McDonald, our appellate court has upheld as constitutional Illinois statutes governing the possession of weapons by felons on grounds that the second amendment is not implicated. People v. Campbell, 2014 IL App (1st) 112926, ¶ 60; People v. Rush, 2014 IL App (1st) 123462, ¶ 19; People v. Garvin, 2013 IL App (1st) 113095, ¶ 33. If a class of individuals can be restricted from possessing weapons, it follows that the class can also be restricted from using weapons. Federal and out-of-state courts have also concluded that regulations restricting felons’ possession of firearms and ammunition (commonly referred to as felon dispossession statutes) are beyond the scope of the second amendment. United States v. Bogle, 717 F.3d 281, 281-82 (2d Cir. 2013) (per curiam); United States v. Barton, 633 F.3d 168, 172 (3d Cir. 2011); United States v. Vongxay, 594 F.3d 1111, 1117 (9th Cir. 2010); United States v. Rozier, 598 F.3d 768, 771-72 (11th Cir. 2010); United States v. McCane, 573 F.3d 1037, 1047 (10th Cir. 2009); United States v. Darrington, 351 F.3d 632, 633-34 (5th Cir. 2003); State v. Craig, 826 N.W.2d 789, 790 (Minn. 2013); Chardin v. Police Commissioner, 989 N.E.2d 392, 402-03 (Mass. 2013); Pohlabel v. State, 268 P.3d 1264, 1267 (Nev. 2012).
¶ 43 Numerous courts have also upheld restrictions on the possession of weapons by minors, illegal aliens, individuals who unlawfully use or are addicted to controlled substances, individuals found to be mentally incapacitated, individuals subject to orders of protection, and individuals who have been convicted of a misdemeanor crime of domestic violence. Aguilar, 2013 IL 112116, ¶ 27 (upholding the constitutionality of
¶ 44 The majority, in reaching its facial unconstitutionality conclusion, strays from the “no set of circumstances” rule set forth in Salerno and relies on the United States Supreme Court‘s recent discussion in City of Los Angeles, California v. Patel regarding facial versus as-applied constitutionality challenges. 576 U.S. ___, 135 S. Ct. 2443. In Patel, a group of motel operators challenged the constitutionality of a provision of the Los Angeles Municipal Code that required the motel operators to maintain records of information about their guests and provide these records to the police on demand. Id. at ___, 135 S. Ct. at 2447. The motel operators asserted that the provision was facially unconstitutional based on the fourth amendment. Id. at ___, 135 S. Ct. at 2448. The City of Los Angeles responded that the provision was not facially unconstitutional, because its application would not be unconstitutional in situations “where police are responding to an emergency, where the subject of the search consents to the intrusion, [or] where the police are acting under a court-ordered warrant.” Id. at ___, 135 S. Ct. at 2450-51. In addressing the nature of a facial challenge, the Court explained: “Under the most exacting standard the Court has prescribed for facial challenges, a plaintiff must establish that a ‘law is unconstitutional in all of its applications.’ [Citation.] But when assessing whether a statute meets this standard, the Court has considered only applications of the statute in which it actually authorizes or prohibits conduct.” Id. at ___, 135 S. Ct. at 2451 (quoting Washington State Grange v. Washington State Republican Party, 552 U.S. 442, 449 (2008)). “[T]he proper focus of the constitutional inquiry is searches that the law actually authorizes, not those for which it is irrelevant.” Id. at ___, 135 S. Ct. at 2451; see Planned Parenthood of Southeastern Pennsylvania v. Casey, 505 U.S. 833, 894 (1992).
¶ 45 Courts have long recognized the power of the police to conduct a warrantless search in the event of an emergency, under exigent circumstances, or if the subject consents. Katz v. United States, 389 U.S. 347, 357 (1967); People v. Pitman, 211 Ill. 2d 502, 523 (2004); People v. Foskey, 136 Ill. 2d 66, 74 (1990). Thus, the code provision in Patel was not necessary to authorize the police to conduct a search under any of these circumstances. Patel, 576 U.S at ___, 135 S. Ct. at 2451. These circumstances were beyond the scope of the provision, and thus the Court did not consider them when deciding whether the code provision was “unconstitutional in all of its applications.” (Internal quotation marks omitted.) Id. at ___, 135 S. Ct. at 2451. Similarly, in Planned Parenthood of Southeastern Pennsylvania, the government argued that the law requiring married women to notify their husbands prior to obtaining an abortion was not facially unconstitutional because it could be enforced against those who voluntarily comply without unduly burdening their privacy rights. 505 U.S. at 894; see Patel, 576 U.S. at ___, 135 S. Ct. at 2451 (discussing Planned Parenthood of Southeastern Pennsylvania). The Court explained that the law is irrelevant to those who voluntarily provide
¶ 46 The majority asserts that the court should not consider the application of
¶ 47 The majority would require that the statute specifically state that it applies to felons, or to those with diminished second amendment rights, in order to comply with the second amendment. This is an unprecedented expansion of the doctrine of overbreadth. The overbreadth doctrine allows a challenger to prove a law is facially unconstitutional even if it is valid in some circumstances if he can show that ” ‘a substantial number of its applications are unconstitutional, judged in relation to the statute‘s plainly legitimate sweep.’ ” United States v. Stevens, 559 U.S. 460, 473 (2010) (quoting Washington State Grange, 552 U.S. at 449 n.6). This is exactly the logic employed by the majority today—
¶ 48 However, neither this court nor the Supreme Court has ever applied the doctrine of overbreadth outside the context of a first amendment challenge. See Salerno, 481 U.S. at 745 (“The fact that the Bail Reform Act might operate unconstitutionally under some conceivable set of circumstances is insufficient to render it wholly invalid, since we have not recognized an ‘overbreadth’ doctrine outside the limited context of the First Amendment.“); see also Gonzales v. Carhart, 550 U.S. 124, 167 (2007) (recognizing that the overbreadth doctrine does not apply outside the context of the first amendment); People v. Clark, 2014 IL 115776, ¶ 11 (same); In re Lakisha M., 227 Ill. 2d 259, 276 (2008) (same); Davis v. Brown, 221 Ill. 2d 435, 442-43 (2006) (same); People v. Garvin, 219 Ill. 2d 104, 125 (2006) (same); Einoder, 209 Ill. 2d at 448 (same); People v. Greco, 204 Ill. 2d 400, 407 (2003) (same); People v. Izzo, 195 Ill. 2d 109, 112 (2001) (same); In re R.C., 195 Ill. 2d 291, 297 (2001) (same); People v. Terrell, 132 Ill. 2d 178, 212 (1989) (same); People v. Haywood, 118 Ill. 2d 263, 275 (1987) (same); People v. Ryan, 117 Ill. 2d 28, 33 (1987) (same); People v. Garrison, 82 Ill. 2d 444, 449-50 (1980) (same).
¶ 50 Furthermore, by applying the doctrine in this case, the majority nearly eliminates all as-applied challenges in the future. After today, any defendant can challenge a law as facially unconstitutional, even if the law is constitutional as applied to him, so long as the defendant can identify someone to whom the application of the law would be unconstitutional. This is directly contrary to the presumption that statutes are constitutional (Aguilar, 2013 IL 112116, ¶ 15) and to the Court‘s preference for as-applied challenges. Washington State Grange, 552 U.S. at 450 (“Facial challenges are disfavored for several reasons.“). Facial challenges, as opposed to as-applied challenges, “raise the risk of ‘premature interpretation of statutes on the basis of factually barebones records’ ” and “run contrary to the fundamental principle of judicial restraint.” Id. (quoting Sabri v. United States, 541 U.S. 600, 609 (2004)). “[C]ourts should neither ’ “anticipate a question of constitutional law in advance of the necessity of deciding it” ’ nor ’ “formulate a rule of constitutional law broader than is required by the precise facts to which it is to be applied.” ’ ” Id. at 450-51 (quoting Ashwander v. Tennessee Valley Authority, 297 U.S. 288, 346-47 (1936) (Brandeis, J., concurring, joined by Stone, Roberts and Cardozo, JJ.), quoting Liverpool, New York & Philadelphia, Steamship Co. v. Commissioners of Emigration, 113 U.S. 33, 39 (1885)). “Finally, facial challenges threaten to short circuit the democratic process by preventing laws embodying the will of the people from being implemented in a manner consistent with the Constitution.” Id. at 451. Recognizing that a ” ‘ruling of unconstitutionality frustrates the intent of the elected representatives of the people,’ ” the Court in Ayotte v. Planned Parenthood of Northern New England explained that it “prefer[s] *** to enjoin only the unconstitutional applications of a statute while leaving other applications in force *** or to sever its problematic portions while leaving the remainder intact” where possible. Ayotte, 546 U.S. at 328-29 (quoting Regan v. Time, Inc., 468 U.S. 641, 652 (1984), and citing United States v. Raines, 362 U.S. 17, 20-22 (1960), and United States v. Booker, 543 U.S. 220, 227-29 (2005)).
¶ 51 For these reasons, I conclude that the statutory section is not facially unconstitutional based on the second amendment. However, the section cannot be enforced even against those with
¶ 52 Because I conclude that the statute is facially unconstitutional, though on different grounds than the majority, I concur with the majority‘s judgment that defendant‘s conviction and sentence must be vacated.
¶ 53 JUSTICE THOMAS joins in this special concurrence.