ENRICO MANGIAFICO v. TOWN OF FARMINGTON ET AL.
(SC 19993)
Supreme Court of Connecticut
April 16, 2019
Robinson, C. J., and Palmer, McDonald, D‘Auria, Mullins, Kahn and Ecker, Js.
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Syllabus
Pursuant to federal statute (
The plaintiff landowner, M, sought, inter alia, injunctive relief and to recover damages under
1. The Appellate Court improperly upheld the trial court‘s dismissal of M‘s § 1983 claims for lack of subject matter jurisdiction on the ground that M was required but failed to file an appeal challenging the assessment of the fines in accordance with
2. This court declined to address the merits of the defendants’ alternative ground for affirming the Appellate Court‘s judgment, raised for the first time on appeal to this court, that the plaintiff‘s takings claims were not ripe for judicial review because there purportedly had not been a final administrative decision as required by Williamson County Regional Planning Commission v. Hamilton Bank (473 U.S. 172): although this court, in Port Clinton Associates v. Board of Selectmen (217 Conn. 588), previously has treated the Williamson County finality requirement as jurisdictional in nature, recent developments in federal case law established that it is a prudential rather than a jurisdictional requirement, and, therefore, this court abandoned its conclusion in Port Clinton Associates that the Williamson County finality requirement is a jurisdictional defect that may be raised for the first time on appeal; accordingly, because the defendants did not raise their ripeness claim in the trial court, and because the purported lack of a final administrative decision did not implicate the subject matter jurisdiction of the court, that claim was not preserved for appellate review.
Argued October 9, 2018—officially released April 16, 2019
Procedural History
Action seeking to enjoin the named defendant from enforcing a blight ordinance, and for other relief, brought to the Superior Court in the judicial district of Hartford, where the court, Scholl, J., granted in part the defendants’ motion to dismiss; thereafter, the court, Scholl, J., granted the defendants’ motion for summary judgment and rendered judgment thereon, from which the plaintiff appealed to the Appellate Court, Alvord, Keller and Beach, Js., which affirmed the judgment of the trial court, and the plaintiff, on the granting of certification, appealed to this court. Reversed in part; further proceedings.
Jon L. Schoenhorn, for the appellant (plaintiff).
Kenneth R. Slater, Jr., with whom was Daniel J. Krisch, for the appellees (defendants).
Opinion
On appeal, the plaintiff contends that he was not required to exhaust his state administrative remedies. The defendants respond that the plaintiff‘s § 1983 claims properly were dismissed, under settled Connecticut precedent, for failure to exhaust state administrative remedies. Alternatively, the defendants contend that dismissal was required under the ripeness doctrine articulated by the United States Supreme Court in Williamson County Regional Planning Commission v. Hamilton Bank, 473 U.S. 172, 105 S. Ct. 3108, 87 L. Ed. 2d 126 (1985) (Williamson County), because there was no final decision in this case due to the plaintiff‘s failure to appeal his assessments pursuant to § 7-152c (g).
Our disposition is controlled largely by Patsy v. Board of Regents, 457 U.S. 496, 501, 102 S. Ct. 2557, 73 L. Ed. 2d 172 (1982), in which the United States Supreme Court held in unequivocal terms that “exhaustion of state administrative remedies is not a prerequisite to an action under § 1983 ....” We repeatedly have acknowledged that the Patsy doctrine applies in § 1983 cases litigated in our state courts. See Laurel Park, Inc. v. Pac, 194 Conn. 677, 690, 485 A.2d 1272 (1984); Fetterman v. University of Connecticut, 192 Conn. 539, 549, 473 A.2d 1176 (1984). We have deviated from Patsy in one respect, by creating an exception to its applicability in actions for injunctive relief under § 1983. See Pet v. Dept. of Health Services, 207 Conn. 346, 369, 542 A.2d 672 (1988) (holding that “no form of injunctive relief, under § 1983 or otherwise, is justified as an exception to the [administrative] exhaustion requirement“); Laurel Park, Inc. v. Pac, supra, 691 (holding that “none of the concerns expressed in Patsy” warrant an “exception to the exhaustion doctrine” in cases for injunctive relief). Following oral argument in the present case, this court sua sponte ordered the parties to submit supplemental briefs addressing the continued viability of the injunctive relief exception in light of Patsy and its progeny and whether we should “overrule Pet v. Department of Health Services in this case?”
We conclude, in light of Patsy and its progeny, that a plaintiff is not required to exhaust administrative remedies prior to filing a § 1983 claim in state court, regardless of the type of relief sought. We therefore overrule our holdings in Pet and Laurel Park, Inc., that exhaustion of state administrative remedies is a jurisdictional prerequisite to the filing of a § 1983 action for injunctive relief. We decline to address
I
It will be useful at the outset to review the statutory and regulatory scheme governing blight designations and citations in the town of Farmington.
Pursuant to
A person subject to an assessment of fines under § 7-152c “is entitled to judicial review by way of appeal.”
II
The following facts are taken as true for purposes of this appeal. The plaintiff owns a home located at 23 Lakeview Drive in Farmington, which suffered catastrophic damage sometime prior to 2009, causing it to become uninhabitable for a lengthy period of time. The demolition and rebuilding of the home was delayed by the plaintiff‘s insurance company, resulting in a settlement agreement sometime in August, 2011.
In July, 2012, the defendant Kathleen Eagen, who was the town manager, received complaints about the appearance of the plaintiff‘s home. Chris Foryan, the town building official, verbally informed the plaintiff of these complaints on July 25, 2012. The plaintiff asked Foryan to schedule a meeting with Eagen as soon as practicable, explaining that he would be away on vacation in early August. A meeting was held on July 27, 2012, but Eagen did not attend.
On August 14, 2012, without prior notice to the plaintiff or an opportunity for him to be heard, the individual defendants—Eagen, Jeffrey Hogan, Nancy Nickerson, Charles Keniston, and C.J. Thomas—convened a town council meeting at which they each voted to place the plaintiff‘s home on the town‘s blighted building list. Eight days later, on August 22, 2012, Eagen sent the plaintiff a letter informing him that his home had been placed on the blighted building list and demanding that he undertake certain improvements and construction prior to October 1, 2012. The plaintiff tried to comply with the letter‘s demands. Nonetheless, on September 4, 2012, without prior notice and more than three weeks before the October 1 deadline, town building officials began imposing daily
On September 14, 2012, the plaintiff sent a letter to the defendants asking them to remove his home from the blighted building list because it did not satisfy the definition of blight in the town code. The defendants declined to remove the plaintiff‘s property from the list and, instead, began a citation enforcement action to recover the daily punitive fines. The plaintiff requested and was granted a hearing before a municipal hearing officer, at which he challenged the blight designation and the imposition of daily fines. At the hearing, which was conducted on October 15, 2012, the hearing officer stated that he lacked the authority to rule on the propriety of the blight designation or the procedures used to designate the plaintiff‘s property as blighted. The hearing officer explained, however, that he had the authority to remit some of the daily punitive fines and to amend the plaintiff‘s construction schedule. At the conclusion of the hearing, the hearing officer reduced the total amount of fines from $4000 to $2000 and ordered the plaintiff to present a building plan to municipal officials within thirty days.
On January 4, 2013, the town citation officer again began imposing daily punitive fines of $100 for the plaintiff‘s alleged violation of the blight ordinance. On February 21, 2013, without notice to the plaintiff, a second hearing was held before a municipal hearing officer, resulting in the imposition of $4700 in fines for the time period between January 4 and February 19, 2013. The plaintiff did not have an opportunity to contest his liability because he was not given notice of the hearing.
The plaintiff did not pay the accumulated assessed fines; nor did he file an appeal pursuant to § 7-152c (g). As a result, Eagen, on behalf of the town, caused two municipal real estate liens to be placed on the plaintiff‘s property and recorded on the town‘s land records: (1) a lien in the amount of $2000 for nonpayment of the hearing officer‘s assessment of fines for the period between September 4 and October 15, 2012; and (2) a lien in the amount of $4700 for nonpayment of the hearing officer‘s assessment of fines for the period between January 4 and February 19, 2013.
III
The plaintiff commenced this action on September 5, 2013. The complaint contains five counts, respectively alleging that (1) the blight designation, the daily punitive fines, and the liens constituted an “unconstitutional taking of property without compensation and [a] violation of due process of law,” in violation of the fourteenth amendment to the United States constitution, article first, §§ 10 and 11 of the Connecticut constitution, and
The defendants moved to dismiss the plaintiff‘s complaint for lack of subject matter jurisdiction. The motion was premised on the straightforward legal theory that the plaintiff had failed to exhaust the administrative remedy provided by § 7-152c (g) because he had not filed an appeal with the Superior Court challenging the hearing officer‘s citation assessments. The trial court granted in part the motion to dismiss on the ground that there was “no dispute that the plaintiff did not file an appeal [with] the Superior Court from any of the decisions of the town or its hearing officer,” and such an appeal “would have provided the plaintiff with a de novo hearing in which he could have contested the imposition of the fines as well as the designation of his property as blighted.” The trial court‘s dismissal encompassed counts one (constitutional claims under § 1983), two (intentional infliction of emotional distress), three (declaration that town‘s blight ordinance is unconstitutionally vague as applied to the plaintiff), and five (indemnification) of the plaintiff‘s complaint for lack of subject matter jurisdiction. The trial court denied the defendants’ motion with respect to count four (discharge of the municipal blight liens), however, on the ground that the exhaustion doctrine did not apply to that particular claim because
The plaintiff moved for reconsideration on the theory that exhaustion would have been futile “because of the ongoing and prospective nature of the daily $100 punitive fines,” which continued to accrue unabated each day. Specifically, the plaintiff argued that “requir[ing] [him] to engage in a protracted process whereby he would have to appeal each and every daily punitive fine imposed or to be imposed—past or future—in order to exhaust administrative remedies and obtain judicial review is a futility which is barred by federal legal precedent.” The trial court granted the plaintiff‘s motion for reconsideration but denied the relief requested therein.
On December 11, 2014, the plaintiff filed a second motion for reconsideration, arguing that the trial court “should reconsider its ruling on the plaintiff‘s futility argument” in light of the defendants’ position “in a new action involving blight citations issued ... after the commencement of the current action ....” (Empha-sis in original.) The plaintiff explained that he had commenced a second action challenging “258 blight citations on his 23 Lakeview Drive, Farmington property, totaling $25,800 in fines, issued between September, 2013 through May, 2014 ....”4 The town had moved to dismiss the plaintiff‘s second action as premature because it had not commenced, and might not ever commence, a citation assessment action under § 7-152c to collect the fines imposed.
In the meantime, on October 1, 2014, the defendants moved for summary judgment on count four of the plaintiff‘s complaint on the ground that the blight assessments underlying the municipal liens were indisputably “valid and final and subject to no further challenge on the merits ....” The trial court granted the motion because the plaintiff had failed to file an appeal from the assessments underlying the liens in the Superior Court pursuant to § 7-152c (g), and, “[i]n the absence of [such] an appeal, the town‘s decisions are final and not reviewable.” With all counts having been decided as a matter of law, the trial court rendered judgment in favor of the defendants.
The plaintiff appealed to the Appellate Court, without success. See Mangiafico v. Farmington, supra, 173 Conn. App. 177. The Appellate Court rejected the plaintiff‘s argument that the administrative exhaustion doctrine does not apply to federal claims brought pursuant to § 1983 and his alternative argument that exhaustion would have been futile. See id., 171-72. It held, to the contrary, that the plaintiff was required to exhaust his administrative remedies under § 7-152c (g) and § 91-2 (G) of the town code because “[t]he Superior Court, being a court of general jurisdiction ... could have addressed all of the plaintiff‘s claims and provided adequate relief if the plaintiff prevailed.” Id., 172. With respect to count four of the plaintiff‘s complaint, seeking discharge of the municipal blight liens, the Appellate Court held that “the plaintiff could not attack the validity of the assessments secured by the liens because those assessments were final, and therefore valid, and there was no dispute that the liens were in proper form and duly recorded.” Id., 175. We granted the plaintiff‘s petition for certification to appeal limited to the issue of whether “the Appellate Court properly conclude[d] that the trial court lacked subject matter jurisdiction to entertain the plaintiff‘s federal civil rights complaint due to the plaintiff‘s failure to exhaust administrative remedies?”5 Mangiafico v. Farmington, 327 Conn. 920, 170 A.3d 681 (2017).
IV
We first address the plaintiff‘s claim that he was not required to exhaust his state administrative remedies prior to bringing a § 1983 action. The plaintiff contends that exhaustion is not a prerequisite to an action for damages or equitable relief under § 1983 and, alternatively, that exhaustion would have been futile because the town‘s citation appeals process did not permit him to challenge either the inclusion of his property on the blighted buildings list, the unconstitutional vagueness of the blight ordinance as applied to his property, or the defendants’ failure to follow the proper statutory and regulatory procedures. The defendants respond that the plaintiff‘s federal civil rights claims properly were dismissed for lack of subject matter jurisdiction because “[i]t is well established that the doctrine of exhaustion of remedies applies even if a plaintiff asserts constitutional violations.” We agree with the plaintiff that he was not required to exhaust his state administrative remedies before filing his § 1983 claims in state court.
“As a preliminary matter, we set forth the applicable standard of review. The standard of review of a motion to dismiss is ... well established. In ruling upon whether a complaint survives a motion to dismiss, a court must take the facts to be those alleged in the complaint, including those facts necessarily implied from the allegations, construing them in a manner most favorable to the pleader. ... A motion to dismiss tests, inter alia, whether, on the face of the record, the court is without jurisdiction. Because the exhaustion [of administrative remedies] doctrine implicates subject matter jurisdiction, [the court] must decide as a threshold matter whether that doctrine requires dismissal of the [plaintiff‘s] claim. ... [B]ecause [a] determination regarding a trial court‘s subject matter jurisdiction is a question of law, our review is plenary.” (Internal quotation marks omitted.) Neiman v. Yale University, 270 Conn. 244, 250–51, 851 A.2d 1165 (2004).
Section 1983, aptly called the “workhorse of civil rights litigation“; Morgan v. District of Columbia, 824 F.2d 1049, 1056 (D.C. Cir. 1987); provides “every person” with a procedural vehicle to obtain redress against state and municipal actors whose conduct has deprived that person “of any rights, privileges, or immunities secured by the Constitution and laws” of the United States.
These principles dictate the proper resolution of the present case. As noted previously in this opinion, the United States Supreme Court held more than thirty-five years ago that “exhaustion is not a prerequisite to an action under § 1983 ....” Patsy v. Board of Regents, supra, 457 U.S. 501. The court‘s holding in Patsy is premised on the history and purpose of the Civil Rights Act of 1871 (act), including § 1 of the act, which is the precursor to § 1983. Id., 502-507. Section 1 of the act was intended “to throw open the doors of the United States courts to individuals who were threatened with, or who had suffered, the deprivation of constitutional rights ... and to provide these individuals immediate access to the federal courts notwithstanding any provision of state law to the contrary.” (Citation omitted; internal quotation marks omitted.) Id., 504. “A major factor motivating the expansion of federal jurisdiction through [§ 1 of the act] was the belief of the 1871 Congress that the state authorities had been unable or unwilling to protect the constitutional rights of individuals or to punish those who violated these rights.” Id., 505. “[T]his perceived defect in the [s]tates’ [fact-finding] processes” was “particularly relevant” to the exhaustion question because “exhaustion rules are often applied in deference to the superior [fact-finding] ability of the relevant administrative agency.” Id., 506. In light of the clear legislative intent to provide an immediate remedy for alleged violations of federal law, the United States Supreme Court “conclude[d] that exhaustion of state administrative remedies should not be required as a prerequisite to bringing an action pursuant to § 1983.” Id., 516.
The Patsy nonexhaustion rule applies broadly, and with very limited exceptions. The United States Supreme Court has recognized only two instances in which an aggrieved party will be required to exhaust his or her administrative remedies before commencing a § 1983 lawsuit. First, exhaustion may be required by some other federal statute, such as the Prison Litigation Reform Act,
This court has never questioned the general proposition that Patsy applies with full force to § 1983 claims brought in state court. The point was established as a matter of federal law in Felder v. Casey, 487 U.S. 131, 146-49, 108 S. Ct. 2302, 101 L. Ed. 2d 123 (1988) (applying Patsy to hold that plaintiff‘s failure to comply with Wisconsin‘s notice of claim requirement could not be used as exhaustion requirement to bar plaintiff from bringing his § 1983 claim in state court), and it has been embraced by this court, with the limited deviation discussed subsequently in this opinion, in every instance in which the issue has received attention. See New England Estates, LLC v. Branford, 294 Conn. 817, 831 n.17, 988 A.2d 229 (2010) (noting that “the requirement that a litigant exhaust state administrative remedies is not a prerequisite to bringing an action [in state court] pursuant to § 1983“); Fetterman v. University of Connecticut, supra, 192 Conn. 549 (holding that plaintiff is not required to exhaust administrative remedies before filing § 1983 action in state court).
We have, unfortunately, deviated from the Patsy nonexhaustion rule in one particular context involving claims under § 1983 seeking injunctive relief. As in Laurel Park, Inc., we held in Pet that although “exhaustion of state administrative remedies is not a prerequisite to an action for damages under § 1983,” it is a “standard prerequisite for injunctive relief.” (Emphasis added; internal quotation marks omitted.) Pet v. Dept. of Health Services, supra, 207 Conn. 368-69; Laurel Park, Inc. v. Pac, supra, 194 Conn. 691 (holding that Patsy did not abrogate “standard prerequisite” that plaintiff seeking injunctive relief have no adequate remedy at law, and, therefore, plaintiff must exhaust available administrative remedies as “condition precedent” to seeking injunctive relief under § 1983); see also Flanagan v. Commission on Human Rights & Opportunities, 54 Conn. App. 89, 95, 733 A.2d 881 (“When the claim is for injunctive relief ... our Supreme Court has noted, ‘[i]n Laurel Park, Inc. v. Pac, [supra, 691], which included a § 1983 count, that notwithstanding [Patsy v. Board of Regents], supra, [457 U.S. 516] the fundamental requirement of inadequacy of
This aspect of our holdings in Pet and Laurel Park, Inc., is inconsistent with Patsy and its progeny and, therefore, must be overruled.8 Neither the United States Supreme Court nor the federal circuit courts of appeals have recognized a distinction between claims for damages and injunctive relief for purposes of applying the Patsy nonexhaustion rule; the federal circuit courts that have addressed the issue uniformly have concluded that Patsy applies regardless of the relief sought. Thus, the
Patsy nonexhaustion rule is applicable to “a request for injunctive relief in a § 1983 action” because to hold otherwise “would in effect ... [deny] the precedential effect of Patsy” by “requiring exhaustion before bringing this type of § 1983 action.” James v. Richman, 547 F.3d 214, 218 (3d Cir. 2008); see also DeSario v. Thomas, 139 F.3d 80, 86 (2d Cir. 1998) (holding that availability of state administrative remedy “does not bar injunctive relief for plaintiffs” in light of Patsy), vacated on other grounds sub nom. Slekis v. Thomas, 525 U.S. 1098, 119 S. Ct. 864, 142 L. Ed. 2d 767 (1999); Kercado-Melendez v. Aponte-Roque, 829 F.2d 255, 258 (1st Cir. 1987) (holding that plaintiff was not required to exhaust her administrative remedies prior to filing § 1983 action for injunctive relief and monetary damages because, in Patsy, United States “Supreme Court held expressly that [§] 1983 claimants need not avail themselves of state judicial and administrative remedies before going to federal court“), cert. denied, 486 U.S. 1044, 108 S. Ct. 2037, 100 L. Ed. 2d 621 (1988); United Church of the Medical Center v. Medical Center Commission, 689 F.2d 693, 697 (7th Cir. 1982) (holding that trial court improperly dismissed plaintiff‘s § 1983 action for declaratory and injunctive relief because ”Patsy is fully dispositive of the exhaustion question“).
The injunctive relief exception created in Pet and Laurel Park, Inc., arose from an effort to observe the time-honored equitable principle that a party seeking injunctive relief must establish that he has no adequate remedy at law9 and that irreparable harm will ensue absent injunctive
Consistent with Patsy, we now hold that a § 1983 plaintiff need not exhaust state administrative remedies, regardless of the type of relief sought in the complaint. Although a plaintiff seeking injunctive relief under § 1983 must allege and prove that no adequate remedy at law exists, this burden is not part of the exhaustion requirement but, rather, a part of the plaintiff‘s burden of pleading and proof. Therefore, a plaintiff‘s failure to allege or establish the lack of an adequate legal remedy does not deprive the trial court of subject matter jurisdiction over a claim brought pursuant to § 1983.
To summarize, the trial court in the present case granted the defendants’ motion to dismiss the plaintiff‘s § 1983 claims because it concluded that the plaintiff had failed to exhaust his available state administrative remedies. We hold that the plaintiff was not required to exhaust his available state administrative remedies before filing a § 1983 claim in state court.11 The dismissal of the plaintiff‘s § 1983
The foregoing discussion also explains why we must reject the defendants’ argument that the trial court properly dismissed the plaintiff‘s § 1983 claims on the ground that “exhaustion of remedies applies even if a plaintiff asserts constitutional violations.” The defendants are correct that “[i]t is well established [as a matter of Connecticut law] that a plaintiff may not circumvent the requirement to exhaust available administrative remedies merely by asserting a constitutional claim.” St. Paul Travelers Cos. v. Kuehl, 299 Conn. 800, 813, 12 A.3d 852 (2011). But § 1983 claims are not governed by state law; they are governed by federal law, and, in Patsy, the United States Supreme Court eliminated any exhaustion requirement under § 1983 because the purpose of the statute is to provide “immediate access” to the courts for “individuals who were threatened with, or who had suffered, the deprivation of constitutional rights ... notwithstanding any provision of state law to the contrary.” (Citation omitted.) Patsy v. Board of Regents, supra, 457 U.S. 504; see also Doe v. Pfrommer, 148 F.3d 73, 78 (2d Cir. 1998) (recognizing that ”Patsy‘s categorical statement that exhaustion is not required and the expansive view of the federal courts in protecting constitutional rights allow plaintiffs to seek relief under § 1983 without first resorting to state administrative procedures“). The plaintiff, accordingly, was not required to exhaust his state administrative remedies prior to filing his § 1983 claims in state court.
V
Lastly, we address the defendants’ alternative argument that the plaintiff‘s claims are not ripe for judicial review under “the finality doctrine established by the United States Supreme Court in Williamson County ....” The defendants acknowledge that this finality argument is not the same as the exhaustion argument raised in and decided by the trial court and the Appellate Court. They contend, nonetheless, that this court must address their unpreserved alternative ground for affirmance because it “concerns subject matter jurisdiction,” which “must be considered whenever raised.” We disagree that the Williamson County finality doctrine implicates the court‘s subject matter jurisdiction, and, therefore, we decline to address the merits of this unpreserved claim.
“This court previously has held that [o]nly in [the] most exceptional circumstances can and will this court consider a claim, constitutional or otherwise, that has not been raised and decided in the trial court. ... This rule applies equally to [alternative] grounds for affirmance.”13
The respondent in Williamson County filed a lawsuit in federal court under § 1983, alleging that the application of various government regulations to its property constituted an unconstitutional taking without just compensation in violation of the fifth amendment to the United States constitution. Williamson County Regional Planning Commission v. Hamilton Bank, supra, 473 U.S. 182. The United States Supreme Court rejected the claim on two related but independent grounds, which have become known as the “finality” and “compensation” prongs of Williamson County.14 Under the finality prong, “a claim that the application of government regulations effects a taking of a property interest is not ripe until the government entity charged with implementing the regulations has reached a final decision regarding the application of the regulations to the property at issue.” Id., 186. The court observed that the respondent in Williamson County could have sought variances to avoid the application of the challenged governmental regulations but failed to do so. Id., 187-91. In light of the respondent‘s failure to request any variances, the court concluded that the petitioner planning and zoning commission had not “arrived at a final, definitive position regarding how it will apply the regulations at issue to the particular land in question,” and the respondent‘s § 1983 claim therefore was premature. Id., 191.
Thus, pursuant to Williamson County, a plaintiff‘s takings claim is not ripe for review until (1) the relevant administrative agency has arrived at a final, definitive decision, and (2) the plaintiff has sought just compensation through the procedures provided by the state. See Sherman v. Chester, 752 F.3d 554, 561 (2d Cir. 2014) (recognizing that, for takings claim to be ripe under Williamson County doctrine, “the plaintiff must show that (1) the state regulatory entity has rendered a final decision on the matter, and (2) the plaintiff has sought just compensation by means of an available state procedure” [internal quotation marks omitted]); Severance v. Patterson, 566 F.3d 490, 496 (5th Cir. 2009) (“The Supreme Court ... has adopted a special, two-prong test for evaluating ripeness under the [t]akings [c]lause. ... A takings claim is not ripe until (1) the relevant governmental unit has reached a final decision as to how the regulation will be applied to the landowner, and (2) the plaintiff has sought compensation for the alleged taking through whatever adequate procedures the state provides.” [Citation omitted.]). Although developed in the context of fifth amendment takings jurisprudence, the Williamson County ripeness doctrine also “applies to due process claims arising from the same nucleus of facts as a takings claim.” Kurtz v. Verizon New York, Inc., 758 F.3d 506, 515 (2d Cir. 2014) (citing cases); see also John Corp. v. Houston, 214 F.3d 573, 584 (5th Cir. 2000) (“Since Williamson County was decided, courts have applied these principles to not only substantive due process claims, but also to procedural due process and equal protection claims. In most cases, however, only Williamson County‘s finality requirement has been applied to claims other than the ‘due process takings’ claim described in that case.“).
The defendants contend that Williamson County established jurisdictional requirements in light of the United States Supreme Court‘s use of jurisdictional terminology (“finality” and “ripeness“) to describe the doctrine. Indeed, this court itself has treated the Williamson County finality requirement as jurisdictional in nature.16 See Port Clinton Associates v. Board of Selectmen, 217 Conn. 588, 604, 587 A.2d 126, cert. denied, 502 U.S. 814, 112 S. Ct. 64, 116 L. Ed. 2d 39 (1991). In Port Clinton Associates, the plaintiff alleged that the denial of permission to expand its marina constituted “an illegal ‘taking’ under the fifth and fourteenth amendments to the United States constitution, and violations of
It has become clear in recent years, long since the issuance of our decision in Port Clinton Associates, that the Williamson County ripeness doctrine “is not, strictly speaking, jurisdictional.” Horne v. Dept. of Agriculture, 569 U.S. 513, 526, 526 n.6, 133 S. Ct. 2053, 186 L. Ed. 2d 69 (2013) (reasoning that, because “[a] [c]ase or [c]ontroversy exists once the government has taken private property without paying for it ... [the existence of] an alternative remedy ... does not affect the jurisdiction of the federal court“); see also Sherman v. Chester, supra, 752 F.3d 561 (“[b]ecause Williamson County is a prudential rather than a jurisdictional rule, we may determine that in some instances, the rule should not apply and we still have
In light of this doctrinal development, we must abandon our conclusion in Port Clinton Associates that the Williamson County ripeness doctrine is a jurisdictional defect that may be raised for the first time on appeal. Because the defendants raised their Williamson County defense for the first time in this certified appeal, and because the defense is nonjurisdictional, the viability of that defense is not preserved for appellate review. See, e.g., State v. Darryl W., 303 Conn. 353, 371, 33 A.3d 239 (2012) (“[i]t is our long-standing position that [t]o review [a] claim, which has been articulated for the first time on appeal and not before the trial court, would result in a trial by ambuscade of the trial judge” [internal quotation marks omitted]). Accordingly, we decline to address whether there was a final decision by the initial decision maker as required by Williamson County.18
The judgment of the Appellate Court is reversed with respect to the plaintiff‘s § 1983 claims and the case is remanded to that court with direction to remand the case to the trial court with direction to deny the defendants’ motion to dismiss as to the plaintiff‘s § 1983 claims and for further proceedings according to law.
In this opinion the other justices concurred.
opinion regarding the merits of any such defense.
