Lead Opinion
I. INTRODUCTION
In April 2007, Defendanb-Appellant Markice McCane was stopped for a suspected traffic violation by an Oklahoma City police officer. After determining McCane was driving under a suspended
II. BACKGROUND
On April 18, 2007, Officer Aaron Ulman of the Oklahoma City Police Department was patrolling his precinct when he obsexwed a vehicle traveling eastbound on a four-lane thoroughfare. The vehicle was straddling the center line of the two eastbound lanes. After following the vehicle for approximately three blocks, Officer Ulman decided to conduct a traffic stop based upon his belief the driver was violating state traffic law and his suspicion the driver was intoxicated. After pulling the vehicle over to the side of the road, Officer Ulman approached the vehicle and asked the driver, later identified as McCane, for his license and insurance information. A passenger, Joseph Carr, was also in the vehicle.
After McCane informed him that his license was suspended, Officer Ulman asked McCane to exit the vehicle and accompany him to the patrol car. McCane complied, and Carr remained in the front seat of the vehicle. Upon exiting the vehicle, McCane left the driver’s door open, and the door remained open for the duration of the stop. Officer Ulman conducted a pat-down search of McCane and placed him in the back seat of the patrol car. Officer Ulman then conducted a records check, which indicated McCane’s license was suspended and the vehicle was not registered to McCane. At that time, Officer Ulman arrested McCane for driving with a suspended license, placed him in handcuffs, and again placed him in the back seat of the patrol car. After requesting dispatch to contact a wrecker sexwice to tow the vehicle, Officer Ulman asked Carr to exit the vehicle and sit in the back seat of the patrol car along with McCane. Carr did so, and Officer Ulman then searched the passenger compartment of the car.
Dxiring the search, Ulman discovered a .25 caliber firearm hidden under a rag in the side pocket of the open door. The firearm was loaded with a magazine containing seven rounds of ammunition. Officer Ulman removed the firearm from the vehicle and took it back to the patrol car in order to secure it. The patrol car was parked directly behind McCane’s vehicle. According to Officer Ulman, when McCane saw the firearm he stated, “I forgot that was even there.” Officer Ulman then advised McCane of his Miranda rights, Miranda v. Arizona,
While the case was pending before this court, the Supreme Court issued its decision in Arizona v. Gant. — U.S. —,
The parties agree that, in light of Gant, the district court erred in denying the motion to suppress the firearm on the grounds that the search was proper as incident to lawful arrest. The parties disagree, however, as to whether the district court’s denial of the motion to suppress can be affirmed on an alternative ground. Thus, the issues now before the court are: (1) whether the district court’s denial of the motion to suppress the firearm may be affirmed based upon the good-faith exception to the exclusionary rule or the inevitable discovery doctrine, (2) whether sufficient evidence existed on which to convict McCane, and (3) whether 18 U.S.C. § 922(g) is constitutional.
III. DISCUSSION
A. Motion to Suppress
This court may affirm the district court on any basis supported by the record. Kellogg v. Metro. Life Ins. Co., 549
1. Pre-Gant Tenth Circuit Precedent
The Supreme Court in Gant expressed concern that its precedent, New York v. Belton,
The decision in United States v. Humphrey,
2. Application of the Good-Faith Exception to the Exclusionary Rule
“The Fourth Amendment protects the right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, but contains no provision expressly precluding the use of evidence obtained in violation of its commands.” Herring v. United States, — U.S. —,
“The exclusionary rule is not an individual right and applies only where it results in appreciable deterrence.” Id. (quotations omitted). Because the purpose of the exclusionary rule is to deter police misconduct, United States v. Leon,
Various principles have been established to limit the application of the exclusionary rule. Id. at 700. One such principle is the good-faith exception. Id. at 701. In Leon, the Supreme Court established the good-faith exception to the exclusionary rule, declining to apply the exclusionary rule when police reasonably and in good faith relied upon a warrant subsequently declared invalid.
First, the exclusionary rule is designed to deter police misconduct rather than to punish the errors of judges and magistrates. Second, there exists no evidence suggesting that judges and magistrates are inclined to ignore or subvert the Fourth Amendment or that lawlessness among these actors requires application of the extreme sanction of exclusion. Third, and most important, we discern no basis, and are offered none, for believing that exclusion of evidence seized pursuant to a warrant will have a significant deterrent effect on the issuing judge or magistrate.... Judges and magistrates are not adjuncts to the law enforcement team; as neutral judicial officers, they have no stake in the outcome of particular criminal prosecutions. The threat of exclusion thus cannot be expected significantly to deter them.
Id. at 916-17 (footnote omitted). The Court concluded the exclusionary rule “cannot be expected, and should not be applied, to deter objectively reasonable law enforcement activity.” Id. at 919.
Unless a statute is clearly unconstitutional, an officer cannot be expected to question the judgment of the legislature that passed the law. If the statute is subsequently declared unconstitutional, excluding evidence obtained pursuant to it prior to such a judicial declaration will not deter future Fourth Amendment violations by an officer who has simply fulfilled his responsibility to enforce the statute as written. To paraphrase the Court’s comment in Leon: Penalizing the officer for the legislature’s error, rather than his own, cannot logically contribute to the deterrence of Fourth Amendment violations.
Id. at 349-50,
The Court next extended the good-faith exception to police reliance upon mistaken information in a court’s database indicating an arrest warrant was outstanding. Arizona v. Evans,
Finally, in its recent good-faith decision, Herring, the Court extended the good-faith exception to police reliance upon the negligent mistake of a fellow law enforcement employee, as opposed to a neutral third party.
The Court went on to explain that “evidence should be suppressed only if it can be said that the law enforcement officer had knowledge, or may properly be charged with knowledge, that the search was unconstitutional under the Fourth Amendment.” Id. (quotations omitted). As such, “the [past] abuses that gave rise to the exclusionary rule featured intentional conduct that was patently unconstitutional.” Id. at 702. The Court concluded the conduct at issue did not rise to this level, clarifying that the good-faith inquiry “is confined to the objectively ascertainable question whether a reasonably well trained officer would have known that the search was illegal in light of all of the circumstances.” Id. at 703 (quotations omitted).
Two inseparable principles have emerged from the Supreme Court cases and each builds upon the underlying purpose of the exclusionary rule: deterrence. First, the exclusionary rule seeks to deter objectively unreasonable police conduct, i.e., conduct which an officer knows or should know violates the Fourth Amendment. See, e.g., Herring,
Just as there is no misconduct on the part of a law enforcement officer who reasonably relies upon the mistake of a court employee in entering data, Evans,
The Supreme Court’s line of good-faith cases clearly indicates that the reach of the exclusionary rule does not extend beyond police conduct to punish the mistakes of others, be they judicial officers or employees, or even legislators. Evans,
This court reviews de novo the sufficiency of the evidence, “askfing] only whether taking the evidence — both direct and circumstantial, together with the reasonable inferences to be drawn therefrom — in the light most favorable to the government, a reasonable jury could find the defendant guilty beyond a reasonable doubt.” United States v. Brown,
McCane claims there was insufficient evidence from which the jury could find he had possession of the firearm. Possession of a firearm for purposes of 18 U.S.C. § 922(g)(1) can be either actual or constructive. Id. “Actual possession exists when a person has direct physical control over a firearm at a given time.” United States v. Jameson,
“When a defendant has exclusive possession of the premises on which a firearm is found, knowledge, dominion, and control can be properly inferred because of the exclusive possession alone.” Id. However, “[i]n cases of joint occupancy, where the government seeks to prove constructive possession by circumstantial evidence, it must present evidence to show some connection or nexus between the defendant and the firearm.” Michel,
Officer Ulman testified that the firearm was located in the side pocket of the driver’s door, “within inches of reach [of McCane] whenever the door [was] shut.” In addition to his testimony regarding the proximity of the firearm to McCane, Officer Ulman testified that upon seeing the firearm, McCane stated, “I forgot that was even there.” While McCane argues Officer Ulman was not a credible witness because he was “trying to save his felony arrest and obtain a conviction predicated on his actions,” it was well within the discretion of the jury to credit Officer Ulman’s testimony and this court will not assess the credibility of a witness on appeal. United States v. Winder,
C. The Constitutionality of 18 U.S.C. § 922(g)
McCane first argues that in light of the Supreme Court’s decision in Heller, in which the Court held that the Second Amendment provides an individual with a right to possess and use a handgun for lawful purposes within the home,
McCane next argues § 922(g) violates the Commerce Clause where, as here, the crime’s only connection to interstate commerce is the firearm’s crossing of state lines. This argument also lacks merit, as it has been explicitly rejected by this court. United States v. Urbano,
IV. CONCLUSION
For the reasons discussed above, we affirm the decision of the district court.
Notes
. McCane makes a number of additional arguments in his opening brief which do not merit further analysis. First, McCane appears to argue that because Officer Ulman was not a credible witness, McCane’s alleged inculpatory statement should have been suppressed and the initial traffic stop should not have been upheld. The determination of credibility, however, is within the province of the district court, and it was well within the district court’s discretion to credit the testimony of Officer Ulman. United States v. Kimoana,
. The Supreme Court has indicated that in applying the good-faith exception to the exclusionary rule, “the standard of reasonableness ... is an objective one; the standard does not turn on the subjective good faith of individual officers.” Illinois v. Krull,
. Contrary to McCane’s assertion, the decision in United States v. Edwards,
. In United States v. Lugo, the defendant was in a moving police car en route to the police station at the time the vehicle was searched.
. McCane argues the retroactivity rule announced in Griffith v. Kentucky,
. We note that in United States v. 15324 County Highway E., the Seventh Circuit declined to uphold a search based upon good-faith reliance on Seventh Circuit precedent later overturned by a Supreme Court decision, and instead upheld the search based upon the officer’s good-faith reliance on a validly issued search warrant.
. Because we uphold the search as valid under the good-faith doctrine, we need not decide whether the denial of McCane’s motion to suppress could be affirmed based upon the inevitable discovery doctrine.
. Appellant’s motion to strike Appellee’s Notice of Supplemental Authority is denied.
Concurrence Opinion
concurring.
I join in Judge Murphy’s cogent opinion, but write separately regarding certain issues raised by our Second Amendment holding.
District of Columbia v. Heller instructs that it not be taken “to cast doubt on longstanding prohibitions on the possession of firearms by felons.” — U.S. —,
I write separately, though, for two reasons. The first is to note, given the undeveloped history of felon dispossession laws, the possible tension between HelleFs dictum and its underlying holding. The second reason is to express concern that the
My first point is that the felon dispossession dictum may lack the “longstanding” historical basis that Heller ascribes to it. Indeed, the scope of what Heller describes as “longstanding prohibitions on the possession of firearms by felons,”
But more recent authorities have not found evidence of longstanding dispossession laws. On the contrary, a number have specifically argued such laws did not exist and have questioned the sources relied upon by the earlier authorities. See, e.g., Larson, supra, at 1374 (finding Kates’s evidence of longstanding felon dispossession “surprisingly thin”); C. Kevin Marshall, Why Can’t Martha Stewart Have a Gun?, 32 Harv. J.L. & Pub. Pol’y 695, 709-10, 714 (2009) (challenging the evidence cited by both Dowlut and Kates).
This uncertain historical evidence is problematic in light of Heller’s Second Amendment interpretation. Central to the Court’s holding are a detailed textual analysis and a comprehensive review of the Second Amendment’s meaning at the time of its adoption. Heller,
Knowing the meaning of the Second Amendment right and having identified its individual nature, the issue becomes what limits the government may place on the right. Indeed, this is where the Second Amendment rubber meets the road. The restrictive firearm ownership and licensing laws at issue in Heller violated the right, the Court found. Id. at 2817-21. But what about other laws? For example, the broad scope of 18 U.S.C. § 922(g)(1)— which permanently disqualifies all felons from possessing firearms — would conflict with the “core” self-defense right embod
In what could be described as the opinion’s deus ex machina dicta, Heller simply declared that nothing in it “cast[s] doubt on longstanding prohibitions on the possession of firearms by felons” or various other gun control laws.
Heller’s felon dispossession dictum is particularly noteworthy considering the scope of the § 922(g)(1) ban. The statute prohibits firearm possession by any person convicted of a felony, irrespective of the nature of the felony, the length of time elapsed since the felony conviction, and the treatment of the felony by the state in which the felon resides. Every individual right has exceptions, of course, and the application of § 922(g) to a violent felon such as Mr. McCane would appear appropriate under any Second Amendment reading. After all, felons lose out on fundamental rights such as voting and serving on juries, and face discrimination that need only survive rational basis review. The question may be less clear, however, where the underlying felony is non-violent, such as financial fraud, perjury, or misleading federal investigators. But § 922(g)(1) encompasses these (and other) non-violent felons as well, permanently restricting their Second Amendment right to self-defense.
This brings me to my second point. The Court’s summary treatment of felon dispossession in dictum forecloses the possibility of a more sophisticated interpretation of § 922(g)(l)’s scope. Applying Hellenes individual right holding to various regulations would be complicated, and it is of course possible (if not probable) that different courts would articulate different standards. Already a number of commentators have considered and proposed approaches to the existing gun laws and the proper level of constitutional scrutiny. See, e.g., Eugene Volokh, Implementing the Right to Keep and Bear Arms for Self-Defense: An Analytical Framework and a Research Agenda, 56 UCLA L.Rev. 1443 (2009); Marshall, supra, at 728-31; Lar
Rather than seriously wrestling with how to apply this new Second Amendment rule, therefore, courts will continue to simply reference the applicable Heller dictum and move on. And in light of the Supreme Court’s clear direction, this is perhaps how it should be. After all, “our job as a federal appellate court is to follow the Supreme Court’s directions, not pick and choose among them as if ordering from a menu.” Surefoot LC,
. While Mr. Kates does not address this evidence specifically, he maintains "there is ample historical support for excluding [felons] from the right to arms: Nations which accepted the right to arms invariably extended that right only to virtuous citizens; and at common law felons were 'civilly dead,' having lost all rights including the right to possess property of any kind.” Don B. Kates, A Modem Historiography of the Second Amendment, 56 UCLA L.Rev. 1211, 1231 n. 100 (2009).
. In one sense, Heller did overturn Tenth Circuit case law on this issue. Previously, we upheld the felon-in-possession statute against Second Amendment attack under a collective-rights theory — i.e., that felons have no right to possess firearms that are not reasonably connected to military service. See, e.g., United States v. Baer,
. By my count, at least six other circuits have rejected post-Heller challenges to the 18 U.S.C. § 922(g)(1) felon dispossession statute. Almost all these decisions cursorily cite the Heller dictum, and almost all are unpublished. See, e.g., United States v. Anderson,
